HomeMy WebLinkAboutCC RESO 15,088 San Diego Pooled Insurance Program Authority (SANDPIPA)RESOLUTION NO. 15,088
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF NATIONAL CITY
ENTERING SAN DIEGO POOLED INSURANCE PROGRAM AUTHORITY
(SANDPIPA)
WHEREAS, pursuant to the provisions of sections 990, 990.4, 990.8, and
6500 et seq. of the Government Code, the City of National City wishes to enter
into a joint powers agreement with various other cities, entitled "San Diego
County Cities Joint Powers Agreement Creating the San Diego Pooled Insurance
Protection Authority For Municipal Entities" ("Agreement"), for the purpose of
participating in the joint powers authority ("Authority") created thereby, to
provide for and administer a risk management and insurance program, as more
fully set forth in said Agreement; and
WHEREAS, the proposed liability insurance coverage to be offered by
said joint powers authority under the Memorandum of Insurance proposed shall be
effective as of April 1, 1986; and
WHEREAS, said risk management program offers significant advantages to
the city in terms of cost, liability protection, and services, and entering such
program, on the conditions hereinafter set forth, appears to be in the best
interest of the city.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of
National City as follows:
Section 1. That the City of National City hereby agrees, pursuant to
the aforementioned Joint Powers Agreement, a copy of which is attached hereto as
Exhibit "A" and incorporated herein by reference, to enter said risk management
program on the following conditions:
a. The total cost for the city for the first year of participation in
such risk management and insurance program, to be offered by the Authority upon
its formation, shall be paid in the amount of $374,473 to obtain coverage as of
April 1, 1986;
b. The pooled insurance program coverage shall be offered by the
Authority in accordance with the terms and conditions of the proposed
"Memorandum of Insurance," dated September 4, 1986, a copy of which is attached
hereto as Exhibit "B" and incorporated herein by reference.
Section 2. That the city hereby agrees to $150,000 as its retained
limit for the first year of participation in the Authority for such pooled
insurance coverage.
Section 3. That the Treasurer of the City of National City is hereby
authorized to pay to the Authority, upon its formation and its delivery to the
city of the proposed Memorandum of Insurance after its approval by the
Authority, the amount required for its first premium together with other costs
of participation after such amount is confirmed by the Authority in writing.
Section 4. That the Mayor is authorized and directed to execute the
aforementioned Joint Powers Agreement.
Section 5. That the Clerk is directed to certify a copy of this
resolution and to forward the same resolution and the signed Agreement to the
Authority immediately upon its formation.
PASSED and ADOPTED this 23rd day of September, 1986.
ATTEST:
Campbell, Ci C1erk
APPROVED AS TO FORM:
A}LGeo iser, III -City Attorney
SAN DIEGO COUNTY CITIES JOINT POWERS AGREEMENT
FOR RISK MANAGEMENT AND RELATED INSURANCE COVERAGES
CREATING THE SAN DIEGO POOLED INSURANCE PROGRAM
AUTHORITY FOR MUNICIPAL ENTITIES
(SANDPIPA)
WHEREAS, certain signatory members of the San Diego County
Cities Joint Powers Agreement for Risk Management and Related
Insurance Coverages desire to create a separate and independent
joint powers authority for the purpose of establishing and
administering an insurance program involving risk sharing; and
WHEREAS, participation by eligible municipal entities shall
be wholly voluntary; and
WHEREAS, Government Code Section 6500 et seq. provides that
two or more public agencies may, by agreement, jointly exercise
any power common to the contracting parties; and
WHEREAS, Government Code Section 990.4 provides that a local
public entity may self -insure, purchase insurance through an
authorized carrier, or purchase insurance through a surplus line
broker, or any combination of these; and
WHEREAS, Government Code Section 990.8 provides that two or
more local entities may, by a joint powers agreement, provide
insurance for any purpose by any one or more of the methods
specified in Government Code Section 990.4; and
WHEREAS, each of the parties to this agreement desires to
join together with the other parties for the purpose of pooling
certain self -insured claims and losses, as provided in Government
Code Section 990.8,-and jointly purchasing excess insurance and
administrative services in connection with an insurance program
for said parties;
NOW, THEREFORE, for and in consideration of the mutual
advantages to be derived therefrom and in consideration of the
execution of this agreement by other local public entities, it is
hereby agreed that the San Diego Pooled Insurance Program
Authority For Municipal Entites be created as follows:
SAN DIEGO POOLED INSURANCE PROGRAM
AUTHORITY FOR MUNICIPAL ENTITES
This agreement is made and entered into in the County of
San Diego, State of California, by and among the cities organized
and existing under the laws of the State of California,
hereinafter referred to collectively as "cities" and individually
as "city," which are parties signatory to this agreement. Said
cities are sometimes referred to herein as "parties."
EXHIBIT A
ARTICLE 1
DEFINITIONS
The following definitions shall apply to the provisions of
this agreement:
A. "Assessment" shall mean the amount due and payable by a
city in excess of premium for valid claims.
B. "Auditor" shall mean that person appointed by the Board
who is required to draw warrants on behalf of the Authority and
provide for an annual audit, in accordance with law and the
bylaws.
C. "Authority" or "SANDPIPA" shall mean the San Diego
Pooled Insurance Program Authority for Municipal Entities created
by this agreement.
D. "Board of Directors" or "Board" shall mean the
governing body of the Authority.
E. "City" or "cities" shall mean general law or charter
cities, established under the laws of the State of California,
which are signatory members of the Authority; provided, however,
that this definition shall not be construed to prevent the
Authority from extending insurance coverage to any subsidiary,
wholly -owned, or affiliated municipal entity upon terms and
conditions approved by the Board.
F. "Claim" shall mean demands made against the cities
which are within the Authority's insurance program.
G. "Clerk" shall mean that person of the Authority who is
so appointed by the Board under the bylaws.
H. "Earned premium" shall mean earned premium as defined
in the California Insurance Code.
I. "Excess Insurance" shall mean that insurance which may
be purchased on behalf of the Authority to protect the funds of
the cities against catastrophic losses or an unusual frequency of
losses during a single year.
J. "Executive Committee" shall mean the Executive
Committee of the Board of Directors of the Authority.
K. "Fiscal Year" shall mean that period of twelve months
which is established as the fiscal year of the Authority.
L. "Incurred Loss" shall mean total expenses for payment
of a claim, including reserves therefor.
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M. "Insurance" shall mean self-insurance through a risk -
pooling funded program, and/or any commercial insurance contract,
as the context requires.
N. "Insurance Program" shall mean insurance and risk
management programs offered by or through the Authority.
0. "Insurance Year" shall mean a period of time, usually
twelve (12) months, determined by the Executive Committee into
which each element of the insurance program is segregated for
ease in determining premiums, incurred losses, and assessments.
P. "Memorandum of Insurance" shall mean the basic
liability self-insurance program funded by risk -sharing, issued
through the Authority in policy form.
Q. "Premium" shall mean the amount determined by the
Board annually as necessary to fund the insurance program of the
Authority.
R. "Pro forma statement" shall mean a projection of
estimated losses, expenses, premiums, assessments, and other
revenues for a reasonable period, for any insurance offered by
the Authority.
S. "Program Underwriter" shall mean an individual or legal
entity, either under contract with or employed by SANDPIPA, to
provide underwriting services.
T. "Reserves" shall mean funds not yet committed to the
payment of a valid claim but held for the payment of claims.
U. "Risk management" shall mean the process of
identifying, evaluating, reducing, transferring, sharing, and
eliminating risk. Risk management includes various elements of
insurance, law, administration, technology, accounting, and
general business to effectively manage hazards and losses to
which member cities may be exposed.
V. "Risk Manager" shall mean the manager of the day-to-day
affairs of the Authority, appointed by the Board.
W. "Risk pooling or sharing" shall mean any common fund:
(1) which is composed of cash, investments permitted by
Government Code Section 53601 et seq., or other assets; (2) to
which two or more members of the Authority have agreed to
contribute in accordance with the terms of a contract or
memorandum of insurance in which participation is voluntary; (3)
from which claims and risk management costs of any contributor to
that common fund shall be paid; and (4) which operates in
accordance with this joint powers agreement.
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X. "Self-insurance" shall mean providing for claims,
losses, and risk management by risk -pooling and the maintenance
of reserve funds by a city.
Y. "Self -insured retention" or "retained limit" shall mean
the amount below which a city is liable, at its own expense,
under the Memorandum of Insurance.
Z. "Underwriting Committee shall mean a standing
committee to be established by the Board, comprised of a chairman
(elected from the Board) and two or more members -at -large from
participating agencies.
ARTICLE 2
PURPOSES
This agreement is entered into by cities pursuant to the
provisions of Government Code Sections 990, 990.4, 990.8, and
6500 et seq. in order to provide comprehensive and economical
public liability coverage and coverage for other risks to which
the Board of Directors may agree. Additional purposes are to
reduce the amount and frequency of losses and to decrease the
cost incurred by cities in the handling and litigation of claims.
These purposes shall be accomplished through the exercise of the
power of such cities jointly in the creation of a separate
entity, the San Diego Pooled Insurance Program Authority For
Municipal Entities (the "Authority"), to administer an insurance
program pursuant to which cities will pool certain losses,
claims, and funds, jointly purchase excess insurance (if
available) and administrative and other services, including
claims adjusting, data processing, risk management consulting,
loss prevention, legal, and related services.
It is also the purpose of this agreement to provide, to the
extent permitted by law, for the inclusion, at a subsequent date,
of such additional cities as may desire to become parties to this
agreement and members of the Authority, subject to approval by
the Board of Directors.
ARTICLE 3
PARTIES TO AGREEMENT
Each party to this agreement certifies that it intends to
and does contract with all other parties who are signatories of
this agreement and, in addition, with such other parties as may
later be added as parties to and signatories of this agreement
pursuant to Article 21. Each party to this agreement also
certifies that the deletion of any party from this agreement,
pursuant to Articles 22 and 23, shall not affect this agreement
nor such party's intent to contract, as described above, with the
other parties to the agreement then remaining.
ARTICLE 4
TERM OF AGREEMENT
This agreement shall become effective upon the first day it
has been executed by two cities.
ARTICLE 5
CREATION OF AUTHORITY
Pursuant to Section 6500 et seq. of the Government Code,
there is hereby created a public entity, separate and apart from
the parties hereto, to be known as the San Diego Pooled Insurance
Program Authority For Municipal Entities. Pursuant to Government
Code Section 6508.1, the debts, liabilities, and obligations of
the -Authority shall not constitute debts, liabilities, or
obligations of any party to this agreement or to any city.
ARTICLE 6
POWERS OF AUTHORITY
A. The Authority shall have the powers common to cities
and is hereby authorized to do all acts necessary for the
exercise of said common powers, including, but not limited to,
any orall of the following:
1. To make and enter into contracts, including
contracts of insurance and self-insurance for its members
providing for risk -pooling or sharing, whether or not subject to
regulation under the Insurance Code, to the extent and in the
manner permitted under Government Code Sections 990, 990.4,
990.8, and 6508, or any other provision of law;
2. To incur debts, liabilities, or obligations;
3. To acquire, hold, or dispose of property,
contributions and donations of property, funds, services, or
other forms of assistance from persons, firms, corporations, and
governmental entities;
4. To sue and be sued in its own name; and
5. To exercise all powers necessary and proper to
carry out the terms and provisions of this agreement, or
otherwise authorized by law.
B. Said powers shall be exercised pursuant to the terms
hereof and in the manner provided by law.
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ARTICLE 7
BOARD OF DIRECTORS
A. The Authority shall be governed by the Board of
Directors which is hereby established and which shall be composed
of one representative from each city, who shall be selected by
the city manager of that city. Each city, in addition to
appointing its member of the Board, shall appoint at least one
alternate. Each director and alternate shall be a staff employee
of that city. The alternate appointed by a city shall have the
authority to attend, participate in, and vote at any meeting of
the Board when the regular member for whom he or she is an
alternate is absent from said meeting.
