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Phase II Systems
PARS Trust Administrator
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CONSULTANT AGREEMENT
The Consultant Agreement (hereinafter referred to as "Agreement") is effective on
December 16, 2003, between the Phase II Systems, the PARS Trust Administrator
(referred to hereinafter as the "Consultant") and the City of National City (referred to
hereinafter as the "City").
WHEREAS, the City desires to retain Consultant to provide professional consulting
services; and
WHEREAS, the Consultant has the knowledge, experience, expertise and ability to
provide these consulting services; and
WHEREAS, the parties desire to enter into an agreement concerning the provision
of these consulting services;
NOW, THEREFORE, in consideration of the promises and the mutual convenants
contained herein, the parties agree as follows:
1. Services
Consultant shall provide experienced professionals to advise the City on matters
relating to the examination and feasibility of a pension plan for the Mayor's Office.
The Consultant shall analyze programs used by similar cities and provide
recommendations with regards to plan design and implementation for the City. The
Consultant shall also analyze the potential cost or savings to the City of such a
program if implemented.
The services of the Consultant are provided with the understanding that the
Consultant does not engage in the practice of law, accounting, or actuarial science.
A written report will be submitted at the conclusion of the work. All services shall be
completed by May 1, 2004_
II. Compensation, Billing, Terms and Procedures
Consultant will be paid professional fees for the consulting services it provides
based on the standard hourly rates which vary according to the level of professional
staff working on the project as follows:
3961 MacArthur Blvd. • Suite 200 • Newport Beach • California • 92660 • (800) 540.6369 • WWW.PARSINFO.ORG • Fax (949) 250.1250
Position Hourly Rate
Senior Vice President $225.00
Vice President $180.00
Managerial $155.00
Analyst $115.00
Clerical/Secretarial Staff $65.00
To provide a measure of cost containment for the City, total billed hours shall not
exceed $10,000. The City shall pay Consultant's fees and expenses within thirty
(30) days of receipt of invoice.
III. Confidentiality
Consultant agrees that all information and material provided to Consultant by City
during the course of this engagement will be treated as confidential. Consultant
shall not, at any time, provide to anyone or use such confidential information,
whether written or oral, without the consent of City.
Records
During the term of this Agreement, and for a period of five (5) years after termination
of this Agreement, Consultant shall provide duly authorized representatives of the
City access to all records and material relating to calculation of Consultant' fees
under this Agreement. Such access shall include the right to inspect, audit and
reproduce such records and material and to verify reports furnished in compliance
with the provisions of this Agreement. All information so obtained shall be accorded
confidential treatment as provided under applicable law.
Independent Contractor
Consultant is and at all times hereunder shall be an independent contractor. As
such, neither the City nor any of its officers, employees or agents shall have the
power to control the conduct of Consultant, its officers, employees or agents, except
as specifically set forth and provided for herein. Consultant shall pay all wages,
salaries and other amounts due its employees in connection with this Agreement
and shall be responsible for all reports and obligations respecting them, such as
social security, income tax withholding, unemployment compensation, workers'
compensation and similar matters.
Indemnification
Consultant and City hereby indemnify each other and hold the other harmless,
including their respective officers, directors, employees, agents and attorneys, from
any claim, Toss, demand, liability, or expense, including reasonable attorneys' fees
and costs, incurred by the other as a consequence of Consultant's or City's, as the
case may be, acts, errors, or omissions with respect to the performance of their
respective duties hereunder.
Applicable Law
This Agreement shall be governed by and construed in accordance with the laws of
the State of California. In the event any party institutes legal proceedings to enforce
or interpret this Agreement, venue and jurisdiction shall be in any state court of
competent jurisdiction.
Ownership of Reports and Documents
The originals of all letters, documents, reports, and data produced for the purposes
of this Agreement shall be delivered to, and become the property of the City. Copies
may be made for Consultant but shall not be furnished to others without written
authorization from City.
Designees
The Plan Administrator of the City, or their designee, shall have the authority to act
for and exercise any of the rights of the City as set forth in this Agreement,
subsequent to and in accordance with the written authority granted by the Governing
Board of the City, a copy of which writing shall be delivered to Consultant. Any
officer of Consultant, or his or her designees, shall have the authority to act for and
exercise any of the rights of Consultant as set forth in this Agreement.
Notices
All notices hereunder and communications regarding the interpretation of the terms
of this Agreement, or changes thereto, shall be effected by delivery of the notices in
person or by depositing the notices in the U.S. mail, registered or certified mail,
return receipt requested, postage prepaid and addressed as follows:
(a) To Phase II Systems: Phase II Systems; 3961 MacArthur Boulevard, Ste.
