HomeMy WebLinkAbout2017 CON SA NHA Advisors - Municipal Advisory ServicesAGREEMENT
BY AND BETWEEN
THE
SUCCESSOR AGENCY TO THE COMMUNITY DEVELOPMENT COMMISSION AS
THE NATIONAL CITY REDEVELOPMENT AGENCY
AND
NHA ADVISORS, LLC
THIS AGREEMENT is entered into this 18th day of January, 2017, by and between the
SUCCESSOR AGENCY TO THE COMMUNITY DEVELOPMENT COMMISSION AS THE
NATIONAL CITY REDEVELOPMENT AGENCY, a governmental entitity (the
"SUCCESSOR AGENCY"), and NHA ADVISORS, LLC, a California limited liability company
(the "CONSULTANT").
RECITALS
WHEREAS, the SUCCESSOR AGENCY desires to employ a CONSULTANT to
provide municipal advisory services.
WHEREAS, the SUCCESSOR AGENCY has determined that the CONSULTANT is a
municipal advisor and is qualified by experience and ability to perform the services desired by
the SUCCESSOR AGENCY, and the CONSULTANT is willing to perform such services.
WHEREAS, this Agreement will require approval of the Oversight Board to the
SUCCESSOR AGENCY and is subject to review pursuant to Health and Safety Code (HSC)
Section 34179 by the California Department of Finance ("DoF") prior to being effective.
NOW, THEREFORE, THE PARTIES HERETO DO MUTUALLY AGREE AS
FOLLOWS:
1. ENGAGEMENT OF CONSULTANT. The SUCCESSOR AGENCY agrees to
engage the CONSULTANT, and the CONSULTANT agrees to perform the services set forth
here in accordance with all terms and conditions contained herein.
The CONSULTANT represents that all services shall be performed directly by
the CONSULTANT or under direct supervision of the CONSULTANT.
2. EFFECTIVE DATE AND LENGTH OF AGREEMENT. This Agreement
will become effective five business days after submission to "DoF" or at such time as a review
intitiated by "DoF" pursuant to HSC Section 34179 is resolved. The duration of this Agreement
is for the period of January 18, 2017 through December 31, 2019. This Agreement may be
extended by mutual agreement upon the same terms and conditions for two (2) additional one (1)
year terms.
3. SCOPE OF SERVICES. The CONSULTANT shall perform municipal advisory
services as set forth in the attached Exhibit "A."
The CONSULTANT shall be responsible for all research and reviews related to
the work and shall not rely on personnel of the SUCCESSOR AGENCY for such services,
except as authorized in advance by the SUCCESSOR AGENCY.
The SUCCESSOR AGENCY may unilaterally, or upon request from the
CONSULTANT, from time to time reduce or increase the Scope of Services to be performed by
the CONSULTANT under this Agreement. Upon doing so, the SUCCESSOR AGENCY and the
CONSULTANT agree to meet in good faith and confer for the purpose of negotiating a
corresponding reduction or increase in the compensation associated with said change in services.
4. PROJECT COORDINATION AND SUPERVISION. The Director of Finance
is designated as the Project Coordinator for the SUCCESSOR AGENCY and will monitor the
progress and execution of this Agreement. The CONSULTANT shall assign a single Project
Director to provide supervision and have overall responsibility for the progress and execution of
this Agreement for the CONSULTANT. Craig Hill thereby is designated as the Project Director
for the CONSULTANT.
5. COMPENSATION AND PAYMENT. The compensation for the
CONSULTANT shall be based upon billing(s) covering actual work performed in accordance
with the rates stated in the attached Exhibit "B." Billings shall include labor classifications,
respective rates, hours worked and also materials, if any. The labor rates for work described in
Exhibit "A" of this agreement shall not exceed the rates listed in Exhibit "B" of this Agreement.
Compensation for bond transactions shall be based upon the schedule included in Exhibit "B"
and shall not exceed the rates listed in Exhibit "B." Invoices will be processed for payment and
remitted within thirty (30) days from receipt of invoice, provided that work is accomplished
consistent with Exhibit "A," as determined by the SUCCESSOR AGENCY.
The CONSULTANT shall maintain all books, documents, papers, employee time
sheets, accounting records, and other evidence pertaining to costs incurred, and shall make such
materials available at its office at all reasonable times during the term of this Agreement and for
three (3) years from the date of final payment under this Agreement, for inspection by the
SUCCESSOR AGENCY, and for furnishing of copies to the SUCCESSOR AGENCY, if
requested.
6. ACCEPTABILITY OF WORK. The SUCCESSOR AGENCY shall decide any
and all questions which may arise as to the quality or acceptability of the services performed and
the manner of performance, the acceptable completion of this Agreement, and the amount of
compensation due. In the event the CONSULTANT and the SUCCESSOR AGENCY cannot
agree to the quality or acceptability of the work, the manner of performance and/or the
compensation payable to the CONSULTANT in this Agreement, the SUCCESSOR AGENCY or
the CONSULTANT shall give to the other written notice. Within ten (10) business days, the
CONSULTANT and the SUCCESSOR AGENCY shall each prepare a report which supports
their position and file the same with the other party. The SUCCESSOR AGENCY shall, with
reasonable diligence, determine the quality or acceptability of the work, the manner of
performance, and/or the compensation payable to the CONSULTANT.
7. DISPOSITION AND OWNERSHIP OF DOCUMENTS. The Memoranda,
Reports, Maps, Drawings, Plans, Specifications, and other documents prepared by the
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CONSULTANT for this Project, whether paper or electronic, shall become the property of the
SUCCESSOR AGENCY for use with respect to this Project, and shall be turned over to the
SUCCESSOR AGENCY upon completion of the Project, or any phase thereof, as contemplated
by this Agreement.
Contemporaneously with the transfer of documents, the CONSULTANT hereby
assigns to the SUCCESSOR AGENCY, and CONSULTANT thereby expressly waives and
disclaims any copyright in, and the right to reproduce, all written material, drawings, plans,
specifications, or other work prepared under this Agreement, except upon the SUCCESSOR
AGENCY'S prior authorization regarding reproduction, which authorization shall not be
unreasonably withheld. The CONSULTANT shall, upon request of the SUCCESSOR
AGENCY, execute any further document(s) necessary to further effectuate this waiver and
disclaimer.
The CONSULTANT agrees that the SUCCESSOR AGENCY may use, reuse,
alter, reproduce, modify, assign, transfer, or in any other way, medium, or method utilize the
CONSULTANT'S written work product for the SUCCESSOR AGENCY'S purposes, and the
CONSULTANT expressly waives and disclaims any residual rights granted to it by Civil Code
Sections 980 through 989 relating to intellectual property and artistic works.
Any modification or reuse by the SUCCESSOR AGENCY of documents,
drawings, or specifications prepared by the CONSULTANT shall relieve the CONSULTANT
from liability under Section 14, but only with respect to the effect of the modification or reuse by
the SUCCESSOR AGENCY, or for any liability to the SUCCESSOR AGENCY should the
documents be used by the SUCCESSOR AGENCY for some project other than what was
expressly agreed upon within the Scope of this project, unless otherwise mutually agreed.
8. INDEPENDENT CONTRACTOR. Both parties hereto in the performance of
this Agreement will be acting in an independent capacity and not as agents, employees, partners,
or joint venturers with one another. Neither the CONSULTANT nor the CONSULTANT'S
employees are employees of the SUCCESSOR AGENCY, and are not entitled to any of the
rights, benefits, or privileges of the SUCCESSOR AGENCY'S employees, including but not
limited to retirement, medical, unemployment, or workers' compensation insurance.
This Agreement contemplates the personal services of the CONSULTANT and
the CONSULTANT'S employees, and it is recognized by the parties that a substantial
inducement to the SUCCESSOR AGENCY for entering into this Agreement was, and is, the
professional reputation and competence of the CONSULTANT and its employees. Neither this
Agreement nor any interest herein may be assigned by the CONSULTANT without the prior
written consent of the SUCCESSOR AGENCY. Nothing herein contained is intended to prevent
the CONSULTANT from employing or hiring as many employees, or SUBCONSULTANTS, as
the CONSULTANT may deem necessary for the proper and efficient performance of this
Agreement. All agreements by CONSULTANT with its SUBCONSULTANT(S) shall require
the SUBCONSULTANT(S) to adhere to the applicable terms of this Agreement.
9. CONTROL. Neither the SUCCESSOR AGENCY nor its officers, agents, or
employees shall have any control over the conduct of the CONSULTANT or any of the
CONSULTANT'S employees, except as herein set forth, and the CONSULTANT or the
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CONSULTANT'S agents, servants, or employees are not in any manner agents, servants, or
employees of the SUCCESSOR AGENCY, it being understood that the CONSULTANT its
agents, servants, and employees are as to the SUCCESSOR AGENCY wholly independent
CONSULTANT, and that the CONSULTANT'S obligations to the SUCCESSOR AGENCY are
solely such as are prescribed by this Agreement.
10. COMPLIANCE WITH APPLICABLE LAW. The CONSULTANT, in the
performance of the services to be provided herein, shall comply with all applicable state and
federal statutes and regulations, all Municipal Securities Rulemaking Board rules, and all
applicable ordinances, rules, and regulations of the City of National City, whether now in force
or subsequently enacted. The CONSULTANT and each of its SUBCONSULTANT(S), shall
obtain and maintain a current City of National City business license prior to and during
performance of any work pursuant to this Agreement.
11. LICENSES, PERMITS, ETC. The CONSULTANT represents and covenants
that it has all licenses, permits, qualifications, and approvals of whatever nature that are legally
required to practice its profession. The CONSULTANT represents and covenants that the
CONSULTANT shall, at its sole cost and expense, keep in effect at all times during the term of
this Agreement, any license, permit, or approval which is legally required for the
CONSULTANT to practice its profession.