B. Each director or alternate of the Board shall serve
until a successor is appointed. Each director or alternate shall
serve at the pleasure of the city by which he or she has been
appointed.
C. Each director or alternate shall have one vote.
ARTICLE 8
POWERS OF THE BOARD OF DIRECTORS
The Board of Directors of the Authority shall have the
following powers and functions:
A. The Board shall elect from its members, pursuant to
Article 10 of this agreement, an Executive Committee.
B. The Board may review all acts of the Executive
Committee and shall have the power to modify and/or override any
decision or action of the Executive Committee upon a majority
vote of the entire Board of Directors.
C. The Board shall review, modify, if necessary, and
approve the annual operating budget of the Authority prepared by
the Executive Committee, pursuant to Article 11(d).
D. The Board shall receive and review periodic accountings
of all funds under Articles 16 and 17 of this agreement.
E. The Board shall have the power to conduct, on behalf of
the Authority, all business of the Authority, including that
assigned to the Executive Committee which the Authority may
conduct under the provisions hereof and pursuant to law.
F. The Board shall have such other powers and functions as
are provided for in this agreement or in the bylaws.
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ARTICLE 9
MEETINGS OF THE BOARD OF DIRECTORS
A. Meetings. The Board shall provide for its regular,
adjourned regular, and special meetings upon call of the
president of the Board; provided, however, that it shall hold at
least one regular meeting annually, as set forth in the bylaws.
B Minutes. The clerk of the Authority shall cause
minutes of regular, adjourned regular, and special meetings to be
kept and shall, as soon as possible after each meeting, cause a
copy of the minutes to be forwarded to each member of the Board
and to each city.
C. Quorum. A majority of the members of the Board shall
constitute a quorum for the transaction of business, except that'
less than a quorum may adjourn from time to time. A vote of the
majority of those members present at a meeting shall be
sufficient to constitute action by the Board, except as otherwise
specifically set forth in this agreement or in the bylaws.
D. Compliance With the Brown Act. All meetings of the
Board, including, without limitation, regular, adjourned regular,
and special meetings, shall be called, noticed, held, and
conducted in accordance with the provisions of the Ralph M. Brown
Act, Government Code Section 54950 et seq.
ARTICLE 10
EXECUTIVE COMMITTEE
A. There shall be an Executive Committee of the Board of
Directors which shall consist of at least three members, as
provided in the bylaws. The members of the Executive Committee
shall include the president of the Board of Directors; the
remainder of the members shall be elected by the Board of
Directors from its members, as provided in the bylaws.
B. Vacancies on the Executive Committee shall be filled as
provided in the bylaws.
ARTICLE 11
POWERS OF THE EXECUTIVE COMMITTEE
The Executive Committee may be delegated the following
powers:
A. Determine details of and select the insurance program
of the Authority.
B. Determine and select all insurance, including excess
insurance, necessary to carry out the programs of the Authority.
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C. Have authority to contract for or develop various
services for the Authority, including, but not limited to, claims
adjusting, loss control, legal defense, and risk management
consulting.
D. Cause to be prepared the operating budget of the
Authority for each fiscal year, subject to review, modification,
and approval by the Board, as provided for in Article 8(c).
E. Receive and act upon reports of the risk manager and
committees of the Authority, as provided in the bylaws.
F. The authority to hire persons as the Executive Committee
deems necessary for the administration of the Authority.
G. Exercise general supervisory and policy control over
the risk manager.
H. Direct investment of funds collected by the Authority.
I. Such other powers and functions as are provided for
pursuant to this agreement.
ARTICLE 12
MEETINGS OF THE EXECUTIVE COMMITTEE
The meetings of the Executive Committee shall be held and
conducted as provided in the bylaws. The Committee shall make
periodic reports to the Board of Directors, advising the Board of
its decisions and activities.
ARTICLE 13
OFFICERS OF THE AUTHORITY
A. President and Vice President. The Board shall elect
a president and vice president of the Authority at its first
meeting in Janaury of even -numbered years, each to hold office
until a successor is elected. In the event the president or vice
president so elected ceases to be a member of the Board, the
resulting vacancy in the office of president or vice president
shall be filled at the next regular meeting of the Board held
after such vacancy occurs. The Executive Committee may appoint
an interim president or vice president pending action by the
Board of Directors. In the absence or inability of the president
to act, the vice president shall act as president. The
president, or in his or her absence the vice president, shall
preside at and conduct all meetings of the Board and shall chair
the Executive Committee.
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B. Treasurer. The treasurer shall be appointed by the
Board. The duties of the treasurer are set forth in Articles 16
and 17 of this agreement.
C. Attorney.
the Authority.
D. Other Officers. The Board shall have the power to
appoint, or to delegate to the Executive Committee the power to
appoint, the auditor and clerk and such other officers as may be
necessary to carry out the purposes of this agreement.
The Board shall appoint an attorney for
ARTICLE 14
INSURANCE COVERAGE
A. The Authority shall maintain levels of insurance
coverage for cities determined by the Board of Directors to be
reasonably adequate.
B. The insurance coverages provided by the Authority may
include protection for motor vehicle, personal injury, property
damage, errors and omissions, contractual, or comprehensive
general liability, or such other areas Of coverage as the
Executive Committee may recommend to the Board.
C. The risk -sharing insurance program of the Authority
shall permit a city to select legal counsel for defense of a
claim prior to its tender to the Authority, and provide for
recovery of such defense costs in proportion to the share of any
resulting settlement or judgment which is in excess of the city's
retained limit; provided that the Authority shall have the right
and opportunity to associate with thecityin the defense and
control of such claims which are reasonably likely to exceed the
city's retained limit and that no expenses shall be incurred on
behalf of the Authority without its consent, which shall not be
unreasonably withheld.
D. The Board may arrange for a group policy to be issued
for cities interested in obtaining additional coverage at an
additional cost to those cities.
E. The Board may arrange for the purchase of excess
insurance. The Board may discontinue purchase of excess
insurance if no longer available or needed to protect the
Authority's funds.
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ARTICLE 15
IMPLEMENTATION OF THE INSURANCE PROGRAM
A. Program Formulation; Appointments.
As soon as practicable after the effective date of this
agreement, the Board of Directors shall determine the insurance
coverages to be provided as permitted in Article 14, the amount
of the premiums therefor, establish precise cost allocation plans
and formulas, provide for the handling of claims, establish pro
forma statements of each risk -pooling or other type of insurance
program, and specify the amounts and types of excess insurance,
if any, to be procured. In addition, the Board shall appoint an
Underwriting Committee, Claims Review Committee, and Program
Underwriter as soon as practicable. Vacancies on such committees
shall be filled by action of the Executive Committee on an
interim basis until such time as the Board acts to fill such
vacancies.
B. Premiums and Assessments. The premiums and
assessments for each city for any risk -pooling program shall be
recommended by the Underwriting Committee and approved by the
Board.
C. Annual Adjustments. The cost allocation plans and
formulas adopted by the Board shall provide for an adjustment in
each city's premiums following the first year of operation of
each program, and annually thereafter, to produce a premium for
each year, for each city, for each risk -pooling program, which
shall consider the following five items:
1. The city's incurred losses for each risk -pooling
program; and
2. The city's share of such losses and other expenses
for each risk -pooling program as a proportion of all cities' such
losses; and
3. The city's contribution to reserves, including
reserves for incurred -but -not -reported losses, for each risk -
pooling program; and
4. The city's share of costs to purchase excess
insurance, if any; and
5. The city's share of costs to purchase any
additional coverage, as provided in Article 14(c).
D. Notice of Premiums. Premium adjustments shall be
made annually, and notices of premiums shall be distributed at
least sixty (60) days prior to the close of each insurance year.
All premiums shall be due and payable within thirty (30) days
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after the effective date of coverage, except as provided in
Article 20.
E. Payment of Premiums or Assessments Over Time.
Inasmuch as some cities may experience an unusual frequency of
losses during a single insurance year which would increase their
subsequent premium substantially above the premium for that risk -
sharing program for that insurance year, or result in an
assessment, and cause budgetary problems, the Board may allow for
payment of a portion of such subsequent premium or assessment to
be made over a period of time not to exceed five years, with
reasonable interest.
F. Underwriting Practices. Underwriting practices shall
be generally consistent with industry standards in order to
stabilize premiums and permit purchase of excess coverage, and
other coverages supplemental to the Memorandum of Insurance.
1. Underwriting Committee. All matters dealing
with the scope of coverage and limits of liability provided under
the Memorandum of Insurance shall be the primary responsibility
of a standing committee established by the Board called the
"Underwriting Committee." The Committee shall also be responsible
for recommending premiums and assessments to the Board. The
Underwriting Committee shall receive advice from the Program
Underwriter Decisions of the Underwriting Committee will be
reviewed and acted upon by the Board. A majority of vote of the
entire Board shall be required to overrule a decision of the
Underwriting Committee in all matters.
2 Program Underwriter. The Program Underwriter
selected by the Board shall be independent of any broker or
insurer with contracts with the Authority and shall not be a
staff employee of any party. The Program Underwriter shall.
advise the Authority concerning its underwriting decisions.
3. Limits. The limits of liability offered under
the Memorandum of Insurance shall be established by the
Underwriting Committee, using the following general guidelines:
a. Per -occurrence limits shall approximate two
times the annual premiums collected under the program. The
limits of liability shall be established annually (at each
anniversary) and shall not be amended with the mid-term addition
or deletion of insureds.
b. Annual aggregate limits shall approximate
four times the annual premiums collected under the Memorandum of
Insurance. The purpose of this limitation is to assure that
potential assessments are limited to a maximum relative to the
annual aggregate exposure.
The Program Underwriter shall recommend limits of
liability to the Underwriting Committee. The Underwriting
Committee shall approve, disapprove, or modify such
recommendation with just cause.
4. Assessments. In the event assessments are
necessary, the Program Underwriter shall make recommendations to
the Underwriting Committee. The committee, with good cause, may
amend, reject, or accept the proposed assessment, and make a
recommendation to the Board. In the event a recommended
assessment is reduced or rejected, an alternate funding mechanism
shall be adopted by the Board as necessary to assure solvency of
the program.
The assessment amount shall be allocated based on the
following criteria:
1. The extent by which any City's losses have
exceeded its total payments to the insurance program.
2. In any insurance year, the ratio of a city's
claims pending to all cities' claims pending.
3. In any insurance year, the ratio of a city's
premiums and other contributions to the total thereof of all
cities.
G. Assessment Payment. Assessments are due and payable
within 30 days of date of mailing of notice by the Board.
H. Exhaustion of Annual Aggregate Limits. In the event
annual aggregate limits are reached for any insurance year,
claims payments shall be made proportionally, based on the ratio
total claims under the program bear to the annual aggregate
limits under the Memorandum of Insurance.
ARTICLE 16
ACCOUNTS AND RECORDS
A. Annual Budget. The Authority shall annually adopt an
operating budget, pursuant to Article 8(c) of this agreement.
B. Funds and Accounts. The treasurer of the Authority
shall establish and maintain such funds and accounts as required
by the Executive Committee and as required by good accounting
practice. Books and records of the Authority in the hands of the
treasurer shall be open to any inspection at all reasonable times
by authorized representative of cities and as otherwise required
by law.
C. Treasurer's Report. The treasurer, within 120 days
after the close of each fiscal year, shall give a complete
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written report of all financial activities for such fiscal year
to the Board and to each city.
D. Annual Audit. The auditor shall provide for a
certified, annual audit of the accounts and records of the
Authority, which audit shall be made by a certified public
accountant and shall conform to generally accepted auditing
standards. A report thereof shall be filed as a public record
with each of the cities. Such report shall be filed within six
months of the end of the year under examination.
