HomeMy WebLinkAbout2011 CON CDC Kane, Ballmer & Berkman - Legal ServicesAGREEMENT FOR LEGAL SERVICES
BY AND BETWEEN
THE COMMUNITY DEVELOPMENT COMMISSION
OF THE CITY OF NATIONAL CITY
AND
KANE, BALLMER & BERKMAN
THIS AGREEMENT FOR LEGAL SERVICES (the "Agreement") is made between
THE COMMUNITY DEVELOPMENT COMMISSION OF THE CITY OF NATIONAL CITY,
a community development commission (the "CDC") and KANE, BALLMER & BERKMAN, a
law corporation (the "Firm"). This Agreement sets forth the parties' mutual understanding
concerning legal services to be provided by the Firm and the fee arrangement for said services.
Article 1. Retainer. The CDC hereby retains the Firm to provide as -needed
professional legal services pertaining to redevelopment matters subject to this Agreement.
Article 2. Scope of Services. The CDC shall have the right in its sole discretion to
determine the particular services to be performed by the Firm under this Agreement. These
services may include the following: drafting of agreements related to redevelopment and housing
authority matters. It is expected that the Firm will work with the CDC's Legal Counsel and CDC
staff.
Article 3. Compensation. Compensation paid under this Agreement shall be as
follows:
Principal: Susan Cola $225 per hour
Senior Counsel: $225 per hour
Senior Associate: $190 per hour
Associate: $165 per hour
Paralegal: $100 per hour
Legal Assistant $85 per hour
A. The Firm shall not use more than one attorney for the same specific task
without the CDC's approval. The Firm may use the minimum number of attorneys for
this engagement consistent with good professional practice after consulting with and
obtaining approval by the CDC.
B. The Firm agrees to document a plan and budget consistent with the scope
of services described above in Article 2 to be agreed to by CDC's Legal Counsel and the
Firm. The CDC shall not be obligated to pay the Firm amounts not discussed, budgeted,
and agreed to before being incurred by the Firm.
C. The CDC has appropriated or otherwise duly authorized the payment of an
amount not to exceed $25,000 for legal services and out-of-pocket disbursements
pursuant to this Agreement. In no event shall the total fees plus out-of-pocket
disbursements exceed this amount without written authorization of the CDC.
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D. The Firm shall keep the CDC advised monthly as to the level of attorney
hours and client services performed under Article 1. The Firm will not charge the CDC
for travel time; however, the Firm may charge for work performed for the CDC during
any travel time.
E. The CDC further agrees to reimburse the Firm, in accordance with the
procedures set forth in this Article, for telephone, fax, mail, messengers, federal express
deliveries, document reproduction, client -requested clerical overtime, lodging, and
similar out-of-pocket expenses charged by the Firm as a standard practice to its clients
generally, with the exception of travel and meals. In any billing for disbursements, the
Firm shall provide the CDC with a statement breaking down the amounts by category of
expense. The following items shall not be reimbursed, unless the CDC has specifically
agreed otherwise:
(1) Word Processing, clerical or secretarial charges, whether expressed
as a dollar disbursement or time charge.
(2) Storage of open or closed files, rent, electricity, local telephone,
postage, receipts or transmission of telecopier documents, or any other items traditionally
associated with overhead.
(3) Photocopy charges in excess of $.15 (fifteen cents) per page.
(4) Auto mileage rates in excess of the rate approved by the Internal
Revenue Service for income tax purposes.
(5) Secretarial overtime. Where case requirements demand overtime,
the CDC will consider reimbursement on a case -by -case basis. The CDC will not
reimburse overtime incurred for the convenience of the Firm's failure to meet deadlines
known in advance.
(6) Equipment, books, periodicals, research materials, Westlaw/Lexis
or like items.
(7) Express charges, overnight mail charges, messenger services or the
like, without the CDC's prior consent. The CDC expects these expenses to be incurred in
emergency situations only. Where case necessity requires the use of these services, the
CDC will consider reimbursement on a case -by -case basis.
(8) Travel and meals.
(9) Late payment charge and/or interest. Due to the nature of the
CDC's payment process, the CDC will not pay any late charges or interest charges to
bills. Every effort will be made to pay bills promptly.
F. Bills from the Firm should be submitted to Claudia G. Silva, CDC Legal
Counsel, 1243 National City Boulevard, National City, CA 91950-4301. The individual
time and disbursement records customarily maintained by the Firm for billing evaluation
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and review purposes shall be made available to the CDC in support of bills rendered by
the Firm.