12. STANDARD OF CARE.
A. The CONSULTANT, in performing any services under this Agreement,
shall perform in a manner consistent with that level of care and skill ordinarily exercised by
members of the CONSULTANT'S trade or profession currently practicing under similar
conditions and in similar locations. The CONSULTANT shall take all special precautions
necessary to protect the CONSULTANT'S employees and members of the public from risk of
harm arising out of the nature of the work and/or the conditions of the work site.
B. Unless disclosed in writing prior to the date of this Agreement, the
CONSULTANT warrants to the SUCCESSOR AGENCY that it is not now, nor has it for the
five (5) years preceding, been debarred by a governmental agency or involved in debarment,
arbitration or litigation proceedings concerning the CONSULTANT'S professional performance
or the furnishing of materials or services relating thereto.
C. The CONSULTANT is responsible for identifying any unique products,
treatments, processes or materials whose availability is critical to the success of the project the
CONSULTANT has been retained to perform, within the time requirements of the SUCCESSOR
AGENCY, or, when no time is specified, then within a commercially reasonable time.
Accordingly, unless the CONSULTANT has notified the SUCCESSOR AGENCY otherwise,
the CONSULTANT warrants that all products, materials, processes or treatments identified in
the project documents prepared for the SUCCESSOR AGENCY are reasonably commercially
available. Any failure by the CONSULTANT to use due diligence under this sub -paragraph will
render the CONSULTANT liable to the SUCCESSOR AGENCY for any increased costs that
result from the SUCCESSOR AGENCY'S later inability to obtain the specified items or any
reasonable substitute within a price range that allows for project completion in the time frame
specified or, when not specified, then within a commercially reasonable time.
13. NON-DISCRIMINATION PROVISIONS. The CONSULTANT shall not
discriminate against any employee or applicant for employment because of age, race, color,
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ancestry, religion, sex, sexual orientation, marital status, national origin, physical handicap, or
medical condition. The CONSULTANT will take positive action to insure that applicants are
employed without regard to their age, race, color, ancestry, religion, sex, sexual orientation,
marital status, national origin, physical handicap, or medical condition. Such action shall include
but not be limited to the following: employment, upgrading, demotion, transfer, recruitment or
recruitment advertising, layoff or termination, rates of pay or other forms of compensation, and
selection for training, including apprenticeship. The CONSULTANT agrees to post in
conspicuous places available to employees and applicants for employment any notices provided
by the SUCCESSOR AGENCY setting forth the provisions of this non-discrimination clause.
14. CONFIDENTIAL INFORMATION. The SUCCESSOR AGENCY may from
time to time communicate to the CONSULTANT certain confidential information to enable the
CONSULTANT to effectively perform the services to be provided herein. The CONSULTANT
shall treat all such information as confidential and shall not disclose any part thereof without the
prior written consent of the SUCCESSOR AGENCY. The CONSULTANT shall limit the use
and circulation of such information, even within its own organization, to the extent necessary to
perform the services to be provided herein. The foregoing obligation of this Section 14,
however, shall not apply to any part of the information that (i) has been disclosed in publicly
available sources of information; (ii) is, through no fault of the CONSULTANT, hereafter
disclosed in publicly available sources of information; (iii) is already in the possession of the
CONSULTANT without any obligation of confidentiality; or (iv) has been or is hereafter
rightfully disclosed to the CONSULTANT by a third party, but only to the extent that the use or
disclosure thereof has been or is rightfully authorized by that third party.
The CONSULTANT shall not disclose any reports, recommendations,
conclusions, or other results of the services or the existence of the subject matter of this
Agreement without the prior written consent of the SUCCESSOR AGENCY. In its performance
hereunder, the CONSULTANT shall comply with all legal obligations it may now or hereafter
have respecting the information or other property of any other person, firm, or corporation.
CONSULTANT shall be liable to SUCCESSOR AGENCY for any damages
caused by breach of this condition, pursuant to the provisions of Section 14.
15. INDEMNIFICATION AND HOLD HARMLESS. The CONSULTANT
agrees to defend, indemnify and hold harmless the City of National City, its officers and
employees, against and from any and all liability, loss, damages to property, injuries to, or death
of any person or persons, and all claims, demands, suites, actions, proceedings, reasonable
attorneys' fees, and defense costs, of any kind or nature, including workers' compensation
claims, of or by anyone whomsoever, resulting from or arising out of the CONSULTANT'S
performance or other obligations under this Agreement; provided, however, that this
indemnification and hold harmless shall not include any claims or liability arising from the
established sole negligence or willful misconduct of the SUCCESSOR AGENCY, its agents,
officers, or employees. The indemnity, defense, and hold harmless obligations contained herein
shall survive the termination of this Agreement for any alleged or actual omission, act, or
negligence under this Agreement that occurred during the term of this Agreement.
16. WORKERS' COMPENSATION. The CONSULTANT shall comply with all
of the provisions of the Workers' Compensation Insurance and Safety Acts of the State of
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California, the applicable provisions of Division 4 and 5 of the California Government Code and
all amendments thereto; and all similar State or federal acts or laws applicable; and shall
indemnify, and hold harmless the SUCCESSOR AGENCY and its officers, and employees from
and against all claims, demands, payments, suits, actions, proceedings, and judgments of every
nature and description, including reasonable attorney's fees and defense costs presented, brought
or recovered against the SUCCESSOR AGENCY or its officers, employees, or volunteers, for or
on account of any liability under any of said acts which may be incurred by reason of any work
to be performed by the CONSULTANT under this Agreement.
17. INSURANCE. The CONSULTANT, at its sole cost and expense, shall purchase
and maintain, and shall require its SUBCONSULTANT(S), when applicable, to purchase and
maintain throughout the term of this Agreement, the following checked insurance policies:
A. ® If checked, Professional Liability Insurance (errors and
omissions) with minimum limits of $5,000,000 per occurrence.
B. Automobile Insurance covering all bodily injury and property damage
incurred during the performance of this Agreement, with a minimum coverage of $1,000,000
combined single limit per accident. Such automobile insurance shall include owned, non -owned,
and hired vehicles ("any auto"). The policy shall name the SUCCESSOR AGENCY and its
officers, agents and employees as additional insureds, and a separate additional insured
endorsement shall be provided.
C. Commercial General Liability Insurance, with minimum limits of
$2,000,000 per occurrence and $4,000,000 aggregate, covering all bodily injury and property
damage arising out of its operations under this Agreement. The policy shall name the
SUCCESSOR AGENCY and its officers, agents and employees as additional insureds, and a
separate additional insured endorsement shall be provided. The general aggregate limit must
apply solely to this "project" or "location."
D. Workers' Compensation Insurance in an amount sufficient to meet
statutory requirements covering all of CONSULTANT'S employees and employers' liability
insurance with limits of at least $1,000,000 per accident. In addition, the policy shall be
endorsed with a waiver of subrogation in favor of the SUCCESSOR AGENCY. Said
endorsement shall be provided prior to commencement of work under this Agreement.
If CONSULTANT has no employees subject to the California Workers'
Compensation and Labor laws, CONSULTANT shall execute a Declaration to that effect. Said
Declaration shall be provided to CONSULTANT by SUCCESSOR AGENCY.
E. The aforesaid policies shall constitute primary insurance as to the
SUCCESSOR AGENCY, its officers, employees, and volunteers, so that any other policies held
by the SUCCESSOR AGENCY shall not contribute to any loss under said insurance. Said
policies shall provide for thirty (30) days prior written notice to the SUCCESSOR AGENCY of
cancellation or material change.
F. If required insurance coverage is provided on a "claims made" rather than
"occurrence" form, the CONSULTANT shall maintain such insurance coverage for three years
after expiration of the term (and any extensions) of this Agreement. In addition, the "retro" date
must be on or before the date of this Agreement.
G. Insurance shall be written with only California admitted companies that
hold a current policy holder's alphabetic and financial size category rating of not less than A VIII
according to the current Best's Key Rating Guide, or a company equal financial stability that is
approved by the SUCCESSOR AGENCY'S Risk Manager. In the event coverage is provided by
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non -admitted "surplus lines" carriers, they must be included on the most recent California List of
Eligible Surplus Lines Insurers (LESLI list) and otherwise meet rating requirements.
H. This Agreement shall not take effect until certificate(s) or other sufficient
proof that these insurance provisions have been complied with, are filed with, and approved by
the SUCCESSOR AGENCY'S Risk Manager. If the CONSULTANT does not keep all of such
insurance policies in full force and effect at all times during the terms of this Agreement, the
SUCCESSOR AGENCY may elect to treat the failure to maintain the requisite insurance as a
breach of this Agreement and terminate the Agreement as provided herein.
I. All deductibles and self -insured retentions in excess of $10,000 must be
disclosed to and approved by the SUCCESSOR AGENCY.
18. LEGAL FEES. If any party brings a suit or action against the other party arising
from any breach of any of the covenants or agreements or any inaccuracies in any of the
representations and warranties on the part of the other party arising out of this Agreement, then
in that event, the prevailing party in such action or dispute, whether by final judgment or out -of -
court settlement, shall be entitled to have and recover of and from the other party all costs and
expenses of suit, including attorneys' fees.
For purposes of determining who is to be considered the prevailing party, it is
stipulated that attorney's fees incurred in the prosecution or defense of the action or suit shall not
be considered in determining the amount of the judgment or award. Attorney's fees to the
prevailing party if other than the SUCCESSOR AGENCY shall, in addition, be limited to the
amount of attorney's fees incurred by the SUCCESSOR AGENCY in its prosecution or defense
of the action, irrespective of the actual amount of attorney's fees incurred by the prevailing party.
19. TERMINATION.
A. This Agreement may be terminated with or without cause by the
SUCCESSOR AGENCY. Termination without cause shall be effective only upon 60-day's
written notice to the CONSULTANT. During said 60-day period the CONSULTANT shall
perform all services in accordance with this Agreement.