ARTICLE 17
RESPONSIBILITY FOR MONIES
A. The treasurer of the Authority shall have the custody
of and disburse the Authority's funds. He or she shall have the
authority to delegate the signatory function of treasurer to such
persons as are authorized by the Board.
B. A bond in the amount determined adequate by the Board
shall be required of all officers and personnel authorized to
disburse funds of the Authority, such bond to be paid for by the
Authority.
C. The treasurer of the Authority shall assume the duties
described in Government Code Section 6505.5, including:
1. Receive and acknowledge receipt for all money of
the Authority and place it in the treasury of the Authority;
2. Be responsible, upon his or her official bond, for
the safekeeping and disbursement of all of the Authority's money
so held by him or her;
3. Pay, when due, out of money of the Authority so
held by him or her, all sums payable on outstanding bonds and
coupons of the Authority;
4. Pay any other sums due from Authority money only
upon warrants approved by the president of the Board or his or
her designee and the risk manager. The warrants shall be drawn
by the auditor, who shall be selected by the Board in accordance
with the bylaws and law.
5. Verify and report monthly to the Authority and to
cities the amount of money held for the Authority, the amount of
receipts since the last report, and the amount paid out since the
last report.
D. The treasurer shall deposit the funds of the Authority
in accordance with the investment policy required by law, and
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C
C
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II
approved by the Board, in those institutions and investments
permitted pursuant to Government Code section 53601 et seq.
ARTICLE 18
RESPONSIBILITIES OF THE AUTHORITY
The Authority shall perform the following functions in
discharging its responsibilities under this agreement:
A. Provide an insurance program, as necessary, including,
but not limited to, a self-insurance risk -sharing fund, and
commercial insurance (which may include excess coverage and
umbrella insurance), by negotiation, bid, or purchase.
B. Assist cities in obtaining insurance coverage for risks
not included within the insurance program of the Authority, as
permitted in Article 14(C).
C. Assist each city with the implementation of risk
management programs related to risks covered by the Authority's
insurance program within the city.
D. Provide loss prevention and safety consulting services
to cities, as required.
E. Provide claims adjusting and subrogation services for
claims covered by the Authority's insurance program, as required.
F. Provide loss analysis and control by the use of
statistical analysis, data processing, and record and file -
keeping services, in order to identify high exposure operations
and to evaluate proper levels of self -insured retention (as to
risk -sharing programs) and deductibles (as to commercial
insurance).
G. Conduct risk management audits to review the
participation of each city in the insurance program.
H. The Authority shall have such other responsibilities as
deemed necessary by the Board of Directors in accordance with
this agreement.
ARTICLE 19
RESPONSIBILITIES OF CITIES
Cities shall have the following responsibilities:
A. Each city shall appoint a representative and at least
one alternate to the Board of Directors, pursuant to Article 7 of
this agreement.
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B. Each city shall maintain an active safety program and
shall consider all recommendations of the Authority concerning
unsafe practices.
C. Each city shall maintain its own set of records in all
categories of risk covered by the insurance program of the
Authority to insure accuracy of the Authority's loss reporting
system until no longer deemed necessary by the Board.
D. Each city shall pay its premium, and any assessment,
within thirty (30) days of the invoice date. After withdrawal or
termination, each city shall pay promptly to the Authority its
share of any additional assessment when and if required of it by
the Executive Committee under Article 24 or 25 of this
agreement.
E. Each city shall provide the Authority with such other
information or assistance as may be necessary for the Authority
to carry out the insurance program under this agreement.
F. Each city shall, in any and all ways, cooperate with
and assist the Authority, and any insurer of the Authority, in
all matters relating to this agreement and covered claims and
will comply with all bylaws, rules, and regulations adopted or
approved by the Board of Directors.
ARTICLE 20
INTERIM PERIOD AND EFFECTIVE DATE OF PROGRAM
A. Interim Period. Concurrently with approval of this
agreement, each city shall approve and accept the proposed
premium, fee quote, and Memorandum of Insurance from Driver
Insurance. Such approval and acceptance shall be conditioned
upon the formation of the Authority and the Authority's approval
of the proposed premium fee and Memorandum of Insurance. Each
city shall have thirty (30) days from the date of receiving such
items in writing to consent by resolution to enter the Authority
and accept the provisions of the Memorandum of Insurance.
B. Effective Date. The proposed Memorandum of Insurance
shall be effective no earlier than April 1, 1986.
ARTICLE 21
NEW MEMBERS
The Authority shall allow entry into its insurance program
by new members only upon approval by the Board, or by the
Executive Committee if specifically delegated such authority by
resolution of the Board, which resolution may impose such
conditions or limitations upon such authority of the Executive
Committee as the Board deems appropriate. Cities entering under
- 15 -
this article shall be required to pay their share of the
organizational expenses, as determined by the Board, including
expenses necessary to analyze their loss data and determine their
premiums.
ARTICLE 22
WITHDRAWAL
After an initial one-year, noncancellable commitment to the
Memorandum of Insurance, a city may withdraw, provided it has
given the Authority a six-month written notice of its intent to
withdraw from this agreement and the Memorandum of Insurance.
ARTICLE 23
CANCELLATION
Notwithstanding the provisions of Article 22, the Authority
shall have the right to cancel, for good cause as determined by a
two-thirds vote of the entire Board of Directors, any city's
participation in the Authority and Memorandum of Insurance,
provided that a reasonable time shall be afforded, in the
discretion of the Board of Directors, to place coverage
elsewhere.
ARTICLE 24
EFFECT OF WITHDRAWAL
A. The withdrawal of any city from this agreement shall
not terminate the same, and a city, by withdrawing, shall not be
entitled to payment or return of any earned premium,
consideration, or property paid or donated by the city to the
Authority, or to any distribution of assets, except as provided
in Article 25(c).
B. The withdrawal or cancellation of any city after the
effective date of the Memorandum of Insurance or other elements
of the insurance program shall not terminate its responsibility
to contribute its share of premium or funds to the insurance
program of the Authority, until all claims or other unpaid
liabilities covering the period the city'was a participant have
been finally resolved and a determination of the final amount of
payments due by the city or credits to the city for such period
has been made by the Executive Committee. In connection with
this determination, the Executive Committee may exercise similar
powers to those provided for in Article 25(b) of this agreement.
- 16
ARTICLE 25
TERMINATION AND DISTRIBUTION
A. This agreement may be terminated any time during the
first year by the written consent of all cities and thereafter by
the written consent of three -fourths of the cities; provided,
however, that this agreement and the Authority shall continue to
exist for the purpose of disposing of all claims, distribution of
assets, and all other functions necessary to windup the affairs
of the Authority.
B. The Executive Committee is vested with all powers of
the Authority for the purpose of winding up and dissolving the
business affairs of the Authority. These powers shall include
the power to require cities, including those which were signatory
hereto at the time a claim arose or was incurred, to pay:their
share of any additional assessment, in accordance with loss
allocation formulas for final disposition of all claims and
losses covered by this agreement. A city's share of such
assessment shall be determined on the same basis as that provided
for assessments in Article 15(c) and (d) of this agreement.
C. Upon termination of this agreement, all assets of the
Authority shall be distributed only among the parties that have
been signatories hereto, including any of the cities which
previously withdrew pursuant to Article 22 or were canceled
pursuant to Article 23 of this agreement, in accordance with and
proportionate to their cash contributions (including premium
payments and property at market value when received) made during
the term of this agreement. The Executive Committee shall
determine such distribution within six months after disposal of
the last pending claim or loss covered by this agreement.
D. In the absence of an Executive Committee, the risk
manager shall exercise all powers and authority under this
Article. The decision of the Executive Committee or risk manager
under this article shall be final.
ARTICLE 26
PROVISION FOR BYLAWS AND PLAN DOCUMENT
As soon as practicable after the first meeting of the Board
of Directors, the Board shall cause to be developed and shall
adopt Authority bylaws and a plan document to govern the day-to-
day operations of the Authority. Each city shall receive a copy
of any bylaws, plan document, or other document developed under
this article.
- 17 -
C
ARTICLE 27
NOTICES
Notices to cities hereunder shall be sufficient if delivered
to the clerk of the respective city.
ARTICLE 28
ENFORCEMENT
The Authority shall have the right to enforce this
agreement. If any suit or other proceeding or arbitration is
brought by the Authority, or any member, to enforce this
agreement, the prevailing party shall be entitled to recover
costs and expenses, including reasonable attorneys fees. No
court proceedings shall be initiated by the Authority, affected
member, or withdrawn member agency, other than for the collection
or return of assessments or premiums. Other disputes shall be
resolved as provided in the bylaws.
ARTICLE 29
INVALIDITY
Should any portion, term, condition, or provision of this
agreement be determined by a court of competent jurisdiction to
be illegal and in conflict with any law of the State of
California, or be otherwise rendered unenforceable or
ineffectual, the validity of the remaining portion, terms,
conditions, and provisions shall not be affected thereby.
ARTICLE 30
TORT LIABILITY
Section 895.2 of the Government Code imposes certain tort
liability jointly upon public entities solely by reason of such
entities being parties to an agreement as defined in Section 895
of said Code. Therefore, the parties hereto, as between
themselves pursuant to the authorization contained in Sections
895.4 and 895.6 of the Government Code, each assumes the full
liability imposed upon it or any of its officers; agents or
employees by law for injury caused by a negligent or wrongful act
or omission occurring in the performance of the Agreement, to the
same extent that such liability would be imposed in the absence
of Section 895.2 of said Code. To achieve this purpose each
party indemnifies and hold harmless the other party for any loss,
cost or expense that may be imposed upon such other party solely
by virtue of Section 895.2 of the Government Code.
Upon exhaustion of aggregate policy limits, as described in
Article 15, under the Memorandum of Insurance (and excess
insurance, if obtained) for any insurance year, no city or party
- 18 -
shall be assessed or held in any way responsible for the claims
or losses of any other city which are excess of such limits; and
each party shall indemnify and holds harmless the other party for
any expenses that may reasonably be incurred as a result of such
excess claims. Accordingly, this agreement does not affect city
claims processing or payment after exhaustion of aggregate policy
limits; however, such claims management procedures may be
considered .by -the Authority in evaluating the conformance of city
risk -management practices with Authority standards.
ARTICLE 31
CLAIMS, LITIGATION, OR JUDGMENTS AGAINST THE AUTHORITY
A. Defense of Claims. As to any claim or action against
the Authority which is based on or arises out of an occurrence
involving an officer or employee of the Authority during the
course and in the scope of -such duties, who is also an officer or -
employee of a city, such claim or action against the Authority
will be defended by the Authority to the extent required by law.
Such claims or actions shall not be considered claims or actions
against such city solely as a result of employment by the
Authority.
B. Claims and Judgment Against the Authority. Claims
and judgments against the Authority shall be paid from, or
charged to, the appropriate coverages or self -insured funds the
Authority has established against such claims, judgments or
losses. Such amounts shall be paid from the Authority's own
coverage or self -insured funds. -
C. Arbitration. Any differences, claims or matters in
dispute arising between or among members shall, if such
differences arise out of this agreement or the bylaws, be
submitted by such members to arbitration by the American
Arbitration Association or its successor under the pertinent
provisions of the laws of the State of California relating to
arbitration, except as provided below. The decision of the
arbitrator(s) may be entered as a judgment in any court of the
State of California or elsewhere. Costs of arbitration,
including reasonable attorneys fees, shall be recoverable in
arbitration.
D. Authority Representation Conflicts. Any differences,
claims or matters in dispute arising between or among members
shall, if such differences do not arise out of this agreement or
the bylaws, be handled as follows:
1. After being notified in writing that one member
agency has filed a formal claim against another in accordance
with provisions of the Government Code, the Authority can no
longer act on behalf of either member insofar as the case giving
rise to the claim is concerned if the claim involves a risk
- 19 -
covered by the Memorandum of Insurance, or other risk -sharing
insurance policy of the Authority in which each of the involved
members is a participating member.