G. The Firm agrees to forward to the CDC a statement of account for each
one -month period of services under this Agreement, and the CDC agrees to compensate
the Firm on this basis. The Firm will consult monthly with the CDC as to the number of
attorney hours and client disbursements which have been incurred to date under this
Agreement, and as to future expected levels of hours and disbursements.
H. Billing Format. Each billing entry must be complete, discrete and
appropriate.
(1) Complete
(a) Each entry must name the person or persons involved. For
instance, telephone calls must include the names of all participants.
(b) The date the work was performed must be included.
(c) The hours should be billed in .10 hour increments.
(d) The specific task performed should be described, and the
related work product should be reference ("telephone call re: trial brief,"
"interview in preparation for deposition").
(e) The biller's professional capacity (partner, associate,
paralegal, etc.) should be included
(2) Discrete: Each task must be set out as a discrete billing entry;
neither narrative nor block billing is acceptable.
(3) Appropriate
(a) The CDC does not pay for clerical support, administrative
costs, overhead costs, outside expenses or excessive expenses. For
example, the CDC will not pay for secretarial time, word processing time,
air conditioning, rental of equipment, including computers, meals served
at meetings, postage, online research, or the overhead costs of sending or
receiving faxes. Neither will the CDC pay for outside expenses such as
messenger delivery fees, outside photocopying, videotaping of
depositions, investigative services, outside computer litigation support
services, or overnight mail.
(b) Due to the nature of the CDC's payment process, the CDC
will not pay any late charges. Every effort will be made to pay bills
promptly.
I. Staffing. Every legal matter should have a primarily responsible attorney
and a paralegal assigned. Ultimately, staffing is a CDC decision, and the CDC's representative
may review staffing to insure that it is optimal to achieve the goals of the engagement at the least
cost.
(1) Paralegals are to be used to the maximum extent possible to
enhance efficiency and cost-effectiveness. All tasks typically considered associate work
should be considered for assignment to a paralegal. Written authorization from the CDC
must be had before associate hours billed exceed paralegal hours billed.
(2) Once an attorney is given primary responsibility for an
engagement, that person should continue on the legal matter until the matter is concluded
or the attorney leaves the firm. The CDC will not pay the costs of bringing a new
attorney up to speed.
(3) If more than one attorney is going to perform the same task, prior
approval from the CDC must be had. This includes document review.
Article 4. Independent Contractor. The Firm shall perform services as an
independent contractor. It is understood that this contract is for unique professional services.
Accordingly, the duties specified in this Agreement may not be assigned or delegated by the
Firm without prior written consent of the CDC. Retention of the Firm is based on the particular
professional expertise of the individuals rendering the services required in the Scope of Services.
Article 5. Confidentiality of Work. All work performed by the Firm including but
not limited to all drafts, data, correspondence, proposals, reports, and estimates compiled or
composed by the Firm pursuant to this Agreement is for the sole use of the CDC. All such work
product shall be confidential and not released to any third party without the prior written consent
of the CDC.
Article 6. Compliance with Controlling Law. The Finn shall comply with all
applicable laws, ordinances, regulations, and policies of the federal, state, and local governments
as they pertain to this Agreement. In addition, the Finn shall comply immediately with any and
all directives issued by the CDC or its authorized representatives under authority of any laws
statutes, ordinances, rules, or regulations. The laws of the State of California shall govern and
control the terms and conditions of this Agreement.
Article 7. Acceptability of Work. The CDC shall decide any and all questions
which may arise as to the quality or acceptability of the services performed and the manner of
performance, the acceptable completion of this Agreement and the amount of compensation due.
In the event the Firm and the CDC cannot agree to the quality or acceptability of the work, the
manner of performance and/or the compensation payable to the Firm in this Agreement, the CDC
or the Finn shall give to the other written notice. Within ten (10) business days, the Firm and the
CDC shall each prepare a report which supports their position and file the same with the other
party. The CDC shall, with reasonable diligence, determine the quality or acceptability of the
work, the manner of performance and/or the compensation payable to the Firm.
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Article 8. Indemnification. The Firm agrees to indemnify and hold the CDC and its
agents, officers, and employees harmless from and against all claims asserted or liability
established for damages or injuries to any person or property, including injury to the Firm's
employees, agents, or officers, which arise from or are connected with or caused or claimed to be
caused by the acts or omissions of the Firm and its agents, officers, or employees in performing
the work or other obligations under this Agreement, and all expenses of investigating and
defending against same; provided, however, that this indemnification and hold harmless shall not
include any claims or liability arising from the established sole negligence or willful misconduct
of the CDC, its agents, officers, or employees.
