HomeMy WebLinkAbout2009 CON CDC Stradling Yocca Carlston & Rauth - Legal ServicesAGREEMENT
BY AND BETWEEN
THE COMMUNITY DEVELOPMENT COMMISSION
OF THE CITY OF NATIONAL CITY
AND
STRADLING YOCCA CARLSON & RAUTH
THIS AGREEMENT FOR LEGAL SERVICES (the "Agreement") is made between THE
COMMUNITY DEVELOPMENT COMMISSION OF THE CITY OF NATIONAL CITY, a community
development commission (the "CDC") and STRADLING YOCCA CARLSON & RAUTH (the "Firm").
This Agreement sets forth the parties' mutual understanding concerning legal services to be provided by
the Firm and the fee arrangement for said services.
Article 1. Retainer. The CDC hereby retains the Firm to assist in representing the
CDC in connection with the preparation of a cooperative loan agreement between the CDC and the City,
and possibly other economic development and redevelopment projects (the "Projects"), subject to this
Agreement.
Article 2. Scope of Services. The CDC shall have the right in its sole discretion to
determine the particular services to be performed by the Firm under this Agreement. It is expected that
the Firm will work with the City Attorney and CDC staff.
Article 3. Compensation. Compensation paid under this Agreement shall be as follows:
Shareholder: $ 325 per hour
Senior Associate: $ 260 per hour
Associate: $ 225 per hour
Paralegal/Legal Assistant: $ 125 per hour
A. The Firm shall not use more than one attorney for the same specific task without
the CDC's approval. The Firm may use the minimum number of attorneys for this engagement consistent
with good professional practice after consulting with and obtaining approval by the CDC.
B. The Firm agrees to document a plan and budget consistent with the scope of
services described above in Article 2 to be agreed to by the City Attorney and the Firm. The CDC shall
not be obligated to pay the Firm amounts not discussed, budgeted, and agreed to before being incurred by
the Firm.
C. The CDC has appropriated or otherwise duly authorized the payment of an
amount not to exceed $25,000 for legal services and out-of-pocket disbursements pursuant to this
Agreement. In no event shall the total fees plus out-of-pocket disbursements exceed this amount without
written authorization of the CDC.
D. The Firm shall keep the CDC advised monthly as to the level of attorney hours
and client services performed under Article 1. The Firm will not charge the CDC for travel time;
however, the Firm may charge for work performed for the CDC during any travel time.
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E. The CDC further agrees to reimburse the Firm, in accordance with the
procedures set forth in this Article, for telephone, fax, mail, messengers, federal express deliveries,
document reproduction, client -requested clerical overtime, lodging, and similar out-of-pocket expenses
charged by the Firm as a standard practice to its clients generally, with the exception of travel and meals.
In any billing for disbursements, the Firm shall provide the CDC with a statement breaking down the
amounts by category of expense. The following items shall not be reimbursed, unless the CDC has
specifically agreed otherwise:
(1) Word Processing, clerical or secretarial charges, whether expressed as a
dollar disbursement or time charge.
(2) Storage of open or closed files, rent, electricity, local telephone, postage,
receipts or transmission of telecopier documents, or any other items traditionally associated with
overhead.
(3)
Photocopy charges in excess of $.15 (fifteen cents) per page.
(4) Auto mileage rates in excess of the rate approved by the Internal
Revenue Service for income tax purposes.
(5) Secretarial overtime. Where case requirements demand overtime, the
CDC will consider reimbursement on a case -by -case basis. The CDC will not reimburse overtime
incurred for the convenience of the Firm's failure to meet deadlines known in advance.
(6) Equipment, books, periodicals, research materials, Westlaw/Lexis or like
items.
(7) Express charges, overnight mail charges, messenger services or the like,
without the CDC's prior consent. The CDC expects these expenses to be incurred in emergency situations
only. Where case necessity requires the use of these services, the CDC will consider reimbursement on a
case -by -case basis.
(8) Travel and meals.
(9) Late payment charge and/or interest. Due to the nature of the
CDC's payment process, the CDC will not pay any late charges or interest
charges to bills. Every effort will be made to pay bills promptly.
F. Bills from the Firm should be submitted to George H. Eiser, III, City Attorney,
1243 National City Boulevard, National City, CA 91950-4301. The individual time and disbursement
records customarily maintained by the Firm for billing evaluation and review purposes shall be made
available to the CDC in support of bills rendered by the Firm.
G. The Firm agrees to forward to the CDC a statement of account for each one -
month period of services under this Agreement, and the CDC agrees to compensate the Firm on this basis.
The Firm will consult monthly with the CDC as to the number of attorney hours and client disbursements
which have been incurred to date under this Agreement, and as to future expected levels of hours and
disbursements.
H. Billing Format. Each billing entry must be complete, discrete and appropriate.
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(1) Complete
(a) Each entry must name the person or persons involved. For
instance, telephone calls must include the names of all participants.
(b) The date the work was performed must be included.
(c) The hours should be billed in .10 hour increments.
(d) The specific task performed should be described, and the related
work product should be reference ("telephone call re: trial brief," "interview in preparation for
deposition").
(e) The biller's professional capacity (partner, associate, paralegal,
etc.) should be included
(2) Discrete: Each task must be set out as a discrete billing entry; neither
narrative nor block billing is acceptable.
(3) Appropriate
(a) The CDC does not pay for clerical support, administrative costs,
overhead costs, outside expenses or excessive expenses. For example, the CDC will not pay for
secretarial time, word processing time, air conditioning, rental of equipment, including computers, meals
served at meetings, postage, online research, or the overhead costs of sending or receiving faxes. Neither
will the CDC pay for outside expenses such as messenger delivery fees, outside photocopying,
videotaping of depositions, investigative services, outside computer litigation support services, or
overnight mail.
(b) Due to the nature of the CDC's payment process, the CDC will
not pay any late charges. Every effort will be made to pay bills promptly.
I. Staffing. Every legal matter should have a primarily responsible attorney and a
paralegal assigned. Ultimately, staffing is a CDC decision, and the CDC's representative may review
staffing to insure that it is optimal to achieve the goals of the engagement at the least cost.
(1) Paralegals are to be used to the maximum extent possible to enhance
efficiency and cost-effectiveness. All tasks typically considered associate work should be considered for
assignment to a paralegal. Written authorization from the CDC must be had before associate hours billed
exceed paralegal hours billed.
(2) Once an attorney is given primary responsibility for an engagement, that
person should continue on the legal matter until the matter is concluded or the attorney leaves the firm.
The CDC will not pay the costs of bringing a new attorney up to speed.
(3) If more than one attorney is going to perform the same task, prior
approval from the CDC must be had. This includes document review.
Article 4. Independent Contractor. The Firm shall perform services as an independent
contractor. It is understood that this contract is for unique professional services. Accordingly, the duties
specified in this Agreement may not be assigned or delegated by the Firm without prior written consent of
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the CDC. Retention of the Firm is based on the particular professional expertise of the individuals
rendering the services required in the Scope of Services.
Article 5. Confidentiality of Work. All work performed by the Firm including but not
limited to all drafts, data, correspondence, proposals, reports, and estimates compiled or composed by the
Firm pursuant to this Agreement is for the sole use of the CDC. All such work product shall be
confidential and not released to any third party without the prior written consent of the CDC.
Article 6. Compliance with Controlling Law. The Firm shall comply with all applicable
laws, ordinances, regulations, and policies of the federal, state, and local governments as they pertain to
this Agreement. In addition, the Firm shall comply immediately with any and all directives issued by the
CDC or its authorized representatives under authority of any laws statutes, ordinances, rules, or
regulations. The laws of the State of California shall govern and control the terms and conditions of this
Agreement.
Article 7. Acceptability of Work. The CDC shall decide any and all questions which may
arise as to the quality or acceptability of the services performed and the manner of performance, the
acceptable completion of this Agreement and the amount of compensation due. In the event the Firm and
the CDC cannot agree to the quality or acceptability of the work, the manner of performance and/or the
compensation payable to the Firm in this Agreement, the CDC or the Firm shall give to the other written
notice. Within ten (10) business days, the Firm and the CDC shall each prepare a report which supports
their position and file the same with the other party. The CDC shall, with reasonable diligence, determine
the quality or acceptability of the work, the manner of performance and/or the compensation payable to
the Firm.
Article 8. Indemnification. The Firm agrees to indemnify and hold the CDC and its agents,
officers, and employees harmless from and against all claims asserted or liability established for damages
or injuries to any person or property, including injury to the Firm's employees, agents, or officers, which
arise from or are connected with or caused or claimed to be caused by the acts or omissions of the Firm
and its agents, officers, or employees in performing the work or other obligations under this Agreement,
and all expenses of investigating and defending against same; provided, however, that this
indemnification and hold harmless shall not include any claims or liability arising from the established
sole negligence or willful misconduct of the CDC, its agents, officers, or employees.
Article 9. Insurance. The Firm shall not commence work under this Agreement until it has
obtained all insurance required in this Article with a company or companies acceptable to the CDC. At
its sole cost and expense, the Firm shall take and maintain in full force and effect at all times during the
term of this Agreement the following policies of insurance:
A. Commercial general liability insurance with a combined single limit of not less
than one million dollars ($1,000,000).
B. For all of the Firm's employees which are subject to this Agreement, to the extent
required by the State of California, Workers' Compensation Insurance in the amount required by law.
C. Errors and omissions insurance in an amount not less than two million dollars
($2,000,000) per claim.
D. All insurance required by express provision of this Agreement shall be carried
only in responsible insurance companies licensed to do business in the State of California. The policies
carried pursuant to paragraph 9.A above shall name as additional insureds the CDC and its elected
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officials, officers, employees, agents, and representatives. All policies shall contain language, to the
extent obtainable, to the effect that: (1) the insurer waives the right of subrogation against the CDC and its
elected officials, officers, employees, agents, and representatives; (2) the policies are primary and not
contributing with any insurance that may be carried by the CDC; (3) the policies cannot be cancelled or
materially changed except after thirty (30) days' notice by the insurer to the CDC by certified mail.
Before this Agreement shall take effect, the Firm shall furnish the CDC with copies of all such policies
upon receipt of them, or a certificate evidencing such insurance. The Firm may effect for its own account
insurance not required under this Agreement.
Article 10. Drug Free Work Place. The Firm agrees to comply with the CDC's Drug -Free
Workplace requirements. Every person awarded a contract by the CDC for the provision of services shall
certify to the CDC that it will provide a drug -free workplace. Any subcontract entered into by the Firm
pursuant to this Agreement shall contain this provision.
Article 11. Non -Discrimination Provisions. The Firm shall not discriminate against any
subcontractor, vendor, employee or applicant for employment because of age, race, color, ancestry,
religion, sex, sexual orientation, marital status, national origin, physical handicap, or medical condition.
The Firm will take positive action to insure that applicants are employed without regard to their age, race,
color, ancestry, religion, sex, sexual orientation, marital status, national origin, physical handicap, or
medical condition. Such action shall include but not be limited to the following: employment, upgrading,
demotion, transfer, recruitment or recruitment advertising, layoff or termination, rates of pay or other
forms of compensation, and selection for training, including apprenticeship. The Firm agrees to post in
conspicuous places available to employees and applicants for employment any notices provided by the
CDC setting forth the provisions of this non-discrimination clause.
Article 12. Effective Date and Term. This Agreement shall be effective upon execution by
the Firm and CDC and continue until written notice of cancellation. This Agreement may be terminated
at any time by either party with sixty (60) days' written notice to the other. Notice of termination by the
Firm shall be given to the City Attorney.
Article 13. Notification of Change in Form. The Firm has the right to effect changes in form
including but not limited to: the change in form from a partnership to a professional law corporation; the
change in form of any partner or partners from an individual or individuals to a professional law
corporation; the change in form of any corporate partner or partners to any individual partners. The CDC
shall be promptly notified in writing of any change in form.
Article 14. Notices. In all cases where written notice is to be given under this Agreement,
service shall be deemed sufficient if said notice is deposited in the United States mail, postage paid.
When so given, such notice shall be effective from the date of mailing of the notice. Unless otherwise
provided by notice in writing from the respective parties, notice to the Agency shall be addressed to
George Eiser, City Attorney
City of National City
1243 National City Boulevard
National City, CA 91950-4301
cc: Brad Raulston, Executive Director
Community Development Commission of the City of National City
1243 National City Boulevard
National City, CA 91950-4301
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Notice to the Firm shall be addressed to:
Thomas P. Clark, Jr., Esq.
Stradling Yocca Carlson & Rauth
660 Newport Center Drive, Suite 1600
Newport Beach, CA 92660-6422
Nothing contained in this agreement shall preclude or render inoperative service or such notice in the
manner provided by law.
Article 15. Headings. All article headings are for convenience only and shall not affect the
construction or interpretation of this Agreement.
Article 16. Miscellaneous Provisions.
A. Time of Essence: Time is of the essence for each provision of this Agreement.
B. California Law: This Agreement shall be construed and interpreted in
accordance with the laws of the State of California. The Firm covenants and agrees to submit to the
personal jurisdiction of any state court in the State of California for any dispute, claim, or matter arising
out of or related to this Agreement.
C. Integrated Agreement: This Agreement including attachments and/or exhibits
contains all of the agreements of the parties and all prior negotiations and agreements are merged in this
Agreement. This Agreement cannot be amended or modified except by written agreement, and mutually
agreed upon by the CDC and the Firm.
D. Severability: The unenforceability, invalidity, or illegality of any provision of
this Agreement shall not render the other provisions unenforceable, invalid, or illegal.
E. Waiver: The failure of the CDC to enforce a particular condition or provision of
this Agreement shall not constitute a waiver of that condition or provision or its enforceability.
F. Conflict of Interest: During the term of this Agreement, the Firm shall not
perform services of any kind for any person or entity whose interests conflict in any way with those of the
CDC. This prohibition shall not preclude the CDC from expressly agreeing to a waiver of a potential
conflict of interest under certain circumstances.
G. No Obligations to Third Parties. Except as otherwise expressly provided herein,
the execution and delivery of this Agreement shall not be deemed to confer any rights upon, or obligate
any of the parties hereto, to any person or entity other than the parties hereto.
H. Construction. The parties acknowledge and agree that (i) each party is of equal
bargaining strength, (ii) each party has actively participated in the drafting, preparation and negotiation of
this Agreement, and (iii) any rule or construction to the effect that ambiguities are to be resolved against
the drafting party shall not apply in the interpretation of this Agreement, or any portions hereof, or any
amendments hereto.
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IN WITNESS WHEREOF, the parties have executed this Agreement on the 16th day of
January 2009.
COMMUNITY DEVELOPMENT
COMMISSION OF THE CITY
OF NATIONAL CITY
By:
APPROVED AS TO FORM:
George H. Eiser, III
Legal Counsel
STRADLING YOCCA CARLSON & RAUTH
(Corporation — signatures of two corporate officers)
(Partnership — one signatur
(Sole proprietorship — one s
Bv:
Thom
Vice
Cele e Stahl
Vi President
Jr.
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N
v
OFFICE OF THE CITY CLERK
1243 National City Blvd.
National City, California 91950
Michael R. Dalla, CMC - City Clerk
619-336-4228 phone • 619-336-4229 fax
STRADLING YOCCA CARLSON & RAUTH
Legal Services
Denise Davis (CDC) Forwarded
Copy of Agreement to Consultant