2. Conversely, the Authority may continue to act on
behalf of a participating member, even after receipt of written
notice of a formal claim filed by one member agency against
another, provided the claim only involves a risk -sharing
insurance policy of the Authority in which only one of the
involved member agencies is participating.
In any: case falling within the boundaries of (1) or (2)
above, the Authority may, in its discretion, act on behalf of one
or all involved members, provided that the Authority first
obtains the written consent of each involved member with
coverage; provided that the failure of the Authority to act on
behalf of any member under this section shall not affect the
Authority's obligation to provide coverage, including coverage of
legal defense costs under the Memorandum of Insurance or other
risk -sharing insurance of the Authority.
ARTICLE 32
PROHIBITION AGAINST ASSIGNMENT
No city may assign any right, claim, or interest it may have
under this agreement, and no creditor, assignee, or third -party
beneficiary of any city shall have any right, claim, or title to
any part, share, interest, fund, premium, or asset of the
Authority.
ARTICLE 33
AGREEMENT COMPLETE
The foregoing constitutes the full and complete agreement of
the parties. There are no oral understandings or agreements not
set forth in writing herein.
IN WITNESS WHEREOF,the parties hereto have first executed
this agreement by authorized officials thereof on the date
indicated. below.
Date:
CITY OF
By
Authoriz: d •y Resolution No. /S, Qgg
- 20 -
Date:
Date:
CITY OF
By
Authorized by Resolution No.
CITY OF
By
Authorized by Resolution No.
CITY OF
Date: By
(GMSDCC.A)
Authorized by Resolution No.
- 21 -
r
SAN DIEGO POOLED INSURANCE PROGRAM AUTHORITY
(HEREINAFTER CALLED THE "AUTHORITY")
MEMORANDUM OF INSURANCE
September 4, 1986
THIS IS A CLAIMS MADE CONTRACT
READ CAREFULLY
I. INSURING AGREEMENTS
IN CONSIDERATION OF THE PAYMENT OF PREMIUM, THE SAN DIEGO POOLED
INSURANCE PROGRAM AUTHORITY HEREAFTER CALLED THE "AUTHORITY",
AGREES TO IDEMNIFY THE INSURED FOR THE ULTIMATE NET LOSS IN
EXCESS OF THE RETAINED LIMIT AS STATED IN ITEM 3 OF THE DECLARA-
TIONS BUT ONLY UP TO THE AMOUNT NOT EXCEEDING THE "AUTHORITYS"
LIMIT OF LIABILITY AS STATED IN ITEM 4 OF THE DECLARATIONS AS A
RESULT OF CLAIMS FIRST MADE AGAINST THE INSURED AND REPORTED IN
WRITING TO THE 'AUTHORITY" OR ITS DESIGNATED REPRESENTATIVE
DURING THE COVERAGE PERIOD FOR WHICH THE INSURED SHALL BECOME
LEGALLY OBLIGATED TO PAY BY REASON OF LIABILITY IMPOSED BY LAW,
INCLUDING CHAPTER 1681 OF THE STATE OF CALIFORNIA INSURANCE
STATUTES OF 1963, OR LIABILITY ASSUMED BY CONTRACT, INSOFAR AS
THE NAMED INSURED MAY LEGALLY DO SO, FOR DAMAGES CAUSED BY:
COVERAGE A - BODILY INJURY LIABILITY
COVERAGE B - PROPERTY DAMAGE LIABILITY
COVERAGE C - ERRORS AND OMISSIONS LIABILITY
COVERAGE D - PERSONAL INJURY LIABILITY
II. DEFENSE, SETTLEMENT AND SUPPLEMENTARY PAYMENTS
THE "AUTHORITY" SHALL HAVE THE RIGHT AND OPPORTUNITY TO ASSOCIATE
WITH THE INSURED IN THE DEFENSE AND CONTROL OF ANY CLAIM OR
PROCEEDING ARISING OUT OF AN OCCURRENCE REASONABLY LIKELY TO
INVOLVE THE "AUTHORITY". IN SUCH EVENT, THE INSURED AND THE
"AUTHORITY" SHALL COOPERATE FULLY.
EXHIBIT B
SHOULD ANY CLAIM APPEAR LIKELY TO EXCEED THE RETAINED LIMIT, NO
LOSS EXPENSES OR LEGAL EXPENSES SHALL BE INCURRED ON BEHALF OF
THE "AUTHORITY" WITHOUT ITS PRIOR CONSENT. SUCH CONSENT SHALL
NOT BE UNREASONABLY WITHHELD. SHOULD ANY CLAIM ARISING FROM SUCH
LOSS BE ADJUSTED PRIOR TO TRIAL COURT JUDGEMENT FOR A TOTAL
AMOUNT NOT MORE THAN THE RETAINED LIMIT, THEN NO LOSS EXPENSES OR
LEGAL EXPENSES SHALL BE PAYABLE BY THE "AUTHORITY". HOWEVER,
SHOULD THE TOTAL AMOUNT FOR WHICH SUCH CLAIM MIGHT BE ADJUSTED
PRIOR TO SUCH JUDGEMENT EXCEED THE RETAINED LIMIT, THEN, IF THE
"AUTHORITY" CONSENTS TO FURTHER TRIAL COURT PROCEEDINGS, IT SHALL
CONTRIBUTE TO LEGAL EXPENSES IN THE RATIO WHICH ITS PROPORTION OF
THE. LIABILITY FOR THE JUDGEMENT RENDERED, OR SETTLEMENT MADE,
BEARS TO THE WHOLE AMOUNT OF SAID JUDGEMENT OR SETTLEMENT,
HOWEVER, IN NO EVENT SHALL THE INSURED'S PARTICIPATION IN SUCH
LEGAL EXPENSES EXCEED THE RETAINED LIMIT STATED AND MORE FULLY
DEFINED IN SECTION V OF THE COVERAGE PROVISIONS.
THE "AUTHORITY" SHALL NOT BE OBLIGATED TO PAY ANY CLAIM OR JUDGE-
MENT OR TO DEFEND ANY SUIT AFTER THE APPLICABLE LIMIT OF THE
"AUTHORITY'S" LIABILITY HAS BEEN EXHAUSTED BY PAYMENT OF
JUDGEMENTS, SETTLEMENTS OR ALLOCATED CLAIMS EXPENSES.
III. PERSONS INSURED
EACH OF THE FOLLOWING. IS AN INSURED TO THE EXTENT SET FORTH
BELOW:
A. THE NAMED INSURED;
B. WHILE ACTING WITHIN THE SCOPE OF HIS EMPLOYMENT AS
SUCH:
1. ANY OFFICER, SERVANT OR EMPLOYEE OF THE NAMED
INSURED.
2. ANY MEMBER OF BOARDS OR COMMISSIONS OF THE NAMED
INSURED;
C. UNDER COVERAGE (A) AND (B), ANY PERSON WHILE USING AN
OWNED AUTOMOBILE OR HIRED AUTOMOEILE AND ANY PERSON OR
ORGANIZATION LEGALLY RESPONSIBLE FOR THE USE THEREOF,
PROVIDED THE ACTUAL USE OF THE AUTOMOBILE iS BY OR WITH
THE PERMISSION OF THE NAMED INSURED.
2
L
THE COVERAGE WITH RFSPEr'•T TO ANY PERSON OR (RGANI'ATTON OTHER
THAN THE NAMED INSURED DOES NOT APPLY TINDER DIVISION (C) OF THIS
MEMORANDUM OF COVERAGE:
1. TO ANY PERSON OR ORGANIZATION, OR TO ANY AGENT OR
EMPLOYEE THEREOF, ENGAGED IN SELLING, REPAIRING,
SERVICING, DELIVERING, TESTING, ROAD TESTING, PARKING
OR STORING AUTOMOBILES, WITH RESPECT TO ANY OCCURRENCE
ARISING OUT OF ANY SUCH OCCUPATION, IF THERE IS OTHER
VALID AND COLLECTIBLE INSURANCE AVAILABLE TO SUCH
PERSON AS NAMED INSURED UNDER A POLICY WITH LIMITS
AT LEAST EQUAL TO THE REQUIREMENTS OF THE APPLICABLE
FINANCIAL RESPONSIBILITY LAWS;
2. WITH RESPECT TO ANY HIRED AUTOMOBILE, TO THE OWNER,
OR A LESSEE THEREOF OTHER THAN THE NAMED INSURED, OR
TO ANY AGENT OR EMPLOYEE OF SUCH OWNER OR LESSEE.
IV. LIMITS OF LIABILITY
REGARDLESS CF THE NUMBER OF (1) INSUREDS UNDER THIS COVERAGE, (2)
PERSONS OR ORGANIZATIONS WHO SUSTAIN INJtJRY OR DAMAGE, OR (3)
CLAIMS MADE OR SUITS BROUGHT ON ACCOUNT OF SUCH INJURY OR DAMAGE,
TP:E "AUTHORITY'S" LIABILITY IS AS FOLLOWS:
THE TOTAL LIABILITY OF THE "AtUTHORITY" FOR DAMAGES CAUSED BY
COVERAGE (A) BODILY INJURY LIABILITY, COVERAGE (B) PROPERTY
DAMAGE LIABILITY, COVERAGE (C) ERROR'S AND OMISSIONS LIABILITY,
COVERAGE (D) PERSONAL INJURY LIABILITY; AND INCLUDING ALLOCATED
CLAIMS EXPENSES ARISING OUT OF ANY CNE OCCURRENCE SHALL NOT
EXCEED THE T.IMIT OF LIABILITY STATED IN THE DECLARATIONS AS
APPLICABLE TO EACH OCCURRENCE.
SUBJECT THE ABOVE PROVISIONS TO IONS RESPECTING EACH.00CURRENCE , THE
S ^"
TOTAL LI F I_ ITY THE "AUTHORITY" u ITY" O ALI-
M GE CAUSED 1 OF ,-;t;T _Q4-- - � FOR >L_� DAMAGES By
COVERAGE (2=0 BODILY INJURY LIABILITY, COVERAGE (B) PROPERTY
DAMAGE LIABILITY, COVERAGE (C) ERRORS AND OMISSICNS LIABILITY,
COVERAGE (D) PERSONAL -INJURY LIABILITY; ANL' INCLUDING ALLOCATED
CLAIMS EXPENSES ARISING OUT OF ALL OCCURRENCES DURING EACH ANNUAL
PERIOD WHILE THIS COVERAGE IS IN FORCE COMMENCING FROM TTS
THELIMIT OF LIABILITY
O T TY STATED
I•.
EFFECTIVE DATE SHALL NOT EXCEED L t4I.. _.r _-A�•ILT_1. .,_AT
THE DECLARATIONS AS AGGREGATE.
FOR THE PURPOSE OF DFTERMINTNCG THE LIMIT CF THE "AUTHORITY"
LIABILITY, =LL DAMAGES AR1S1NG OUT OF CONTINUOUS R FE^EA-F"._
EXPOSURE _U1D'_TJ NTt . j.r THE SAME (GENERAL - ITI DNS SHALL --
CONSIDERED AS ARISING OUT OF nNE OCCURRENCE.