Article 9. Insurance. The Firm shall not commence work under this Agreement
until it has obtained all insurance required in this Article with a company or companies
acceptable to the CDC. At its sole cost and expense, the Firm shall take and maintain in full
force and effect at all times during the term of this Agreement the following policies of
insurance:
A. Commercial general liability insurance with a combined single limit of not
less than one million dollars ($1,000,000).
B. For all of the Firm's employees which are subject to this Agreement, to the
extent required by the State of California, Workers' Compensation Insurance in the
amount required by law.
C. Errors and omissions insurance in an amount not less than two million
dollars ($2,000,000) per claim.
D. All insurance required by express provision of this Agreement shall be
carried only in responsible insurance companies licensed to do business in the State of
California. The policies carried pursuant to paragraph 9.A above shall name as additional
insureds the CDC and its elected officials, officers, employees, agents, and
representatives. All policies shall contain language, to the extent obtainable, to the effect
that: (1) the insurer waives the right of subrogation against the CDC and its elected
officials, officers, employees, agents, and representatives; (2) the policies are primary and
not contributing with any insurance that may be carried by the CDC; (3) the policies
cannot be cancelled or materially changed except after thirty (30) days' notice by the
insurer to the CDC by certified mail. Before this Agreement shall take effect, the Firm
shall furnish the CDC with copies of all such policies upon receipt of them, or a
certificate evidencing such insurance. The Firm may effect for its own account insurance
not required under this Agreement.
Article 10. Drug Free Work Place. The Firm agrees to comply with the CDC's
Drug -Free Workplace requirements. Every person awarded a contract by the CDC for the
provision of services shall certify to the CDC that it will provide a drug -free workplace. Any
subcontract entered into by the Firm pursuant to this Agreement shall contain this provision.
Article 11. Non -Discrimination Provisions. The Firm shall not discriminate against
any subcontractor, vendor, employee or applicant for employment because of age, race, color,
ancestry, religion, sex, sexual orientation, marital status, national origin, physical handicap, or
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medical condition. The Finn will take positive action to insure that applicants are employed
without regard to their age, race, color, ancestry, religion, sex, sexual orientation, marital status,
national origin, physical handicap, or medical condition. Such action shall include but not be
limited to the following: employment, upgrading, demotion, transfer, recruitment or recruitment
advertising, layoff or termination, rates of pay or other forms of compensation, and selection for
training, including apprenticeship. The Firm agrees to post in conspicuous places available to
employees and applicants for employment any notices provided by the CDC setting forth the
provisions of this non-discrimination clause.
Article 12. Effective Date and Term. This Agreement shall be effective upon
execution by the Firm and CDC and continue until written notice of cancellation. This
Agreement may be terminated at any time by either party with sixty (60) days' written notice to
the other. Notice of termination by the Firm shall be given to the CDC's Legal Counsel.
Article 13. Notification of Change in Form. The Firm has the right to effect
changes in form including but not limited to: the change in form from a partnership to a
professional law corporation; the change in form of any partner or partners from an individual or
individuals to a professional law corporation; the change in form of any corporate partner or
partners to any individual partners. The CDC shall be promptly notified in writing of any change
in form.
Article 14. Notices. In all cases where written notice is to be given under this
Agreement, service shall be deemed sufficient if said notice is deposited in the United States
mail, postage paid. When so given, such notice shall be effective from the date of mailing of the
notice. Unless otherwise provided by notice in writing from the respective parties, notice to the
Agency shall be addressed to:
Claudia G. Silva
CDC Legal Counsel
City of National City
1243 National City Boulevard
National City, CA 91950-4301
cc: Brad Raulston
CDC Director
1243 National City Boulevard
National City, CA 91950-4301
Notice to the Firm shall be addressed to:
Susan Cola, Esq.
Kane, Ballmer & Berkman
402 West Broadway
4th Floor
San Diego, CA 92101
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Nothing contained in this agreement shall preclude or render inoperative service or such
notice in the manner provided by law.
Article 15. Headings. All article headings are for convenience only and shall not
affect the construction or interpretation of this Agreement.
Article 16. Miscellaneous Provisions.
A. Time of Essence: Time is of the essence for each provision of this
Agreement.
B. California Law: This Agreement shall be construed and interpreted in
accordance with the laws of the State of California. The Firm covenants and agrees to
submit to the personal jurisdiction of any state court in the State of California for any
dispute, claim, or matter arising out of or related to this Agreement.
