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HomeMy WebLinkAbout2010 CON Municiapl Finance Corporation - Energry Retrofit ProgramMunicipal Finance Corporation 2945 Townsgate Road, Suite 200 Westlake Village, CA 91361 805-267.7140 www.munitinance.com bmorton@munifinanc.com Table of Contents 1. Lease with Option to Purchase AND Lease Schedule 2. Assignment of Lease/Acknowledgement of Assignment 3. Acquisition Fund Agreement 4. Arbitrage and Tax Certificate 5. Certificate of Lessee 6. Incumbency and signature Certificate 7. Property/Rental Interruption and Liability Insurance Certificate 8. opinion of Lessee's Counsel 9. Resolution of Governing Body 10. 8038-6 (to follow) City of National City Lease with Option to Purchase #10-005 Baled March 16, 2010 Energy Retrofit Assignee: City National Bank Lessor: Municipal Finance Corporation 1 LEASE WITH OPTION TO PURCHASE #10-005 This LEASE WITH OPTION TO PURCHASE dated March 16, 2010 (this "Lease") is by and between MUNICIPAL FINANCE CORPORATION, ("Corporation") a corporation duly organized and existing under the laws of the State of California as lessor and CITY OF NATIONAL CITY, a municipal corporation duly organized and existing under the laws of the State of California ("Lessee") as lessee. RECITALS: WHEREAS, Lessee deems it essential for Lessee to acquire the property described herein for its own public purposes; and WHEREAS, it is intended that this Lease be treated as a tax- exempt obligation of Lessee for federal income tax purposes; and WHEREAS, Lessee and Corporation agree to mutually cooperate now and hereafter, to the extent possible, in order to sustain the intent of this Lease and the bargain of both parties hereto. WITNESSETH: NOW, THEREFORE, in consideration of the mutual covenants hereinafter set forth, the parties hereto agree as follows: SECTION 1. Lease. Corporation hereby leases to Lessee, and Lessee hereby leases "Property") described "Schedule") executed hereafter and made and hires from Corporation all property (the in the schedule or schedules (collectively, the by the a part Corporation means Corporation parties concurrently herewith and hereof. Hereinafter, reference to and Corporation's assigns for those rights, interests and obligations that may be assigned by Corporation. SECTION 2. Term. The terms and conditions of this Lease shall become effective upon the authorized execution of this Lease by the parties hereto. The rental term of the Property leased hereunder commences and terminates on the dates specified in the Schedule unless the term of this Lease is extended as provided in this Section. If on the scheduled date of termination of this Lease the Rental Payments shall not be fully paid, or provision therefor made, or if such Rental Payments shall have been abated at any time and for any reason, then the term of this Lease shall be extended until the date upon which all such Rental Payments shall be fully paid, except that the term of this Lease shall in no event extend beyond the date that corresponds to the end of the useful life of the Property. SECTION 3A. Representations, Covenants and Warranties of Lessee. The Lessee represents, covenants and warrants to Corporation that: (a) Lessee is a municipal corporation and political subdivision, duly organized and existing under the Constitution and laws of the State of California with authority to enter into this Lease and to perform all of its obligations hereunder. (b) Lessee's governing body has duly authorized the execution and delivery of this Lease and further represents and warrants that all requirements have been met and procedures followed to ensure its enforceability. (c) The execution, delivery and performance of this Lease do not and will not result in any breach of or constitute a default under any indenture, mortgage, contract, agreement or instrument to which Lessee is a party by which it or its property is bound. (d) There is no pending or, to the knowledge of Lessee, threatened action or proceeding before any court or administrative agency which will materially adversely affect the ability of Lessee to perform its obligations under this Lease. (e) Lessee has complied all public bidding laws applicable to the acquisition of the Property leased hereunder. (f) The Property being leased is essential to Lessee in the performance of its governmental functions and its estimated useful life to Lessee exceeds the term of this Lease. (g) Within one hundred eighty (180) days of the end of each fiscal year of Lessee during the term hereof, Lessee shall provide Corporation with a copy of its audited financial statements for such fiscal year. SECTION 3B. Budget and Appropriation. Lessee shall take such action as may be necessary to include all rental payments in its annual budget and annually to appropriate an amount necessary to make such rental payments. During the term of this Lease, Lessee will furnish to Corporation, if so requested, copies of each proposed budget of Lessee within thirty (30) days after it is filed and of each final budget of the Lessee within thirty (30) days after it is printed. The covenants on the part of Lessee shall be deemed and construed to be duties imposed by law and it shall be the duty of each and every public official of Lessee to take such action and do such things as are required by law in the performance of the official duty of such officials to enable Lessee to carry out and perform the 2 covenants and agreements in this Lease agreed to be carried out and performed by Lessee. SECTION 4. Representations and Warranties of Corporation. Corporation represents and warrants to Lessee that: (a) Corporation is duly organized, validly existing and in good standing under the laws of the State of California, with full corporate power and authority to lease and own real and personal property. (b) Corporation has full power, authority and legal right to enter into and perform its obligations under this Lease, and the execution, delivery and performance of this Lease have been duly authorized by all necessary corporate actions on the part of Corporation and do not require any further approvals or consents. (c) The execution, delivery and performance of this Lease do not and will not result in any breach of or constitute a default under any indenture, mortgage, contract, agreement or instrument to which Corporation is a party by which it or its property is bound. (d) There is no pending or, to the knowledge of Corporation, threatened action or proceeding before any court or administrative agency which will materially adversely affect the ability of Corporation to perform its obligations under this Lease. SECTION 5. Property Acquisition. Corporation hereby appoints Lessee as its purchasing agent to acquire the Property leased hereunder and Lessee hereby accepts said appointment (hereinafter, the "Agency"). The Agency is limited to i) negotiation of terms, conditions and acquisition cost of acquiring the Property from suppliers and contractors (collectively, the "Supplier") selected by Lessee; ii) to the inspection and acceptance of the Property upon its delivery and installation; and iii) to the exercise of any rights or remedies with respect to Property warranties or guarantees. All warranties and guarantees, either express or implied, that inure to Corporation by virtue of the Agency are hereby passed through to Lessee to prosecute at Lessee's sole discretion. SECTION 6. Deposit of Moneys. Corporation shall cause the deposit of the sum of $1,755,160.33 (the "Lease Proceeds") in an acquisition fund (the "Acquisition Fund") with Deutsche Bank National Trust Company ("Custodian") pursuant to an Acquisition Fund Agreement by and among Corporation, City and Custodian, the date of such deposit to be the commencement date of this Lease (the "Closing Date"). The Lease Proceeds shall be invested and disbursed pursuant to the terms and conditions of the Acquisition Fund Agreement. Any moneys that remain in the Acquisition Fund after completing the disbursements for 3 Property cots and Rental Payments shall be applied towards the payment or prepayment of future Rental Payments. SECTION 7. Rental Payments. LESSEE SHALL PAY CORPORATION RENTAL PAYMENTS (the "Rental Payments") IN THE AMOUNTS AND AT THE TIMES SET FORTH IN THE SCHEDULE, AT THE OFFICE OF CORPORATION OR TO SUCH OTHER PERSON OR AT SUCH OTHER PLACE AS CORPORATION MAY FROM TIME TO TIME DESIGNATE IN WRITING. Lessee hereby authorizes Corporation to withdraw from the Acquisition Fund on the first three Rental Payment dates, the amounts necessary to make Rental Payments as sete forth in the Schedule. Should Lessee fail to pay any part of the Rental Payments herein within fifteen (15) days from the due date thereof, Lessee shall upon Corporation's written request, pay interest on such delinquent Rental Payment from the date said Rental Payment was due until paid at the rate of twelve percent (12%) per annum or the maximum legal rate, whatever is less. Lessee shall pay Rental Payments exclusively from legally available funds, in lawful money of the United States of America, to Corporation. The obligation of Lessee to pay Rental Payments hereunder shall constitute a current expense of Lessee and shall not in any way be construed to be a debt of Lessee in contravention of any applicable constitutional or statutory limitations or requirements concerning the creation of indebtedness by Lessee, nor shall anything contained herein constitute a pledge of the general tax revenues of Lessee. Except as specifically provided in Section 8, the obligation of Lessee to pay the Rental Payments will be absolute and unconditional in all events, and will not be subject to set-off, defense, abatement, reduction, counterclaim, or recoupment for any reason whatsoever. The periodic Rental Payments paid by Lessee shall be conclusive as to its fair value for the possession, use and/or occupancy of the Property. SECTION 8. Rental Abatement. Rental Payments due hereunder with respect to the Property, other than the Advance Rental Payments, shall be subject to abatement during any period in which, by reason of material damage to or destruction of the Property there is substantial interference with the use and right of possession by Lessee of the Property or any substantial portion thereof. For each potential incident of substantial interference, decisions to be made on i) whether or not abatement shall apply; ii) the date upon which abatement shall commence; iii) the applicable portion of Rental Payments to be abated and; iv) the concluding date of the particular abatement shall all be subject to determinations by Lessee in concert with the provider of the insurance issued pursuant to Section 20 herein. The amount of rental abatement shall be such that the Rental Payments paid by Lessee during the period of Property restoration do not exceed the fair rental value of the usable portions of the Property. The actual amount of Rental Payments paid by Lessee shall be conclusive as to its fair value. In the event of any damage or destruction to the Property, this Lease shall continue in full force and effect. SECTION 9. Security Interest. As security for the payment of all of Lessee's obligations hereunder, Lessee hereby grants Corporation, its successors and assigns, a security interest in the Property, its accessions and attachments thereto and replacements thereof and substitutions therefor and all proceeds of the Acquisition Fund and all proceeds of any of the foregoing. Lessee agrees to execute such additional documents, including financing statements, and authorizes Corporation to file such financing statements, which Corporation deems necessary or appropriate to establish, perfect and maintain Corporation's security interest. SECTION 10. Use. Lessee shall use the Property in a careful and proper manner and shall comply with and conform to all national, state, municipal, police, and other laws, ordinances, and regulations in anyway relating to the possession, use, or maintenance of the Property. SECTION 11. Acceptance. Lessee shall acknowledge receipt, inspection and acceptance of the Property by executing a "Certificate of Acceptance". SECTION 12. Corporation's Inspection. Upon forty-eight (48) hours prior notice, the Corporation shall at any and all times during normal business hours have the right to enter into and upon Lessee's premises where the Property is located for the purpose of inspecting the same or observing its use. Lessee shall give Corporation immediate notice of any attachment or other judicial process affecting the Property. SECTION 13. Property Selection and Ordering. Lessee has selected or will select the type and quantity of the Property leased hereunder. Lessee shall ensure that all Property is properly invoiced to Corporation. Corporation shall not be liable for, nor shall the validity, enforeceability or effectiveness of this Lease be affected by, any delay in or failure of delivery of the Property. Lessee acknowledges that it is solely responsible for determining the suitability of the Property for its intended use. Corporation shall have no duty to inspect the Property. If the Property is not properly installed, does not operate as represented or warranted by the Supplier, or is unsatisfactory for any reason, Lessee shall make any claim on account thereof solely against the Supplier. Lessee hereby assumes the risks, burdens and obligations to the Supplier on account of nonacceptance of the Property and/or cancellation of this Lease and upon the occurrence of any such event, Corporation will assign to Lessee, without recourse or warranty, its rights and title to the Property and any documents related thereto. 5 SECTION 14. Disclaimer of Warranty. CORPORATION NOT BEING THE MANUFACTURER OR SUPPLIER OF THE PROPERTY NOR A DEALER IN SIMILAR PROPERTY, HAS NOT MADE AND DOES NOT MAKE ANY REPRESENTATION, WARRANTY, OR COVENANT, EXPRESS OR IMPLIED, WITH RESPECT TO THE DESIGN, DURABILITY, FITNESS FOR USE, SUITABILITY, OR MERCHANTABILITY OF THE PROPERTY IN ANY RESPECT, AND AS BETWEEN CORPORATION AND LESSEE, ALL PROPERTY SHALL BE ACCEPTED AND LEASED BY LESSEE "WHERE IS," "AS IS," AND "WITH ALL FAULTS," AND CORPORATION SHALL NOT BE RESPONSIBLE FOR ANY PATENT OR LATENT DEFECTS THEREIN. LESSEE AGREES TO SETTLE DIRECTLY SUCH CLAIMS WITH THE SUPPLIER AND WILL NOT ASSERT ANY SUCH CLAIMS AGAINST CORPORATION. SECTION 15. Alterations and Attachments. All additions and improvements that are made to the Property shall belong to and become the property of the Corporation except that separately identifiable attachments added to the Property by Lessee may remain the property of Lessee as long as (i) the attachment is paid for in full by Lessee and (ii) Lessee agrees to remove the attachment and restore the Property to substantially as good condition as when received, normal wear and tear excepted, if and when the Property may be returned to Corporation. SECTION 16. Relocation. Lessee shall provide Corporation prior written notice of its intent to relocate the Property. Lessee assumes all risks of loss to the Property attendant to its movement and relocation. The Property location shall be under Lessee's full control for its own governmental purpose. SECTION 17. Maintenance and Repairs. Lessee, at its own cost and expense, shall furnish necessary labor and materials to maintain the Property in good repair, condition, and working order. Lessee's obligations to maintain the Property does not relieve the Supplier of its responsibility to fully perform with respect to all applicable Property warranties and guarantees. SECTION 18. Risk of Loss; Damage; Destruction. With the exception of acts resulting from intentional misconduct or gross negligence by Corporation, its agents and representatives, Lessee hereby assumes and shall bear the entire risk of loss and damage to the Property from any and every cause whatsoever. No loss or damage to the Property or any part thereof shall impair any obligation of Lessee under this Lease which shall continue in full force and effect, subject to Section 8 of this Lease. Lessee waives the benefit of Civil Code Sections 1932(2) and 1933(4) and any and all other rights to terminate this Lease by virtue of any damage or destruction to the Property. 6 SECTION 19. Physical Damage/Public Liability Insurance. Lessee shall keep the Property insured, as nearly as practicable, against risk of loss or damage from any peril covered under an "all-risk" insurance policy for not less than the replacement value thereof, and Lessee shall carry public liability and property damage insurance covering the Property. All said insurance shall be in form and amount and with reputable companies and shall name Corporation as an additional insured and loss payee. Lessee shall pay the premiums therefore and deliver certification of said policies to Corporation. Each insurer shall agree, by endorsement upon the policy or policies issued by it or by independent instrument furnished to Corporation, that it will give Corporation thirty (30) days' written notice before the policy or policies shall be altered or canceled. The proceeds of such insurance, at the option of Lessee, shall be applied: (a) toward the replacement, restoration, or repair of the Property, or (b) toward payment of the total remaining obligations of Lessee hereunder; provided, however, that Lessee shall be responsible for the amount by which such insurance proceeds are insufficient to satisfy the cost of option (a) or option (b) above, as applicable. Should Lessee replace, restore, or repair the Property as set out in option (a) above, this Lease shall continue in full force and effect. Lessee may self -insure up to specified limits as evidenced by a certificate of self insurance to be attached hereto in form and amount acceptable to Corporation. Any self-insurance program in which Lessee is a participant shall comply with the provisions under this Lease respecting cancellation and modification and payment of losses to the Corporation as its respective interests may appear. Such self-insurance shall be maintained on a basis which is actuarially sound as established by Lessee's risk manager or an independent insurance consultant which determination shall be made annually. Any deficiency shall be corrected within sixty (60) days of Lessee becoming aware of such deficiency. SECTION 20. Rental Interruption Insurance. Lessee shall maintain or cause to be maintained at its expense and throughout the term of this Lease, insurance covering the loss of use of the Property or portions thereof for an amount not less than Rental Payments payable by Lessee consecutively for a twelve (12) month period. This coverage shall insure against abatement of Rental Payments payable by Lessee that come due hereunder resulting from Lessee's loss of use of the Property or any substantial portion thereof and caused by any peril covered under Lessee's physical damage insurance policy or self- insurance program, as applicable. Such insurance may be maintained in conjunction with or separate from any other similar insurance maintained by Lessee. The insurance proceeds shall be payable to Corporation in amounts proportionate to the loss of use of the Property and shall supplement Lessee's applicable Rental Payments, if any, during the restoration period in sufficient amount to make Corporation whole during the period of abatement. 7 SECTION 21. Liens and Taxes. Lessee shall keep the Property free and clear of all levies, liens, and encumbrances and shall promptly pay all fees, assessments, charges, and taxes (municipal, state and federal), including personal property taxes, which may now or hereafter be imposed upon the ownership, leasing, renting, sale, possession, or use of the Property, excluding, however, all taxes on or measured by Corporation's income. SECTION 22. Indemnity. Subject to California law concerning contribution and enforceability of indemnifications, Lessee shall indemnify Corporation against and hold Corporation harmless from any and all claims, actions, suits, proceedings, costs, expenses, damages, and liabilities, including attorneys' fees, arising out of, connected with or resulting from the selection, possession, use, operation, or return of the Property excepting that Lessee shall not be required to indemnify Corporation in the event that such liability or damages are caused by the gross negligence or intentional misconduct of Corporation, its agents or representatives. SECTION 23. Events of Default. The term "Event of Default", as used in this Lease, means the occurrence of any one or more of the following events: (a) Lessee fails to make any Rental Payment (or any other payment) within fifteen (15) days after the due date thereof or Lessee fails to perform or observe any other covenant, condition or agreement to be performed or observed by it hereunder and such failure to either make the payment or perform the covenant, condition or agreement is not cured within ten (10) days after written notice thereof by Corporation; (b) Corporation discovers that any statement, representation or warranty made by Lessee in this Lease, the Schedule or in any document ever delivered by Lessee pursuant hereto or in connection herewith is false, misleading or erroneous in any material respect; (c) Lessee becomes insolvent, is unable to pay its debts as they become due, makes an assignment for the benefit of creditors, applies or consents to the appointment of a receiver, trustee, conservator or liquidator of Lessee or of all or a substantial part of its assets, or a petition for relief is filed by or against Lessee under federal bankruptcy, insolvency or similar laws. SECTION 24. Remedies. Upon the occurrence of an Event of Default, Corporation may, at its option, exercise any one or more of the following remedies: (a) by written notice to Lessee, request Lessee to (and Lessee agrees that it shall), at Lessee's expense, promptly return the Property to Corporation freight prepaid and insured to any location in the State of California as designated by Corporation, or Corporation, at its option, may enter upon the premises where the Property is located and take immediate possession of and remove the same without liability to Corporation or its agents for such entry or for damage to property or otherwise; (b) sell or 8 lease the Property or sublease it for the account of the Lessee, holding Lessee liable for all Rental Payments and other payments due to the effective date of such selling, leasing or subleasing plus any accrued interest to the date of termination; and (c) exercise any other right, remedy or privilege which may be available to it under applicable law, including the right to (i) proceed by appropriate court action to enforce the terms of this Lease, (ii) recover damages for the breach of this Lease, and (iii) rescind this Lease as to any portion of or all of the Property. No right or remedy herein conferred upon or reserved to Corporation is exclusive of any other right or remedy herein, but each shall be cumulative of every other right or remedy given hereunder or now or hereafter existing at law or in equity or by statute or otherwise, and may be enforced concurrently therewith or from time to time; provided, however, that notwithstanding any provisions to the contrary herein, Corporation shall not under any circumstances have the right to accelerate the Rental Payments that fall due in future rental periods or otherwise declare any Rental Payments not then in default to be immediately due and payable. SECTION 25. Non -Waiver. No covenant or condition to be performed by Lessee under this Lease can be waived except by the written consent of Corporation. Forbearance or indulgence by Corporation in any regard whatsoever shall not constitute a waiver of the covenant or condition in question. Until performance by Lessee of said covenant or condition is complete, Corporation shall be entitled to invoke any remedy available to Corporation under this Lease or by law or in equity despite said forbearance or indulgence. SECTION 26. Assignment and Subleasing. Lessee shall not (a) assign, transfer, pledge, or hypothecate this Lease, the Property, or any part thereof, or any interest therein, or (b) sublet or lend the Property or any part thereof except with the prior written consent of Corporation which, in the case of subletting, shall not be unreasonably withheld; provided such subletting shall not affect the tax-exempt status of the interest components of the Rental Payments payable by Lessee hereunder. No such pledge, assignment, sublease or any other transfer shall in any event affect or reduce the obligation of Lessee to make the Rental Payments due hereunder. Consent to any of the foregoing acts applies only in the given instance and is not a consent to any subsequent like act by Lessee or any other person. Corporation shall not assign its obligations under this Lease with the exception of its obligation to issue default notices and its obligations pursuant to Section 30. Corporation may assign its right, title and interest in this Lease, the Rental Payments and other amounts due hereunder and the Property in whole or in part to one or more assignees or subassignees at any time, without the consent of Lessee. Any such assignment by Corporation or its assigns shall comply with the requirements of Sections 5950-5955 of the California 9 Government Code. No such assignment shall be effective as against Lessee unless and until Corporation shall have filed with Lessee a copy of such assignment or written notice thereof. Lessee shall pay all Rental Payments hereunder pursuant to the direction of Corporation or the assignee named in the most recent assignment or notice of assignment filed with Lessee. During this Lease term, Lessee shall keep a complete and accurate record of all such assignments or notices of assignment. Subject to the foregoing, this Lease inures to the benefit of, and is binding upon, the successors and assigns of the parties hereto. SECTION 27. Ownership. The Property is and shall at all times be and remain the sole and exclusive property of Corporation, and Lessee shall have no right, title, or interest therein or thereto except as expressly set forth in Sections 29 and 30. Lessee shall take all actions necessary to insure that legal title to the Property being acquired by Lessee hereunder, whether by Lessee or by a third party acting on behalf of Lessee, is vested in Corporation. SECTION 28. Personal Property. The Property is and shall at all times be and remain personal property notwithstanding that the Property or any part thereof may now be or hereafter become in any manner affixed or attached to or imbedded in, or permanently resting upon, real property or any building thereon, or attached in any manner to what is permanent by means of cement, plaster, nails, bolts, screws or otherwise. SECTION 29. Purchase Option. If Lessee is not in default of any term, condition or payment specified hereunder, Lessee may exercise options to prepay this Lease and purchase not less than all of the Property in "as -is" and "where -is" condition on the specified dates and for the specified amounts set forth in the Schedule. The purchase option price specified for a particular date is in addition to the Rental Payment due on the same date. SECTION 30. Release of Liens. Upon Lessee either making all of the Rental Payments scheduled herein or making a purchase option payment, Corporation, its successors or assigns shall cause i) legal title to the Property to be transferred to Lessee and ii) the release of all liens, encumbrances or security interests on the Property created pursuant to Corporation's rights under this Lease. SECTION 31. Tax Covenants. (a) Generally. Lessee shall not take any action or permit to be taken any action within its control which would cause or which, with the passage of time if not cured would cause, the interest components of the Rental Payments to become includable in gross income for federal income tax purposes. 10 (b) Private Activity Bond Limitation. Lessee shall assure that the Lease Proceeds are not so used as to cause this Lease to satisfy the private business tests of Section 141(b) of the Internal Revenue Code of 1986, as amended (the "Code"), or the private loan financing test of Section 141(c) of the Code. (c) No Arbitrage. Lessee will not take any action or omit to take any action which action or omission, if reasonably expected on the date of this Lease, would have caused this Lease to be an "arbitrage bond" within the meaning of Section 148(a) of the Code. (d) Federal Guarantee Prohibition. The Rental Payments are not directly guaranteed or indirectly guaranteed in whole or in part by the United States or any agency or instrumentality of the United States so as to cause the Rental Payments to be "federally guaranteed" within the meaning of Section 149(b) of the Code. (e) Reimbursement Regulations. The Lease Proceeds used for reimbursement of prior expenditures will be made pursuant to and in compliance with Income Tax Regulations Section 1.150-2. (f) Bank Qualified. Lessee hereby designates this Lease for purposes of paragraph (3) of Section 265(b) of the Code and represents that not more than $10,000,000 aggregate principal amount of obligations the interest on which is excludable (under Section 103(a) of the Code) from gross income for federal income tax purposes (excluding (i) private activity bonds, as defined in Section 141 of the Code, except qualified 501(c)(3) bonds as defined in Section 145 of the Code and (ii) current refunding obligations to the extent the amount of the refunding obligation does not exceed the outstanding amount of the refunded obligation), including this Lease, has been or will be issued by Lessee, including all subordinate entities of Lessee, during calendar year 2010. (g) Arbitrage Rebate. Lessee shall take any and all actions necessary to assure compliance with Section 148(f) of the Code, relating to the rebate of excess investment earnings, if any, to the federal government, to the extent that such section is applicable to this Lease. SECTION 32. Extraordinary Costs. In the case of litigation, the prevailing party shall be entitled to recover from the opposing party all costs and expenses, including attorneys' fees (which may be the allocable cost of in-house counsel), incurred by the prevailing party in exercising any of its rights or remedies hereunder or enforcing any of the terms, conditions or provisions hereof. 11 SECTION 33. Severability. If any provision of this Lease shall be held invalid or unenforceable by a court of competent jurisdiction, such holdings shall not invalidate or render unenforceable any other provision of this Lease, unless elimination of such provision materially alters the rights and obligations embodied in this Lease. SECTION 34. Entire Agreement. This Lease, the Schedule, and any agreements that specifically refer to this Lease that are duly executed by authorized agents of the parties hereto constitute the entire agreement between Corporation and Lessee, and it shall not be further amended, altered, or changed except by a written agreement that is properly authorized and executed by the parties hereto. SECTION 35. Notices. Service of all notices under this Lease shall be sufficient if given personally or mailed to the party involved at its respective address hereinafter set forth or at such address as such party may provide in writing from time to time. Any such notice mailed to such address shall be effective when deposited in the United States mail, duly addressed and with postage prepaid. SECTION 36. Titles. The titles to the Sections of this Lease are solely for the convenience of the parties and are not an aid in the interpretation thereof. SECTION 37. Further Assurances and Corrective Instruments. Corporation and Lessee agree that they will, from time to time, execute, acknowledge and deliver, or cause to be executed, acknowledged and delivered, such supplements hereto and such further instruments as may be reasonably required for correcting any inadequate or incorrect description of the Property hereby leased or intended so to be or for carrying out the expressed intention of this Lease. SECTION 38. Execution in Counterparts. This Lease may be executed in several counterparts, each of which shall be original and all of which shall constitute but one and the same instrument. SECTION 39. Time. Time is of the essence in this Lease and each and all of its provisions. SECTION 40. Lease Interpretation. This Lease and the rights of the parties hereunder shall be determined in accordance with the laws of the State of California. 12 IN WITNESS WHEREOF, the parties hereto have caused their authorized agents to execute this Lease on the dates specified below. MUNICIPAL FINANCE CORPORATION CITY OF NATIONAL CITY 23945 Calabasas Road, Suite 103 1243 National City Blvd. Calaba - , Ce • 302 Nation City, CA 91950 By Title Date MUNICIPAL FINANCCOR RATION By Ww u'-fitti-k„ Title � r e' Date 3 3b —1 O By Title Date 13 MAYOR March 25, 2010 LEASE SCHEDULE #10-005 This Schedule is issued pursuant to the Lease with Option to Purchase dated as of March 16, 2010 by and between the undersigned. A. Property Location: See Property Description/Location List B. Property Description: See Property Description/Location List C. Name and Address of Supplier: Honeywell Building Solutions D. Lease Proceeds Summary: Property Cost Capitalized Interest: Lease Proceeds: $1,690,000.00 65,160.33 $1,755,160.33 E. Lease Term. The term of this Schedule is for a period commencing on the Lease Issuance Date and concluding fifteen (15) years thereafter. Upon closing, the Closing Date shall be inserted in the following blank (-{/2/7). F. Rental Payments. The Rental Payments for this Schedule are due in sixty (60) consecutive quarterly payments in accordance with the Payment Schedule herein. The first three Rental Payments are paid from capitalized interest. Each payment includes interest at the rate of 4.95% per annum on the unpaid principal balance based upon an initial principal equal to the Lease Proceeds shown in Section D. G. Payment Schedule: Payable quarterly in arrears #10-005 PMT Due Date (1) Rental Payment 1 7/2/10 $21,720.11 2 10/2/10 21,720.11 3 1/2/11 21,720.11 4 4/2/11 43,101.10 5 7/2/11 43,101.10 6 10/2/11 43,101.10 7 1/2/12 43,101.10 8 4/2/12 43,101.10 9 7/2/12 43,101.10 10 10/2/12 43,101.10 11 1/2/13 43,101.10 12 4/2/13 43,101.10 13 7/2/13 43,101.10 14 10/2/13 43,101.10 15 1/2/14 43,101.10 16 7/2/14 43,101.10 17 7/2/14 43,101.10 18 10/2/14 43,101.10 19 1/2/15 43, 101.10 20 4/2/15 43,101.10 21 7/2/15 43,101.10 22 10/2/15 43,101.10 23 1/2/16 43,101.10 24 4/2/16 43,101.10 25 7/2/16 43,101.10 26 10/2/16 43,101.10 27 1/2/17 43, 101. 10 28 4/2/17 43,101.10 29 7/2/17 43,101.10 30 10/2/17 43,101.10 31 1/2/18 43,101.10 32 4/2/18 43,101.10 33 7/2/18 43,101.10 34 102/18 43,101.10 35 1/2/19 43,101.10 36 4/2/19 43,101.10 37 7/2/19 43,101.10 38 10/2/19 43,101.10 39 1/2/20 43,101.10 40 4/2/20 43,101.10 41 7/2/20 43,101.10 42 10/2/20 43,101.10 1/2/21 To Principal $0.00 0.00 0.00 21,380.99 21,645.58 21,913.44 22,184.62 22,459.16 22,737.09 23,018.46 23,303.32 23,591.69 23,883.64 24,179.20 24,478.42 24,781.34 25,088.01 25,398.47 25,712.78 26,030.97 26,353.11 26,679.23 27,009.38 27,343.62 27,682.00 28,024.57 28,371.37 28,722.47 29,077.91 29,437.75 29,802.04 30,170.84 30,544.20 30,922.19 31,304.85 31,692.25 32,084.44 32,481.48 32,883.44 33,290.37 33,702.34 34,119.41 To Interest 21,720.11 21,720.11 21,720.11 21,720.11 21,455.52 21,187.66 20,916.48 20,641.94 20,364.01 20,082.64 19,797.78 19,509.41 19,217.46 18,921.90 18,622.68 18,319.76 18,013.09 17,702.63 17,388.32 17,070.13 16,747.99 16,421.87 16,091.72 15,757.48 15,419.10 15,076.53 14,729.73 14,378.63 14,023.19 13,663.35 13,299.06 12,930.26 12,556.90 12,178.91 11,796.25 11,408.85 11,016.66 10,619.62 10,217.66 9,810.73 9,398.76 8,981.69 (2) Purchase Option 1,732,475.83 1,709,736.59 1,686,715.95 1,663,410.44 1,639,616.51 1,615,930.61 1,591,749.13 1,567,268.40 1,542,484.72 1,517,394.34 1,491,993.46 1,466,278.25 1,440,244.82 1,413,889.22 1,387,207.48 1,360,195.54 1,332,849.33 1,305,164.72 1,277,137.51 1,248,763.46 1,220,038.27 1,190,957.62 1,161,517.09 1,131,712.23 1,101,538.53 1,070,991.44 1,040,066.33 1,008,758.53 977,063.28 944,975.81 912,491.25 879,604.70 846,311.19 812,605.66 778,483.03 743,938.13 708,965.74 By: Title: Date: 43 1/2/21 44 4/2/21 45 7/2/21 46 10/2/21 47 1/2/22 48 4/2/22 49 7/2/22 50 10/2/22 51 1/2/23 52 4/2/23 53 7/2/23 54 10/2/23 55 1/2/24 56 4/2/24 57 7/2/24 58 10/2/24 59 1/2/25 60 4/2/25 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 43,101.10 34,541.64 8,559.46 673,560.56 34,969.09 8,132.01 637,717.24 35,401.83 7,699.27 601,430.36 35,839.93 7,261.17 564,694.44 36,283.45 6,817.65 527,503.90 36,732.46 6,368.64 489,853.13 37,187.02 5,914.08 451,736.43 37,647.21 5,453.89 413,148.04 38,113.09 4,988.01 374,082.12 38,584.74 4,516.36 334,532.77 39,062.23 4,038.87 294,493.98 39,545.62 3,555.48 253,959.72 40,035.00 3,066.10 212,923.84 40,530.43 2,570.67 171,380.15 41,032.00 2,069.10 129,322.35 41,539.77 1,561.33 86,744.09 42,053.82 1,047.28 43,638.92 42,574.56 526.84 0.00 TOTALS: $2,521,923.03 $1,755,160.33 $766,763.00 Refer to the paragraph in the Lease entitled "Release of Liens" Refer to the paragraph in the Lease entitled "Purchase Option and "Release of Liens." Purchase options are in addition to the rental payment due on the same day. Approved and agreed to: MUNICIPAL FINANCE CORPORATION ss.r) By: Title: Date: MUNICIPAL FINANCE CORPORATE/; 2 CITY OF NATIONAL CITY By: Title: MAYOR Date: March 25, 2010 Lease with Option to Purchase #10-005 dated March 16, 2010 PROPERTY DESCRIPTION/LOCATION/SUPPLIER LIST This document defines the general scope of the design, supply and installation of the Energy Retrofit Project to be located at the City of National City, National City, CA. A. GENERAL SCOPE OF WORK 1. Supply the Mechanical Scope of Work described in Section B of this document. 2. Supply the Controls Scope of Work described in Section C of this document 3. Supply the Lighting Scope of Work described in Section D of this document. 4. Supply the Solar Thermal Scope of Work described in Section E of this document. 5. Supply the Street Lighting Scope of Work described in Section F of this document. 6. Obtain necessary permits and provide inspection coordination. 7. Issue Record Drawings and O&M Manuals 8. Provide training in the operation and maintenance of the scope of work. 9. Complete all Commissioning activities prior to Customer Acceptance. B. MECHANICAL SCOPE OF WORK: ECM 2.2, 3.0, 3.1, 5.0, 6.0 and 6.1 This document defines the general scope of the supply and installation of the mechanical equipment at the Public Works Building, Civic Center, Police Station and MLK Community Center in National City, CA. The objective of this project is to provide National City with an Energy Savings Performance Contract to upgrade and improve the building's reliability and decrease energy consumption. ECM 2.2: New Cooling Tower with Variable Speed Fans - Civic Center ECM 3.0: Boiler Replacement - Civic Center ECM 3.1: Boiler Replacement - Police Station ECM 5.0: Install VFD to replace VIV - Police Station ECM 6.0: Rooftop Package Unit Replacement - Public Works, Police Station and MLK Community Center ECM 2.2: Cooling Tower with Variable Speed Fans - Civic Center Replace existing Baltimore Air Coil cooling tower • Isolate cooling tower water supply and return lines, Dismantle and remove existing cooling tower, fan motors and all related accessories • Furnish and Install new cooling tower on existing pad. Refer to table 2.2.1 for design specifications and model number. • Connect supply and return lines to new cooling tower inlet and outlets and eliminate all obstructions to provide proper air flow through new cooling tower • Install temperature sensor on tower outlet water and test and balance system to maintain a maximum outlet water temperature of 85 degrees • Include system start-up and commissioning and training as required fi t � ;y eD fi ak>lO 2 2 , , 1 i Fii� , � f�NI IIIII yli I Nhj µ rvr� �1. iO17C39d 11 try 41�#' Baltimore Baltimore Air Make: Make: Air coil coil Model: VTO-88-LDR Model: PT2-0412A-1G1 USGPM: 330 USGPM: 330 WB: 74°F WB: 74°F EWT: 95°F EWT: 95°F LWT: 85°F LWT: 85°F # of Fans: 1 # of Fans: 2 HP: 15 HP: 3 RPM: 1800 RPM: 1200 Voltage: 208 Voltage: 208 Amps: 41 Amps: 10.6 Efficiency: 90 Efficiency: 89.5 ECM 3.0: Boiler Replacement - Civic Center Replace existing boilers with high efficiency condensing boilers • Dismantle and remove (2) existing boilers and install (2) new condensing boilers and tie into existing exhaust system. • Provide and install (2) DeDietrich Model # ECO 230 condensing boilers with design specifications in Table 3.0.1 and will meet code requirements for condensate drainage. Units are compatible with Honeywell controls system using the LON protocol. • Proposed boilers are prepackaged with controls to reset supply water temperature based on outdoor air temperature. • Include system start-up and commissioning and training as required. 2 Make Model Quantity Total Boiler Btuh (input) Total Boiler (output) Btuh Ajax WGBE850 2 B50,000 680,000 De Dietrich EC0 230 2 714,000 658,000 ECM 3.1: Boiler Replacement — Police Station Replace existing boilers with high efficiency condensing boilers • Dismantle and remove (1) existing boiler and install (1) new boiler and tie into existing exhaust system. • Provide and install (1) new Raytherm boiler H-624. Unit will be compatible with Honeywell controls system using the LON protocol. • Install a storage tank to provide minimum GPM for the new boiler • Boiler will have controls that reset supply temperature based on outdoor air temperature. • Include system start-up and commissioning and training as required. ECM 5.0 Install VFD to Replace VIV —Police Station Install VFD's on the two RTU supply fans (RTU-1 and RTU-2) in the police station. The existing fans are forward curved with Variable Inlet Vanes (VIV) that are not operating. Table 5.0.1 provides the details of the existing equipment. Unit Name RTU1 2nd FL Supply Fan RTU2 1st FL Supply Fan Make: Model #: Unit Voltage: HP: Amps: RPM: PF: Efficiency: Measured Amps: Magnetek Century Ephs 3 -6- 36602-01 460 10 12.5 1745 80 91.7 10.9 Magnetek Century Et 3 460 30 37 1760 82.8 93.6 30.6 3 • Disengage inlet vanes on supply fans for RTU-land RTU-2 • Provide and install VFD's with built-in disconnects for the RTU-1 and RTU-2 supply fans with design specifications as specified below. Building Unit Name/# Unit Voltage HP VFD Model Number Police Department RTU1 2nd FL Supply Fan 460 10 Honeywell NXS0100A1003 Police Department RTU2 1st FL Supply Fan 460 30 Honeywell NSX0300A1001 • Units will be compatible with Honeywell controls system using the LON protocol. • VFD's are specified with NEMA rated enclosures suitable for outdoor installations • Install new static pressure sensors in RTU-1 and RTU-2 supply duct work for VFD control • Test and balance system and ensure proper air side balancing at the RTU and VAV zone level • Include system start-up and commissioning. ECM 6.0: Roof Top Package Unit Replacement - Civic Center, Police Station and MLK Community Center Replace the roof top package units in the MLK Community Center, Police Station, and Public Works. Replace two heat pumps in MLK Community Center - one 5 ton and one 7.5 ton. Replace two heat pumps in Police Station - one 4 ton and one 7.5 ton unit. Replace three DX/Gas units in Public Works - two 3 ton and one 7.5 ton units. Table 6.1.1 and Table 6.1.2 outline the details of the existing and proposed rooftop heat pumps at MLK Community Center (140 E. 12th Street, National City, California). Table 6.2.1 and 6.2.2 outline the details of the existing and proposed rooftop heat pumps at the police station. 4 Table 6.3.1 and 6.3.2 outline the details of the existing and proposed rooftop DX/Gas units for the Public Works Building (2100 Hoover Ave, National City, California). Make Model No. Tonnage Service Area Temp Set Points kl I III I. Capacity (Btu/hr) COP Input kW lu; Capacity (Btu/hr) EER (Btu/(W*hr)) Input kW Equipment 41 Carrier 5LJQ008511 7.5 Open Cubicle 73`` Ar«44,vlh�:lal0. ..��.k:.. 96,000 3.0 9.4 it.� !I III IVI III v�h" �p 11 t1G�Ip�f Iv 11""h"' frr+: w'1!�'��4UIUIl�"p�nVlIVI�IQI. u1ti�IIYVuI,ilV ul llu lu a'hR ii; 92,000 9.1 10.1 Equipment 42 Carrier 5LJQ0065 5 Hallway 72 uv. 62,000 3.2 5.7 (( 59,000 9.3 6.4 Make Model No. Tonnage IiG Capacity COP Input kW Capacity (Btu/hr) EER (Btu/(W*hr)) Input kW Equipment 41 Carrier 50TCQD08 7.5 MIlUlhA ypI III p' II�I�III IJi III Equipment 42 Carrier 50TCQA06 5 IIIJIII�i'I I�I'.Il irl7b II VN"I tw,,w F ;. I IIu V�I,�I II uIIP IIo hI IIW Iti �f1 ....:3 86000 3.3 7.6 88000 11.2 7.9 YIYw 58000 3.3 5.1 rt IY Nil�i!n'�vafld�e7 � IIIdiIPr ?"' 61500 5.5 Make Model No. Tonnage Service Area Temp Set Points Capacity (Btu/hr) COP Input kW Equipment 41 Trane WDC090C400AA 7.5 Computer Room 70 .01 I1 I�Y1lIl1 �,a 4 E l u Equipment 42 Trane WCC048F400AB 4 Dispatch 72 Il�lila{I Ild II, , lym I✓', ws III 41 .. 86,000 3.0 8.4 1�4�u61�!In'irl( ul ilk ill Ili;jl ,;'III dl�6r, 48,000 3.1 4.5 Val I I I li° � rky f I I IIIIIII6 brl,Bm', J!; 5 Capacity (Btu/hr) 87,000 48,000 EER (Btu/(W*hr)) 8.9 9.5 Input kW 9.8 5.1 Make Model No. Tonnage ml: Capacity COP Input kW li 4��III�'�n:ulk Capacity (Btu/hr) EER (Btu/(W*hr)) Input kW Equipment #1 Trane WSC090A4R0 7.5 III Equipment #2 Trane WSC048E4ER0 4 a lGpll I. sl d�a.� 11"i, 1 11,114111Ill aYl�l ���u�ilil i'IY1 tlh)I'��� 79,000 3.2 7.2 ai f II' 44,400 3.4 3.8 ifi "w� Itw.lwlti'"'I 87,000 10.1 8.6 48,800 11.1 4.4 Make Model No. Tonnage Service Area Temp Set Points Input (Btuh) Output (Btuh) Capacity Efficiency Equipment #1 BDP 588APW036080ACBF 3 Hall lr F :I IL 1.1111 Equipment #2 BDP 588APW036080ACBF 3 Front Desk pp t W dI'114111I�i�lu'u�,��il'I�(ulli4VI +nGxl 80,000 64,800 81% 80,000 64,800 81% Equipment #3* No Name Plate 7.5 Conference Room JI•.II1A1 V 111 80,000 64,800 81% Cooling Capacity (Btu/hr) EER (Btu/(W*hr)) Input kW 36,000 8.75 4.1 36,000 8.75 4.1 57,800 8.57 6.7 • Equipment #3 does not have a name plate. Tonnage, cooling capacity and cooling efficiency was calculated using logger data. KW/ton is assumed to be 1.4. Heating efficiency is based on a 5 ton version of equipment #1 & #2. 6 Input (Btuh) Output Capacity (Btuh) Efficiency Capacity (Btu/hr) EER (Btu/(W*hr)) Input kW 72,000 59,000 34,600 Icrd 72,000 59,000 34,600 72,000 59,000 59,000 • Dismantle and remove existing HVAC units. Refer to Tables 6.1.1, 6.2.1 and 6.3.1 for the list of existing units to be replaced • Prepare curb to accept new units in all the three buildings and Install new units. Refer to Tables 6.1.2, 6.2.2 and 6.3.2 for the list of proposed new units for design specifications • Replace existing ductwork, conduit, condensate and gas piping for public works building • Include system start-up and commissioning and training as required. C. CONTROLS SCOPE OF WORK: ECM 6.1 and 8.1 ECM 8.1: Furnish and Install new DDC control points and integrate those points into the Honeywell EBI system for the following. Civic Center • (1) Cooling Tower - add command, CW supply temp, CW return temp, fan status and alarm points to the control system • (2) Boilers - add command supply, temperature reset HW, supply temp HW, by pass valve and return temp points to the control system • (2) Cooling tower CHW pumps, (2) condenser water pumps and (2) HW pumps - add command and status points to the control system. • Chillers - add supply temperature reset CHW, supply temperature CHW return, temperature isolation valve, command isolation valve, feed back outside air and temperature points to the control system 7 Police Station • (2) Package Rooftop Units with VFD - add supply air temp, return air temp, supply air reset, VFD command, VFD speed, VFD feedback, VFD alarm, duct DPT and filter status points to the control system • (2) Package Rooftop Heat Pump Units - add supply air temperature, supply air reset, zone sensor, and filter status to the control system • (1) Boiler - add command supply, temperature reset HW, supply temp HW, by pass valve and return temp points to the control system • (1)Boiler Pump - add command and status points to the control system • Provide new Operator workstation computer hardware and Internet interface with three (3) concurrent user licenses • Provide and install conduit, wiring and terminations • Product Data Submittal Package • Operation & Maintenance Manuals • As -Built Drawings • Programming (software and graphics) • Honeywell standard test and checkout • Standard Honeywell Commissioning program • Project Graphics • On -site Training - Total 4 hours • DDC system • One-year warranty on Honeywell supplied parts and Honeywell labor ECM 6.1: Public Works and MLK Community Center • The rooftop packaged units at the MLK Community Center and public works runs during Monday through Friday, from 6:00 am until 6:00 pm. However, the building is unoccupied during Fridays. This ECM proposes to adjust the equipment schedule such that all the units turn off 8 during Fridays. This would reduce the run hours and generate kWh savings without added cost to National City. D. LIGHTING SCOPE OF WORK: ECM 1.0 This document defines the general scope of the supply and installation of the lighting equipment at the City of National City, National City, California. The objective of this project is to provide the National City with an Energy Performance Contract to upgrade and improve the lighting quality and to decrease energy consumption. The objective of this measure is to retrofit fluorescent, incandescent, and other lighting fixtures in buildings owned by National City with new lamp and ballast combinations as appropriate. In some cases, fixtures may be replaced entirely. In other cases, lighting controls, including occupancy sensors and photocells, may be installed to switch lighting fixtures off when not needed This measure will result in decreased electric energy consumption and demand and enhanced lighting quality. Casa De Salud Retrofit Senior Center Retrofit Civic Center Retrofit Fire Station #15 Retrofit Camacho Gym Retrofit Municipal Pool Retrofit ECM 1.0 Lighting Fixture & Control ECM 1.0 Lighting Fixture & Control ECM 1.0 Lighting Fixture & Control ECM 1.0 Lighting Fixture & Control ECM 1.0 Lighting Fixture & Control ECM 1.0 Lighting Fixture & Control MLK Community Center ECM 1.0 Lighting Fixture & Control Retrofit Police Station Retrofit Public Works Retrofit El Toyon ECM 1.0 Lighting Fixture & Control ECM 1.0 Lighting Fixture & Control ECM 1.0 Lighting Fixture & Control Retrofit 9 Kimball Rec Center Kimball Exterior Retrofit ALL LOCATIONS ECM 1.0 Lighting Fixture & Control Retrofit ECM 1.0 Lighting Fixture & Control • Refer to Exhibit A-1 - National for recommended lighting fixture application of occupancy sensors and photocells. Note that buildings included in this project are as follow: o Casa De Salud o Senior Center o Civic Center CA o Fire Station #15 o Camacho Gym o Municipal Pool o MLK Community Center o Police Station CA o Public Works o El Toyon o Kimball Rec Center o Kimball Exterior City, CA City Lighting for selected buildings retrofits, replacements, and the 1408 E. Harding Ave, National City, CA 1221 D Avenue, National City, CA 1243 National City Blvd, National City, 2333 E Euclid Ave, National City, CA 1810 E 22nd Street, National City, CA 1800 E 22nd Street, National City, CA 140 E 12th Street, National City, CA 1200 National City Blvd, National City, 2100 Hoover Ave, National City, CA 2005 E 4th Street, National City, CA 148 E 12th Street, National City, CA E 14th Street WD Avenue D, National • Take light level readings for representative fixtures prior to initiating retrofit. • Remove lamps and ballasts from fixtures to be retrofitted. • In compliance with federal regulations Honeywell will recycle lamps and PCB laden ballasts. A manifest will be provided to customer at the end of the job stating the number of lamps all the and ballasts that were recycled. Any PCB ballasts removed as part of this project will be incinerated in an approved manner by Honeywell or its subcontractors. Honeywell will provide: drums, pickup, transportation, waste reduction/recycling and proper disposal of all PCB containing ballasts and the disposal of lamps. Lamp ballasts must be packed in DOT 17C or 17H shipping containers. The container tops of all loaded drums shall be secured to the drums. Material classification B.90 labels and designated drum number labels to be applied to all containers prior to pickup. Item(s) containing PCB's shall be incinerated by a U.S. EPA permitted facility in strict accordance with EPA regulations set forth in 40 CFR 761.60. Title to 10 all waste shall pass from Customer to Honeywell once Honeywell or its subcontractor takes possession of the waste. • Demolish any fixtures to be replaced entirely. • Provide and install new lamps, ballasts, fixtures, occupancy sensors, photocells, and other equipment as necessary to complete the retrofit. Lamps and ballasts must UL listed and labeled. • Lenses will be dry wiped on retrofitted fixtures to remove dust and debris at time of installation. • Provide number and locations of cracked or damaged lenses or damaged fixtures. • Provide final fixture retrofit and replacement count, occupancy sensor count, photocell count, and before and after light level readings for representative areas. • Installation labor and material in this project will be warranted as follows: o Labor: - 1 year o Fluorescent lamps - 1 year (20,000 hours life expectancy) o Ballasts - 5 years (20 year life expectancy) • During the warranty period the Customer's staff shall replace all defective lamps and ballasts under warranty. An adequate supply of replacement lamps and ballasts shall be maintained at the Customer's site throughout the manufacturer's warranty period. The Customer shall work directly with the manufacturer on all warranty issues. E. SOLAR THERMAL SYSTEM INSTALLATION: ECM 10.0 Install a ground -mounted active loop solar thermal system at the Municipal Pool (located at 1800 E 22"d Street, National City, CA). • Provide and install 126 Heliocol (model no: HC-40, size: 4' x 10.5') solar collectors at a 4°optimum tilt on the ground mount structure next to the pool parking lot. • Provide and install one (1) new 7.5 HP booster pump to circulate water from the pool to solar thermal collectors • Provide and install solar system controls, sensors, system charging and purging valves, and all required appurtenances. • Install electrical circuit to booster pump and to solar controller. • Include system start-up and commissioning. ➢ Note: The new solar collectors will be installed on the existing ground structure and it has been assumed that the existing piping to the pool can be reused. 11 F. STRRET LIGHTING SCOPE OF WORK: ECM 11.0 This document defines the general scope of the supply and installation of the street lighting equipment at the City of National City, National City, California. The objective of this project is to retrofit/replace existing high pressure sodium (HPS), low pressure sodium (LPS), and metal halides (MH) street lighting fixtures throughout the National City with induction lighting. This measure will result in decreased electric consumption and enhanced lighting quality. • Refer to Exhibit A-2 - National City Street Lighting for selected fixtures recommended for street lighting fixture retrofits/replacements • A detailed audit will be performed, listing fixtures pole by pole and make amendments to exhibit A-2 as necessary. • Take light level readings for representative fixtures prior to initiating retrofit. • Prepare Traffic Control Plans according CA MUTCD standards, as required. • Remove lamps and ballasts from fixtures to be retrofitted. • In compliance with federal regulations Honeywell will recycle all lamps and PCB laden ballasts. A manifest will be provided to the customer at the end of the job stating the number of lamps and ballasts that were recycled. Any PCB ballasts removed as part of this project will be incinerated in an approved manner by Honeywell or its subcontractors. Honeywell will provide: drums, pickup, transportation, waste reduction/recycling and proper disposal of all PCB containing ballasts and the disposal of lamps. Lamp ballasts must be packed in DOT 17C or 17H shipping containers. The container tops of all loaded drums shall be secured to the drums. Material classification B.90 labels and designated drum number labels to be applied to all containers prior to pickup. Item(s) containing PCB's shall be incinerated by a U.S. EPA permitted facility in strict accordance with EPA regulations set forth in 40 CFR 761.60. Title to all waste shall pass from Customer to Honeywell once Honeywell or its subcontractor takes possession of the waste. • Demolish any fixtures to be replaced entirely. 12 • Provide and install new lamps, field generator, power coupler and other equipment as necessary to complete the retrofit/replacement. Lamps will be UL listed and labeled. • Lenses will be dry wiped on retrofitted fixtures to remove dust and debris at time of installation. • Provide before and after light level readings for representative areas. Light levels after the retrofit will be based on scotopic levels. • Provide a list which will identify what the existing lamp and ballast were and what induction retrofit system was installed for each pole. • Installation labor and material in this project will be warranted as follows: o Labor: 1 year o All components of induction lighting - 10 years • During the warranty period the Customer's staff shall replace all defective lamps and ballasts under warranty. An adequate supply of replacement lamps and ballasts shall be maintained at the Customer's site throughout the manufacturer's warranty period. The Customer shall work directly with the manufacturer on all warranty issues. PART 2 — GENERAL GENERAL CONDITIONS 1.The National City shall provide a staging area for equipment and construction trailers as needed before installation begins. 2.Honeywell is not responsible for bringing existing lighting/electrical systems up to code. 3. If Honeywell encounters any materials or substances classified as toxic or hazardous in performance of the Work associated with the systems, including asbestos, Honeywell will notify Customer and will stop work in that area until such area has been made safe by the Customer, or Customer's Representative, at Customer's expense. In the event such conditions cause a delay in Honeywell's performance, Honeywell shall be entitled to recovery of all costs associated with such delay, as well as an extension of time of performance. 13 4.Where demolition of certain areas of a building are required for removal and installation of equipment and that demolition is included in the scope of work defined herein, Honeywell will make every effort to replace such areas with similar materials as available. If such materials are not available, materials of similar quality will be supplied and installed. 5. Electrical: Should a problem with the existing wiring system occur, Honeywell will be limited to electrical wiring modifications (repairs) to three feet (36 inches) of the device or the nearest wall or coiling penetrating, whichever is smaller. 6. Piping: Should a problem with the existing piping system occur, Honeywell will be limited to piping modifications (repairs) to two feet (24 inches) of the device installed or the nearest wall or ceiling penetration, whichever is smaller. 7.Code Impact - A Design Review of the code requirements from federal, state and local jurisdictions for upgrading of existing facilities which may be required during work on associated equipment will be performed on the facilities as required by the scope. Any changes to these existing facilities determined by this review are the responsibility of the Customer. 8.The following areas are specifically excluded from this proposal. Correction of problems in these areas, if required by Federal, State or local law or ordinance, will be considered additional work and will be chargeable (with approval) to the Owner. a. Any work not specifically stated and outlined in this scope of work. b. Painting and patching of areas beyond those areas directly related to work. c.Existing non -code conditions (examples: existing electrical wiring which requires correction or approval by appropriate inspectors, existing penetrations in need of fire stopping, etc.). 14 G. Payment Schedule: Payable quarterly in arrears #10-005 PMT Due Date 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 (1) Rental To Payment Principal $21,720.11 $0.00 21,720.11 0.00 21,720.11 0.00 43,101.10 21,380.99 43,101.10 21,645.58 43,101.10 21,913.44 43,101.10 22,184.62 43,101.10 22,459.16 43,101.10 22,737.09 43,101.10 23,018.46 43,101.10 23,303.32 43,101.10 23,591.69 43,101.10 23,883.64 43,101.10 24,179.20 43,101.10 24,478.42 43,101.10 24,781.34 43,101.10 25,088.01 43,101.10 25,398.47 43,101.10 25,712.78 43,101.10 26,030.97 43,101.10 26,353.11 43,101.10 26,679.23 43,101.10 27,009.38 43,101.10 27,343.62 43,101.10 27,682.00 43,101.10 28,024.57 43,101.10 28,371.37 43,101.10 28,722.47 43,101.10 29,077.91 43,101.10 29,437.75 43,101.10 29,802.04 43,101.10 30,170.84 43,101.10 30,544.20 43,101.10 30,922.19 43,101.10 31,304.85 43,101.10 31,692.25 43,101.10 32,084.44 43,101.10 32,481.48 43,101.10 32,883.44 43,101.10 33,290.37 43,101.10 33,702.34 43,101.10 34,119.41 To Interest 21,720.11 21,720.11 21,720.11 21,720.11 21,455.52 21,187.66 20,916.48 20,641.94 20,364.01 20,082.64 19,797.78 19,509.41 19,217.46 18,921.90 18,622.68 18,319.76 18,013.09 17,702.63 17,388.32 17,070.13 16,747.99 16,421.87 16,091.72 15,757.48 15,419.10 15,076.53 14,729.73 14,378.63 14,023.19 13,663.35 13,299.06 12,930.26 12,556.90 12,178.91 11,796.25 11,408.85 11,016.66 10,619.62 10,217.66 9,810.73 9,398.76 8,981.69 (2) Purchase Option 1,732,475.83 1,709,736.59 1,686,715.95 1,663,410.44 1,639,816.51 1,615,930.61 1,591,749.13 1,567,268.40 1,542,484.72 1,517,394.34 1,491,993.46 1,466,278.25 1,440,244.82 1,413,889.22 1,387,207.48 1,360,195.54 1,332,849.33 1,305,164.72 1,277,137.51 1,248,763.46 1,220,038.27 1,190,957.62 1,161,517.09 1,131,712.23 1,101,538.53 1,070,991.44 1,040,066.33 1,008,758.53 977,063.28 944,975.81 912,491.25 879,604.70 846,311.19 812,605.66 778,483.03 743,938.13 708,965.74 43 43,101.10 34,541.64 8,559.46 673,560.56 44 43,101.10 34,969.09 8,132.01 637,717.24 45 43,101.10 35,401.83 7,699.27 601,430.36 46 43,101.10 35,839.93 7,261.17 564,694.44 47 43,101.10 36,283.45 6,817.65 527,503.90 48 43,101.10 36,732.46 6,368.64 489,853.13 49 43,101.10 37,187.02 5,914.08 451,736.43 50 43,101.10 37,647.21 5,453.89 413,148.04 51 43,101.10 38,113.09 4,988.01 374,082.12 52 43,101.10 38,584.74 4,516.36 334,532.77 53 43,101.10 39,062.23 4,038.87 294,493.98 54 43,101.10 39,545.62 3,555.48 253,959.72 55 43,101.10 40,035.00 3,066.10 212,923.84 56 43,101.10 40,530.43 2,570.67 171,380.15 57 43,101.10 41,032.00 2,069.10 129,322.35 58 43,101.10 41,539.77 1,561.33 86,744.09 59 43,101.10 42,053.82 1,047.28 43,638.92 60 43,101.10 42,574.56 526.84 0.00 TOTALS: $2,521,923.03 $1,755,160.33 $766,763.00 Refer to the paragraph in the Lease entitled "Release of Liens" Refer to the paragraph in the Lease entitled "Purchase Option and "Release of Liens." Purchase options are in addition to the rental payment due on the same day. Approved and agreed to: MUNICIPAL FINANCE CORPORATION By: Title: Date: MUNICIPAL FI By: Date: - 3 0 - [u 2 CITY OF NATIONAL CITY By: Title: MAYOR Date: March 25, 2010 2 ASSIGNMENT OF LEASE #10-005 FOR VALUE RECEIVED, MUNICIPAL FINANCE CORPORATION as assignor without recourse does hereby sell, assign, CITY NATIONAL BANK ("Assignee") as assignee and its assigns (i) all of its right, title and interest attached Lease with Option to Purchase #10-005 dated between Corporation as lessor and CITY OF NATIONAL CITY ("Lessee") as Lessee (hereinafter said lease and any supplements, amendments, additions thereof and any extension or renewals thereof is referred to as the "Lease") and (ii) all moneys, sums and amounts now due or hereinafter to become due under the Lease. Corporation represents that the Lease and Lease Schedule(s) delivered to Assignee are the only duly executed duplicate originals and comprise the entire writing, obligation and agreement between Corporation and Lessee. prior Lease ("Corporation") and transfer to successors and in and to the March 16, 2010 Corporation further represents and warrants that it has made no sale or assignment of any interest covered hereby; that the is genuine and in all respects is what it purports to be; that Assignee shall not be for the performance liable for and does not assume responsibility of any of the covenants, agreements, obligations specified in the Lease to be kept, paid Corporation with exception of Assignee's obligation upon Lessee's default of Property upon Lessee's Property in conformance or performed to issue or by notices the Lease and to convey title to the leased exercise of its option to purchase said with the terms of the Lease. Corporation further represents and warrants that as of the date this assignment is made, the Lease is in full force and effect, has not been amended except as set forth in instrument delivered to Assignee and Lessee is not in default of any terms thereunder. Corporation hereby constitutes and irrevocably appoints Assignee the true and lawful attorney of Corporation to demand, receive and endorse payments and to give receipts, releases and satisfactions either in the name of Assignee or in the name of Corporation in the same manner and with the same effect as Corporation could do if this Assignment of Lease had not been made. Within fifteen (15) days after receiving its full bargain with respect to each Schedule covered hereby, Assignee shall cause to be released to Lessee its vested interest in the Property thereto. This Assignment of Lease shall be construed and governed in accordance with the laws of the State of California. Any provision of this Assignment of Lease found to be prohibited by law shall be ineffective only to the extent of such prohibition, and shall not invalidate the remainder of this Assignment of Lease. This Assignment shall be binding upon and inure to the benefit of the parties and their respective successors and assigns and is made in accordance with the Municipal Lease Placement Agreement dated as of January 1, 1999, as amended, entered into between Corporation and Assignee. In the case of litigation, the prevailing party shall be entitled to recover from the opposing party all costs and expenses, including attorneys' fees which may be the allocable cost of in-house counsel, incurred by the prevailing party in exercising any of its rights or remedies hereunder or enforcing any of the terms, conditions, or provisions hereof. IN WITNESS WHEREOF, Corporation has caused this Assignment of Lease to be executed by its duly authorized agent on the date specified below. MUNICI E CORPORATION MUNICIPAL FINANCE CORPORATION By By, r Title_ Title /� Date �///� Date 3-JO-- 7,0 ACKNOWLEDGEMENT OF ASSIGNMENT The undersigned hereby acknowledges the assignment by MUNICIPAL FINANCE CORPORATION over to CITY NATIONAL BANK of that certain Lease with Option to Purchase #10-005 dated as of March 16, 2010 (the "Lease"), entered into between MUNICIPAL FINANCE CORPORATION as lessor and the undersigned as lessee. With respect to the Lease, the undersigned agrees to pay, commencing with the first scheduled Rental Payment, all rentals and moneys due or to become due under said Lease to CITY NATIONAL BANK, 2100 Park Place, Suite 150, El Segundo, CA 90245, Attn: Loan Servicing #354, and further agrees it shall have no counterclaim or offset against rentals due thereunder as to said Assignee and expressly further agrees that said Assignee shall not (except for the obligations specifically set forth in the foregoing Assignment of Lease) be liable for any of the obligations or burdens of the lessor under said Lease. IN WITNESS WHEREOF, the lessee has caused this Acknowledgment of Assignment to be executed by its authorized agent on the date specified below. CITY O TIONAL CITY By Title MAYOR Date March 25, 2010 2 3 ACQUISITION FUND AGREEMENT This Acquisition Fund Agreement (this "Agreement"), dated as of March 16, 2010, is among Municipal Finance Corporation, a California corporation (the "Corporation"), City of National City, a political subdivision of the State of California (the "City") and Deutsche Bank National Trust Company, a national trust company (the "Custodian"). Reference is made to that certain Lease Agreement dated as of March 16, 2010 between Corporation and City (the "Lease"), covering the financing of a certain property described therein (the "Property"). It is a requirement of the Lease that the funds for the Acquisition of the Property be deposited with the Custodian hereunder for the purpose of providing a mechanism for the application of such amounts to the payment of Property costs. Capitalized terms used in this Agreement and not otherwise defined shall have the respective meanings given such terms in the Lease. The parties agree as follows: 1. Creation of Acquisition Fund. (a) There is hereby created a special trust fund to be known as the "City of National City Acquisition Fund" (the "Acquisition Fund") to be held in trust by the Custodian for the purposes stated herein, for the benefit of Corporation and City, to be held, disbursed and returned in accordance with the terms hereof. On the Closing Date, the City has caused the amount of $1,755,160.33 to be transferred to the Custodian for deposit into the Acquisition Fund. (b) on deposit in accordance with The Custodian shall invest and reinvest moneys the Acquisition Fund in Qualified Investments in written instructions received from City. City shall be solely responsible for ascertaining that all proposed investments and reinvestments are Qualified Investments and that they comply with federal, state and local laws, regulations and ordinances governing investment of such funds and for providing appropriate notice to the Custodian for the reinvestment of any maturing investment. Accordingly, neither the Custodian responsible for kind, directly investment any liability, nor Corporation shall cost, expense, loss or claim of or indirectly arising out of or related to or reinvestment of all or any portion of the moneys be any the on deposit in the Acquisition Fund, and City agrees to and does hereby release the Custodian and Corporation from any such liability, cost, expenses, loss or claim. Interest on the Acquisition Fund shall become part of the Acquisition Fund, and gains and losses on the investment of the moneys on deposit in the Acquisition Fund shall be borne by the Acquisition Fund. For purposes of this agreement, "Qualified Investments" means any investments which meet the requirements of Section 53601 of the California Government Code. IN THE ABSENCE OF WRITTEN INSTRUCTIONS, THE CUSTODIAN IS HEREBY AUTHORIZED AND DIRECTED TO INVEST AND RE -INVEST ALL FUNDS ON HAND IN THE DB CASH RESERVE. (c) Unless the Acquisition Fund is earlier terminated in accordance with the provisions of paragraph (d) below, amounts in the Acquisition Fund shall be disbursed by the Custodian in payment of amounts described in Section 2 hereof upon receipt of written authorization(s) from Corporation, as is more fully described in Section 2 hereof. If the amounts in the Acquisition Fund are insufficient to pay such amounts, City shall be solely responsible for the balance of the funds needed to complete the Acquisition of the Property. Any moneys remaining in the Acquisition Fund after March 2, 2011 (the "Acquisition Period") shall be applied as provided in Section 4 hereof. (d) The Acquisition Fund shall be terminated at the earliest of (i) the final distribution of amounts in the Acquisition Fund or (ii) written notice given by Corporation of the occurrence of a default or termination of the Lease. (e) The Custodian may act in reliance upon any writing or instrument or signature which it, in good faith, believes to be genuine and may assume the validity and accuracy of any statement or assertion contained in such a writing or instrument. The Custodian shall not be liable in any manner for the sufficiency or correctness as to form, manner of execution, or validity of any instrument nor as to the identity, authority, or right of any person executing the same; and its duties hereunder shall be limited to the receipt of such moneys, instruments or other documents received by it as the Custodian, and for the disposition of the same in accordance herewith. (f) Unless the Custodian is guilty of gross negligence or willful misconduct with regard to its duties hereunder, City agrees to and does hereby release and indemnify the Custodian and hold it harmless from any and all claims, liabilities, losses, actions, suits or proceedings at law or in equity, or any other expense, fees or charges of any character or nature, which it may incur or with which it may be threatened by reason of its acting as Custodian under this agreement; and in connection therewith, does to the extent permitted by law indemnify the Custodian against any and all expenses; including reasonable attorneys' fees and the cost of defending any action, suit or proceeding or resisting any claim. (g) If City and Corporation shall be in disagreement about the interpretation of the Lease, or about the rights and obligations, or the propriety of any action contemplated by the Custodian hereunder, the Custodian may, but shall not be required to, file an appropriate civil action to resolve the disagreement. The Custodian shall be reimbursed by City for all costs, including 2 reasonable attorneys' fees, in connection with such civil action, and shall be fully protected in suspending all or part of its activities under the Lease until a final judgment in such action is received. (h) own choice and protection otherwise The Custodian may consult with counsel of its shall have full and complete authorization and with the opinion of such counsel. The Custodian shall not be liable for any mistakes of fact or errors of judgment, or for any acts or omissions of any kind unless caused by its willful misconduct. (i) City shall reimburse the Custodian for all reasonable costs and expenses, including those of the Custodian's attorneys, agents and employees incurred for extraordinary administration of the Acquisition Fund and the performance of the Custodian's powers and duties hereunder in connection with any Event of Default under the Lease, or in connection with any dispute between Corporation and City concerning the Acquisition Fund. 2. Acquisition of Property. (a) supervise and provide the Acquisition of Acquisition Fund. are within the Corporation makes Corporation shall construction contr approvals, if any, installation of t thereof. Acquisition Contracts. City will arrange for, for, or cause to be supervised and provided for, the Property, with moneys available in the City represents the estimated costs of the Property funds estimated to be available therefor, and no warranty or representation with respect thereto. have no liability under any of the acquisition or acts. City shall obtain all necessary permits and for the acquisition, construction, equipping and he Property, and the operation and maintenance (b) Authorized Acquisition Fund Disbursements. Disbursements from the Acquisition Fund shall be made for the purpose of paying (including the reimbursement to City for advances from its own funds to accomplish the purposes hereinafter described) the cost of acquiring and constructing the Property. (c) Requisition Procedure. No disbursement from the Acquisition Fund shall be made unless and until Corporation has approved such requisition. Prior to disbursement from the Acquisition Fund there shall be filed with the Custodian a requisition for such payment in the form of Disbursement Request attached hereto as Schedule 1, stating each amount to be paid and the name of the person, firm or corporation to whom payment thereof is due. Each such requisition shall be signed by an authorized representative of City (an "Authorized Representative") and by Corporation. City shall provide to Corporation a Certificate of Completion along with the final Disbursement Request. 3 3. Deposit to Acquisition Fund. Upon satisfaction of the conditions specified in the Lease, Corporation will cause the Lease Proceeds to be deposited in the Acquisition Fund. City agrees to pay any costs with respect to the Property in excess of amounts available therefor in the Acquisition Fund. 4. Excessive Moneys in the Acquisition Fund. Following the final disbursement from the Acquisition Fund at the end of the Acquisition Period, or termination of the Acquisition Fund as otherwise provided herein, the Custodian shall transfer any remainder from the Acquisition Fund to Corporation (or to City at Corporation's written direction) for application to amounts owed under the Lease in accordance with Section 6 of the Lease. 5. Security Interest. The Custodian and City acknowledge and agree that the Acquisition Fund and all proceeds thereof are being held by Custodian for disbursement or return as set forth herein. City hereby grants to Corporation a first priority perfected security interest in the Acquisition Fund, and all proceeds thereof, and all investments made with any amounts in the Acquisition Fund. If the Acquisition Fund, or any part thereof, is converted to investments as set forth in this agreement, such investments shall be made in the name of Custodian and the Custodian hereby agrees to hold such investments as bailee for Corporation so that Corporation is deemed to have possession of such investments for the purpose of perfecting its security interest. 6. Control of Acquisition Fund. In order to perfect Corporation's security interest by means of control in (i) the Acquisition Fund established hereunder, (ii) all securities entitlements, investment property and other financial assets now or hereafter credited to the Acquisition Fund, (iii) all of City's rights in respect of the Acquisition Fund, such securities entitlements, investment property and other financial assets, and (iv) all products, proceeds and revenues of and from any of the foregoing personal property (collectively, the "Collateral"), Corporation, City and Custodian further agree as follows: (a) All terms used in this Section 6 which are defined in the Commercial Code of the State of California (the "Commercial Code") but are not otherwise defined herein shall have the meanings assigned to such terms in the Commercial Code, as in effect on the date of this Agreement. (b) Custodian will comply with all entitlement orders originated by Corporation with respect to the Collateral, or any portion of the Collateral, without further consent by City. (c) Custodian hereby represents and warrants (a) that the records of Custodian show that City is the sole owner of the Collateral, (b) that Custodian has not been served with any notice of 4 levy or received any notice of any security interest in or other claim to the Collateral, or any portion of the Collateral, other than Corporation's claim pursuant to this Agreement, and (c) that Custodian is not presently obligated to accept any entitlement order from any person with respect to the Collateral, except for entitlement orders that Custodian is obligated to accept from Corporation under this Agreement and entitlement orders that Custodian, subject to the provisions of paragraph (e) below, is obligated to accept from City. (d) Without the prior written consent of Corporation, Custodian will not enter into any agreement by which Custodian agrees to comply with any entitlement order of any person other than Corporation or, subject to the provisions of paragraph (e) below, City, with respect to any portion or all of the Collateral. Custodian shall promptly notify Corporation if any person requests Custodian to enter into any such agreement or otherwise asserts or seeks to assert a lien, encumbrance or adverse claim against any portion or all of the Collateral. (e) Except as otherwise provided in this paragraph (e) and subject to Section 1(b) hereof, Custodian may allow City to effect sales, trades, transfers and exchanges of Collateral within the Acquisition Fund, but will not, without the prior written consent of Corporation, allow City to withdraw any Collateral from the Acquisition Fund. Custodian acknowledges that Corporation reserves the right, by delivery of written notice to Custodian, to prohibit City from effecting any withdrawals (including withdrawals of ordinary cash dividends and interest income), sales, trades, transfers or exchanges of any Collateral held in the Acquisition Fund. Further, Custodian hereby agrees to comply with any and all written instructions delivered by Corporation to Custodian (once it has had a reasonable opportunity to comply therewith) and has no obligation to, and will not, investigate the reason for any action taken by Corporation, the amount of any obligations of City to Corporation, the validity of any of Corporation's claims against or agreements with City, the existence of any defaults under such agreements, or any other matter. (f) City hereby irrevocably authorizes Custodian to comply with all instructions and entitlement orders delivered by Corporation to Custodian. (g) Custodian will not attempt to assert control, and does not claim and will not accept any security or other interest in, any part of the Collateral, and Custodian will not exercise, enforce or attempt to enforce any right of setoff against the Collateral, or otherwise charge or deduct from the Collateral any amount whatsoever.1 5 (h) Custodian and City hereby agree that any property held in the Acquisition Fund shall be treated as a financial asset under such section of the Commercial Code as corresponds with Section 8-102 of the Uniform Commercial Code, notwithstanding any contrary provision of any other agreement to which Custodian may be a party. (i) Custodian is hereby authorized and instructed, and hereby agrees, to send to Corporation at its address set forth in Section 7 below, concurrently with the sending thereof to City, duplicate copies of any and all monthly Acquisition Fund statements or reports issued or sent to City with respect to the Acquisition Fund. 7. Miscellaneous. This Agreement may not be amended except in writing signed by all parties hereto. This Agreement may be executed in one or more counterparts, each of which shall be deemed to be an original instrument and each shall have the force and effect of an original and all of which together constitute, and shall be deemed to constitute, one and the same instrument. Notices hereunder shall be made in writing and shall be deemed to have been duly given when personally delivered or when deposited in the mail, first class postage prepaid, or delivered to an express carrier, charges prepaid, or sent by facsimile with electronic confirmation, addressed to each party at its address below: If to Corporation: If to City: If to Custodian: Municipal Finance Corporation 23945 Calabasas Road, Suite 103 Calabasas, CA 91302 Attn: William Morton Phone: 818-224-4787 Fax: 818-224-4789 City of National City 1243 National City Blvd. National City, CA 91950 Attn: Finance Director Phone: Fax: Deutsche Bank National Trust Company 101 California Street, 46th Floor San Francisco, CA 94111 Attn: Raafat Albert Sarkis Phone: 415-617-2801 Fax: 415-617-4270 6 In Witness Whereof, the parties have executed this Acquisition Fund Agreement as of the date first above written. Municipal Finance Corporation Municipal Finance Corporation City of National City By: Title: MAYOR Deutsche Bank National Trust Company By: Title: Deutsche Bank National Trust Company By: Title: 7 dr In Witness Whereof, the parties have executed this Acquisition Fund Agreement as of the date first above written. Municipal Finance Corporation City of National City By: Title: Municipal Finance Corporation By: Title: Ceutsche By: Title: By: Title: k National Trust Company Raafat A. Sarkis Vice President Deutsche Bank National Trust Company By: Title: Sonia N. Flores Vice President 4 ARBITRAGE AND TAX CERTIFICATE #10-005 The undersigned hereby certifies that he/she is a duly appointed authorized agent, of the CITY OF NATIONAL CITY (the "Lessee"), for the purpose of executing and delivering, on behalf of the Lessee, the Lease with Option to Purchase dated March 16, 2010 (the "Lease"), by and between MUNICIPAL FINANCE CORPORATION (the "Corporation") as lessor and the Lessee as lessee. This Certificate is being issued pursuant to Section 148 of the Internal Revenue Code of 1986 (the "Code"), and Treasury Regulations, Sections 1.148-1 through 1.148-11 promulgated thereunder (the "Regulations"). The following facts, estimates and circumstances are either in existence on the date of this Arbitrage and Tax Certificate or are reasonably expected to occur hereafter. 1. Under the Lease, the Corporation is required to acquire the property described in the schedule attached to the Lease (the "Property"), and to lease and sell the Property to the Lessee; and the Lessee is required to lease and purchase the Property from Corporation by making Rental Payments with respect thereto, comprising principal and interest, on the dates and in the amounts set forth in the Lease. 2. On the date of Lease issuance, the Lessee will receive not less than $1,755,160.33 from the Corporation. Such moneys will be deposited with the Lessee and used, together with interest earnings thereon, to pay the Property costs and the first three Rental Payments. 3. The Lessee on behalf of the Corporation, will proceed to acquire and install the Property with due diligence and, based upon the provisions of the purchase contracts, delivery and acceptance of the Property is scheduled to occur on or before six months after the date hereof but in no case later than three years from the date hereof, and it is expected that all Lease proceeds will be spent by such date. 4. The original proceeds of the Lease plus the interest earned thereon, will not exceed by more than 5% the amount necessary for the governmental purpose for which the Lease is issued. 5. The yield of the Lease, without taking into account costs of issuance thereon, and on the basis of the initial reoffering price of the Lease to the Assignee, is not less than 4.950000%. 6. No sinking fund will be maintained for the payment of the Rental Payments due under the Lease. 7. The term of the Lease is not longer than is reasonably necessary for the governmental purpose of the Lease, and the weighted average maturity of the Lease does not exceed 120 percent of the average reasonably expected economic life of the leased Property. 8. The Property has not been, and is not expected during the term of the Lease, to be sold or otherwise disposed of by the Lessee. 9. The Lessee and its subordinate entities (as defined in the Code) will not, in the aggregate, issue more than $5,000,000 of tax- exempt obligations during calendar year 2010 and, thus, qualifies for the arbitrage rebate exemption provided for in Section 148(f)(4)(D) of the Code. 10. To the best of the knowledge and belief of the undersigned, the expectations of the Lessee, as set forth above, are reasonable, and there are no present facts, estimates and circumstances which would change the foregoing expectations. IN WITNESS WHEREOF, the party hereto has caused its authorized agent to execute this Arbitrage and Tax Certificate on the date specified below. CITY OF TIONAL CITY By Title MAYOR 2 5 CERTIFICATE OF LESSEE #10-005 The undersigned, duly authorized representative of City of National City ("Lessee") as lessee under that Lease with Option to Purchase #10-005 dated as of March 16, 2010 ("Lease") with Municipal Finance Corporation as lessor, hereby certifies as follows: 1. I have been duly authorized to execute and deliver, on behalf of Lessee, the Lease and related documents pursuant to a resolution adopted by Lessee's governing body, which resolution is in full force and effect and has not been amended, modified, supplemented or rescinded as of the date hereof. 2. Lessee has complied with all agreements and covenants and satisfied all conditions contemplated by the Lease on its part to be performed or satisfied on or before the date hereof. 3. The representations, warranties and covenants of Lessee contained in the Lease are true and correct in all material respects as of the date hereof, as if made on this date. 4. No litigation is pending or, to the best of my knowledge, threatened (either in state or federal courts) (a) to restrain or enjoin the issuance and delivery of the Lease or the collection of revenues to be used to meet Lessee's obligations under the Lease; (b) in any way contesting or affecting the authority for the execution or delivery of the Lease, or the validity of the Lease; (c) in any way contesting the existence or powers of Lessee, as such existence or powers in any way relate to the issuance of the Lease or Lessee's obligations under the Lease, or (d) could materially adversely affect the financial position of Lessee. 5. The Property being leased pursuant to the Lease is essential to the function of Lessee and is immediately needed by Lessee. Such need is neither temporary nor expected to diminish during the Lease term. The Property is expected to be used by Lessee for a period in excess of the Lease term. 6. The scheduled Rental Payments for the Property do not exceed the fair rental value of the Property. 7. Lessee's federal tax identification number is 9 2 r �3Z/ . 8. That for calendar year 2010 and including the Information Return for Tax - Exempt Governmental Obligations Form 8038-G filed with the Internal Revenue Service for the Lease, Lessee has filed one Information Return Form 8038-G with the Internal Revenue Service. The meani g of the capitalized terms in this Certificate are the same as those p fide. 'n the Lease. By: Date: March 25, 2010 6 INCUMBENCY AND SIGNATURE CERTIFICATE I do hereby certify that I am the duly appointed and acting City Clerk of the City of National City, a municipal corporation validly existing under the Constitution and laws of the State of California ("Lessee"), and that, as of the date hereof, the individual named below is the duly appointed officer of Lessee holding the office set forth opposite his/her respective name. I further certify that (i) the signature set forth opposite his/her respective name and title is true and authentic and (ii) such officer has the authority on behalf of Lessee to enter into that certain Lease with Option to Purchase #10- 005 dated March 16, 2010, between Lessee and Municipal Finance Corporation, and all documents relating thereto. Name Title iA a tie") Signature IN WITNESS WHEREOF, I have duly executed this certificate hereto this 2S 7b day of MA/LCii , 2010. 7 04/06/201C, TUE 11:17 FAX 619 336 4349 Finance Department IQ,luut/uur MEMORANDUM OF INSURANCE IISSUE DATE 3/4/2010 P.O. BOX 6450 NEWPORT BEACH, CA 92658-6450 Ph (949) 756-D271 / Fax (949) 756-2713 License No. 0C36861 * INSURED SAN DIEGO POOLED II PROGRAM AUTHORIT MEMBER AGENCY OF: CIT1243 OF NCITY 1243 NATIONAL CITY BLVD. NATIONAL CITY, CA 91950 _ Novi & t�ycL/9-33L �l' ; O _ 00 6 (o(9- —137o ' I' COVERAGE PER CA. GOVERNMENT CODE THIS IS TO CERTIFY THAT A MEMORAND NAMED ABOVE AS AUTHORIZED BY CAL THE PERIOD INDICATED NOTWITHST CONTRACT OR OTHER DOCUMENT Wil MAY PERTAIN. THE COVERAGE AFFORD TERMS, EXCLUSIONS, AND CONDITIONS LTR TYPE OF COVERAGE MEMORANDI NUMBER A GENERAL AND AUTOMOBILE LIABILITY INCLUDING: ALL OWNED, HIRED AND NON -OWNED AUTOS SELFINSUR D EXCESS LIABILITY` * SDC 0024 * * THE ABOVE NOTED MEMORANDUM DESCRIPTION OF OPERATIONS / LOCK CERTIFICATE HOLDER IS INCLUDED AS ADDITIO PURCHASE NSURANCE/IS PRIM10-005DARY ATED INSUARANCE INSOFAR / SUBJECT TO P MEMORANDUM HOLDER CITY NATIONAL BANK CIO MUNICIPAL FINANCE CORPORATION 23945 CALABASAS RD. #103 CALABASAS, CA 91302 THIS MEMORANDUM I5 ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE MEMORANDUM HOLDER. THIS MEMORANDUM DOES NOT AMEND, EXTEND, OR ALTER THE COVERAGE SHOWN BELOW. SURANCE AND COVERAGE AFFORDED BY LETTER A: INDIVIDUAL CITY'S SELF -INSURED RETENTION LETTER B: "San Diego Pooled Insurance Program Authority, A Public Agency." • MEMBER AGENCY OF THE SAN DIEGO POOLED INSURANCE PROGRAM AUTHORITY SECTION 990.4(a), 990.8(c) UM OF INSURANCE BELOW HAS BEEN ENTERED INTO BY INSURED IFORNIA GOVERNMENT CODE SECTION 990.4(a) AND 990.8(c) FOR ANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY H RESPECT TO WHICH THIS MEMORANDUM MAY BE ISSUED OR ED BY THE CONTRACT DESCRIBED HERE IS SUBJECT TO ALL THE OF THE. SUCH CONTRACT. D MEMORANDUM EFFECTIVE DATE 07/01/09 MEMORANDUM EXPIRATION DATE LIABILITY LIMITS EACH OCCURRENCE AGGREGATE 07/01/10 BI & PD COMBINED 250,000 NIA PERSONAL INJURY INCL. 07/01/09 07/01/10 BI & PD COMBINED 1,750,000 OF INSURANCE IS A CLAIMS -MADE CONTRACT IONS / VEHICLES / SPECIAL ITEMS NAL INSURED BUT ONLY WITH RESPECTS TO LEASE WITH OPTION TO AND AGREED THAT THIS 3 IT RELATES OTO ANY AND LL UNDERSTEQUIPMELUTIONS. ITNT LEASED FROM ASSIGNEE. LICY TERMS, CONDITIONS AND EXCLUSIONS. Al CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED CONTRACTS SE CANCELLED BEFORE TIC EXPIRATION DATE THEREOF. THE AUTHORITY WILL ENDEAVOR TO MAIL 30 DAYS' WRITTEN NOTICE TO THE HOLDER NAMED FIEREON BUT FAILURE TO MAIL SUCH NOTICE SHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE AUTHORITY. OR ITS REPRESENTATIVES. EXCEPT 10 DAYS FOR NON-PAYMENT OF PREMIUM. AUTHORIZED SIGNATURE G.0 PUnll\Sandpipa\Sd-LiabilltylSd-Llab-cerl Sd Pool Llab Cert-Pddoc 04/06/201:0 TUE 11:17 FAX 619 336 4349 Finance Department IQJ003/007 Endorsement Per Contract Effective 7/1/09 Contract Number SDC 0024 ADDITIONAL INSURED ENDORSEMENT In consideration. of the payment of premium, it is agreed for claims occurring and reported after 7/1/98, that the following amendments / additions apply: 1. Section III — Persons and/or Entities Covered, is amended to include any person(s) or organization(s) when required in a written contract or agreement to provide coverage but only for Personal Injury or Property Damage liability which: a. is covered by this Memorandum of Insurance; and b. arises out of: 1. the normal course of the Named Covered Party's operations; or 2. ownership, maintenance or use of that part of the premises or land rented to or leased to and occupied by, the Named Covered Party; or 3. work performed for that Covered Party by the Named Covered Party; or 4. that Covered Party's financial control of the Named Covered Party; or 5. the maintenance, operation or Use by the Named Covered Party of any equipment or Automobile leased to you by such person(s) or Organization(s). 2. The limits of coverage afforded to suchperson(s) or organization(s) will be: a. the minimum limits of coverage which the Named Covered Party agreed to provide; or b. the limits of coverage of this Memorandum of Insurance, whichever is less. 3. Coverage provided under this Endorsement may be primary over any applicable insurance, and the Authority may provide a notice of cancellation if requested. 4 Coverage provided under this Endorsement expires: a. when the written contract or agreement ceases; or b. when the Named Covered Party ceases to be a tenant in the premises. Attached to and forming part of Contract number SDC 0024 of the San Diego Pooled Insurance Program Authority Memorandum of Insurance. Dated at: Newport Beach this 4 day of Marsh , 2010. By: thorized Representative QVPIDIMSANDPIPAISD•LIADILITYISD-LIAD-CERIU'l-!II SD-POOL-AI-END.DDC 04,'06/2010 TUE 11:18 FAX 619 336 4349 Finance Department fdloo5/007 ISSUE M/DD YY) ID NCE CIF PRQP`ERT t INS JRANCE :,. /10 s�oa THIS IS EVIDENCE THAT INSURANCE AS IDENTIFIED BELOW HAS BEEN ISSUED, IS IN FORCE, AND CONVEYS ALL THE RIGHTS AND PRIVILEGES AFFORDED UNDER THE POLICY. PRODUCER ALLIANT INSURANCE SERVICES, INC. P.O. BOX 6450 NEWPORT BEACH, CA 92658-6450 PH (949) 756-0271 / FAX (949) 756-2713 LICENSE NO. 0C36861 • CODE SUS -CODE COMPANY VARIOUS PER ATTACHED SCHEDULE 3 r� / O '- 0 O 2 INSURED PUBLIC ENTITY PROPERTY INSURANCE PROGRAM (PEPIP): SAN DIEGO POOLED INSURANCE PROGRAM AUTHORITY (SANDPIPA) AND MEMBER AGENCY: CITY OF NATIONAL CITY 1243 NATIONAL CITY BLVD, NATIONAL CITY, CA 91950 LOAN NUMBER POLICY NUMBER SEE ATTACHED EFFECT/YE D E (MM/DOrc1/2..„..V..., D�(E RATION DATE {MM/DO/YY) I CONT. UNTIL I 07/01 /09 I 07/0111 D 'TERMINATED IK I THIS REPLACES PRIOR EVIDENCE DATED: -. . ?iPROR.ER-Tk;INFORMATION :: -:.: <. ... LOCATION / DESCRIPTION AS RESPECTS TO LEASE WITH OPTION TO PURCHASE #10-005 DATED MARCH 2, 2010 FOR HONEYWELUSOLUTIONS. IT IS UNDERSTOOD AND AGREED THAT THIS INSURANCE 15 PRIMARY INSURANCE INSOFAR AS IT RELATES TO ANY AND ALL EQUIPMENT LEASED FROM ASSIGNEE. INCLUDES RENTAL INTERRUPTION IN THE AMOUNT OF $173,424.56. 'COVERAGElNFO-RMATION':;` = .:.._.-_. .':....- COVERAGE/PERILS/FORMS AMOUNT OF INSURANCE ;I'-. DEDUCTIBLE ALL RISK OF DIRECT PHYSICAL LOSS OR DAMAGE EXCLUDING EARTHQUAKE INCLUDING FLOOD AT LOCATIONS PER SCHEDULE ON FILE WITH COMPANY. COVERAGE INCLUDES REAL AND PERSONAL PROPERTY, RENTAL INCOME INCLUDING BOND REVENUE REQUIREMENTS, BUSINESS INTERRUPTION, EXTRA EXPENSE AND ALL EXTENSIONS AND SUBUMITS OF COVERAGE AS SHOWN ON MANUSCRIPT POLICY FORM. REPAIR OR REPLACEMENT COST VALUATION NOTE: FLOOD LIMIT IS SHARED BY ALL MEMBERS SUBJECT TO POLICY TERMS, CONDITIONS AND EXCLUSIONS. $1,000 LIMIT PER LOSSSPECIFIED OCCURRENCE • gg3FLOOD 60 000 PER OCCURRENCE AND ANNUAL AGGREGATE BOILER & MACHINERY S100.000,000 SEE BELOW REMARKS'1INCLUDING 'SPECIALCONDITIONS) " - DEDUCTIBLES: ALL RISK: $5,000 FLOOD: $250,000 FLOOD ZONES A & V 8100,000 ALL OTHER FLOOD ZONES " VEHICLES: $5,000 COMPREHENSIVE AND COLLISION OTHER: $5,000 CONTRACTOR EQUIPMENT BOILER & MACHINERY: $10,000 — HIGHER DED APPLY BASED ON SPECIFIC OBJECT/SIZE/PERIL CANCELLATION._..::'. ...._. THE POLICY IS SUBJECT TO THE PREMIUMS, FORMS, AND RULES IN EFFECT FOR EACH POLICY PERIOD. SHOULD THE POLICY BE TERMINATED, THE COMPANY WILL GIVE THE ADDITIONAL INTEREST IDENTIFIED BELOW DAYS WRITTEN NOTICE, AND WILL SEND NOTIFICATION OF ANY CHANGES TO THE POLICY THAT WOULD AFFECT THAT INTEREST, IN A 0 DANCE WI rH THE POLICY PROVISIONS OR AS REQUIRED BY LAW. SUBJECT TO 10 DAYS NOTICE OF CANCELLATION FOR NON-PAYMENT OF PREMIUM. 'A D D I T I O N AL I NTE R EST :. NAME AND ADDRESS NATURE OF INTEREST 1 MORTGAGEE 1 , I ADDITIONAL INSURED CITY NATIONAL BANK C/O MUNICIPAL FINANCE CORPORATION = X LOSS PAYEE LOSU (OTHER) 23945 CALABASAS RD. #103 CALABASAS, CA 91302 SIGNATURE OF AU O ZEb AGENT OF COMPANY G:WPUniDSandpipal5d-ProperIOSD-Propceb_Sd-Prop-PHdoc 04./06/20,10 TUE 11:18 FAX 619 336 4349 Finance Department 2007/007 S.F. FORM Form 438BFU NS _ (Rev. May 1, 1942) X LENDER'S LOSS PAYABLE ENDORSEMENT Loss or damage, if any, under this policy, shall be paid to the Payee named on the first page of this policy, its successors and assigns, hereinafter referred to as "the Lender", in whatever form or capacity its interests may appear and whether said interest be vested in said Lender in its individual or in its disclosed or undisclosed fiduciary or representative capacity, or otherwise, or vested in a nornince or trustee of said Lender. 2. The insurance under this policy, or any rider or endorsement attached thereto, as to the interest only of the Lender, its successors and assigns, shall not be invalidated nor suspended: (a) by any error, omission, or change respecting the ownership, description, possession, or location of the subject of the insurance or thc interest therein, or the title thereto; (b) by the commencement of foreclosure proceedings or the giving of notice of sale of any of the property covered by this policy by virtue of any mortgage or trust deed; (c) by any breach of warranty, act, omission, neglect, or non-compliance with any of the provisions of this policy, including any and all riders now or hereafter attached thereto, by the named insured, the borrower, mortgagor, trustor, vendee, owner, tenant, warehouseman, custodian, occupant, or by the agents of either or any of them or by the happening of any event pemtitted by them or either of them, or their agents, or which they failed to prevent, whether occurring before or after the attachment of this endorsement, or whether before or after a loss, which under the provisions of this policy of insurance or of any rider or endorsement attached thereto would invalidate or suspend the insurance as to the named insured, excluding herefrom, however, any acts or omissions of the Lender while exercising active control and management of the property 3. in the event of failure of the insured to pay any premium or additional premium which shall be or become due under the terms of this policy or on account of any change in occupancy or increase in hazard not permitted by This policy, this Company agrees to give written notice to the Lender of such non-payment of premium after sixty (60) days from and within one hundred and twenty (120) days after due date of such premium and it is a condition of the continuance of the rights of the Lender hereunder that the Lender when so notified in writing by this Company of the failure of the insured to pay such premium shall pay or cause to be paid the premium due within ten (10) days following receipt of the Company's demand in writing therefor. If the Lender shall decline to pay said premium or additional premium, the rights of the Lender under this Lender's Loss Payable Endorsement shall not be terminated before ten (10) days after receipt of said written notice by the Lender. 4, Whenever this Company shall pay to the Lender any sum for loss or damage under this policy and shall claim that as to the insured no liability therefor exists, this Company, at its option, may pay to the Lender the whole principal sum and interest and other indebtedness due or to become due from the insured, whether secured or unsecured, (with refund of all interest not accrued), and this Company, to the extent of such payment, shall thereupon receive a full assignment and transfer, without recourse, of the debt and all rights and securities held as collateral thereto. 5. If there be any other insurance upon the within described property, this Company shall he liable under this policy as to the Lender for the proportion of such loss or damage that the sum hereby insured bears to the entire insurance of similar character on said property under policies held by, payable to and expressly consented to by the Lender. Any Contribution Clause included in any Fallen Building Clause Waiver or any Extended Coverage Endorsement attached to this contract of insurance is hereby nullified, and also any Contribution Clause in any other endorsement or rider attached to this cunttact of insurance is hereby nullified except Contribution Clauses for the compliance with which the insured has received reduction in the rate charged or has received extension of the coverage to include hazards other than fire and compliance with such Contribution Clause is made a part of the consideration for insuring such other hazards. The Lender upon the payment to it of the full amount of its claim, will subrogate this Company (pro rata with all other insurers contributing to said payment) to all of the Lender's rights of contribution under said other insurance. 6. This Company reserves the right to cancel this policy at any time, as provided by its terms, but in such case this policy shall continue in force for the benefit of the Lender for ten (10) days after written notice of such cancellation is received by thc Lender and shall then cease. 7. This policy shall remain in full force and effect as to the interest of the Lender for a period often (10) days after its expiration unless an -acceptable policy in renewal thereof with loss thereunder payable to the Lender in accordance with the terms of this Lender's Loss Payable Endorsement, shall have been issued by some insurance company and accepted by the Lender. 8. Should legal title to and beneficial ownership of any of the property covered under this policy become vested in the Lender or its agents, insurance under this policy shall continue for the tern thereof for the benefit of the Lender but, in such event, any privileges granted by this Lender's Loss Payable Endorsement which are not also granted the insured under the terms and conditions of this policy and/or under other riders or endorsements attached thereto shall not apply to the insurance hereunder as respects such property. 9. All notices herein provided to be give by the Company to the Lender in connection with this policy and this Lender's Loss Payable Endorsement shall be mailed to or delivered to the Lender at its office or branch described on the first page of the policy. •Approved: Board of Fire Underwriters of the Pacific, Califomia Bankers' Association Committee on Insurance. • H11.1\SHAREIWORU\FORM5t433BFU.DOC 04/06/2010 TUE 11:18 FAX 619 336 4349 Finance Department 0004/007 r SELF-INSURANCE CERTIFICATE #10-005 This self insurance certificate is Issued pursuant to that certain Lease with Option to Purchase dated March 2, 2010 ("Lease') by and between Municipal Finance Corporation ("Corporation"), a corporation duly organized and operating under the laws of the State of California as lessor and the City of National City, a municipal corporation duly organized and existing under the laws of the State of California ("Lessee") as Lessee. The undersigned Lessee provides this Certificate as a description of its self-insurance program. 1. Property Insurance Lessee is self -insured for damage or destruction to the Property. YES circle one) If yes, the dollar amount limit for property damage to the Property under Lessee's self-insurance program is $ • Lessee maintains an umbrella insurance policy for s in excess of Lessee's self-insurance limits for property damage to the Property as indicated above. NO (circle on If yes, the umbrella policy provides coverage for all risk property damage NO (circle one) If ye$, ) t0,,e4ollarli �l for property damage to the Property under such umbrella policy is 2. Liability Insurance • Lessee Is self -insured for liability or ¢ th of any person or damage or loss arising out of or relating to the condition or operation of the Property. E NO (circle one) If yes, the dollar amount limit fqr property damage to the Property under Lessee's self-insurance program is $-10004D00,/) • Lessee maintains an umbrella insurance policy for claims in excess of Lessee's self-insur dye limits for liability including injury or death of persons or damage to property as indicated above. YES„circle one) If yes, the umbrella policy provides coverage for liabilities for injury and death to persons as well as damage or loss of property arising out of or relating to the condition of the Property. YES NO (circle one) If yes, the dollar amount of the umbrella policy's limits for such liability coverage is 3A. Lessee maintains a self-insurance fund. 0 (circle one) If yes, please complete the following: Moneys in the self-insurance fund are subject to annual a _ t tat arne * * �nP� in the self-insurance fund to • Amoun $ 00 ^ ^ re sub ect to Ilmit do s r each claim If yes, the dollar amount of limit per claim is $ 0� 5 O, ®Q �' C 3B. If Lessee does not maintain a self-insurance fund, please complete the following: Lessee obtains funds to pay claims for which it has self-insurance from the following sources: ppropriation. 0 (circle one) d cover Lesseef-insurance liabilities is 0 (circle one) • The limitations on the amounts payable from the sources for claims are as follows: 4.- The following entity or officer has authority to mithorize pa mentto claim' C�`�r (R/1 eat1►,- el-Kcip r `� (,c �p l4-‘4, • In the event the entity or offs er in the prior response denies •., s ent of a claim, does the claimant have recourse to another administrative officer, agency or the courts?alD t'9 (circle o e)c Uri/S If yes, to whom does the claimant have recourse? Cl e el t I IN WITNESS WHEREOF, Lessee has caused this Certificate to be executed and delivered by its duly authorized officer as of the date below written. CITY OF NATIONAL CITY 99c-ks-o,,-/ TITLE A-6 C�•-5 - / {��3 `t �'� Na�\v �,/ BY: DATE: 3 _ iCC'7 8 Mayor Ron Morrison Council Members Frank Parra Alejandra Sotelo-Solis Jess Van Deventer Rosalie Zarate March 26, 2010 *-* CALIFORNIA NATIONAL Clint, c c J INCORPORATED Office of the City Attorney MUNICIPAL FINANCE CORPORATION 23945 Calabasas Road Suite 103 Calabasas, CA 91302-1500 City Attorney George H. Eiser, III Senior Assistant City Attorney Claudia Gacitua Silva Senior Assistant City Attorney Jodi L. Doucette RE: Lease with Option to Purchase #10-05 dated as of March 16,2010, by and between MUNICIPAL FINANCE CORPORATION ("Corporation") as Lessor, and CITY OF NATIONAL CITY ("Lessee") as Lessee Ladies and Gentlemen: I have acted as counsel to Lessee with respect to the Lease with Option to Purchase described above (the "Lease"), and in this capacity have reviewed a copy of the executed Lease and related documents or exhibits attached thereto. Based upon the examination of these and such other documents as I deem relevant, it is my opinion that: 1. Lessee is a municipal corporation and political subdivision of the State of California (the "State") , duly organized, existing, and operating under the Constitution and laws of the State. 2. Lessee is authorized and has the power under applicable law to enter into the Lease, and to carry out its obligations thereunder and the transactions contemplated thereby. 3. The Lease has been duly authorized, approved, executed, and delivered by and on behalf of Lessee, and is a legal, valid, and binding contract of Lessee enforceable in accordance with its terms, except to the extent limited by State and federal laws affecting remedies, and by bankruptcy, reorganization, or other laws of general application relating to or affecting the enforcement of creditor's rights. 4. A resolution duly authorizing the execution and delivery of the Lease and related documents was duly adopted by the governing body of Lessee on March 16, 2010, and such resolution has not been amended or repealed and remains in full force and effect. 1243 National City Boulevard; National City, California 91950-4301 Tel.: (619) 336.4220 Fax: (619) 336.4327 Municipal Finance Corporation March 26, 2010 Page Two 5. There is no litigation, action, suit, or proceeding pending or, to the best of my knowledge after due inquiry, threatened before any court, administrative agency, arbitrator, or governmental body that challenges the authority of Lessee to enter into the Lease or the ability of Lessee to perform its obligations under the Lease and the transactions contemplated thereby. This opinion nay be relied upon by Municipal Finance Corporation, its successors and assigns. Very truly yours, GEORGE H. EISER, III City Attorney 9 03/30/2010 TUE 11:52 FAX 619 336 4349 Finance Department UO 02/004 RESOLUTION NO. 2010 — 42 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF NATIONAL CITY AUTHORIZING THE MAYOR TO EXECUTE A 15 YEAR LEASE OPTION AND RELATED FINANCING AGREEMENTS WITH MUNICIPAL FINANCE CORPORATION TOTALING $2,150,000 TO PROVIDE FINANCING FOR THE HONEYWELL BUILDING SOLUTIONS SELF -FUNDED COMPREHENSIVE ENERGY RETROFIT PROGRAM, SPECIFICALLY: LEASE WITH OPTION AGREEMENT TOTALING $2,150,000, THE ACQUISITION FUND AGREEMENT, ASSIGNMENT OF LEASE/ACKNOWLEDGEMENT OF LEASE, ARBITRAGE AND TAX CERTIFICATE, AND CERTIFICATE OF LESSEE; AND AUTHORIZING THE MAYOR TO SIGN DISBURSEMENT REQUESTS TO TRANSFER FUNDS FROM THE ACQUISITION FUND FOR PAYMENTS AS SET FORTH IN THE ACQUISITION FUND AGREEMENT WHEREAS, the City Council of the City of National City desires to enter into energy conservation contracts pursuant to which the City may acquire and finance equipment and services to reduce energy use or to make for a more efficient use of energy; and WHEREAS, the City proposes to enter into an agreement with Honeywell Building Solutions (the "Honeywell Contract") for the acquisition and installation of a mechanical retrofit and energy management project (the "Project") for a total amount not to exceed $2,150,000.00; and WHEREAS, Municipal Finance Corporation (the "Corporation") has offered to enter into a Lease With Option to Purchase (the "Lease") with the City in order to provide fifteen year lease financing for the Project at a 4.95% annual percentage rate; and WHEREAS, financing for the Project requires additional documents to be concurrently executed to effectuate the financing, including the Acquisition Fund Agreement, Assignment of Lease/Acknowledgement of Assignment of Lease, Arbitrage and Tax Certificate, and Certificate of Lessee; and WHEREAS, this financing allows the City to lease the equipment and required support services from the Corporation, and to make the lease payments from realized energy savings. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of National City as follows: SECTION 1. Lease with Option to Purchase. The Mayor is hereby authorized to execute a Lease with Option to Purchase (the "Lease") with the Corporation to finance the Project, subject to approval as to form by the City's legal counsel. SECTION 2. Additional Financing Documents. The Mayor is hereby authorized to execute the following documents related to the financing of the Project: Acquisition Fund Agreement, Assignment of Lease/Acknowledgement of Assignment of Lease, Arbitrage and Tax Certificate, and Certificate of Lessee. The Mayor is also authorized to execute disbursement requests to release funds from the Acquisition Fund, as needed, pursuant to the Acquisition Fund Agreement. Resolution No. 2010 — 42 Page 2 SECTION 3. Attestations. The City Clerk or other appropriate City officer is hereby authorized and directed to attest the signature of the Mayor or City Manager or of such other person or persons as may have been designated by the Mayor or City Manager, and to affix and attest the seal of the City, as may be required or appropriate in connection with the execution and delivery of the Lease and the Escrow Agreement. SECTION 4. Other Actions. The Mayor, City Manager and other officers of the City are each hereby authorized and directed, jointly and severally, to take any and all actions and to execute and deliver any and all agreements, documents and certificates which they may deem necessary or advisable in order to carry out, give effect to and comply with the terms of this Resolution and the Lease. SECTION 5. Qualified Tax -Exempt Obligations, The Lease is hereby designated as "qualified tax-exempt obligations" within the meaning of Section 265(b)(3) of the Internal Revenue Code of 1986, as amended (the "Code"). The City, together with all subordinate entities of the City, do not reasonably expect to issue during the calendar year in which the Lease is issued more than $30,000,000 of obligations which it could designate as "qualified tax- exempt obligations" under Section 265(b) of the Code. SECTION 6. Effect. This Resolution shall take effect immediately upon its passage. Said Agreements are on file in the office of the City Clerk. PASSED and ADOPTED this 16th day of March, 201 Ron Morrison, Mayor ATTEST: APPROVED AS TO FORM: George H. Eiser, III City Attorney Passed and adopted by the Council of the City of National City, California, on March 16, 2010 by the following vote, to -wit: Ayes: Councilmembers Morrison, Parra, Sotelo-Solis, Van Deventer, Zarate. Nays: None. Absent: None. Abstain: None. AUTHENTICATED BY: RON MORRISON Mayor of the City of National City, California MICHAEL R. DALLA City Clerk of the City of National City, California By: Deputy I HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of RESOLUTION NO. 2010-42 of the City of National City, California, passed and adopted by the Council of said City on March 16, 2010. e City Clerk of the Cit of National City, California By: Deputy 10 01,8 M &_� �� k -(2_ / �o Form 8038-G (Rev. November 2000) Department er the Service Internal Revenue Scrvlee Information Return for Tax -Exempt Governmental Obligations ► Under Internal Revenue Code section 149(e) ► See separate Instructions. Caution: If the issue price is under $ 1Oc 000, use Form8038-GC. OMB No. 1545-0720 Part I Reporting Authority If Amended Return, check here ► 1 Issuer's name City of National City 2 Issuer's employer identification number 95 2558328 3 Number and street (or P.O. box if mail is not delivered to street address) 1243 National City Blvd. Room/suite 4 Report number 3 2010.01 5 City, town, or post office, state, and ZIP code National City, CA 91950 6 Date of issue 412110 7 Name of issue Lease with Option to Purchase #10-005 8 CUSIP number NIA 9 Name and title of officer or legal representative whom the IRS may call for more information 10 Telephone number of officer Jeanette Ladrido ( ( 619 )336-4331 sue price) See instructions and attach schedule .�.,.—.. .ate.., ............. i.....,......r.r-"---•----`---i ---- ----- ---- 11 11 ■ Education 12 12 ❑Health and hospital 13 13 • Transportation . . . . . . . . . . . . . . . . . . . . . . . • . • 14 14 • Public safety 15 ❑ Environment (including sewage bonds) ...............- 16 16 • Housing 17 17 ■ Utilities Energy conservation equipment 18 18 WI Other. Describe ► 19 If obligations are TANs or RANs, check box I. ■ If obligations are BANs, check box ► ❑jll 20 If obligations are in the form of a lease or installment sale, check box . . . . . . ► y /f/'l///�11,,755,160.33 ff �%'if Z4 • Descri tion of Obligations. Complete for the entire issue for which this form is being filed. (a) Final maturitydate (b) Issue nee P (c) Stated redemption price at maturity (d) Weighted average maturity (e) yield 21 4/2/25 $ 1,755,160.33 $ 1,755,160,33 15 years 4.95 % Uses of Proceeds of Bond Issue (including underwriters 22 Proceeds used for accrued interest . . . . . . . . . . . . . . . 23 Issue price of entire issue (enter amount from line 21, column (b)) 24 Proceeds used for bond issuance costs (including underwriters' discount) 24 25 Proceeds used for credit enhancement 25 26 Proceeds allocated to reasonably required reserve or replacement fund . 26 27 Proceeds used to currently refund prior issues 27 28 Proceeds used to advance refund prior issues . . . . . . , 28 29 Total (add lines 24 through 28) ........ • . • • • • - 30 Nonrefundlnts proceeds of the issue (subtract line 29 from line 23 and enter amount here).. .. Description of Refunded Bonds (Complete this part only for refunding bonds.) 31 Enter the remaining weighted average maturity of the bonds to be currently refunded , . . ► 32 Enter the remaining weighted average maturity of the bonds to be advance refunded . ► 33 Enter the last date on which the refunded bonds will be called ► 34 Enter the date(s) the refunded bonds were issued P. 22 0 Part V Part VI Miscellaneous • 0 0 0 0 23 29 30 1,755,160.33 0 1,755,160.33 years years 35 Enter the amount of the state volume cap allocated to the issue under section 141(b)(5) 36a Enter the amount of gross proceeds invested or to be invested in a guaranteed investment contract (see instructions) b Enter the final maturity date of the guaranteed investment contract ► 37 Pooled financings: a Proceeds of this issue that are to be used to make loans to other governmental units b If this issue is a loan made from the proceeds of another tax-exempt issue. check box ► 0 and en er the name of the issuer ► and the date of the issue ► 38 If the issuer has designated the issue under section 265(b)(3)(B)(i)(III) (small issuer exception), check box ► m 39 If the issuer has elected to pay a penalty in lieu of arbitrage rebate, check box ► 0 40 If the issuer has identified a hedge, check box . . . . . . . . _ • • • - • - • • • - Under penalties of perjury I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge and +�; r, they are true,-I„rect. and complete. 35 36a 37a Sign Here of (ss .Y s authadzed representative Date For Paperwork Reduction Act Notice, see page 2 of the Instructions. Jeanette Ladrido Type or print name and title Cat. No. 63773S Form 8038-G Ray. 11-2000) c.• RESOLUTION NO. 2010 — 42 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF NATIONAL CITY AUTHORIZING THE MAYOR TO EXECUTE A 15 YEAR LEASE OPTION AND RELATED FINANCING AGREEMENTS WITH MUNICIPAL FINANCE CORPORATION TOTALING $2,150,000 TO PROVIDE FINANCING FOR THE HONEYWELL BUILDING SOLUTIONS SELF -FUNDED COMPREHENSIVE ENERGY RETROFIT PROGRAM, SPECIFICALLY: LEASE WITH OPTION AGREEMENT TOTALING $2,150,000, THE ACQUISITION FUND AGREEMENT, ASSIGNMENT OF LEASE/ACKNOWLEDGEMENT OF LEASE, ARBITRAGE AND TAX CERTIFICATE, AND CERTIFICATE OF LESSEE; AND AUTHORIZING THE MAYOR TO SIGN DISBURSEMENT REQUESTS TO TRANSFER FUNDS FROM THE ACQUISITION FUND FOR PAYMENTS AS SET FORTH IN THE ACQUISITION FUND AGREEMENT WHEREAS, the City Council of the City of National City desires to enter into energy conservation contracts pursuant to which the City may acquire and finance equipment and services to reduce energy use or to make for a more efficient use of energy; and WHEREAS, the City proposes to enter into an agreement with Honeywell Building Solutions (the "Honeywell Contract") for the acquisition and installation of a mechanical retrofit and energy management project (the "Project") for a total amount not to exceed $2,150,000.00; and WHEREAS, Municipal Finance Corporation (the "Corporation") has offered to enter into a Lease With Option to Purchase (the "Lease") with the City in order to provide fifteen year lease financing for the Project at a 4.95% annual percentage rate; and WHEREAS, financing for the Project requires additional documents to be concurrently executed to effectuate the financing, including the Acquisition Fund Agreement, Assignment of Lease/Acknowledgement of Assignment of Lease, Arbitrage and Tax Certificate, and Certificate of Lessee; and WHEREAS, this financing allows the City to lease the equipment and required support services from the Corporation, and to make the lease payments from realized energy savings. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of National City as follows: SECTION 1. Lease with Option to Purchase. The Mayor is hereby authorized to execute a Lease with Option to Purchase (the "Lease") with the Corporation to finance the Project, subject to approval as to form by the City's legal counsel. SECTION 2. Additional Financing Documents. The Mayor is hereby authorized to execute the following documents related to the financing of the Project: Acquisition Fund Agreement, Assignment of Lease/Acknowledgement of Assignment of Lease, Arbitrage and Tax Certificate, and Certificate of Lessee. The Mayor is also authorized to execute disbursement requests to release funds from the Acquisition Fund, as needed, pursuant to the Acquisition Fund Agreement. Resolution No. 2010 — 42 Page 2 SECTION 3. Attestations. The City Clerk or other appropriate City officer is hereby authorized and directed to attest the signature of the Mayor or City Manager or of such other person or persons as may have been designated by the Mayor or City Manager, and to affix and attest the seal of the City, as may be required or appropriate in connection with the execution and delivery of the Lease and the Escrow Agreement. SECTION 4. Other Actions. The Mayor, City Manager and other officers of the City are each hereby authorized and directed, jointly and severally, to take any and all actions and to execute and deliver any and all agreements, documents and certificates which they may deem necessary or advisable in order to carry out, give effect to and comply with the terms of this Resolution and the Lease. SECTION 5. Qualified Tax -Exempt Obligations. The Lease is hereby designated as "qualified tax-exempt obligations" within the meaning of Section 265(b)(3) of the Internal Revenue Code of 1986, as amended (the "Code"). The City, together with all subordinate entities of the City, do not reasonably expect to issue during the calendar year in which the Lease is issued more than $30,000,000 of obligations which it could designate as "qualified tax- exempt obligations" under Section 265(b) of the Code. SECTION 6. Effect. This Resolution shall take effect immediately upon its passage. Said Agreements are on file in the office of the City Clerk. PASSED and ADOPTED this 16th day of March, 201 Ron Morrison, Mayor ATTEST: Michael R. Dalla, City Clerk APPROVED AS TO FORM: George H. Eiser, III City Attorney Passed and adopted by the Council of the City of National City, California, on March 16, 2010 by the following vote, to -wit: Ayes: Councilmembers Morrison, Parra, Sotelo-Solis, Van Deventer, Zarate. Nays: None. Absent: None. Abstain: None. AUTHENTICATED BY: RON MORRISON Mayor of the City of National City, California City C erk of the City of ational City, California By: Deputy I HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of RESOLUTION NO. 2010-42 of the City of National City, California, passed and adopted by the Council of said City on March 16, 2010. City Clerk of the City of National City, California By: Deputy CITY OF NATIONAL CITY, CALIFORNIA COUNCIL AGENDA STATEMENT C - a00(N-y� MEETING DATE: March 16, 2010 AGENDA ITEM NO. 15 .TEM TITLE: Resolution of the City Council of the City of National City approving and authorizing the Mayor to execute the 15 year lease option and related financing agreements totaling $2,150,000 to provide financing for the Honeywell Building Solutions self -funded comprehensive energy retrofit program, specifically: Lease with Option Agreement totaling $2,150,000, the Acquisition Fund Agreement, Assignment of Lease / Acknowledgement of Lease, Arbitrage and Tax Certificate, and Certificate of Lessee; and, authorizing the Mayor to sign disbursement requests to transfer funds from the Acquisition Fund for payments as set forth in the Acquisition Fund Agreement. PREPARED BY: Jeanette Ladrido, PHONE: 619-336-4331 EXPLANATION: See attached explanation. FINANCIAL STATEMENT: ACCOUNT NO. DEPARTMENT: Finance APPROVED BY: APPROVED: APPROVED: Finance MIS The amounts in lease payment schedule and cost of the rental interruption insurance will be appropriated annually in the Facilities Maintenance fund (fund 626) budget. The sum of the two items will be a direct reduction in the gas and electricity line item (account 234) so that the impact will remain budget neutral. ENVIRONMENTAL REVIEW: ORDINANCE: INTRODUCTION: FINAL ADOPTION: STAFF RECOMMENDATION: Approve the 15 year lease agreement and related financing documents. BOARD / COMMISSION RECOMMENDATION: N/A ATTACHMENTS: esolution Lease with option to Purchase Lease schedule and related financing documents 2,€`Cisl)Sill� ' o a0 o ti