C
V. RETAINED LIMIT PROVISION
A. THE NAMED INSURED SHALL BE LIABLE AT ITS OWN EXPENSE
FOR THE FIRST $ SEE ITEM 3 OF THE DECLARATIONS PAGE,
OF ALL BODILY INJURY, PROPERTY DAMAGE, ERRORS AND
OMISSIONS LIABILITY, AND PERSONAL INJURY LIABILITY
ARISING OTJT OF EACH OCCURRENCE;
B. THE NAMED INSURED SHALL BE LIABLE AT ITS OWN EXPENSE
FOR ALL ALLOCATED CLAIMS EXPENSES FOR ANY ONE
OCCURRENCE WHICH IS SETTLED OR ADJUDGED AT ANY AMOUNT
EQUAL TO OR LESS THAN THE RETAINED LIMIT IN (A) ABOVE;
C. THE NAMED INSURED SHALL BE LIABLE AT ITS OWN EXPENSE
FOR THE SAME PROPORTION OF ALLOCATED CLAIMS EXPENSES AS
ITS RETAINED LIMIT IN (A) ABOVE BEARS TO THE FINAL
SETTLEMENT OR JUDGMENT FOR ANY ONE OCCURRENCE WHICH IS
SETTLED OR ADJUDGED AT ANY AMOUNT MORE THAN THE
RETAINED LIMIT IN.(A) ABOVE.
IV. EXCLUSIONS
THIS COVERAGE DOES NOT APPLY:
A. TO BODILY INJURY OR PROPERTY DAMAGE ARISING OUT OF THE
OWNERSHIP MAINTENANCE, OPERATION, USE, LOADING OR
UNLOADING OF ANY AIRCRAFT OWNED OR OPERATED BY OR
RENTED OR LOANED TO ANY INSURED, OR ANY OTHER AIRCRAFT
OPERATED BY ANY PERSON IN THE COURSE OF HIS EMPLOYMENT
BY AN INSURED;
B. TO ANY OBLIGATION FOR WHICH THE INSURED OR ANY CARRIER
AS HIS INSURER MAY BE HELD LIABLE MILER ANY WORKERS
COMPENSATION, UNEMPLOYMENT COMPEN7;ATTON OR DISABILITY
BENEFITS LAW, OR UNDER ANY SIMILAR LAW;
C. EXCEPT WITH RESPECT TO LIABILITY `ITvFD BY THE INSURED
UNDER CONTRACT, TO BODILY T_NTT'"Y TO ':F SICKNESS,
DISEASE OR DEATH CF ANY EMPLOYEE `:F THE INSURED ARISING
OUT OF AND IN THE COURSE CF EMPt. ".' '-'t'' F;Y THE INSURED;
D TO INJURY TO OR DESTRUCTION OF (: - . ERTY OWNED BY
THE INSURED, OR (2) PROPERTY FE:NI= P LEASED TO THE
INSURED WHERE THE INSURED HAS ." MEI: LIABILITY FOR
DAMAGE TO OR DESTRUCTION OF "':'H PR1-7 'EFTY UNLESS THE
NAMED INSURED WOULD HAVE BEEN LI - _.'.E IN THE ABSENCE OF
SUCH ASS'J:-PTIO OF LIABILITY, AIRCRAFT IN THE
CARE, CUSTODY OF CONTROI. or AN.' TN^URFD;
E. UNDER COVERAGE (C) TO (1) LIABILITY OF THE INSURED
ARISING IN WHOLE, OR IN PART, OUT OF ANY INSURED
OBTAINING REMUNERATION OR FINANCIAL GAIN TO t7HICH THE
INSURED WAS NOT LEGALLY ENTITLED, (2) LIABILITY ARISING
OUT OF THE WILLFUL VIOLATION OF A PENAL CODE OR
ORDINANCE COMMITTED BY OR WITH THE KNOWLEDGE OR CONSENT
OF ANY INJURED; EXCEPT THAT ANY FACT PERTAINING TO ANY
ONE INSURED SHALL NOT BE IMPUTED TO ANY OTHER INSURED
FOR THE PURPOSE OF DETERMINING THE APPLICATION OF THESE
EXCLUSIONS;
F. UNDER COVERAGE C TO (1) LIABILITY OF ANY INSURED
ARISING OUT OF ESTIMATES OF PROBABLE COSTS OR COST
ESTIMATES BEING EXCEEDED OR FAULTY PREPARATION OF BID
SPECIFICATIONS OR PLANS, OR (2) TO INJURY TO,
DESTRUCTION OR DISAPPEARANCE OF ANY TANGIBLE PROPERTY
(INCLUDING MONEY) OR THE LOSS OF USE THEREOF;
G. TO ANY LIABILITY ARISING OUT OF OR IN ANY WAY CONNECTED
WITH THE OPERATION OF THE PRINCIPLES OF EMINENT DOMAIN,
CONDEMNATION PROCEEDINGS, OR INVERSE CONDEMNATION, BY
WHATEVER NAME CALLED, WHETHER SUCH LIABILITY ACCRUES
DIRECTLY AGAINST THE INSURED OR BY VIRTUE OF ANY
AGREEMENT ENTERED INTO BY OR ON BEHALF OF THE INSURED;
H. TO BODILY INJURY OR PROPERTY DAMAGE ARISING OUT OF THE
DISCHARGE, DISPERSAL, RELEASE OR ESCAPE OF SMOKE,
VAPORS, SOOT, FUMES, ACIDS, ALKALIS, TOXIC CHEMICALS,
LIQUIDS OR GASES, WASTE MATERIAL OR OTHER IRRITANTS,
CONTAMINANTS OR POLLUTANTS INTO OR UPON LAND, THE
ATMOSPHERE OR ANY WATER COURSE OR BODY OF WATER.
I. TO ANY LIABILITY ARISING OUT OF THE PROVISIONS OF THE:
1. EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974
(ERISA), PUBLIC LAW 93-406; COMMONLY REFERRED TO
AS THE PENSION REFORM ACT OF 1974.
2. SECURITIES ACT OF 1933 OR THE SECURITIES EXCHANGE
ACT OF 1934; AND ANY AMENDMENTS THERETO; OR THE
PROVISIONS OF ANY SIMILAR FEDERAL, STATE OR LOCAL
STATUTE, OR COMMON LAW.
J. ARISING OUT OF OR CAUSED BY OR CONTRIBUTED BY ANY:
OWNERSHIP, MAINTENANCE, OPERATION, USE OR CONTROL OF OR
RESPONSIBILITY FOR ANY AIRFIELD, AIRPORT, RUNWAY,
HANGAR, BUILDING OR OTHER PROPERTY OR FACILITY DESIGNED
FOR, USED, CONNECTED, ASSOCIATED OR AFFILIATED WITH OR
IN ANY WAY RELATED TO AVIATION OR AVIATION ACTIVITIES.
K. FOR INJURY, SICKNESS, DISEASE, DEATH OR DESTRUCTION DUE
TO THE RENDERING OF OR. FAILURE TO RENDER ANY
PROFESSIONAL SERVICE BY ANY DOCTOR, SURGEON, DENTIST,
HOSPITAL OR CLINIC.
L. ARISING OUT OF OR CAUSED OR CONTRIBUTED TO BY ANY
A. WAR, WHETHER OR NOT DECLARED,
B. CIVIL WAR,
C. INSURRECTION, REBELLION OR REVOLUTION
OR ANY ACT, ERROR, OMISSION OR CONDITION INCIDENT TO
ANY
1. OF THE FOREGOING OR
2. SUPPRESSION OF ATTEMPTED THREAT WITH RESPECT TO
ANY OF THE FOREGOING.
M. ARISING OUT OF, IN CONNECTION WITH OR CAUSED OR
CONTRIBUTED TO BY ANY FAILURE OR INABILITY TO SUPPLY
ANY ADEQUATE QUANTITY OF POWER, STEAM, PRESSURE, FUEL,
OR WATER.
N. ARISING OUT OF OR CAUSED OR CONTRIBUTED TO BY ANY
ACTUAL OR ALLEDGED ILLEGAL DISCRIMINATION.
0. TO ANY LIABILITY, CLAIM, DEMAND OR CAUSES OF ACTION
ARISING OUT OF OR RESULTING FROM EITHER SEXUAL ABUSE OR
LICENTIOUS, IMMORAL OR SEXUAL BEHAVIOR, WHETHER CAUSED
BY, OR AT THE INSTIGATION OF, OR AT THE DIRECTION OF OR
OMISSION BY, THE INSURED, IT'S EMPLOYEES, SERVANTS OR
ANY OTHER INSUREDS UNDER THIS COVERAGE.
P. TO ANY LIABILITY ARISING OUT OF INJURY TO VOLUNTEER
FIREMEN.
VII. DEFINITIONS
"AUTOMOBILE". EXCEPT WHERE STATED TO THE CONTRARY, THE WORD
"AUTOMOBILE" MEANS A LAND MOTOR VEHICLE OR TRAILER AS FOLLOWS:
A. OWNED AUTOMOBILE - AN AUTOMOBILE OWNED BY THE NAMED
INSURED;
B. HIRED AUTOMOBILE - AN AUTOMOBILE USED UNDER CONTRACT IN
BEHALF OF, OR LOANED TO, THE NAMED INSURED PROVIDED
SUCH AUTOMOBILE IS NOT OWNED BY OR REGISTERED IN THE
NAME OF (A) THE NAMED INSURED OR (B) AN OFFICER,
SERVANT OR EMPLOYEE OF THE NAMED INSURED WHO IS GRANTED
AN OPERATING ALLOWANCE OF ANY SORT FOR THE USE OF SUCii
AUTOMOBILE;
C. NON -OWNED AUTOMOBILE - ANY OTHER AUTOMOBILE.
THE FOLLOWING DESCRIBED EQUIPMENT SHALL BE DEEMED AN AUTOMOBILE
WHILE TOWED BY OR CARRIED ON AN AUTOMOBILE NOT SO DESCRIBED, BUT
NOT OTHERWISE: IF OF THE CRAWLER -TYPE, ANY TRACTOR, POWER CRANE
OR SHOVEL, DITCH OR TRENCH DIGGER; ANY ARM -TYPE TRACTOR; ANY
CONCRETE MIXER OTHER THAN OF THE MIX -IN TRANSIT TYPE; ANY GRADER,
SCRAPER, ROLLER OR FARM IMPLEMENT; AND, IF NOT SUBJECT TO MOTOR
VEHICLE REGISTRATION, ANY OTHER EQUIPMENT NOT SPECIFIED BELOW,
WHICH IS DESIGNED FOR USE PRINCIPALLY OFF PUBLIC ROADS.
THE FOLLOWING DESCRIBED EQUIPMENT SHALL BE DEEMED AN AUTOMOBILE
WHILE TOWED BY OR CARRIED ON AN AUTOMOBILE AS ABOVE DEFINED
SOLELY FOR PURPOSES OF TRANSPORTATION OR WHILE BEING OPERATED
SOLELY FOR LOCOMOTION, BUT NOT OTHERWISE. IF OF THE NON -CRAWLER
TYPE, ANY POWER CRANE OR SHOVEL, DITCH OR TRENCH DIGGER; AND ANY
AIR COMPRESSING, BUILDING OR VACUUM CLEANING SPRAYING OR WELDING
EQUIPMENT OR WELL DRILLING MACHINERY.
"USE". USE OF AN AUTOMOBILE OR AIRCRAFT INCLUDES THE LOADING AND
UNLOADING THEREOF.
"COMPLETED OPERATIONS HAZARD". "COMPLETED OPERATIONS HAZARD"
MEANS BODILY INJURY AND PROPERTY DAMAGE ARISING OUT OF OPERATIONS
OR RELIANCE UPON A REPRESENTATION OR WARRANTY MADE AT ANY TIME
WITH RESPECT THERETO, BUT ONLY IF THE BODILY INJURY OR PROPERTY
DAMAGE OCCURS AFTER SUCH OPERATIONS HAVE BEEN -COMPLETED- OR
ABANDONED AND OCCURS AWAY FROM PREMISES OWNED BY OR RENTED TO THE
NAMED INSURED. "OPERATIONS" INCLUDE MATERIALS, PARTS OR
EQUIPMENT FURNISHED IN CONNECTION THEREWITH. OPERATIONS SHALL BE
DEEMED COMPLETED AT THE EARLIEST OF THE FOLLOWING TIMES:
A. WHEN ALL OPERATIONS TO BE PERFORMED BY OR ON BEHALF OF
THE NAMED INSURED UNDER THE CONTRACT HAVE BEEN
COMPLETED.