C. Integrated Agreement: This Agreement including attachments and/or
exhibits contains all of the agreements of the parties and all prior negotiations and
agreements are merged in this Agreement. This Agreement cannot be amended or
modified except by written agreement, and mutually agreed upon by the City and the
Firm.
D. Severability: The unenforceability, invalidity, or illegality of any
provision of this Agreement shall not render the other provisions unenforceable, invalid,
or illegal.
E. Waiver: The failure of the City to enforce a particular condition or
provision of this Agreement shall not constitute a waiver of that condition or provision or
its enforceability.
F. Conflict of Interest: During the term of this Agreement, the Firm shall not
perform services of any kind for any person or entity whose interests conflict in any way
with those of the City. This prohibition shall not preclude the City from expressly
agreeing to a waiver of a potential conflict of interest under certain circumstances.
G. No Obligations to Third Parties. Except as otherwise expressly provided
herein, the execution and delivery of this Agreement shall not be deemed to confer any
rights upon, or obligate any of the parties hereto, to any person or entity other than the
parties hereto.
H. Construction. The parties acknowledge and agree that (i) each party is of
equal bargaining strength, (ii) each party has actively participated in the drafting,
preparation and negotiation of this Agreement, and (iii) any rule or construction to the
effect that ambiguities are to be resolved against the drafting party shall not apply in the
interpretation of this Agreement, or any portions hereof, or any amendments hereto.
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IN WITNESS WHEREOF, the parties have executed this Agreement on the \ day of
•Vew'vnr..--,2011.
CITY OF NATIONAL CITY
7-2
J,6
By:
Chris Zapata, CI j anager
KANE, BALLMER & BERKMAN
(Corporation — signatures of two corporate officers)
By:
APPROVED AS TO By:
1 udia G. Si a
CDC Leg 1 ounsel
S s r Cola, ' cipal
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Name
KANE, BALLMER & BERKMAN,
A Law Corporation
PUBLIC RATE SUMMARY
Senior Principal $275/hour
Principal $225/hour
Senior Counsel $225/hour
Senior Associate $190/hour
Associate $165/hour
Paralegal $100/hour
Legal Assistant $ 85/hour
CLASSIFICATION OF ATTORNEYS AND OTHER PROFESSIONALS
Status Billable Rate
Murray O. Kane Senior Principal $275/hour
Royce K. Jones Senior Principal $275/hour
Susan Y. Apy Principal $225/hour
Susan Y. Cola Principal $225/hour
Donald P. Johnson Senior Counsel $225/hour
Bruce Gridley Senior Counsel $225/hour
Deborah L. Rhoads Senior Counsel $225/hour
J. Arnoldo Beltran Senior Counsel $225/hour
Kendall D. Berkey Senior Counsel $225/hour
Todd C. Mooney Senior Associate $190/hour
Jhaila R. Brown Associate $165/hour
Gustavo Lamanna Associate $165/hour
Theodore M. Ballmer Associate $165/hour
NOTE: The same hourly rate is applicable to Court appearances.
Travel, subsistence, and other out -of pocket expenses authorized in connection with the
performance of duties under the agreement would include, along with any other such authorized
expenses:
a. The amount of the actual cost of coach class transportation by common carrier or
at the per mile rate established by the IRS, if travel is performed by privately -
owned vehicle;
b. Reasonable subsistence expenses, supported by detailed records in the amount of
actual costs;
c. Taxi fares, long distance telephone calls, postage, online legal research and
similar expenditures in the amount of the actual cost;
d. Duplication costs for all copies at cost of twenty-five (25) cents per page, and
facsimile costs at one dollar (1.00) per page; and
e. Fees and costs incurred by the firm in engaging consultants and experts approved
by the client.
The firm shall not be reimbursed for secretarial or typist services for normal office
operating expense, with the exception of word processing fees, but only if noted in the rate
schedule.
The firm shall be reimbursed for actual litigation costs, fees and expenses, such as filing
fees, expert witness fees, charges for service of process and costs of investigation.
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OFFICE OF THE CITY CLERK
1243 National City Blvd.
National City, California 91950
Michael R. Dalla, CMC - City Clerk
619-336-4228 phone / 619-336-4229 fax
KANE, BALLMER & BERKMAN
Legal Services Pertaining to
Redevelopment Matters
Ginny Miller (City Attorney) Forwarded
Copy of Agreement to the Firm