B. This Agreement may also be terminated immediately by the SUCCESSOR
AGENCY for cause in the event of a material breach of this Agreement, misrepresentation by the
CONSULTANT in connection with the formation of this Agreement or the performance of
services, or the failure to perform services as directed by the SUCCESSOR AGENCY.
C. Termination with or without cause shall be effected by delivery of written
Notice of Termination to the CONSULTANT as provided for herein.
D. In the event of termination, all fmished or unfinished Memoranda Reports,
Maps, Drawings, Plans, Specifications and other documents prepared by the CONSULTANT,
whether paper or electronic, shall immediately become the property of and be delivered to the
SUCCESSOR AGENCY, and the CONSULTANT shall be entitled to receive just and equitable
compensation for any work satisfactorily completed on such documents and other materials up to
the effective date of the Notice of Termination, not to exceed the amounts payable hereunder,
and less any damages caused the SUCCESSOR AGENCY by the CONSULTANT'S breach, if
any. Thereafter, ownership of said written material shall vest in the SUCCESSOR AGENCY all
rights set forth in Section 7.
E. The SUCCESSOR AGENCY further reserves the right to immediately
terminate this Agreement upon: (1) the filing of a petition in bankruptcy affecting the
CONSULTANT; (2) a reorganization of the CONSULTANT for the benefit of creditors; or (3) a
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business reorganization, change in business name or change in business status of the
CONSULTANT.
20. NOTICES. All notices or other communications required or permitted hereunder
shall be in writing, and shall be personally delivered; or sent by overnight mail (Federal Express
or the like); or sent by registered or certified mail, postage prepaid, return receipt requested; or
sent by ordinary mail, postage prepaid; or telegraphed or cabled; or delivered or sent by telex,
telecopy, facsimile or fax; and shall be deemed received upon the earlier of (i) if personally
delivered, the date of delivery to the address of the person to receive such notice, (ii) if sent by
overnight mail, the business day following its deposit in such overnight mail facility, (iii) if
mailed by registered, certified or ordinary mail, five (5) days (ten (10) days if the address is
outside the State of California) after the date of deposit in a post office, mailbox, mail chute, or
other like facility regularly maintained by the United States Postal Service, (iv) if given by
telegraph or cable, when delivered to the telegraph company with charges prepaid, or (v) if given
by telex, telecopy, facsimile or fax, when sent. Any notice, request, demand, direction or other
communication delivered or sent as specified above shall be directed to the following persons:
To SUCCESSOR AGENCY:
Director of Finance
City of National City
1243 National City Boulevard
National City, CA 91950-4301
To CONSULTANT:
Craig Hill, Principal
NHA Advisors, LLC
4040 Civic Center Drive, Suite 200
San Rafael, CA 94903
Notice of change of address shall be given by written notice in the manner
specified in this Section. Rejection or other refusal to accept or the inability to deliver because
of changed address of which no notice was given shall be deemed to constitute receipt of the
notice, demand, request, or communication sent. Any notice, request, demand, direction or other
communication sent by cable, telex, telecopy, facsimile or fax must be confirmed within forty-
eight (48) hours by letter mailed or delivered as specified in this Section.
21. CONFLICT OF INTEREST AND POLITICAL REFORM ACT
OBLIGATIONS. During the term of this Agreement, the CONSULTANT shall not perform
services of any kind for any person or entity whose interests conflict in any way with those of the
SUCCESSOR AGENCY. The CONSULTANT also agrees not to specify any product,
treatment, process, or material for the project in which the CONSULTANT has a material
financial interest, either direct or indirect, without first notifying the SUCCESSOR AGENCY of
that fact. The CONSULTANT shall at all times comply with the terms of the Political Reform
Act and the National City Conflict of Interest Code. The CONSULTANT shall immediately
disqualify itself and shall not use its official position to influence in any way any matter coming
before the SUCCESSOR AGENCY in which the CONSULTANT has a financial interest as
defined in Government Code Section 87103. The CONSULTANT represents that it has no
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knowledge of any financial interests that would require it to disqualify itself from any matter on
which it might perform services for the SUCCESSOR AGENCY.
® If checked, the CONSULTANT shall comply with all of the reporting
requirements of the Political Reform Act and the National City Conflict of Interest Code.
Specifically, the CONSULTANT shall file a Statement of Economic Interests with the City
Clerk of the City of National City in a timely manner on forms which the CONSULTANT shall
obtain from the City Clerk.
The CONSULTANT shall be strictly liable to the SUCCESSOR AGENCY for all
damages, costs or expenses the SUCCESSOR AGENCY may suffer by virtue of any violation of
this Paragraph 22 by the CONSULTANT.
22. PREVAILING WAGES. State prevailing wage rates may apply to work
performed under this Agreement. State prevailing wages rates apply to all public works
contracts as set forth in California Labor Code, including but not limited to, Sections 1720,
1720.2, 1720.3, 1720.4, and 1771. Consultant is solely responsible to determine if State
prevailing wage rates apply and, if applicable, pay such rates in accordance with all laws,
ordinances, rules, and regulations.
23. MISCELLANEOUS PROVISIONS.
A. Computation of Time Periods. If any date or time period provided for in
this Agreement is or ends on a Saturday, Sunday or federal, state or legal holiday, then such date
shall automatically be extended until 5:00 p.m. Pacific Time of the next day which is not a
Saturday, Sunday or federal, state, or legal holiday.
B. Counterparts. This Agreement may be executed in multiple counterparts,
each of which shall be deemed an original, but all of which, together, shall constitute but one and
the same instrument.
C. Captions. Any captions to, or headings of, the sections or subsections of
this Agreement are solely for the convenience of the parties hereto, are not a part of this
Agreement, and shall not be used for the interpretation or determination of the validity of this
Agreement or any provision hereof.
D. No Obligations to Third Parties. Except as otherwise expressly provided
herein, the execution and delivery of this Agreement shall not be deemed to confer any rights
upon, or obligate any of the parties hereto, to any person or entity other than the parties hereto.
E. Exhibits and Schedules. The Exhibits and Schedules attached hereto are
hereby incorporated herein by this reference for all purposes. To the extent any exhibits or
schedules or provisions thereof conflict or are inconsistent with the terms and conditions
contained in this Agreement, the terms and conditions of this Agreement will control.
F. Amendment to this Agreement. The terms of this Agreement may not be
modified or amended except by an instrument in writing executed by each of the parties hereto.
G. Waiver. The waiver or failure to enforce any provision of this Agreement
shall not operate as a waiver of any future breach of any such provision or any other provision
hereof.
H. Applicable Law. This Agreement shall be governed by and construed in
accordance with the laws of the State of California.
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9 Successor Agency and NHA Advisors, LLC
I. Audit. If this Agreement exceeds ten -thousand dollars ($10,000), the
parties shall be subject to the examination and audit of the State Auditor for a period of three (3)
years after final payment under the Agreement, per Government Code Section 8546.7.
J. Entire Agreement. This Agreement supersedes any prior agreements,
negotiations and communications, oral or written, and contains the entire agreement between the
parties as to the subject matter hereof. No subsequent agreement, representation, or promise
made by either party hereto, or by or to an employee, officer, agent, or representative of any
party hereto shall be of any effect unless it is in writing and executed by the party to be bound
thereby.
K. Successors and Assigns. This Agreement shall be binding upon and shall
inure to the benefit of the successors and assigns of the parties hereto.
L. Construction. The parties acknowledge and agree that (i) each party is of
equal bargaining strength, (ii) each party has actively participated in the drafting, preparation and
negotiation of this Agreement, (iii) each such party has consulted with or has had the opportunity
to consult with its own, independent counsel and such other professional advisors as such party
has deemed appropriate, relative to any and all matters contemplated under this Agreement, (iv)
each party and such party's counsel and advisors have reviewed this Agreement, (v) each party
has agreed to enter into this Agreement following such review and the rendering of such advice,
and (vi) any rule or construction to the effect that ambiguities are to be resolved against the
drafting party shall not apply in the interpretation of this Agreement, or any portions hereof, or
any amendments hereto.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date
and year first above written.
SUCCESSOR AGENCY TO THE COMMNITY NHA ADVISORS, LLC
DEVELOPMENT COMMISSION AS THE
NATIONAL CITY REDEVELOPMENT
AGENCY
B he,
Leslie Deese, Executive Director
By:
(Name)
C/G /�i
(Print)
"A/i)C
APPROVED AS AS TO FORM: (Title)
George H. Eiser, III
Interim General Counsel for the Successor Agency
to the Community Development Commission as the
National City Redevelopment Agency
2016 Agreement
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Successor Agency and NHA Advisors, LLC
Exhibit A
NHA Advisors, LLC
Scope of Services
Municipal advisory services may include, but are not limited to, assisting the Successor Agency
to the Community Development Commission as the National City Redevelopment Agency
("Successor Agency") to:
• review the Successor Agency's long-range financing needs, particularly with respect to
its capital improvement program, and develop alternative strategies for meeting those
needs;
• analyze and interpret legislation for economic or financial opportunities or impacts for the
Successor Agency;
• analyze and interpret complex business plans and financial proposals made to the
Successor Agency;
• present alternative strategies for managing the Successor Agency's current or future
debt to achieve the best value for taxpayers.