WHEN ALL OPERATIONS TO BE PERFORMED BY OR ON BEHALF OF
THE NAMED INSURED AT THE SITE OF THE OPERATIONS HAVE
BEEN COMPLETED, OR
C. WHEN THE PORTION OF THE WORK OUT OF WHICH THE INJURY OR
DAMAGE ARISES HAS BEEN PUT TO ITS INTENDED USE BY ANY
PERSON OR ORGANIZATION OTHER THAN OTHER CONTRACTOR OR
SUBCONTRACTOR ENGAGED IN PERFORMING OPERATIONS FOR A
PRINCIPAL AS A PART OF THE SAME PROJECT.
OPERATIONS WHICH
OR CORRECTION,
DEFICIENCY, BUT
COMPLETED.
THE COMPLETED OPERATIONS HAZARD DOES NOT INCLUDE BODILY INJURY OR
PROPERTY DAMAGE ARISING OUT OF:
MAY REQUIRE FURTHER SERVICE OR MAINTENANCE WORK,
REPAIR OR REPLACEMENT BECAUSE OF ANY DEFECT OR
WHICH ARE OTHERWISE COMPLETE, SHALL BE DEEMED
7
A. OPERATIONS IN CONNECTION WITH THE TRANSPORTATION OF
PROPERTY, UNLESS THE BODILY INJURY OR PROPERTY DAMAGE
ARISES OUT OF A CONDITION IN OR ON A VEHICLE CREATED BY
THE LOADING OR UNLOADING THEREOF,
B. THE EXISTENCE OF TOOLS, UNINSTALLED EQUIPMENT OR
ABANDONED OR UNUSED MATERIALS, OR
C. OPERATIONS FOR WHICH THE CLASSIFICATION STATED IN THE
INSURANCE SERVICES OFFICE (ISO) MANUAL SPECIFIED "IN-
CLUDING COMPLETED OPERATIONS".
"ERRORS AND OMISSIONS". "ERRORS AND OMISSIONS" MEANS
MISFEASANCE, MALFEASANCE OR NONFEASANCE BY ANY INSURED.
"INSURED". t�
INSURED MEANS ANY PERSON OR ORGANIZATION QUALIFYING
AS AN INSURED UNDER THE PERSONS OR ENTITIES INSURED SECTION OF
THIS- MEMORANDUM OF INSURANCE. THE WORD."INSURED" INCLUDES THE
NAMED INSURED.
"NAMED INSURED'S PRODUCTS". "NAMED INSURED'S PRODUCTS" MEANS
GOODS OR PRODUCTS MANUFACTURED, SOLD, HANDLED OR DISTRIBUTED BY
THE NAMED INSURED OR BY OTHERS TRADING UNDER HIS NAME INCLUDING
ANY CONTAINER THEREOF (OTHER THAN A VEHICLE) BUT "NAMED INSURED
PRODUCTS" SHALL NOT INCLUDE A VENDING MACHINE OR ANY PROPERTY
OTHER THAN SUCH Al CONTAINER, RENTED TO OR LOCATED FOR USE OF
OTHERS BUT NOT SOLD.
- "OCCURRENCE". AS RESPECTS COVERAGES A AND B, OCCURRENCE MEANS
AN ACCIDENT, _OR EVENT INCLUDING CONTINUOUS OR REPEATED EXPOSURE
TO CONDITIONS, WHICH RESULTS IN BODILY INJURY OR PROPERTY DAMAGE
NEITHER EXPECTED NOR INTENDED FROM THE STANDPOINT OF THE INSURED;
AS RESPECT COVERAGE (C), "OCCURRENCE" MEANS ANY ACTUAL OR ALLEGED
ERRORS OR OMISSIONS BY AN INSURED WHICH RESULTS IN INJURY OR
DAMAGE NEITHER EXPECTED NOR INTENDED FROM THE STANDPOINT OF THE
INSURED; AS RESPECTS COVERAGE (D) "OCCURRENCE" MEANS ANY INJURY
OR DAMAGES SUSTAINED BY -ANY PERSON OR ORGANIZATION AND ARISING
OUT OF PERSONAL INJURY AS DEFINED HEREIN.
"PERSONAL INJURY". "PERSONAL INJURY" MEANS (A) FALSE ARREST,
DETENTION, OR IMPRISONMENT OR MALICIOUS PROSECUTION; (B)
PUBLICATION OR UTTERANCE OF A LIBEL OR SLANDER OR OF OTHER
DEFAMATORY OR DEROGATORY MATERIAL, OR A PUBLICATION OR UTTERANCE.
IN VIOLATION OF AN INDIVIDUAL'S RIGHT OF PRIVACY EXCEPT WHEN ANY
OF THE FOREGOING OF THIS PART (B) ARISES FROM PUBLICATIONS OR
UTTERANCES IN THE COURSE OF OR RELATED TO ADVER:'ISING,
BROADCASTING, OR TELECASTING ACTIVITIES CONDUCTED BY OR ON BEHALF
OF THE NAMED INSURED; (C) WRONGFUL ENTRY OR EVICTION OR OTHER
INVASION.OF THE RIGHT OF PRIVATE OCCUPANCY; (D) ASSAULT AND
BATTERY, NOT COMMITTED BY OR AT THE .DIRECTION OF THE NAMED
INSURED UNLESS COMMITTED FOR THE PURPOSE OF PROTECTION OF PERSONS
OR PROPERTY; (E) RACIAL OR RELIGIOUS DISCRIMINATION, NOT
COMMITTED BY OR AT THE DIRECTION OF THE NAMED INSURED.
"BODILY INJURY". "BODILY INJURY" MEANS BODILY INJURY, SICKNESS,
OR DISEASE, INCLUDING DEATH AT ANY TIME RESULTING THEREFROM AND
ALSO INCLUDES CARE AND LOSS OF SERVICES SUSTAINED BY ANY PERSON
OR PERSONS.
"COVERAGE TERRITORY". "COVERAGE TERRITORY" MEANS ANYWHERE IN THE
WORLD.
"PRODUCTS HAZARD". "PRODUCTS HAZARD" INCLUDES BODILY INJURY AND
PROPERTY DAMAGE ARISING OUT OF THE NAMED INSURED'S PRODUCTS OR
RELIANCE UPON A REPRESENTATION OF WARRANTY MADE AT ANY TIME WITH
RESPECT.THERETO,' BUT --ONLY IF -THE BODILY INJURY OR PROPERTY DAMAGE
OCCURS AWAY FROM PREMISES OWNED BY OR RENTED TO THE NAMED INSURED
AND AFTER PHYSICAL POSSESSION OF SUCH PRODUCTS HAS BEEN
RELINGUISHED TO OTHERS.
"PROPERTY DAMAGE". "PROPERTY DAMAGE" MEANS (1) PHYSICAL INJURY
TO OR DESTRUCTION OF TANGIBLE PROPERTY WHICH OCCURS DURING
COVERAGE PERIOD, INCLUDING THE LOSS OF USE THEREOF AT ANY TIME
RESULTING THEREFROM, OR (2) LOSS OF USE OF TANGIBLE PROPERTY
WHICH HAS NOT BEEN PHYSICALLY INJURED OR DESTROYED, SUCH LOSS OF
USE IS CAUSED BY AN OCCURRENCE DURING THE COVERAGE PERIOD.
"ALLOCATED CLAIMS EXPENSES". "ALLOCATED CLAIMS EXPENSES" SHALL
C MEAN ALL COURT COSTS, FEES, AND EXPENSES; FEES FOR SERVICE OR
PROCESS; FEES TO ATTORNEYS; COSTS OF UNDERCOVER OPERATIVE AND
DETECTIVE SERVICES; COSTS OF EMPLOYING EXPERTS FOR PREPARATION OF
MAPS, PHOTOGRAPHS, DIAGRAMS, CHEMICAL OR PHYSICAL ANALYSIS OR FOR
ADVICE, OPINION OR TESTIMONY CONCERNING CLAIMS UNDER INVESTIGA-
TION; COSTS FOR LEGAL TRANSCRIPTS OR TESTIMONY TAKEN AT CORONER'S
INQUEST, CRIMINAL OR CIVIL PROCEEDING; COSTS FOR COPIES OF ANY
PUBLIC RECORDS; COSTS OF DEPOSITIONS AND COURT REPORTER OR
RECORDED'STATEMENTS; AND ANY -OTHER SIMILAR FEE, COST, OR EXPENSE
REASONABLY CHARGEABLE TO THE INVESTIGATION, SETTLEMENT, OR
DEFENSE OF A CLAIM OR LOSS, OR TO THE PROTECTTo`. AND PERFECTION
OF THE SUBROGATION RIGHT: OF THE NAMED INSURED ALLOCATED CLAIMS
EXPENSES SHALL NOT INCLUDE FEES PAID To ANY "AUTHORITY" FOR ANY
CLAIMS SERVICES WHICH CANNOT BE CHARGED TO A - T IC CLAIM OR
LOSS.
"ULTIMATE NET --LOSS".- "ULTIMATE NET LOSS" `".'•'?'T' THE SUM ACTUALLY
PAID OR PAYABLE. IN CASH IN THE SETTLEMENT SATISFACTION OF
LOSSES FOR WHICH THE INSURED IS LIABLE EITH7R ArITIDToATION OR
1 z
COMPROMISE WITH THE WRITTENWRITTENCONSENT_; F THE ._ "-*THOR 1TY" , AFTER•
MAKING PROPER DEDUCTION FOR ALL RECO':FR'E'^ AND SALVAGES
COLLECTIBLE, AND INCLUDES ATTORNEY'S FEES, Cr4IRT COSTS AND
INTEREST ON ANY JUDGEMENT OR AWARD, BUT _ LTTDES ALL LOSS
ADJUSTMENT EXPENSES AND ALI. SALARIES OF "-'L:'YFE`. AND OFFICE
EXPENSES OF THE INST1 EL, THE "AUTHORITY" _-_ • UNDERLYING INSURER
OR SELF INSURER SO INCTP?REF'.
VIII.CONDITIONS
A. INSPECTION AND AUDIT
THE "AUTHORITY" SHALL BE PERMITTED BUT NOT OBLIGATED TO
INSPECT THE INSURED'S PROPERTY AND OPERATIONS AT ANY TIME.
NEITHER THE "AUTHORITY'S" RIGHT TO MAKE INSPECTIONS NOR THE
--MAKING -THEREOF NOR ANY REPORT THEREON SHALL CONSTITUTE AN
UNDERTAKING, ON BEHALF OF OR FOR THE BENEFITS OF THE INSURED
OR OTHERS, TO DETERMINE OR WARRANT THAT SUCH PROPERTY OR
OPERATIONS ARE SAFE OR HEALTHFUL, OR ARE IN COMPLIANCE WITH
ANY LAW, RULE OR REGULATIONS, THE "AUTHORITY" MAY EXAMINE
AND AUDIT THE INSURED'S BOOKS AND RECORDS AT ANYTIME DURING
THE COVERAGE PERIOD AND EXTENSIONS THEREOF AND WITHIN THREE
YEARS AFTER THE FINAL TERMINATION OF THIS COVERAGE, AS FAR
AS THEY RELATE TO THE SUBJECT MATTER OF THIS MEMORANDUM OF
INSURANCE.
B. SEVERABILITY OF INTEREST
THE TERMS "THE INSURED" IS USED SEVERALLY AND NOT
COLLECTIVELY, BUT THE INCLUSION HEREIN OF MORE THAN ONE
INSURED SHALL NOT OPERATE TO INCREASE THE LIMITS OF THE
"AUTHORITY'S" LIABILITY.
