HomeMy WebLinkAboutCC RESO 12,287RESOLUTION NO. 12,287
RESOLUTION ADOPTING THE FEDERAL AID URBAN
PROGRAM PROCEDURES AS MODIFIED BY THE FEDERAL
AID URBAN COMMITTEE ON FEBRUARY 10, 1977
WHEREAS, the Federal Highway Acts of 1973 and 1976
provided funding for road projects on the Federal Aid Urban
System and, at the discretion of the local agencies, for
transit projects, and
WHEREAS, the Federal Act requires that states
develop procedures for local implementation, and
WHEREAS, California procedures issued by CALTRANS
in 1974 were established for use in San Diego County, and
WHEREAS, with the creation of the North County
Transit Development Board (NCTDB) and the San Diego Metro-
plitan Transit Development Board (SDMTDB) in January, 1976,
the previously adopted San Diego Procedures were modified
to account for said new transit boards, and
WHEREAS, in December, 1976, the San Diego Compre-
hensive Planning and the FAU Advisory Committee further
revised said procedures;
NOW, THEREFORE, BE IT RESOLVED by the City Council
of the City of National City that the Federal Aid Urban Pro-
cedures (Version 5) as modified by the FAU Advisory Committee
on February 10, 1977 are hereby adopted to insure the continua-
tion of the Federal Aid Urban process and the release of
project funds.
PASSED AND ADOPTED this 8th day of March, 1977.
ATTEST:
THOROUGHFARE ADVISORY COMMI'PPLE
MINUTES OF MEETING
October 9, 1975
1. Minutes of the October 2, 1975 meeting were approved.
2. Ed Kubicheck discussed the concept of protecting State Highway R/W by
using FAU funds. Two handouts were distributed showing the mileage for
the regionally significant State Highways that the State Highway Commis-
sion is proposing to drop. Considerable discussion then followed on
whether or not to recommend using FAU funds for the protection of R/W.
CALTRANS suggested that $2.0 million per year should be sufficient to
protect the R/W based on previous years expenditures.
The Committee was in general agreement that the dropping of adopted future
State Highway Routes in the San Diego area by the State Highway Commission
is undesirable. R/W protection seems to be a wise investment and in line
with prudent planning. The position of the Highway Commission brought
about by the current financial squeeze is understood, but not necessarily
agreed with. In order to maintain the integrity of the regions' plans and
planning process various possible solutions were discussed.
A question was asked of CALTRANS as to whether they intended that the
$2.0 million in FAU funds would be their entire share or whether they
would seek additional FAU funds for projects. Roger Clark stated that
he would submit projects totaling approximately 1/3 of the remaining FAU
funds beyond those required to protect R/W, but it was up to the Commit-
tee as to whether they would be funded.
Bill Schempers made a motion that the Thoroughfare Advisory Committee
recommend the expenditure of funds not to exceed $2.0 million or 33%,
whichever is less, from the 1976-77 fiscal year FAU funds that may be-
come available through the potential 1975 Highway Act, for the purpose
of protecting regionally significant state highways in accordance with
current CALTRANS practices and procedures. The following is a list of
the state highways in question:
1. Route 54
2. Route 56
3. Route 75
4. Route 76
5. Route 125
6. Route 125
7. Route 125
Jamacha Rd. to I-8
1-15 (SA 680) to SR 125
I-805 to Urban Boundary
1-5 to Melrose
SR 54 to SR 94
1-8 to Urban Boundary
Urban Boundary to SR 56
Motion was seconded and passed with the City of La Mesa and the City of
Vista voting against the motion.
-2-
3. Ron Beckman, Chairman of the Sub -committee discussed the progress the sub-
committee had made on the rating system. He asked the Thoroughfare Com-
mittee for further direction as to what the sub -committee should be working
towards.
John Pizzato made a motion that directed the sub -committee to develop
rating systems for the following categories:
1. Transit
2. Local Streets and Highways
3. State and Regional Routes
The motion was seconded and passed.
4. Ed Kubicheck mentioned that the deadline for the T.I.P. is coming up. Dis-
cussion was generated as to the best method for obtaining necessary infor-
mation.
It was suggested that a list of new projects would best fill the needs for
the T.I.P.
Al Ruden made a motion establishing December 1, 1975 as the deadline for
new project submittals.
The motion was seconded and passed.
5. Al Ruden then sought the Committee's clarification for the FAU funding
status of Oceanside Blvd.
A motion was made by Don Todd to add Oceanside Blvd. to the October 2, 1975
list of cost -overruns thereby making the project eligible for "first come
first serve" funding as per October 2, 1975 meeting.
The motion was seconded and passed.
6. The meeting was adjourned and a new meeting date was not set.
Notes by R. Thorpe
RDT:mh
THOROUGHFARE ADVISORY COMMITTEE
Meeting of
October 9 1975
IN ATTENDANCE: AGENCY:
_X_
City of Carlsbad
City of Chula Vista
City of Coronado
City of Del Mar
City of El Cajon
City of Escondido
City of Imperial Beach
City of La Mesa
City of National City
City of Oceanside
City of San Marcos
X City of San Diego
X City of Vista
X CPO
X CALTRANS
Members:
Ronald O. Beckman
Bill Robens
Linwood Newton
Ben Hildyard
James C. Snapp
Lloyd Holt
Jerald D. Johnson
Charles R. Bras
Dale W. Hoffland
Alton Ruden
William R. Bradley
George T. Simpson x
X Donald D. Todd
Stephen George
Jacob Dekema,
California Highway Patrol
X S.D. County Safety Council X
X S.D. County Education Dept. X
S.D. Transit Corp.
Rick Thorpe
S.D. Hwy. Dev. Assoc.
County of San Diego
Members At Large
X
X
Capt. Leonard deGroff
David Thompson
Roland Werner
Claude Page .`
Ralph Richey
Chairman, Ex-Officio
X Rudy Massman
Others in Attendance
County
David Twomey City of San Diego
David Knock
CPO/CALTRANS
Ken Erikson County
• 'Frank Westfall IPO
Frank Mulligan County
John Lippit
Nello Greer
'Roger Clark
Chula Vista
CALTRANS .?
CALTRANS
Alternates:
Bill Harshman
Wallace Beron
John Pizzato
Ross Ainsworth
Paul Fabares
Donald Newberry
Bill Schempers
Lee Hultgren
Ed Kubichek
•
A total of 23 people in attendance
(Version 3)
SAN DIEGO URBANIZED AREA FEDERAL AID URBAN PROGRAM
INTERNAL OPERATING GUIDELINES
February 10, 1977
PURPOSE
The purpose of these guidelines is to supplement the San Diego Urbanized Area
Federal Aid Urban Program Procedures and to act as the internal operating -guide-
lines for carrying out the responsibility of FAU program development.
PROCESS
The attached flow chart labeled Exhibit "A" and dated February 10, 1977 is hereby
included in these guidelines. The following narrative refers to the steps as
enumerated on the chart.
Step 1. AGENCIES SUBMIT PROJECT PROPOSALS
The following agencies shall
Aid Urban funding:
City of Carlsbad
City of Chula Vista
City.of Coronado
City of Del Mar
City of El Cajon
City of Escondido
City of Imperial Beach
be the
only eligible project applicants for Federal
City of La Mesa
City of National City
City of Oceanside
City of San Diego
City of San Marcos
City of Vista
CALTRANS, District 11
San Diego Metropolitan
Transit Development
Board
North San Diego County
Transit Development
Board
County of. SariDiego
la. Agencies wishing to sponsor a Federal Aid Urban project shall be
responsible for submitting a project proposal to the FAU Advisory
Committee. Project proposals shall be submitted in a form pre-
scribed by the Committee and information submitted shall include
at least: type of project, location, cost, status, and other
pertinent details required For evaluation. Project proposals or
revisions shall be approved by the legislative body of the re-
spective sponsoring agencies.
1b. CALTRANS' project proposals shall be approved by the District
Director and shall be submitted in advance to permit review prior
to local agency submittals.
2. A deadline for project submittals for each Federal Aid Program
shall be established by the Committee.
3. Applications will not be changed unless changes are approved by
the Committee.
4. To be considered for FAU priorities, highway projects shall:
a. Conform to local agency general plan.
b. Appear on the approved FAU System map on file with the County
Department of Transportation as of the project submittal dead-
line date.
5. Transit projects will be considered which can show advantage to FAU
System.
Step 2. FEDERAL AID URBAN ADVISORY COMMITTEE RECEIVES AND EVALUATES PROPOSALS
The FAU (Federal Aid Urban) Advisory Committee is hereby constituted. This
Committee shall consist of individual representatives of the cities, county,
CALTRANS, and transit agencies within the San Diego urbanized area who are
familiar with the transportation needs of the region.
A. COMMITTEE MEMBERSHIP
1. Committee membership will consist of one member nominated by the
legislative bodies of each of the cities, the County, NCTDB, and
SDMTDB, and for CALTRANS a member appointed by the District Director.
Each member organization shall provide an alternate to serve in the
absence of the regular Committee member.
2. Each member agency will have one vote on Committee matters with the
majority of votes ruling.
3. The Comprehensive Planning Organization will provide an ex-officio
member of the Committee.
4. The San Diego Transit Corporation will provide an ex-officio member
of the Committee.
5. The Chaiiman of the Committee shall be chosen from the members of --
the Committee.
6. Secretarial and staff services shall be furnished by the County
Department of Transportation.
B. DUTIES OF THE COMMITTEE
1. The Committee shall develop programs for the expenditure of Federal
Aid Urban funds in accordance with guidelines and requirements of
the State Urban Systems Committee and the State Director of Trans-
portation.
2. The Committee shall provide maximum coordination with the long --term
regional transportation planning program of the San Diego urbanized
area when considering a recommended project of regional significance.
3. The Committee shall review and evaluate potential Federal Aid Urban
projects submitted by sponsoring local agencies and develop a recom-
mended program for the expenditure of Federal Aid Urban funds in the
San Diego urbanized area.
4. The Committee shall monitor the approved program, review progress
reports from CALTRANS and the local agencies, and submit recommended
programs' revisions as may become necessary.
C. DUTIES OF COMMITTEE MEMBERS
1. Committee members shall be responsible for notifying appropriate
officials within the agency they represent of Committee actions and
shall request agency decisions where needed.
2. Committee members shall provide project data and status reports to
the Committee -at -large for projects sponsored by their agencies.
3. Committee members shall be responsible for meeting all deadlines
established by the Committee.
4. CALTRANS shall provide funding level data, State and Federal dead-
lines, and other detailed information necessary for Committee decision.
5. Ex-officio members shall not hold voting rights at Committee meetings.
D. EVALUATION
1. Prior to the deadline for project submittals, the Committee shall
develop and approve a procedure to evaluate all project requests.
2. Staff for the FAU Advisory Committee shall evaluate projects.
3 For the purpose of evaluation, projects shall be divided into the
following categories: Regional Road Projects, Transit Projects,
and Local Road Projects.
4. All projects will be categorized by the major use of funds requested.
5 Before a priority list is established, individual projects will be
reviewed by Committee staff with the applicant to ensure agreement
as to rating evaluation.
6 All disparities between staff and applicant will be resolved by the
Committee.
7 Distribution by Category
From the evaluation of project requests, a priority list will be
established and assembJad which will show the following approximate
distribution percentages of available FAU funds.
a. Regional Road Projects - up to 50%
Regional projects shall be selected from that set of FAU system
roads which have been identified as regionally significant.
A map showing the adopted set of regionally significant roads
as approved by the Committee shall be,on_ file with the County
Department of Transportation as of the deadline date for project
submittal.
The map shall be prepared by CPO.
One -fifth of regional projects may be traffic signals and road re-
habilitation (recap) projects.
b. Transit Assist Projects - up to 25%
To transit assist projects, such as multimodal transfer facili-
ties, guideways, stations, transit shelters, carpools, vanpools,
exclusive bus lanes, bus turnouts, maintenance facilities. No
rolling stock will be funded with FAU funds.
c. Local Road Pro�,'ects - minimum 25%
To projects on the Federal Aid Urban system of roads as shown
on the map on file with the County Department of Transportation
as of the deadline date for project submittals.
E. SEQUENCE OF PROGRAM DEVELOPMENT'
The Committee shall develop a program utilizing the following sequence
of actions:
1. a. Agencies shall submit proposals for regional road projects.
b. The Committee staff shall evaluate regional road projects
according to the evaluation system approved by the Committee.
c. The Committee shall select regional road projects from the
resulting priority listing within the formal distribution
shown in Section D.7.
2. a. Agencies shall submit proposals for transit assist projects.
b. The Committee shall select transit assist projects from the
resulting priority listing within the formal distribution
shown in Section D.7.
3. a. The Committee will assign funds for local road projects within
the jurisdictions of member agencies as determined cooperatively
by the Committee.
b. Sponsoring member agencies will identify their respective local
road projects and submit confirming data for inclusion in the
transportation improvement program.
F. SPECIAL ALLOCATION CONTROLS
1. In any event, the total FAU funding for any project or combination
of projects submitted by CALTRANS shall not exceed 33-1/3% of the
total FAU funds.
2. In accordance with Title 23, Section 150 of the United States Code,
to provide that "fair and equitable treatment shall be accorded
incorporated municipalities of 200,000 or more population,"i.e.
the City of San Diego will be gua anteed a percentage of funds
approximately equal to its percentage of population in the urbanized
area, or the amount identified as a minimum by CALTRANS.
Projects submitted by CALTRANS and transit projects within the cor-
porate limits of the City of San Diego, shall be credited to the
City for the purpose of determining the percentage of funds. Although
the City of San Diego must concur in any project within its jurisdiction,
it does not have to be the implementing agency to satisfy this expend-
iture provision.
3. Amounts allocated may be partial grants, as may be determined by
action of the Committee.
4. Member agencies may, by agreement of their legislative bodies,
transfer funds for local road projects among themselves, within
the allocations for local road projects, subject to approval by
the Committee prior to final submission of the program.
5. No changes to the evaluation process _shall be made following the
deadline for project submittals.
G. PROGRAM LIST
1. The FAUAdvisoryCommittee shall assemble a priority listing of
projects within the established categories for transmittal to the
local agencies. This list shall be referred to as the recommended
FAU Multi -Year Program.
2. The FAU Multi -Year Program shall include sufficient projects beyond
available FAU funds so that in the event of surplus funds, the com-
mittee will not have to repeat the approval process in order to
utilize these_funds. The intent is to allow the Committee, in the
event of surplus funds, to: (a) provide additional funding to
approved projects, (b) fund additional projects from the established
list, or (c) fund additional local road projects.
Step 3. RATIFICATION BY LEGISLATIVE COUNCILS/BOARDS
A. The Committee shall submit the entire FAU Multi -Year Program to all mem-
ber agencies for review.
B. Cities, the County, the SDMTDB, and NGTDB shall, by resolution, approve or
disapprove the FAU Multi -Year Program recommended by the FAU Advisory
Committee. The intent of this step is to provide for review of the Federal
Aid Urban funding process by elected officials of the member local agencies.
C. The resolutions shall be forwarded to the FAU Advisory Committee staff
for tabulation.
D. If any agency does not respond within 60 days, this shall be interpreted
as approving the FAU Multi -Year Program.
Step 4. FEDERAL AID URBAN ADVISORY COMMITTEE PROCESSING
A. The project listing shall be considered approved if favorable action is
indicated by resolutions from the majority of legislative councils and
boards as enumerated in Step 3B.
B. If approval of the program, as stated above, does not occur, then the
FAU Advisory Committee shall restructure the program in order to resolve
the objections.
C. When the majority of legislative councils and boards approves the recommended
FAU Program, the Advisory Committee shall simultaneously submit the program
to the Comprehensive Planning Organization (CPO) and the project within the
San Diego Metropolitan Transit Development Board's jurisdiction to the SDMTDB.
Step 5. SAN DIEGO METROPOLITAN TRANSIT DEVELOPMENT BOARD RATIFICATION
WITHIN AREA OF JURISDICTION
A. SDMTDB by resolution will act to approve, dissapprove, or revise project
priorities within its area of jurisdiction and shall forward that part of the
program to CPO.
B. Action on the part of SDMTDB shall not reduce the amount of program alloca-
tions outside of the SDMTDB area.
Step 6. COMPREHENSIVE PLANNING ORGANIZATION
A. CPO will review the FAU program to determine conformance with State and
Federal laws and regulations and adopted regional plans. Upon such finding,
CPO will endorse for transportation improvement Program/A-95 purposes and
for inclusion in the Regional Transportation Plan.
B. T'ne CPO will forward the recommended program to CALTRANS, District 11 which
will handle all further State processing.
Steps 7 & 8 STATE DEPARTMENT OF TRANSPORTATION (CALTRANS), STATE
TRANSPORTATION BOARD
CALTRANS reviews the recommended program for conformance with guidelines and
requirements of the State Urban Systems Committee and the State Director of
Transportation and forwards to the California Highway Commission, through
the State Transportation Board, for their approval.
Step 9. CALIFORNIA HIGHWAY COMMISSION
The California Highway Commission approves the program.
FUNDING
1. CALTRANS shall notify the Committee of all FAU appropriations and yearly.
obligations made to the San Diego urbanized area, and shall make periodic
reports to the Committee concerning status of expenditures.
2. Obligation and expenditure of Federal Aid Urban funds will be governed by
appropriations, obligational releases, and administrative requirements of
the Federal and State governments.
3. Federal Aid Urban funds are available to both the urbanized area and the
urban area (Fallbrook). Urban area funds may be transferred to the urban-
ized area by agreement of the legislative bodies representing the urban area.
4. CALTRANS will coordinate with the Federal Highway Administration, the State
Transportation Board, and the California Highway Commission so that obli-
gations to specific projects will be expeditiously approved.
5. The Committee shall monitor the approved program, review progress reports
from CALTRANS and the local agencies, and submit recommended programs'
revisions as may become necessary.
MODIFICATION OF THESE INTERNAL OPERATING GUIDELINES
From time to time the Committee may modify these guidelines, as may be
requested by any Committee members, any local agency within the San Diego
urbanized area, or as necessi`ated by changed State or Federal requirements.
STEP 1
STEP 2
APPLICATIONS PROJECTS
DEVELOPED RANKED
STEP 3
SAN DIEGO URBANIZED AREA
FEDERAL AID URBAN PROGRAM PROCESS
FLOW CHART
STEP 4
RATIFICATION PROCESSING
BY LEGISLATIVE
BODIES/BOARDS
CITIES
FAU
PROJECTS
ADVISORY
COMMITTEE
COUNTY
NCTOB
SDMTDB
STEP 5
APPROVAL OF
PRIORITIES
WITHIN AREA
OF JURISDICTION
SDMTDB
STEP 6
ENDO RSEMENT
FOR TIP/A-95
& RTP PURPOSES
CPO —}a►
STEP 7
REVIEW FOR
LEGAL
REQUIREMENTS
STEP 8
STEP 9
REVIEW APPROVAL
CALTRANS --
STATE
TRANSP.
BOARD
EXHIBIT A
February 10, 1977
CALIFORNIA
HIGHWAY
COMMISSION
(Version 5)
SAN DIEGO URBANIZED AREA FEDERAL
AID URBAN PROGRAM PROCEDURES
February 10, 1977
Purpose
The purposes of these procedures are to establish the legally required coopera-
tive process to be used in the San Diego County urbanized area for the selection
of projects and the development of programs for the expenditure of Federal Aid
Urban Funds, as authorized and appropriated by the Federal Highway Acts of 1973,
et seq. as further implemented by State regulation.
I. FEDERAL AID URBAN ADVISORY COMMITTEE
The FAU (Federal Aid Urban) Advisory Committee is hereby constituted. This
committee shall consist of individual representatives of the cities, county,
CALTRANS, and transit agencies within the San Diego urbanized area who are
familiar with the transportation needs of the region.
II. PROGRAM DEVELOPMENT PROCESS
The FAU Advisory Committee shall develop internal operating guidelines which
shall be consistent with these procedures for carrying out their responsi-
bility for FAU program development.
III. PROGRAM ADOPTION PROCESS
1. The FAU Advisory Committee shall simultaneously submit the recommended
FAU Program' to the Comprehensive Planning Organization (CPO) and the
projects within the San Diego Metropolitan Transit Development Board's
jurisdiction to the SDMTDB.
2. Following ratification by SDMTDB of projects within their area of juris-
diction, they shill forward that part of [he program to CPO.
3. CPO will review the FAU program to determine conformance with federal
and state laws and regulations and adopted regional plans. Upon such
finding, CPO will endorse for Transportation Improvement Program/A-95
purposes and for inclusion in the Regional Transportation Plan.
CPO will forward the approved program to CALTRANS, District 11, which
will handle all further State processing.
IV. MODIFICATION OF THESE PROCEDURES
From time to time, the committee may suggest modifications to these proce-
dures, as may be requested by any committee members, any local agency within
the San Diego urbanized area, or as necessitated by changed State or Federal
requirements.
ISuch program shall provide that the City of San Diego receive fair and equitable
Liealment in the allocation of urban systems funds in accordance with 23 USC 150.
In any event, these procedures and modifications shall be acceptable to:
(1) the majority of incorporated cities; (2) incorporated cities and the
urbanized portion of the County representing the majority of population in
the urbanized area; (3) the incorporated city with a population of greater
than 200,000; and (4) the Comprehensive Planning organization.