200; Newport Beach, CA 92660; Attention: President
(b) To City: City of National City; 1243 National City Blvd.; National City, CA.
91950; Attention: City Manager
Notices shall be deemed given on the date received by the addressee.
Amendment
This Agreement may not be amended orally, but only by a written instrument
executed by the parties hereto.
Entire Agreement
This Agreement, including exhibits, contains the entire understanding of the parties
with respect to the subject matter set forth in this Agreement. In the event a conflict
arises between the parties with respect to any term, condition or provision of this
Agreement, the remaining terms, conditions and provisions shall remain in full force
and legal effect. No waiver of any term or condition of this Agreement by any party
shall be construed by the other as a continuing waiver of such term or condition.
Counterparts
This Agreement may be executed in any number of counterparts, and in that event,
each counterpart shall be deemed a complete original and be enforceable without
reference to any other counterpart.
Headings
Headings in this Agreement are for convenience only and shall not be used to
interpret or construe its provisions.
IN WITNESS, WHEREOF, the parties have executed this Agreement effective on
the date and year first set forth above.
PARS Trust Administrator,
Phase II Systems
By
Title
Date
FADENNIS1National CitylEngagement Agreement IH.doc
By
Title
Date
City of National City
V i (R - lMAyd�
1'Z fit- d3
APPROVED AS TO FORM
George H. Eiser, III
City Attorney
City of National City, California
COUNCIL AGENDA STATEMENT
AEETING DATE December 16, 2003
C-1-603'SC
AGENDA ITEM NO. 5
ITEM TITLE RESOLUTION OF THE CITY COUNCIL AUTHORIZING THE MAYOR TO EXECUTE AN
AGREEMENT WITH PHASE II SYSTEMS TO PROVIDE SERVICES RELATIVE TO A PARS PENSION
PLAN
PREPARED BY George H. Eiser, 11104
DEPARTMENT
(Ext. 4221)
EXPLANATION
City Attorney
At a Council workshop held earlier this year, the Mayor discussed a proposal to
establish term limits for the Mayor's Office, coupled with a pension plan for that office.
Establishment of term limits would require voter approval. The proposed resolution would
authorize an agreement with Phase II Systems, the Public Agency Retirement System (PARS)
trust administrator, to examine the feasibility of establishing a pension plan.
Under the proposed Agreement, Phase II Systems would analyze programs used by
similar cities and provide recommendations with regard to plan design and implementation for
National City. The Consultant would also analyze the potential cost or savings to the City if
such a program were implemented.
Environmental Review X N/A
Financial Statement
Funds are available.
Approved By:
ma" ce hector
Account No901-409-000-710 0000
STAFF RECOMMENDATION
Adopt resolution approving agreement.
BOARD / COMMISSION RECOMMENDATION
N/A
ATTACHMENTS ( Listed Below) Resolution No. 2003-173
Resolution
Proposed agreement
A-200 (9:99)
RESOLUTION NO. 2003 — 173
RESOLUTION OF THE CITY COUNCIL
OF THE CITY OF NATIONAL CITY
AUTHORIZING THE MAYOR TO EXECUTE AN
AGREEMENT WITH PHASE II SYSTEMS TO PROVIDE
SERVICES RELATIVE TO A PARS PENSION PLAN
WHEREAS, the City desires to retain a consultant to provide consulting services
relating to the examination and feasibility of a pension plan for the Mayor's Office; and
WHEREAS, the City has determined that Phase II Systems has the knowledge,
experience, expertise and ability to provide these services desired by the City, and is willing to
perform such services.
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of
National City hereby authorizes the Mayor to execute an agreement with Phase II Systems to
provide services relative to PARS Pension Plan.
Passed and adopted this 16th day of December, 2003.
ATTEST:
Mich Mi el Dalla, City/Clerk
APPROVED AS TO FORM:
George H.tiser, III
City Attorney
Nick Inzunz'Mayor
Passed and adopted by the Council of the City of National City, California, on December 16,
2003, by the following vote, to -wit:
Ayes: Councilmembers Inzunza, Morrison, Natividad, Parra, Ungab.
Nays: None.
Absent: None.
Abstain: None.
AUTHENTICATED BY:
NICK INZUNZA
Mayor of the City of National City, California
it
Jerk of the
Cit
y ty if National City, California
By:
Deputy
I HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of
RESOLUTION NO. 2003-173 of the City of National City, California, passed and adopted by
the Council of said City on December 16, 2003.
City Clerk of the City of National City, California
By:
Deputy