C. INSURED'S DUTIES IN THE -EVENT OF OCCURRENCE, CLAIM OR SUIT
1, IN THE EVENT OF AN OCCURRENCE, WRITTEN NOTICE
CONTAINING PARTICULARS SUFFICIENT TO IDENTIFY THE
INSURED AND ALSO REASONABLY OBTAINABLE INFORMATION WITH
RESPECT TO THE TIME, PLACE AND CIRCUMSTANCE THEREOF,
AND THE NAMES AND ADDRESSES OF THE INJURED AND OF
AVAILABLE WITNESSES, SHALL BE GIVEN BY OR FOR THE
INSURED TO THE "AUTHORITY" OR ITS DESIGNATED REPRESEN-
TATIVE AS SOON AS PRACTICABLE.
WHENEVER THE INSURED HAS INFORMATION FROM WHICH THE
INSURED MAY REASONABLY CONCLUDE THAT AN OCCURRENCE
COVERED HEREUNDER INVOLVES INJURIES OR DAMAGE WHICH, IN
THE EVENT THAT THE INSURED BE HELD LIABLE, IS LIKELY TO
INVOLVE THIS COVERAGE, NOTICE SHALL BE GIVEN BY OR ON
BEHALF OF THE INSURED TO THE "AUTHORITY" OR ITS
DESIGNATED REPRESENTATIVE AS SOON AS PRACTICABLE,
PROVIDED HOWEVER, THAT FAILURE TO GIVE NOTICE OF ANY
OCCURRENCE WHICH AT THE TIME CF ITS HAPPENING DID NCT
APPEAR TO INVOLVE THIS COVERAGE BUT WHICH, AT A LATER
DATE, WOULD APPEAR TO GIVE RISE TO CLAIMS HEREUNDER
SHALL NCT PREJUDICE SUCH CLAIMS.
3. THE INSURED SHALL COOPERATE WITH THE "AUTHORITY" AND,
UPON THE "AUTHORITY'S" REQUEST ASSIST IN MAKING SETTLE-
MENTS, IN THE CONDUCT OF SUITS AND IN ENFORCING ANY
RIGHT OF CONTRIBUTION OR INDEMNITY AGAINST ANY PERSON
OR ORGANIZATION WHO MAY BE LIABLE TO THE INSURED
BECAUSE OF INJURY OR DAMAGE WITH RESPECT TO WHICH
COVERAGE IS AFFORDED UNDER THIS MEMORANDUM. THE INSURED
SHALL ATTEND HEARINGS AND TRIALS AND ASSIST IN SECURING
AND GIVING EVIDENCE AND OBTAINING THE ATTENDANCE OF
WITNESSES. THE INSURED SHALL NOT, EXCEPT AT HIS OWN
COST, VOLUNTARILY MAKE ANY PAYMENT, ASSUME ANY OBLIGA-
TION OR INCUR ANY EXPENSE; HOWEVER, IN THE EVENT THAT
THE AMOUNT OF ULTIMATE NET LOSS BECOMES CERTAIN EITHER
THROUGH TRIAL COURT JUDGEMENT OR AGREEMENT AMONG THE
INSURED, THE CLAIMANT, AND THE "AUTHORITY", THEN THE
INSURED MAY PAY THE AMOUNT OF ULTIMATE NET LOSS TO THE
CLAIMANT TO EFFECT SETTLEMENT AND, UPON SUBMISSION OF
DUE PROOF THEREOF, THE "AUTHORITY" SHALL INDEMNIFY THE
INSURED FOR THAT PART OF SUCH PAYMENT WHICH IS IN
EXCESS OF THE RETAINED LIMIT , OR THE "AUTHORITY" WILL
UPON REQUEST OF THE INSURED, MAKE SUCH PAYMENT TO THE
CLAIMANT ON BEHALF OF THE INSURED.
D. APPEALS
IN THE EVENT THE INSURED ELECTS NOT TO APPEAL A JUDGEMENT IN
EXCESS OF THE RETAINED LIMIT, THE "AUTHORITY" MAY ELECT TO
DO SO AT ITS OWN EXPENSE, AND SHALL BE LIABLE FOR THE COST,
DISBURSEMENTS AND INTEREST INCIDENTAL THERETO, BUT IN NO
EVENT SHALL THE LIABILITY OF THE AUTHORITY FOR ULTIMATE
NET LOSS EXCEED THE AMOUNT SPECIFIED IN THE LIMIT OF
LIABILITY SECTION OF THE DECLARATIONS, PLUS THE COST,
DISBURSEMENTS, AND INTEREST INCIDENTAL TO SUCH APPEAL.
ACTION AGAINST THE AUTHORITY
NO ACTION SHALL LIE AGAINST THE "AUTHORITY" UNLESS, AS A
CONDITION PRECEDENT THERETO, THE INSURED SHALL HAVE FULLY
COMPLIED WITH ALL THE TERMS OF THIS COVERAGE, NOR UNTIL THE
AMOUNT OF THE INSURED'S OBLIGATION TO PAY AN AMOUNT OF
ULTIMATE NET LOSS IN EXCESS OF THE RETAINED LIMIT SHALL HAVE
BEEN FINALLY DETERMINED EITHER BY JUDGEMENT AGAINST THE
INSURED AFTER ACTUAL TRIAL OR BY WRITTEN AGREEMENT OF THE
INSURED, THE CLAIMANT, AND THE "AUTHORITY". THE INSURED
SHALL MAKE A DEFINITE CLAIM FOR ANY LOSS IN WHICH THE
"AUTHORITY" MAY BE LIABLE WITHIN A REASONABLE TIME AFTER
SUCH FINAL DETERMINATION. IF ANY SUBSEQUENT PAYMENTS ARE
MADE BY THE INSURED ON ACCOUNT OF THE SAME OCCURRENCE, THE
INSURED SHALL MAKE ADDITIONAL CLAIMS FROM TIME TO TIMME AND
THESE CLAIMS SHALL BE PAYABLE WITHIN THIRTY (30) DAYS AFTER
PROOF IN CONFORMITY WITH THIS COVERAGE. ANY PERSON OR
ORGANIZATION OR THE LEGAL REPRESENTATIVE THEREOF WHO HAS
SECURED SUCH JUDGEMENT OR WRITTEN AGREEMENT SHALL THEREAFTER
BE ENTITLED TO RECOVER UNDER THIS MEMORANDUM OF INSURANCE TO
THE EXTENT OF THE COVERAGE AFFORDED BY THIS MEMORANDUM OF
INSURANCE. NOTHING CONTAINED IN THIS COVERAGE SHALL GIVE
ANY PERSON OR ORGANIZATION ANY RIGHT TO JOIN THE "AUTHORITY"
E.
11
AS A CO-DEFENDANT IN ANY ACTION OF BANKRUPTCY, OR THE
INSOLVENCY OF THE INSURED SHALL NOT RELIEVE THE "AUTHORITY"
OF ANY OF ITS OBLIGATIONS HEREUNDER.
C F. OTHER INSURANCE
IF COLLECTIBLE INSURANCE WITH ANY INSURER IS AVAILABLE TO
THE INSURED COVERING A LOSS ALSO COVERED HEREUNDER, THE
COVERAGE HEREUNDER SHALL BE IN EXCESS OF, AND NOT CONTRIBUTE
WITH, SUCH OTHER INSURANCE PROVIDED, HOWEVER, THIS DOES NOT
APPLY TO COVERAGE WHICH IS WRITTEN AS EXCESS INSURANCE OVER
THE "AUTHORITY'S" LIMIT OF LIABILITY PROVIDED IN THIS MEMO-
RANDUM.
WHEN BOTH THIS COVERAGE AND OTHER INSURANCE APPLY TO THE
LOSS ON THE SAME BASIS, WHETHER PRIMARY, EXCESS OR
CONTINGENT, THE "AUTHORITY" SHALL NOT BE LIABLE UNDER THIS
MEMORANDUM FOR GREATER PROPORTION OF THE LOSS THAN THAT
STATED IN THE APPLICABLE CONTRIBUTION PROVISION BELOW:
1. CONTRIBUTION BY EQUAL SHARES. IF ALL OF SUCH OTHER
VALID AND COLLECTIBLE INSURANCE PROVIDES FOR
CONTRIBUTION BY EQUAL SHARES, THE "AUTHORITY" SHALL NOT
BE LIABLE FOR A GREATER PROPORTION OF SUCH LOSS THAN
WOULD BE PAYABLE -IF EACH INSURER CONTRIBUTES AN EQUAL
SHARE UNTIL THE SHARE OF EACH INSURER EQUALS THE LOWEST
APPLICABLE LIMIT OF LIABILITY UNDER ANY ONE COVERAGE OR
THE FULL AMOUNT OF THE LOSS IS PAID, AND WITH RESPECT
TO ANY AMOUNT OF LOSS NOT SO PAID THE REMAINING
INSURERS THEN CONTINUE TO CONTRIBUTE EQUAL SHARE OF THE
REMAINING AMOUNT OF THE LOSS UNTIL EACH SUCH INSURER
HAS PAID ITS LIMIT IN FULL OR THE FULL AMOUNT OF THE
LOSS IS PAID.-
2. CONTRIBUTION BY LIMITS. IF ANY OF SUCH OTHER INSURANCE
DOES NOT. PROVIDE FOR CONTRIBUTION BY EQUAL SHARES, THE
"AUTHORITY" SHALL NOT BE LIABLE FOR GREATER PROPORTION
nF SUCH LOSS THAN THE APPLICABLE LIMIT OF LIABILITY
UNLER THIS MEMORANDUM FOR SUCH LOSS BEARS TO THE TOTAL
APPLICABLE LIMIT OF LIABILITY OF ALL VALID AND
COLLECTIBLE INSURANCE AGAINST SUCH LOSS.
• G. SUBROGATION
THE "AUTHORITY" SHALL BE SUBROGATED TO THE EXTENT OF ANY
PAYMENT HEREUNDER TO ALL THE INSURED'S RIGHTS OF RECOVERY
THEREOF; AND THE INSURED SHALL DO NOTHING AFTER LOSS TO
PREJUDICE SUCH RIGHTS AND SHALL DO EVERYTHING NECESSARY TO
SECURE SUCH RIGHTS. ANY AMOUNT SO RECOVERED SHALL BE
APPORTIONED AS FOLLOWS;.
12
ANY INTEREST (INCLUDING THE INSURED'S) HAVING PAID AN AMOUNT
IN EXCESS OF THE RETAINED LIMIT PLUS THE LIMIT OF LIABILITY
HEREUNDER SHALL BE REIMBURSED FIRST TO THE EXTENT OF THE
ACTUAL PAYMENT. THE ,, AUTHORITY SHALL BE REIMBURSED NEXT TO
THE EXTENT OF ITS ACTUAL PAYMENT HEREUNDER. IF ANY BALANCE
THEN REMAINS UNPAID,IT SHALL BE APPLIED TO REIMBURSE THE
INSURED OR ANY UNDERLYING INSURER, AS THEIR INTEREST MAY
APPEAR. THE EXPENSES OF ALL SUCH RECOVERY PROCEEDINGS SHALL
BE APPORTIONED IN THE RATIO OF RESPECTIVE RECOVERIES. IF
THERE IS NO RECOVERY IN PROCEEDINGS CONDUCTED SOLELY BY THE
"AUTHORITY", IT SHALL BEAR THE EXPENSES THEREOF.
H. CHANGES
NOTICE TO ANY DESIGNATED REPRESENTATIVE OR KNOLEDGE
POSSESSED BY ANY DESIGNATED REPRESENTATIVE. OR BY ANY-- OTHER
PERSON SHALL NOT EFFECT -A WAIVER OR A CHANGE IN ANY PART OF
THISMEMORANDUM OR ESTOP THE "AUTHORITY" FROM ASSERTING ANY
RIGHT UNDER THE TERMS OF THIS MEMORANDUM; NOR SHALL THE TERMS
OF THIS MEMORANDUM BE WAIVED OR CHANGED, EXCEPT BY ENDORSEMENT
ISSUED TO FORM A PART OF THIS MEMORANDUM.