The consultant may also be called upon to assist with the issuance of debt, including, but not
limited to:
• review of credit issues & key terms of the financing indenture;
• review and analysis of complex business plans and financial proposals, including those
for refunding opportunities, made to the Successor Agency;
• selling bonds or obtaining other debt financing by performing tasks such as:
o advising on the essential features of the bond or other financing structure;
o providing market analysis and information to determine the best method of sale
or course of action for the Successor Agency;
o assisting with or preparing requests for proposals as appropriate for other
professional services needed to carry out the financing;
o participating in the preparation of offering or other documents needed for the
financing;
o preparing or coordinating the preparation of material for such purposes as rating
agency and credit enhancement review processes;
o coordinating the bidding for bonds in a competitive sale;
o negotiating bond terms in a negotiated sale;
o working with the finance team to facilitate an effective bond sale or other closing
and delivery of proceeds;
o providing post -sale advice on proceeds investments (as needed);
• preparation and submittal of continuing disclosure reports annually, or as otherwise
required by the Successor Agency's current or future bond covenants, to the Electronic
Municipal Market Access, a service of the Municipal Securities Rulemaking Board.
Exhibit B
NHA ADVISORS, LLC
HOURLY RATES AND MAXIMUM FEE TO
PERFORM MUNICIPAL ADVISORY
SERVICES
For projects not directly related to the issuance of any debt obligations, the Successor Agency to
the Community Development Commission as the National City Redevelopment Agency
("Successor Agency") will be billed at the following hourly rates:
Principal $275
Vice President $225
Associate $175
Analyst $125
Administrative $75
The Successor Agency will reimburse NHA for reasonable and necessary out-of-pocket
expenses, including but not limited to data resources, photocopying, postage, and delivery.
California travel will not be considered a reimbursable expense.
For projects associated with the issuance of notes, bonds, or other obligations, the Successor
Agency will compensate NHA in accordance with the table below. The ranges provided in the
table are indicative. NHA's specific compensation on a project, which shall be agreed upon
prior to commencement of the project, will depend upon the time required to complete the
process, which is typically a function of credit quality, structure, and nature/extent of NHA's
role, and NHA's expected time commitment.
Project Fee Range
Tax and Revenue Anticipation Notes $17,500 - $22,500
Certificates of Participation $42,500 - $67,500
Tax Allocation Bonds $47,500 - $92,500
Revenue Bonds $47,500 - $72,500
Assessment Districts $32,500 - $72,500
Community Facilities Districts $37,500 - $72,500
RESOLUTION NO. 2017 — 82
RESOLUTION OF THE BOARD OF THE SUCCESSOR AGENCY
TO THE COMMUNITY DEVELOPMENT COMMISSION AS
THE NATIONAL CITY REDEVELOPMENT AGENCY
AUTHORIZING THE EXECUTIVE DIRECTOR TO EXECUTE
AN AGREEMENT WITH NHA ADVISORS, LLC, FOR MUNICIPAL
ADVISORY SERVICES FOR THE PERIOD JANUARY 17, 2017 THROUGH
DECEMBER 31, 2019 WITH TWO ADDITIONAL ONE-YEAR OPTIONS
WHEREAS, in anticipation of the expiration of its agreement with its current
municipal advisor, Urban Futures, Inc., on January 31, 2017, the City of National City, on behalf
of itself, the Successor Agency, and the Housing Authority, issued a request for proposals
("RfP") for municipal advisory services on September 15, 2016; and
WHEREAS, four (4) responses to the Requests for Proposals were received and
reviewed, taking into consideration, among other things, relevant experience with California
municipal governments, commitment of key members of the firm to the Successor Agency,
demonstrated knowledge of the work/services required, approach to municipal advisory services
and, cost of services; and
WHEREAS, after reviewing and considering each proposal, and interviewing
representatives of each of the firms, it was determined that NHA Advisors, LLC, would best
meet the municipal advisory services needs of the Successor Agency; and
WHEREAS, NHA Advisors, LLC, ("NHA") is an independently -owned municipal
advisor/Independent Registered Municipal Advisor organized as a California limited liability
company that specializes in providing municipal advisory services to local government agencies
only in California, with a primary focus on small and medium-sized cities, special districts
(utilities and community services), and successor agencies to redevelopment; and
WHEREAS, NHA is qualified by experience and ability to perform the services
desired by the City, Successor Agency, and the Housing Authority, and NHA is willing to
perform such services for the period January 17, 2017 through December 31, 2019, with two
additional one-year options; and
WHEREAS, this Agreement will require the approval of the Oversight Board to
the Successor Agency and the California Department of Finance prior to being effective.
NOW, THEREFORE, BE IT RESOLVED that the Successor Agency to the
Community Development Commission as the National City Redevelopment Agency hereby
approves the selection of NHA Advisors, LLC, and authorizes the Executive Director to execute
an Agreement with NHA Advisors, LLC, for municipal advisory services for the period January
17, 2017 through December 31, 2019, with two additional one-year options. Said Agreement is
on file in the office of the City Clerk.
[Signature Page to Follow]
Resolution No. 2017 — 82
Page Two
PASSED and ADOPTED this 17th day of January, 7.
Ron Morrison, Chairman
ATTEST:
/1
Michael R. Dalla, r ity Clerk as
Secretary to the Successor Agency
APPROVED AS TO FORM:
George H. Eiser, Ill
Interim Successor Agency Counsel
Passed and adopted by the Successor Agency to the Community Development
Commission as the Redevelopment Agency of the City of National City, California, on
January 17, 2017 by the following vote, to -wit:
Ayes: Boardmembers Cano, Mendivil, Morrison, Rios, Sotelo-Solis.
Nays: None.
Absent: None.
Abstain: None.
AUTHENTICATED BY:
RON MORRISON
Chairman of the Successor Agency to the
Community Development Commission
as the Redevelopment Agency of the
City of National City, California
I/
ity Clerk Servin"s Secretary
to the Successor Agency
By:
Deputy
I HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of
RESOLUTION NO. 2017-82 of the Successor Agency to the Community Development
Commission as the Redevelopment Agency of the City of National City, California,
passed and adopted on January 17, 2017.
City Clerk Serving as Secretary
to the Successor Agency
By:
Deputy
THE SUCCESSOR AGENCY TO
THE COMMUNITY DEVELOPMENT COMMISSION
AS THE NATIONAL CITY REDEVELOPMENT AGENCY
AGENDA STATEMENT
MEETING DATE: January 17, 2017
CQU\I-y
AGENDA ITEM NO. 4
ITEM TITLE:
Resolution of the Successor Agency to the Community Development Commission as the National City
Redevelopment Agency authorizing the Executive Director to execute an agreement with NHA Advisors,
LLC for municipal advisory services for the period January 17, 2017 through December 31, 2019 with two
additional one-year options and directing staff to submit the agreement to the Oversight Board for its
consideration and approval.
PREPARED BY: Mark Roberts, Director of Finance DEPARTMENT: Susor Agency
PHONE: 619-336-4265 APPROVED B
EXPLANATION:
See attached staff report.
FINANCIAL STATEMENT: APPROVED: `-1�.vd ,7 Finance
ACCOUNT NO. APPROVED: MIS
See attached staff report.
Expenses may be paid from various accounts.
ENVIRONMENTAL REVIEW:
This is not a project and, therefore, not subject to environmental review.
ORDINANCE: INTRODUCTION:
FINAL ADOPTION:
STAFF RECOMMENDATION:
Adopt the resolution, authorizing the Executive Director to execute an agreement with NHA Advisors, LLC for
municipal advisory services for the period January 17, 2017 through December 31, 2019 with two additional one-
year options and directing staff to submit the agreement to the Oversight Board for its consideration and approval.
BOARD / COMMISSION RECOMMENDATION:
NA
ATTACHMENTS:
1. Staff report
2. NHA Advisors, LLC Agreement
3. Resolution
CALIFORNIA
top
INCORPORATID J\
Successor Agency Staff Report
January 17, 2017
ITEM
Resolution of the Successor Agency to the Community Development Commission as the
National City Redevelopment Agency authorizing the Executive Director to execute an
agreement with NHA Advisors, LLC for municipal advisory services for the period January 17,
2017 through December 31, 2019 with two additional one-year options and directing staff to
submit the agreement to the Oversight Board for its consideration and approval.
BACKGROUND
The Successor Agency has received professional municipal (financial) advisory services for
several years. These services have been provided to assist the Successor Agency with reviewing
its long-range financing needs and developing alternative strategies for meeting those needs,
analyzing and interpreting legislation for economic or financial opportunities or impacts for the
Successor Agency, analyzing and interpreting complex business plans and financial proposals
made to the Successor Agency, and issuing debt.
In anticipation of the expiration of its agreement with its current municipal advisor, Urban
Futures, Inc., on January 31, 2017, the City of National City, on behalf of itself, the Successor
Agency, and the Housing Authority, issued a request for proposals ("RfP") for municipal
advisory services on September 15, 2016.
REQUEST FOR PROPOSALS PROCESS
As noted above, the City issued an RIP for municipal advisory services on September 15, 2016.
The RfP was sent to several municipal advisory firms and was posted on the City's and the
California Society of Municipal Finance Officers (CSMFO) websites. Responses to the RIP
were due by 5:00 pm on October 13, 2016.
The City received four (4) proposals in response to the RIP. The firms submitting proposals,
listed in alphabetical order, are:
KNN Public Finance, LLC;
Kosmont Transactions Services;
NHA Advisors, LLC;
Urban Futures, Inc.
Page 2
Resolution of the Successor Agency to the Community Development Commission as the
National City Redevelopment Agency authorizing the Executive Director to execute an
agreement with NHA Advisors, LLC for municipal advisory services for the period January 17,
2017 through December 31, 2019 with two additional one-year options and directing staff to
submit the agreement to the Oversight Board for its consideration and approval.
January 17, 2017
A selection panel reviewed all proposals and interviewed all submitting firms. The selection
panel included the following members:
Janel Pehau, Finance Analyst;
Javier Carcamo, Financial Services Officer;
Alfredo Ybarra, Director of Housing & Economic Development;
Tim McDermott, Director of Finance / Treasurer, City of Santee;
Alicia Granados, Accountant, City of Chula Vista.
In order to rank the firms and provide a recommendation to the Successor Agency, the selection
panel considered:
• relevant experience with California municipal governments;
• commitment of key members of the firm to the Successor Agency;
• demonstrated knowledge of the work/services required;
• approach to municipal advisory services; and
• cost of services.
After reviewing and considering each proposal and interviewing representatives of each of the
firms, the consensus of the panel members was that NHA Advisors, LLC would best meet.the
municipal advisory services needs of the Successor Agency.
NHA ADVISORS (from submitted proposal)
NHA Advisors, LLC ("NHA") is an independently -owned municipal advisor/Independent
Registered Municipal Advisor organized as a California limited liability company. NHA
specializes in providing municipal advisory services to local government agencies only in
California, with a primary focus on small and medium-sized cities, special districts (utilities and
community services), and successor agencies to redevelopment.
NHA is registered with the Municipal Securities Rulemaking Board and has five practicing
municipal advisors. The three principals of NHA each have more than 25 years of public finance
experience. Its two vice presidents each have more than 10 years of public financing experience.
Every member of NHA has dedicated his/her entire career to the public sector, either as a
consultant or directly in public service. NHA only brings qualified and experienced people into
the organization and does not believe in training individuals at the expense of public agencies.
NHA serves as municipal advisor to public agencies throughout California, working with over 60
municipalities on projects including proposal review for new development, budget and long-term
planning, policy considerations, and traditional municipal finance.
APPROVAL & REVIEW
If this agreement is approved, before it may become effective, it also must receive approval from
the Oversight Board to the Successor Agency to the Community Development Commission as
the National City Redevelopment Agency ("Oversight Board"). Further, the Oversight Board's
approval is subject to review by the State Department of Finance ("DoF"). Absent a request for
review by DoF, the Oversight Board's approval of the agreement would become effective five
(5) business days after the action is taken.
RECOMMENDATION
Staff recommends the Successor Agency 1) approve the agreement with NHA Advisors, LLC for
municipal advisory services for the period January 17, 2017 through December 31, 2019 with
two additional one-year options; 2) direct staff to submit the agreement to the Oversight Board
for its consideration and approval; and 3) upon approval of the Oversight Board and absent any
request for review by DoF, authorize the Executive Director to execute the agreement.
FISCAL IMPACT
NHA's advisory fees (for projects not related to the issuance of any debt obligations) will be
based upon hourly rates for actual work performed, in accordance with the following schedule:
Person Performing Work Hourly Rate
Principal $275
Vice President $225
Associate $175
Analyst $125
Administrative $75
These fees do not include reasonable and necessary out-of-pocket expenses, including but not
limited to data resources, photocopying, postage, and delivery. California travel will not be
considered a reimbursable expense.
For projects associated with the issuance of notes, bonds, or other obligations, NHA's fees will
be based upon the schedule below. The ranges provided in the schedule are indicative. NHA's
specific compensation on a project will depend upon the time required to complete the process,
which is typically a function of credit quality, structure, nature/extent of NHA's role, and NHA's
expected time commitment.
Project Fee Range
Tax and Revenue Anticipation Notes $17,500 - $22,500
Certificates of Participation $42,500 - $67,500
Revenue Bonds $47,500 - $72,500
Assessment Districts $32,500 - $72,500
Community Facilities Districts $37,500 - $72,500
Tax Allocation Bonds $47,500 - $92,500
Fees related to the issuance of debt typically are included in costs of issuance and financed by
the debt.
Page 2
Resolution of the Successor Agency to the Community Development Commission as the
National City Redevelopment Agency authorizing the Executive Director to execute an
agreement with NHA Advisors, LLC for municipal advisory services for the period January 17,
2017 through December 31, 2019 with two additional one-year options and directing staff to
submit the agreement to the Oversight Board for its consideration and approval.
January 17, 2017
ATTACHMENTS
Attachment 1 — NHA Advisors, LLC Agreement
Attachment 2 — Resolution
AGREEMENT
BY AND BETWEEN
THE
SUCCESSOR AGENCY TO THE COMMUNITY DEVELOPMENT COMMISSION AS
THE NATIONAL CITY REDEVELOPMENT AGENCY
AND
NHA ADVISORS, LLC
THIS AGREEMENT is entered into this 18th day of January, 2017, by and between the
SUCCESSOR AGENCY TO THE COMMUNITY DEVELOPMENT COMMISSION AS THE
NATIONAL CITY REDEVELOPMENT AGENCY, a governmental entitity (the
"SUCCESSOR AGENCY"), and NHA ADVISORS, LLC, a California limited liability company
(the "CONSULTANT").
RECITALS
WHEREAS, the SUCCESSOR AGENCY desires to employ a CONSULTANT to
provide municipal advisory services.
WHEREAS, the SUCCESSOR AGENCY has determined that the CONSULTANT is a
municipal advisor and is qualified by experience and ability to perform the services desired by
the SUCCESSOR AGENCY, and the CONSULTANT is willing to perform such services.
WHEREAS, this Agreement will require approval of the Oversight Board to the
SUCCESSOR AGENCY and is subject to review pursuant to Health and Safety Code (HSC)
Section 34179 by the California Department of Finance ("DoF") prior to being effective.
NOW, THEREFORE, THE PARTIES HERETO DO MUTUALLY AGREE AS
FOLLOWS:
1. ENGAGEMENT OF CONSULTANT. The SUCCESSOR AGENCY agrees to
engage the CONSULTANT, and the CONSULTANT agrees to perform the services set forth
here in accordance with all terms and conditions contained herein.
The CONSULTANT represents that all services shall be performed directly by
the CONSULTANT or under direct supervision of the CONSULTANT.
2. EFFECTIVE DATE AND LENGTH OF AGREEMENT. This Agreement
will become effective five business days after submission to "DoF" or at such time as a review
intitiated by "DoF" pursuant to HSC Section 34179 is resolved. The duration of this Agreement
is for the period of January 18, 2017 through December 31, 2019. This Agreement may be
extended by mutual agreement upon the same terms and conditions for two (2) additional one (1)
year terms.
3. SCOPE OF SERVICES. The CONSULTANT shall perform municipal advisory
services as set forth in the attached Exhibit "A."
The CONSULTANT shall be responsible for all research and reviews related to
the work and shall not rely on personnel of the SUCCESSOR AGENCY for such services,
except as authorized in advance by the SUCCESSOR AGENCY.
The SUCCESSOR AGENCY may unilaterally, or upon request from the
CONSULTANT, from time to time reduce or increase the Scope of Services to be performed by
the CONSULTANT under this Agreement. Upon doing so, the SUCCESSOR AGENCY and the
CONSULTANT agree to meet in good faith and confer for the purpose of negotiating a
corresponding reduction or increase in the compensation associated with said change in services.
4. PROJECT COORDINATION AND SUPERVISION. The Director of Finance
is designated as the Project Coordinator for the SUCCESSOR AGENCY and will monitor the
progress and execution of this Agreement. The CONSULTANT shall assign a single Project
Director to provide supervision and have overall responsibility for the progress and execution of
this Agreement for the CONSULTANT. Craig Hill thereby is designated as the Project Director
for the CONSULTANT.
5. COMPENSATION AND PAYMENT. The compensation for the
CONSULTANT shall be based upon billing(s) covering actual work performed in accordance
with the rates stated in the attached Exhibit "B." Billings shall include labor classifications,
respective rates, hours worked and also materials, if any. The labor rates for work described in
Exhibit "A" of this agreement shall not exceed the rates listed in Exhibit "B" of this Agreement.
Compensation for bond transactions shall be based upon the schedule included in Exhibit "B"
and shall not exceed the rates listed in Exhibit "B." Invoices will be processed for payment and
remitted within thirty (30) days from receipt of invoice, provided that work is accomplished
consistent with Exhibit "A," as determined by the SUCCESSOR AGENCY.
The CONSULTANT shall maintain all books, documents, papers, employee time
sheets, accounting records, and other evidence pertaining to costs incurred, and shall make such
materials available at its office at all reasonable times during the term of this Agreement and for
three (3) years from the date of final payment under this Agreement, for inspection by the
SUCCESSOR AGENCY, and for furnishing of copies to the SUCCESSOR AGENCY, if
requested.
6. ACCEPTABILITY OF WORK. The SUCCESSOR AGENCY shall decide any
and all questions which may arise as to the quality or acceptability of the services performed and
the manner of performance, the acceptable completion of this Agreement, and the amount of
compensation due. In the event the CONSULTANT and the SUCCESSOR AGENCY cannot
agree to the quality or acceptability of the work, the manner of performance and/or the
compensation payable to the CONSULTANT in this Agreement, the SUCCESSOR AGENCY or
the CONSULTANT shall give to the other written notice. Within ten (10) business days, the
CONSULTANT and the SUCCESSOR AGENCY shall each prepare a report which supports
their position and file the same with the other party. The SUCCESSOR AGENCY shall, with
reasonable diligence, determine the quality or acceptability of the work, the manner of
performance, and/or the compensation payable to the CONSULTANT.
7. DISPOSITION AND OWNERSHIP OF DOCUMENTS. The Memoranda,
Reports, Maps, Drawings, Plans, Specifications, and other documents prepared by the
2016 Agreement
2
Successor Agency and NHA Advisors, LLC
CONSULTANT for this Project, whether paper or electronic, shall become the property of the
SUCCESSOR AGENCY for use with respect to this Project, and shall be turned over to the
SUCCESSOR AGENCY upon completion of the Project, or any phase thereof, as contemplated
by this Agreement.
Contemporaneously with the transfer of documents, the CONSULTANT hereby
assigns to the SUCCESSOR AGENCY, and CONSULTANT thereby expressly waives and
disclaims any copyright in, and the right to reproduce, all written material, drawings, plans,
specifications, or other work prepared under this Agreement, except upon the SUCCESSOR
AGENCY'S prior authorization regarding reproduction, which authorization shall not be
unreasonably withheld. The CONSULTANT shall, upon request of the SUCCESSOR
AGENCY, execute any further document(s) necessary to further effectuate this waiver and
disclaimer.
The CONSULTANT agrees that the SUCCESSOR AGENCY may use, reuse,
alter, reproduce, modify, assign, transfer, or in any other way, medium, or method utilize the
CONSULTANT'S written work product for the SUCCESSOR AGENCY'S purposes, and the
CONSULTANT expressly waives and disclaims any residual rights granted to it by Civil Code
Sections 980 through 989 relating to intellectual property and artistic works.
Any modification or reuse by the SUCCESSOR AGENCY of documents,
drawings, or specifications prepared by the CONSULTANT shall relieve the CONSULTANT
from liability under Section 14, but only with respect to the effect of the modification or reuse by
the SUCCESSOR AGENCY, or for any liability to the SUCCESSOR AGENCY should the
documents be used by the SUCCESSOR AGENCY for some project other than what was
expressly agreed upon within the Scope of this project, unless otherwise mutually agreed.
8. INDEPENDENT CONTRACTOR. Both parties hereto in the performance of
this Agreement will be acting in an independent capacity and not as agents, employees, partners,
or joint venturers with one another. Neither the CONSULTANT nor the CONSULTANT'S
employees are employees of the SUCCESSOR AGENCY, and are not entitled to any of the
rights, benefits, or privileges of the SUCCESSOR AGENCY'S employees, including but not
limited to retirement, medical, unemployment, or workers' compensation insurance.
This Agreement contemplates the personal services of the CONSULTANT and
the CONSULTANT'S employees, and it is recognized by the parties that a substantial
inducement to the SUCCESSOR AGENCY for entering into this Agreement was, and is, the
professional reputation and competence of the CONSULTANT and its employees. Neither this
Agreement nor any interest herein may be assigned by the CONSULTANT without the prior
written consent of the SUCCESSOR AGENCY. Nothing herein contained is intended to prevent
the CONSULTANT from employing or hiring as many employees, or SUBCONSULTANTS, as
the CONSULTANT may deem necessary for the proper and efficient performance of this
Agreement. All agreements by CONSULTANT with its SUBCONSULTANT(S) shall require
the SUBCONSULTANT(S) to adhere to the applicable terms of this Agreement.
9. CONTROL. Neither the SUCCESSOR AGENCY nor its officers, agents, or
employees shall have any control over the conduct of the CONSULTANT or any of the
CONSULTANT'S employees, except as herein set forth, and the CONSULTANT or the
2016 Agreement
3
Successor Agency and NHA Advisors, LLC
CONSULTANT'S agents, servants, or employees are not in any manner agents, servants, or
employees of the SUCCESSOR AGENCY, it being understood that the CONSULTANT its
agents, servants, and employees are as to the SUCCESSOR AGENCY wholly independent
CONSULTANT, and that the CONSULTANT'S obligations to the SUCCESSOR AGENCY are
solely such as are prescribed by this Agreement.
10. COMPLIANCE WITH APPLICABLE LAW. The CONSULTANT, in the
performance of the services to be provided herein, shall comply with all applicable state and
federal statutes and regulations, all Municipal Securities Rulemaking Board rules, and all
applicable ordinances, rules, and regulations of the City of National City, whether now in force
or subsequently enacted. The CONSULTANT and each of its SUBCONSULTANT(S), shall
obtain and maintain a current City of National City business license prior to and during
performance of any work pursuant to this Agreement.
11. LICENSES, PERMITS, ETC. The CONSULTANT represents and covenants
that it has all licenses, permits, qualifications, and approvals of whatever nature that are legally
required to practice its profession. The CONSULTANT represents and covenants that the
CONSULTANT shall, at its sole cost and expense, keep in effect at all times during the term of
this Agreement, any license, permit, or approval which is legally required for the
CONSULTANT to practice its profession.
12. STANDARD OF CARE.
A. The CONSULTANT, in performing any services under this Agreement,
shall perform in a manner consistent with that level of care and skill ordinarily exercised by
members of the CONSULTANT'S trade or profession currently practicing under similar
conditions and in similar locations. The CONSULTANT shall take all special precautions
necessary to protect the CONSULTANT'S employees and members of the public from risk of
harm arising out of the nature of the work and/or the conditions of the work site.
B. Unless disclosed in writing prior to the date of this Agreement, the
CONSULTANT warrants to the SUCCESSOR AGENCY that it is not now, nor has it for the
five (5) years preceding, been debarred by a governmental agency or involved in debarment,
arbitration or litigation proceedings concerning the CONSULTANT'S professional performance
or the furnishing of materials or services relating thereto.
C. The CONSULTANT is responsible for identifying any unique products,
treatments, processes or materials whose availability is critical to the success of the project the
CONSULTANT has been retained to perform, within the time requirements of the SUCCESSOR
AGENCY, or, when no time is specified, then within a commercially reasonable time.
Accordingly, unless the CONSULTANT has notified the SUCCESSOR AGENCY otherwise,
the CONSULTANT warrants that all products, materials, processes or treatments identified in
the project documents prepared for the SUCCESSOR AGENCY are reasonably commercially
available. Any failure by the CONSULTANT to use due diligence under this sub -paragraph will
render the CONSULTANT liable to the SUCCESSOR AGENCY for any increased costs that
result from the SUCCESSOR AGENCY'S later inability to obtain the specified items or any
reasonable substitute within a price range that allows for project completion in the time frame
specified or, when not specified, then within a commercially reasonable time.
13. NON-DISCRIMINATION PROVISIONS. The CONSULTANT shall not
discriminate against any employee or applicant for employment because of age, race, color,
2016 Agreement 4 Successor Agency and NHA Advisors, LLC
ancestry, religion, sex, sexual orientation, marital status, national origin, physical handicap, or
medical condition. The CONSULTANT will take positive action to insure that applicants are
employed without regard to their age, race, color, ancestry, religion, sex, sexual orientation,
marital status, national origin, physical handicap, or medical condition. Such action shall include
but not be limited to the following: employment, upgrading, demotion, transfer, recruitment or
recruitment advertising, layoff or termination, rates of pay or other forms of compensation, and
selection for training, including apprenticeship. The CONSULTANT agrees to post in
conspicuous places available to employees and applicants for employment any notices provided
by the SUCCESSOR AGENCY setting forth the provisions of this non-discrimination clause.
14. CONFIDENTIAL INFORMATION. The SUCCESSOR AGENCY may from
time to time communicate to the CONSULTANT certain confidential information to enable the
CONSULTANT to effectively perform the services to be provided herein. The CONSULTANT
shall treat all such information as confidential and shall not disclose any part thereof without the
prior written consent of the SUCCESSOR AGENCY. The CONSULTANT shall limit the use
and circulation of such information, even within its own organization, to the extent necessary to
perform the services to be provided herein. The foregoing obligation of this Section 14,
however, shall not apply to any part of the information that (i) has been disclosed in publicly
available sources of information; (ii) is, through no fault of the CONSULTANT, hereafter
disclosed in publicly available sources of information; (iii) is already in the possession of the
CONSULTANT without any obligation of confidentiality; or (iv) has been or is hereafter
rightfully disclosed to the CONSULTANT by a third party, but only to the extent that the use or
disclosure thereof has been or is rightfully authorized by that third party.
The CONSULTANT shall not disclose any reports, recommendations,
conclusions, or other results of the services or the existence of the subject matter of this
Agreement without the prior written consent of the SUCCESSOR AGENCY. In its performance
hereunder, the CONSULTANT shall comply with all legal obligations it may now or hereafter
have respecting the information or other property of any other person, firm, or corporation.
CONSULTANT shall be liable to SUCCESSOR AGENCY for any damages
caused by breach of this condition, pursuant to the provisions of Section 14.
15. INDEMNIFICATION AND HOLD HARMLESS. The CONSULTANT
agrees to defend, indemnify and hold harmless the City of National City, its officers and
employees, against and from any and all liability, loss, damages to property, injuries to, or death
of any person or persons, and all claims, demands, suites, actions, proceedings, reasonable
attorneys' fees, and defense costs, of any kind or nature, including workers' compensation
claims, of or by anyone whomsoever, resulting from or arising out of the CONSULTANT' S
performance or other obligations under this Agreement; provided, however, that this
indemnification and hold harmless shall not include any claims or liability arising from the
established sole negligence or willful misconduct of the SUCCESSOR AGENCY, its agents,
officers, or employees. The indemnity, defense, and hold harmless obligations contained herein
shall survive the termination of this Agreement for any alleged or actual omission, act, or
negligence under this Agreement that occurred during the term of this Agreement.
16. WORKERS' COMPENSATION. The CONSULTANT shall comply with all
of the provisions of the Workers' Compensation Insurance and Safety Acts of the State of
2016 Agreement 5 Successor Agency and NHA Advisors, LLC
California, the applicable provisions of Division 4 and 5 of the California Government Code and
all amendments thereto; and all similar State or federal acts or laws applicable; and shall
indemnify, and hold harmless the SUCCESSOR AGENCY and its officers, and employees from
and against all claims, demands, payments, suits, actions, proceedings, and judgments of every
nature and description, including reasonable attorney's fees and defense costs presented, brought
or recovered against the SUCCESSOR AGENCY or its officers, employees, or volunteers, for or
on account of any liability under any of said acts which may be incurred by reason of any work
to be performed by the CONSULTANT under this Agreement.
17. INSURANCE. The CONSULTANT, at its sole cost and expense, shall purchase
and maintain, and shall require its SUBCONSULTANT(S), when applicable, to purchase and
maintain throughout the term of this Agreement, the following checked insurance policies:
A. ® If checked, Professional Liability Insurance (errors and
omissions) with minimum limits of $5,000,000 per occurrence.
B. Automobile Insurance covering all bodily injury and property damage
incurred during the performance of this Agreement, with a minimum coverage of $1,000,000
combined single limit per accident. Such automobile insurance shall include owned, non -owned,
and hired vehicles ("any auto"). The policy shall name the SUCCESSOR AGENCY and its
officers, agents and employees as additional insureds, and a separate additional insured
endorsement shall be provided.
C. Commercial General Liability Insurance, with minimum limits of
$2,000,000 per occurrence and $4,000,000 aggregate, covering all bodily injury and property
damage arising out of its operations under this Agreement. The policy shall name the
SUCCESSOR AGENCY and its officers, agents and employees as additional insureds, and a
separate additional insured endorsement shall be provided. The general aggregate limit must
apply solely to this "project" or "location."
D. Workers' Compensation Insurance in an amount sufficient to meet
statutory requirements covering all of CONSULTANT'S employees and employers' liability
insurance with limits of at least $1,000,000 per accident. In addition, the policy shall be
endorsed with a waiver of subrogation in favor of the SUCCESSOR AGENCY. Said
endorsement shall be provided prior to commencement of work under this Agreement.
If CONSULTANT has no employees subject to the California Workers'
Compensation and Labor laws, CONSULTANT shall execute a Declaration to that effect. Said
Declaration shall be provided to CONSULTANT by SUCCESSOR AGENCY.
E. The aforesaid policies shall constitute primary insurance as to the
SUCCESSOR AGENCY, its officers, employees, and volunteers, so that any other policies held
by the SUCCESSOR AGENCY shall not contribute to any loss under said insurance. Said
policies shall provide for thirty (30) days prior written notice to the SUCCESSOR AGENCY of
cancellation or material change.
F. If required insurance coverage is provided on a "claims made" rather than
"occurrence" form, the CONSULTANT shall maintain such insurance coverage for three years
after expiration of the term (and any extensions) of this Agreement. In addition, the "retro" date
must be on or before the date of this Agreement.
G. Insurance shall be written with only California admitted companies that
hold a current policy holder's alphabetic and financial size category rating of not less than A VIII
according to the current Best's Key Rating Guide, or a company equal financial stability that is
approved by the SUCCESSOR AGENCY'S Risk Manager. In the event coverage is provided by
2016 Agreement 6 Successor Agency and NHA Advisors, LLC
non -admitted "surplus lines" carriers, they must be included on the most recent California List of
Eligible Surplus Lines Insurers (LESLI list) and otherwise meet rating requirements.
H. This Agreement shall not take effect until certificate(s) or other sufficient
proof that these insurance provisions have been complied with, are filed with, and approved by
the SUCCESSOR AGENCY'S Risk Manager. If the CONSULTANT does not keep all of such
insurance policies in full force and effect at all times during the terms of this Agreement, the
SUCCESSOR AGENCY may elect to treat the failure to maintain the requisite insurance as a
breach of this Agreement and terminate the Agreement as provided herein.
I. All deductibles and self -insured retentions in excess of $10,000 must be
disclosed to and approved by the SUCCESSOR AGENCY.
18. LEGAL FEES. If any party brings a suit or action against the other party arising
from any breach of any of the covenants or agreements or any inaccuracies in any of the
representations and warranties on the part of the other party arising out of this Agreement, then
in that event, the prevailing party in such action or dispute, whether by final judgment or out -of -
court settlement, shall be entitled to have and recover of and from the other party all costs and
expenses of suit, including attorneys' fees.
For purposes of determining who is to be considered the prevailing party, it is
stipulated that attorney's fees incurred in the prosecution or defense of the action or suit shall not
be considered in determining the amount of the judgment or award. Attorney's fees to the
prevailing party if other than the SUCCESSOR AGENCY shall, in addition, be limited to the
amount of attorney's fees incurred by the SUCCESSOR AGENCY in its prosecution or defense
of the action, irrespective of the actual amount of attorney's fees incurred by the prevailing party.
19. TERMINATION.
A. This Agreement may be terminated with or without cause by the
SUCCESSOR AGENCY. Termination without cause shall be effective only upon 60-day's
written notice to the CONSULTANT. During said 60-day period the CONSULTANT shall
perform all services in accordance with this Agreement.
B. This Agreement may also be terminated immediately by the SUCCESSOR
AGENCY for cause in the event of a material breach of this Agreement, misrepresentation by the
CONSULTANT in connection with the formation of this Agreement or the performance of
services, or the failure to perform services as directed by the SUCCESSOR AGENCY.
C. Termination with or without cause shall be effected by delivery of written
Notice of Termination to the CONSULTANT as provided for herein.
D. In the event of termination, all finished or unfinished Memoranda Reports,
Maps, Drawings, Plans, Specifications and other documents prepared by the CONSULTANT,
whether paper or electronic, shall immediately become the property of and be delivered to the
SUCCESSOR AGENCY, and the CONSULTANT shall be entitled to receive just and equitable
compensation for any work satisfactorily completed on such documents and other materials up to
the effective date of the Notice of Termination, not to exceed the amounts payable hereunder,
and less any damages caused the SUCCESSOR AGENCY by the CONSULTANT'S breach, if
any. Thereafter, ownership of said written material shall vest in the SUCCESSOR AGENCY all
rights set forth in Section 7.
E. The SUCCESSOR AGENCY further reserves the right to immediately
terminate this Agreement upon: (1) the filing of a petition in bankruptcy affecting the
CONSULTANT; (2) a reorganization of the CONSULTANT for the benefit of creditors; or (3) a
2016 Agreement 7 Successor Agency and NHA Advisors, LLC
business reorganization, change in business name or change in business status of the
CONSULTANT.
20. NOTICES. All notices or other communications required or permitted hereunder
shall be in writing, and shall be personally delivered; or sent by overnight mail (Federal Express
or the like); or sent by registered or certified mail, postage prepaid, return receipt requested; or
sent by ordinary mail, postage prepaid; or telegraphed or cabled; or delivered or sent by telex,
telecopy, facsimile or fax; and shall be deemed received upon the earlier of (i) if personally
delivered, the date of delivery to the address of the person to receive such notice, (ii) if sent by
overnight mail, the business day following its deposit in such overnight mail facility, (iii) if
mailed by registered, certified or ordinary mail, five (5) days (ten (10) days if the address is
outside the State of California) after the date of deposit in a post office, mailbox, mail chute, or
other like facility regularly maintained by the United States Postal Service, (iv) if given by
telegraph or cable, when delivered to the telegraph company with charges prepaid, or (v) if given
by telex, telecopy, facsimile or fax, when sent. Any notice, request, demand, direction or other
communication delivered or sent as specified above shall be directed to the following persons:
To SUCCESSOR AGENCY:
Director of Finance
City of National City
1243 National City Boulevard
National City, CA 91950-4301
To CONSULTANT:
Craig Hill, Principal
NHA Advisors, LLC
4040 Civic Center Drive, Suite 200
San Rafael, CA 94903
Notice of change of address shall be given by written notice in the manner
specified in this Section. Rejection or other refusal to accept or the inability to deliver because
of changed address of which no notice was given shall be deemed to constitute receipt of the
notice, demand, request, or communication sent. Any notice, request, demand, direction or other
communication sent by cable, telex, telecopy, facsimile or fax must be confirmed within forty-
eight (48) hours by letter mailed or delivered as specified in this Section.
21. CONFLICT OF INTEREST AND POLITICAL REFORM ACT
OBLIGATIONS. During the term of this Agreement, the CONSULTANT shall not perform
services of any kind for any person or entity whose interests conflict in any way with those of the
SUCCESSOR AGENCY. The CONSULTANT also agrees not to specify any product,
treatment, process, or material for the project in which the CONSULTANT has a material
financial interest, either direct or indirect, without first notifying the SUCCESSOR AGENCY of
that fact. The CONSULTANT shall at all times comply with the terms of the Political Reform
Act and the National City Conflict of Interest Code. The CONSULTANT shall immediately
disqualify itself and shall not use its official position to influence in any way any matter coming
before the SUCCESSOR AGENCY in which the CONSULTANT has a financial interest as
defined in Government Code Section 87103. The CONSULTANT represents that it has no
2016 Agreement 8 Successor Agency and NHA Advisors, LLC
knowledge of any financial interests that would require it to disqualify itself from any matter on
which it might perform services for the SUCCESSOR AGENCY.
If checked, the CONSULTANT shall comply with all of the reporting
requirements of the Political Reform Act and the National City Conflict of Interest Code.
Specifically, the CONSULTANT shall file a Statement of Economic Interests with the City
Clerk of the City of National City in a timely manner on forms which the CONSULTANT shall
obtain from the City Clerk.
The CONSULTANT shall be strictly liable to the SUCCESSOR AGENCY for all
damages, costs or expenses the SUCCESSOR AGENCY may suffer by virtue of any violation of
this Paragraph 22 by the CONSULTANT.
22. PREVAILING WAGES. State prevailing wage rates may apply to work
performed under this Agreement. State prevailing wages rates apply to all public works
contracts as set forth in California Labor Code, including but not limited to, Sections 1720,
1720.2, 1720.3, 1720.4, and 1771. Consultant is solely responsible to determine if State
prevailing wage rates apply and, if applicable, pay such rates in accordance with all laws,
ordinances, rules, and regulations.
23. MISCELLANEOUS PROVISIONS.
A. Computation of Time Periods. If any date or time period provided for in
this Agreement is or ends on a Saturday, Sunday or federal, state or legal holiday, then such date
shall automatically be extended until 5:00 p.m. Pacific Time of the next day which is not a
Saturday, Sunday or federal, state, or legal holiday.
B. Counterparts. This Agreement may be executed in multiple counterparts,
each of which shall be deemed an original, but all of which, together, shall constitute but one and
the same instrument.
C. Captions. Any captions to, or headings of, the sections or subsections of
this Agreement are solely for the convenience of the parties hereto, are not a part of this
Agreement, and shall not be used for the interpretation or determination of the validity of this
Agreement or any provision hereof.
D. No Obligations to Third Parties. Except as otherwise expressly provided
herein, the execution and delivery of this Agreement shall not be deemed to confer any rights
upon, or obligate any of the parties hereto, to any person or entity other than the parties hereto.
E. Exhibits and Schedules. The Exhibits and Schedules attached hereto are
hereby incorporated herein by this reference for all purposes. To the extent any exhibits or
schedules or provisions thereof conflict or are inconsistent with the terms and conditions
contained in this Agreement, the terms and conditions of this Agreement will control.
F. Amendment to this Agreement. The terms of this Agreement may not be
modified or amended except by an instrument in writing executed by each of the parties hereto.
G. Waiver. The waiver or failure to enforce any provision of this Agreement
shall not operate as a waiver of any future breach of any such provision or any other provision
hereof.
H. Applicable Law. This Agreement shall be governed by and construed in
accordance with the laws of the State of California.
2016 Agreement 9 Successor Agency and NHA Advisors, LLC
I. Audit. If this Agreement exceeds ten -thousand dollars ($10,000), the
parties shall be subject to the examination and audit of the State Auditor for a period of three (3)
years after final payment under the Agreement, per Government Code Section 8546.7.
J. Entire Agreement. This Agreement supersedes any prior agreements,
negotiations and communications, oral or written, and contains the entire agreement between the
parties as to the subject matter hereof. No subsequent agreement, representation, or promise
made by either party hereto, or by or to an employee, officer, agent, or representative of any
party hereto shall be of any effect unless it is in writing and executed by the party to be bound
thereby.
K. Successors and Assigns. This Agreement shall be binding upon and shall
inure to the benefit of the successors and assigns of the parties hereto.
L. Construction. The parties acknowledge and agree that (i) each party is of
equal bargaining strength, (ii) each party has actively participated in the drafting, preparation and
negotiation of this Agreement, (iii) each such party has consulted with or has had the opportunity
to consult with its own, independent counsel and such other professional advisors as such party
has deemed appropriate, relative to any and all matters contemplated under this Agreement, (iv)
each party and such party's counsel and advisors have reviewed this Agreement, (v) each party
has agreed to enter into this Agreement following such review and the rendering of such advice,
and (vi) any rule or construction to the effect that ambiguities are to be resolved against the
drafting party shall not apply in the interpretation of this Agreement, or any portions hereof, or
any amendments hereto,
IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date
and year first above written.
SUCCESSOR AGENCY TO THE COMMNITY NHA ADVISORS, LLC
DEVELOPMENT COMMISSION AS THE
NATIONAL CITY REDEVELOPMENT
AGENCY
By: By:
Leslie Deese, Executive Director am '
(Print)
APPROVED AS TO FORM: (Title)
George H. Eiser, III
Interim General Counsel for the Successor Agency
to the Community Development Commission as the
National City Redevelopment Agency
2016 Agreement
10
Successor Agency and NHA Advisors, LLC
Exhibit A
NHA Advisors, LLC
Scope of Services
Municipal advisory services may include, but are not limited to, assisting the Successor Agency
to the Community Development Commission as the National City Redevelopment Agency
("Successor Agency") to:
• review the Successor Agency's long-range financing needs, particularly with respect to
its capital improvement program, and develop alternative strategies for meeting those
needs;
• analyze and interpret legislation for economic or financial opportunities or impacts for the
Successor Agency;
• analyze and interpret complex business plans and financial proposals made to the
Successor Agency;
• present alternative strategies for managing the Successor Agency's current or future
debt to achieve the best value for taxpayers.
The consultant may also be called upon to assist with the issuance of debt, including, but not
limited to:
• review of credit issues & key terms of the financing indenture;
• review and analysis of complex business plans and financial proposals, including those
for refunding opportunities, made to the Successor Agency;
• selling bonds or obtaining other debt financing by performing tasks such as:
o advising on the essential features of the bond or other financing structure;
o providing market analysis and information to determine the best method of sale
or course of action for the Successor Agency;
o assisting with or preparing requests for proposals as appropriate for other
professional services needed to carry out the financing;
o participating in the preparation of offering or other documents needed for the
financing;
o preparing or coordinating the preparation of material for such purposes as rating
agency and credit enhancement review processes;
o coordinating the bidding for bonds in a competitive sale;
o negotiating bond terms in a negotiated sale;
o working with the finance team to facilitate an effective bond sale or other closing
and delivery of proceeds;
o providing post -sale advice on proceeds investments (as needed);
• preparation and submittal of continuing disclosure reports annually, or as otherwise
required by the Successor Agency's current or future bond covenants, to the Electronic
Municipal Market Access, a service of the Municipal Securities Rulemaking Board.
Exhibit B
NHA ADVISORS, LLC
HOURLY RATES AND MAXIMUM FEE TO
PERFORM MUNICIPAL ADVISORY SERVICES
For projects not directly related to the issuance of any debt obligations, the Successor Agency
to the Community Development Commission as the National City Redevelopment Agency
("Successor Agency") will be billed at the following hourly rates:
Principal $275
Vice President $225
Associate $175
Analyst $125
Administrative $75
The Successor Agency will reimburse NHA for reasonable and necessary out-of-pocket
expenses, including but not limited to data resources, photocopying, postage, and delivery.
California travel will not be considered a reimbursable expense.
For projects associated with the issuance of notes, bonds, or other obligations, the Successor
Agency will compensate NHA in accordance with the table below. The ranges provided in the
table are indicative. NHA's specific compensation on a project, which shall be agreed upon
prior to commencement of the project, will depend upon the time required to complete the
process, which is typically a function of credit quality, structure, and nature/extent of NHA's role,
and NHA's expected time commitment.
Project
Tax and Revenue Anticipation Notes
Certificates of Participation
Tax Allocation Bonds
Revenue Bonds
Assessment Districts
Community Facilities Districts
Fee Range
$17,500 - $22,500
$42,500 - $67,500
$47,500 - $92,500
$47,500 - $72,500
$32,500 - $72,500
$37,500 - $72,500
RESOLUTION NO. 2017 —
RESOLUTION OF THE BOARD OF THE SUCCESSOR AGENCY
TO THE COMMUNITY DEVELOPMENT COMMISSION AS
THE NATIONAL CITY REDEVELOPMENT AGENCY
AUTHORIZING THE EXECUTIVE DIRECTOR TO EXECUTE
AN AGREEMENT WITH NHA ADVISORS, LLC, FOR MUNICIPAL
ADVISORY SERVICES FOR THE PERIOD JANUARY 17, 2017 THROUGH
DECEMBER 31, 2019 WITH TWO ADDITIONAL ONE-YEAR OPTIONS
WHEREAS, in anticipation of the expiration of its agreement with its current
municipal advisor, Urban Futures, Inc., on January 31, 2017, the City of National City, on behalf
of itself, the Successor Agency, and the Housing Authority, issued a request for proposals
("RfP") for municipal advisory services on September 15, 2016; and
WHEREAS, four (4) responses to the Requests for Proposals were received and
reviewed, taking into consideration, among other things, relevant experience with California
municipal governments, commitment of key members of the firm to the Successor Agency,
demonstrated knowledge of the work/services required, approach to municipal advisory services
and, cost of services; and
WHEREAS, after reviewing and considering each proposal, and interviewing
representatives of each of the firms, it was determined that NHA Advisors, LLC, would best
meet the municipal advisory services needs of the Successor Agency; and
WHEREAS, NHA Advisors, LLC, ("NHA") is an independently -owned municipal
advisor/Independent Registered Municipal Advisor organized as a California limited liability
company that specializes in providing municipal advisory services to local government agencies
only in California, with a primary focus on small and medium-sized cities, special districts
(utilities and community services), and successor agencies to redevelopment; and
WHEREAS, NHA is qualified by experience and ability to perform the services
desired by the City, Successor Agency, and the Housing Authority, and NHA is willing to
perform such services for the period January 17, 2017 through December 31, 2019, with two
additional one-year options; and
WHEREAS, this Agreement will require the approval of the Oversight Board to
the Successor Agency and the California Department of Finance prior to being effective.
NOW, THEREFORE, BE IT RESOLVED that the Successor Agency to the
Community Development Commission as the National City Redevelopment Agency hereby
approves the selection of NHA Advisors, LLC, and authorizes the Executive Director to execute
an Agreement with NHA Advisors, LLC, for municipal advisory services for the period January
17, 2017 through December 31, 2019, with two additional one-year options. Said Agreement is
on file in the office of the City Clerk.
[Signature Page to Follow]
Resolution No. 2017 —
Page Two
PASSED and ADOPTED this 17th day of January, 2017.
Ron Morrison, Chairman
ATTEST:
Michael R. Dalla, City Clerk as
Secretary to the Successor Agency
APPROVED AS TO FORM:
George H. Eiser, Ill
Interim Successor Agency Counsel
CITY OF NATIONAL CITY
Office of the City Clerk
1243 National City Blvd., National City, California 91950-4397
619-336-4228
Michael R. Dalla, CMC - City Clerk
February 21, 2017
Mr. Craig Hill
NHA Advisors, LLC
4040 Civic Center Drive, Suite 200
San Rafael, CA 94903
Dear Mr. Hill,
On January 17th, 2017, Resolution No. 2017-82 was passed and adopted by the Board of
the Successor Agency to the Community Development Commission as the National City
Redevelopment Agency, authorizing execution of an Agreement with NHA Advisors,
LLC.
We are enclosing for your records a certified copy of the above Resolution and a fully
executed original Agreement.
Michael R. Dalla, CMC
City Clerk
Enclosures