I. ASSIGNMENT
ASSIGNMENT OF INTEREST UNDER THIS COVERAGE SHALL NOT BIND
THE "AUTHORITY" UNTIL ITS CONSENT IS ENDORSED HEREON; IF,
HOWEVER, THE NAMED INSURED SHALL BE ADJUDGED BANKRUPT OR
INSOLVENT, SUCH COVERAGE AS IS AFFORDED BY THIS MEMORANDUM
SHALL APPLY (A) TO THE NAMED INSURED'S LEGAL REPRESENTATIVE,
AS THE NAMED INSURED, BUT ONLY WHILE ACTING WITHIN THE SCOPE
OF HIS DUTIES AS SUCH, AND (B) WITH RESPECT TO THE PROPERTY
OF THE NAMED INSURED, TO THE PERSON HAVING PROPER TEMPORARY
CUSTODY THEREOF, AS INSURED, BUT ONLY UNTIL THE APPOINTMENT
AND QUALIFICATION OF THE LEGAL REPRESENTATIVE.
J. CANCELLATION
THIS MEMORANDUM MAY BE CANCELLED BY THE NAMED INSURED BY
SURRENDER THEREOF TO THE "AUTHORITY" OR ITS DESIGNATED
REPRESENTATIVE OR BY MAILING TO THE "AUTHORITY" WRITTEN
NOTICE STATING WHEN THEREAFTER THE CANCELLATION SHALL BE
EFFECTIVE. THIS COVERAGE MAY BE CANCELLED BY THE
"AUTHORITY" BY MAILING TO THE NAMED INSURED, AT THE ADDRESS
SHOWN IN THIS COVERAGE, WRITTEN NOTICE STATING WHEN NOT LESS
THAN FORTY-FIVE (45) DAYS THEREAFTER SUCH CANCELLATION SHALL
BE EFFECTIVE. THE MAILING OF NOTICE AS AFORESAID SHALL BE
SUFFICIENT PROOF OF NOTICE. THE TIME OF SURRENDER OR THE
EFFECTIVE DATE AND HOUR OF CANCELLATION STATED IN THE NOTICE
SHALL BECOME THE END OF THE COVERAGE PERIOD. DELIVERY OF
SUCH WRITTEN NOTICE EITHER BY THE NAMED INSURED OR BY THE
"AUTHORITY" SHALL BE EQUIVALENT TO MAILING.
,
IF THE NAMED INSURED CANCELS, EARNED PREMIUM SHALL BE
COMPUTED IN ACCORDANCE WITH THE CUSTOMARY SHORT RATE TABLE
AND PROCEDURE. IF THE "AUTHORITY" CANCELS, THE EARNED
PREMIUM SHALL BE COMPUTED PRO RATA.
WHEN THIS MEMORANDUM OF INSURANCE INSURES MORE THAN ONE
NAMED INSURED, CANCELLATION MAY BE EFFECTIVE BY THE FIRST
NAMED OF SUCH NAMED INSUREDS FOR THE ACCOUNT OF ALL NAMED
INSUREDS. NOTICE OF CANCELLATION BY THE "AUTHORITY" TO THE
FIRST NAMED SHALL BE DEEMED NOTICE TO ALL NAMED INSUREDS AND
PAYMENT OF ANY UNEARNED PREMIUM TO SUCH FIRST NAMED INSURED
SHALL BE FOR THE ACCOUNT OF ALL NAMED INSURED.
K. EXTENDED REPORTING PERIOD OPTION
1. :THE AUTHORITY SHALL PROVIDE AN EXTENDED REPORTING PERIOD
ONLY IF THE COVERAGE IS EITHER CANCELLED OR NOT RENEWED FOR
ANY REASON EXCEPT NONPAYMENT OF PREMIUM.
2. A CLAIM FIRST MADE DURING THE EXTENDED REPORTING PERIOD WILL
BE DEEMED TO HAVE BEEN MADE ON THE LAST DAY OF THE COVERAGE
PERIOD, PROVIDED THAT THE CLAIM IS FOR DAMAGES THAT OCCURRED
BEFORE THE END OF THE COVERAGE PERIOD BUT NOT BEFORE ANY
APPLICABLE RETROACTIVE DATE.
3. THE EXTENDED REPORTING PERIOD WILL NOT REINSTATE OR INCREASE
THE LIMITS OF LIABILTY OR EXTEND THE COVERAGE PERIOD.
4. THE EXTENDED REPORTING PERIOD WILL BE AS SET FORTH BELOW:
A. IF NO OTHER INSURANCE YOU PURCHASE TO REPLACE THIS
COVERAGE APPLIES TO THE CLAIM OR WOULD APPLY BUT FOR
THE EXHAUSTION OF ITS APPLICABLE LIMITS OF LIABILITY,
AN -.EXTENDED REPORTING PERIOD OF 60 DAYS FROM THE
END OF THE COVERAGE PERIOD WILL APPLY. THIS EXTENDED
REPORTING PERIOD MAY NOT BE CANCELLED AND REQUIRES NO
ADDITIONAL PREMIUM.
B. IF THE "INSURED" MAKES A WRITT'.-'N RFC'..'EST FOR AN
EXTENDED REPORTING PERIOD WITHIN 30 DA'_'S AFTER THE
EXPIRATION OF THE COVERAGE PERT:: A?:D PAYS THE
ADDITIONAL PREMIUM WITHIN 30 DAY`, tkFTFR' MAID REQUEST;
WE MAY AT THE DISCRETION OF THE ".['Tu0RITY" OR IT'S
DESIGNATED REPRESENTATIVE(S) I''•TE AN EXTENDED
REPORTING ENDORSEMENT FOR A PERIi:r= OF TWO YEARS FROM
THE END OF THE COVERAGE PERIOD.
;4
THE EXTENDED REPORTING PERIOD ENDORSEMENT WILL ALSO
AMEND THE OTHER INSURANCE CONDITIONS SO THAT THE
COVERAGE PROVIDED WILL BE EXCESS OVER ANY OTHER VALID
AND COLLECTIBLE INSURANCE AVAILABLE TO THE "INSURED"
WHETHER PRIMARY, EXCESS, CONTINGENT OR ON ANY OTHER
BASIS, WHOSE COVERAGE PERIOD BEGINS OR CONTINUES AFTER
THE ENDORSEMENT TAKES EFFECT.
5. THE PREMIUM FOR THE EXTENDED REPORTING PERIOD ENDORSEMENT
(SECTION 4. (B) ABOVE) WILL NOT EXCEED 200 % OF THE
ANNUAL PREMIUM FOR THIS COVERAGE AND WILL EE FULLY EARNED
WHEN THE ENDORSEMENT TAKES EFFECT. NOTHING CONTAINED HEREIN
SHALL BE DEEMED TO WAIVE THE ASSESSMENT PROVISIONS OF THIS
COVERAGE.
L. ASSESSMENTS
EACH INSURED SHALL BE OBLIGATED TO AND SHALL PAY AMOUNTS AS
HEREINAFTER PROVIDED WHICH AMOUNTS ARE HEREIN CALLED
"ASSESSMENTS." SUBJECT TO THE PROVISIONS HEREOF, THE
"AUTHORITY" OR ITS DESIGNATED REPRESENTATIVE(S), SHALL HAVE
THE POWER AND AUTHORITY TO DETERMINE ALL MATTERS IN
CONNECTIONS WITH ASSESSMENTS, INCLUDING WITHOUT LIMITATION,
POWER AND AUTHORITY TO DETERMINE WHERE, WHEN AND HOW ASSESS-
MENT SHOULD BE PAID AND EACH INSURED SHALL COMPLY WITH SUCH
DETERMINATIONS.
M. DETERMINATION OF ASSESSMENTS
THE "AUTHORITY" OR ITS.DESIGNATED REPRESENTATIVE(S) SHALL
LEVY ASSESSMENTS TO COVER ANY DEFICIENCY AT ANY TIME AND FOR
WHATEVER REASONS THE "AUTHORITY" DETERMINES IN THE EXERCISE
OF ITS GOOD FAITH JUDGEMENT THAT THE AMOUNT OF FUNDS
AVAILABLE IS LESS THAN THE AMOUNTS REASONABLY ANTICIPATED TO
BE NECESSARY TO PAY CLAIMS COVERED UNDER THIS MEMORANDUM.
"-AUTHORITY" OR ITS DESIGNATED REPRESENTATIVE(S) SHALL NOTIFY
IX WRITING (THE "ASSESSMENT NOTICE") EACH INSURED OF THE
LEVY -OF ASSESSMENT AND THE DATE FIXED FOR THE PAYMENT
THEREOF.
N. APPORTIONMENT OF ASSESSMENTS
THE AMOUNT OF ANY ASSESSMENT PAYABLE BY EACH INSTJRED SHALL
BE COMPUTED BY MULTIPLYING THE TOTAL AMOUNT TO BE RAISED =;_•
EACH INSURED' S ORIGINAL PERCENTAGE TO THE ORIGINAL CAPITALIZATION.
FOR THE COVERAGE TERM DETERMINED TO HAVE A SHORTAGE OF FuNDs
TO PAY CLAIMS AND EXPENSES. SUCH ORIGINAL PERCENTAGE CAN.SF
INCREASED UP TO 100% FOR NEGATIVE CLAIMS EXPERIENCE.
15
O. TIME FOR PAYMENTS OF ASSESSMENTS
THE AMOUNT OF ANY ASSESSMENT SHALL BECOME DUE AND PAYABLE AS
SPECIFIED IN THE ASSESSMENT NOTICE OR, IF NOT SO SPECIFIED,
WITHIN THIRTY (30) DAYS AFTER RECEIPT OF THE ASSESSMENT
NOTICE. ANY INSURED SHALL BE DEEMED DELINQUENT IN THE PAY-
MENT OF ANY ASSESSMENT IF SUCH INSURED FAILS TO PAY THE SAME
WHEN IT IS DUE AND PAYABLE. DELINQUENTPAYMENTSSHALL BE
SUBJECT TO A PENALTY TO COVER LIQUIDATED DAMAGES, COVERING
ADMINISTRATIVE AND OTHER COSTS OF COLLECTION, WHICH CANNOT
BE ACCURATELY ESTIMATED IN ADVANCE, WHICH SHALL ACCRUE AT A
RATE EQUAL TO TWO PERCENT (2 %) OVER THE PREVAILING PRIME
INTEREST RATE, BEGINNING ON THE DATE WHEN ASSESSMENT IS DUE
AND PAYABLE.
P. ACCEPTANCE
BY ACCEPTANCE OF THIS MEMORANDUM OF INSURANCE, THE NAMED
INSURED AGREES TO BE BOUND BY THE TERMS OF THIS MEMORANDUM
OF INSURANCE.
ATTACHED TO AND FORMING PART OF CONTRACT NUMBER SDC 0001 OF THE
SAN DIEGO POOLED INSURANCE PROGRAM AUTHORITY MEMORANDUM OF INSURANCE.
• DATED AT:
4 4THIS 74KtIA DAY OF
BY:
REPRESENTATIVE
16
SAN DIEGO POOLED INSURANCE PROGRAM AUTHORITY
DECLARATIONS
CONTRACT NUMBER SDC 0001
THIS PAGE WITH "CONTRACT PROVISIONS ATTACHED" COMPLETES THIS
NUMBERED MEMORANDUM OF INSURANCE.
Item 1. Named Insured:
Item 2.
Address
Coverage Period: From To 12:01 A.M.
Standard Time
Item 3. Self -Insured $ each occurrence as more
Retention fully defined in section V of
the Retained limits Provisions
of the contract
Item 4.
Limit(s) of Coverage $ 5,000,000 each occurrence,
Hereunder: $10,000,000 in the aggregate as
more fully defined in section
IV of the contract provsions
Item 5. Premium:
Item 6 Cancellation: