HomeMy WebLinkAboutKimball and Morgan Tower Housing Associates L.P. - Recapitalization and Rehabilitation - DDA - 2018DISPOSITION AND DEVELOPMENT AGREEMENT
By and Between the
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY
and
KIMBALL TOWER HOUSING ASSOCIATES, L.P.
and
MORGAN TOWER HOUSING ASSOCIATES, L.P.
(Kimball and Morgan Towers)
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DISPOSITION AND DEVELOPMENT AGREEMENT
(Kimball and Morgan Towers)
THIS DISPOSITION AND DEVELOPMENT AGREEMENT ("Agreement") is dated as
of the day of , 2018 by and between the Community Development
Commission -Housing Authority of the City of National City ("CDC -HA"), and MORGAN
TOWER HOUSING ASSOCIATES, L.P., a California limited partnership ("Morgan Developer"),
and KIMBALL TOWER HOUSING ASSOCIATES, L.P., a California limited partnership
("Kimball Developer"). The Morgan Developer and the Kimball Developer shall be referred to
herein collectively as the "Developer."
RECITALS
A. The CDC -HA owns the improvements commonly known as the "Kimball Tower"
and that certain real property located at 1317 D Avenue in the City of National City, which is more
particularly defined and set forth on Exhibit A hereto (the "Kimball Property"). The CDC -HA
also owns the improvements commonly known as the "Morgan Tower" and that certain real
property located at 1415 D Avenue in the City of National City, which is more particularly defined
and set forth on Exhibit B hereto (the "Morgan Property").
B. CDC -HA and Developer desire by this Agreement to establish conditions for: (i)
the CDC -HA to ground lease the Kimball Property to the Kimball Developer; (ii) the CDC -HA to
sell fee title to the Kimball Tower to the Kimball Developer; (iii) the Kimball Developer to
recapitalize and rehabilitate the Kimball Tower; (iv) the CDC -HA to ground lease the Morgan
Property to the Morgan Developer; (v) the CDC -HA to sell fee title to the Morgan Tower to, the
Morgan Developer; and (vi) the Morgan Developer to recapitalize and rehabilitate the Morgan
Tower.
NOW, THEREFORE, for good and valuable consideration, the receipt of which is hereby
acknowledged, CDC -HA and Developer hereby agree as follows:
100. Definitions.
"Affordable Units" means collectively, the one hundred fifty-one (151) rental dwelling
units in the Morgan Tower and the one hundred forty-nine (149) rental dwelling units in the
Kimball Tower whose occupancy is restricted to Very Low Income Households and whose
monthly rental rates are restricted to the Maximum Rents pursuant to, and as set forth in more
detail in, the Declaration. In addition, there will be one (1) manager's unit in the Morgan Tower
and two (2) managers' units in the Kimball Tower.
"Agreement" means this Disposition and Development Agreement between CDC -HA and
Developer.
"AHP Loan" has the meaning set forth in Section 307.2(ii).
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"Area Median Income" shall mean the area median income defined by the Department of
Housing and Urban Development (HUD), and published by the California Tax Credit Allocation
Committee (TCAC), as the then current area median income for the San Diego -Carlsbad
Metropolitan Statistical Area, established periodically by HUD and published in the Federal
Register, as adjusted for family size. In the event HUD and/or TCAC ceases to publish an
established area median income as aforesaid, CDC -HA may, in its sole discretion, use any other
reasonably comparable method of computing area median income.
"CDC -HA" means the Community Development Commission -Housing Authority of the
City of National City.
"City" means the City of National City, a California municipal corporation.
"Closing" means with respect to each of the Kimball Tower and the Morgan Tower, the
close of Escrow for the financing for rehabilitation of the Kimball Tower and the Morgan Tower
respectively.
"Closing Deadline for the Kimball Tower" means June 30, 2020.
"Closing Deadline for the Morgan Tower" means June 30, 2020.
"Construction Deed of Trust" means a deed of trust recorded against the Kimball Leasehold
or the Morgan Leasehold, as applicable, for purposes of obtaining rehabilitation financing for the
Kimball Tower or the Morgan Tower respectively. All deeds of trust, mortgages and other
instruments securing or evidencing the loan secured by the Construction Deed of Trust shall be
recorded against the Kimball Leasehold or the Morgan Leasehold only. Recordation of any deed
of trust, mortgage or other instrument securing or evidencing the fee interest in the Property shall
be a Default under this Agreement.
"Declaration" shall mean each of the two (2) declarations of covenants, conditions and
restrictions (one recorded against the Kimball Leasehold and another recorded against the Morgan
Leasehold), in forms agreed to by the Developer and CDC -HA, to be executed by Developer and
recorded against the Kimball Leasehold or the Morgan Leasehold, as applicable, at the Closings
for each of the Kimball Tower and the Morgan Tower.
"Default" means the failure of a party to perform any action or covenant required by this
Agreement within the time periods provided herein following notice and opportunity to cure, as
set forth in Section 501 hereof.
"Developer" means the Kimball Developer and the Morgan Developer. Where the term
Developer is used herein, such term shall include any permitted nominee, assignee or successor in
interest as herein provided. In all instances hereunder, all rights, duties and obligations of the
Kimball Developer hereunder with respect to the Kimball Property, Kimball Leasehold and
Kimball Tower shall be the rights, duties and obligations solely of the Kimball Developer (and not
of the Morgan Developer), and all rights, duties and obligations of the Morgan Developer
hereunder with respect to the Morgan Property, Morgan Leasehold and Morgan Tower shall be
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the rights, duties and obligations solely of the Morgan Developer (and not of the Kimball
Developer), it being the intent of the parties hereto that the rights, duties and obligations of the
Kimball Developer and the Morgan shall not be cross -defaulted.
"Developer Deed of Trust" means each of the two (2) deeds of trust (one recorded against
the Kimball Leasehold and another recorded against the Morgan Leasehold), in forms agreed to
by the Developer and CDC -HA, to be executed by Developer and recorded against the Kimball
Leasehold or the Morgan Leasehold, as applicable, at the Closings for each of the Kimball Tower
and the Morgan Tower. Provided all conditions of this Agreement are satisfied by the Closing
Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower, as applicable,
each Developer Deed of Trust may be subordinated to the Construction Deed of Trust and
Permanent Deed of Trust. Any such subordination shall be in a form acceptable to the CDC -HA
in its reasonable discretion.
"Environmental Indemnity" shall mean each of the two (2) unsecured environmental
indemnity agreements (one for the Kimball Tower and another for the Morgan Tower), in forms
agreed to by the Developer and CDC -HA, to be executed by Developer and the CDC -HA at the
Closings for each of the Kimball Tower and the Morgan Tower.
"Escrow" means the escrow depository and disbursement services to be performed by
Escrow Agent pursuant to the provisions of this Agreement.
"Escrow Agent" means Stewart Title Company or another title insurance company
mutually selected by the parties hereto.
"Escrow Instructions" shall mean each of the escrow instructions (one for the Kimball
Leasehold and another for the Morgan Leasehold), Developer and CDC -HA, to be executed by
Developer and the CDC -HA at the Closings for each of the Kimball Tower and the Morgan Tower.
"Existing Over -Income Units" has the meaning set forth in Section 401.
"Final Project Budget" has the meaning set forth in Section 307.2.
"Governmental Requirements" means all laws, ordinances, statutes, codes, rules,
regulations, orders and decrees of the United States, the state, the county, the City, or any other
political subdivision in which the Property is located, and of any other political subdivision, agency
or instrumentality exercising jurisdiction over CDC -HA, Developer or the Property.
"Ground Lease" means each of the two (2) 99-year ground leases (one for the Kimball
Property and another for the Morgan Property), in forms agreed to by the Developer and CDC -
HA, to be executed by Developer and recorded against the Kimball Property or the Morgan
Property, as applicable, at the Closings for each of the Kimball Tower and the Morgan Tower.
"Hazardous Materials" means any hazardous or toxic substance, material or waste which
is or becomes regulated by any local governmental authority, the State of California or the United
State Government. Provided, however, the term "Hazardous Materials" shall not include
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substances typically used in the ordinary course of developing, operating and maintaining
apartment complexes in California or small amounts of chemicals, cleaning agents and the like
commonly employed in routine household uses in a manner typical of occupants in other similar
properties, provided that such substances are used in compliance with applicable laws.
"Initial Project Budget" has the meaning set forth in Section 307.2.
"Kimball Deed of Trust" has the meaning set forth in Section 200.1.
"Kimball Developer" means Kimball Tower Housing Associates, L.P., a California limited
partnership. Where the term Kimball Developer is used herein, such term shall include any
permitted nominee, assignee or successor in interest as herein provided.
"Kimball Developer Note" means the carryback promissory note, in a form agreed to by
the Developer and CDC -HA, to be executed by the Kimball Developer at the Closing for the
Kimball Tower.
"Kimball Leasehold" means the ground lease interest in the Kimball Property created by
the Ground Lease for the Kimball Property.
"Kimball Property" means that certain real property generally located at 1317 D Avenue
in the City of National City, which is more particularly described on Exhibit A attached hereto.
"Kimball Tower" means the 151 unit residential building on the Kimball Property
comprised of 149 Affordable Units and two manager's units.
"Maximum Rents" shall mean the maximum amount of consideration, of any kind
whatsoever, that the Developer may receive for any Affordable Unit, which monthly amount shall
not exceed the product of one twelfth (1/12) of thirty percent (30%) times fifty percent (50%) of
the then Area Median Income as adjusted for household size appropriate for the unit.
"Morgan Commercial Space" means approximately 6,560 square feet on the ground floor
of the Morgan Tower, which currently houses the George H. Waters Nutrition Center.
"Morgan Deed of Trust" has the meaning set forth in Section 200.2.
"Morgan Developer" means Morgan Tower Housing Associates, L.P., a California limited
partnership. Where the term Morgan Developer is used herein, such term shall include any
permitted nominee, assignee or successor in interest as herein provided.
"Morgan Developer Note" means the carryback promissory note, in a form agreed to by
the Developer and CDC -HA, to be executed by the Morgan Developer at the Closing for the
Morgan Tower.
"Morgan Leasehold" means the ground lease interest in the Morgan Property created by
the Ground Lease for the Morgan Property.
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"Morgan Property" means that certain real property generally located at 1415 D Avenue in
the City of National City, which is more particularly described on Exhibit B attached hereto.
"Morgan Tower" means the 152-unit residential building on the Morgan Property
comprised of 151 Affordable Units and one manager's unit and the Morgan Commercial Space.
"Permanent Deed of Trust" means a deed of trust recorded against the Kimball Leasehold
or the Morgan Leasehold, as applicable, for purposes of obtaining permanently financing the
Kimball Tower or the Morgan Tower respectively. All deeds of trust, mortgages and other
instruments securing or evidencing the loan secured by the Permanent Deed of Trust shall be
recorded against the Kimball Leasehold or the Morgan Leasehold only. Recordation of any deed
of trust, mortgage or other instrument securing or evidencing the fee interest in the Property shall
be a default under this Agreement.
"Permitted Transfer" is defined in Section 603.2, below.
"Property" means collectively the real property described on Exhibit A and Exhibit B
hereto.
"Project Budget"' means collectively the Kimball Project Budget and the Morgan Project
Budget.
"Purchase Price" shall mean collectively the price for the fee title interest in and to (i) the
Kimball Tower set forth in Section 202.1 and (ii) the Morgan Tower set forth in Section 202.2.
"Scope of Rehabilitation" means a scope setting forth all rehabilitation and construction
work, including without limitation, landscaping, flatwork and similar work, to be done with respect
to the Kimball Tower or the Morgan Tower respectively, which is approved by the CDC -HA,
which approval shall not be unreasonably withheld, conditioned or delayed.
"Security Agreement" shall mean each of the two (2) security agreements (one for the
Kimball Tower and another for the Morgan Tower), in forms agreed to by the Developer and CDC -
HA, to be executed by the Kimball Developer or the Morgan Developer, as applicable, and CDC -
HA at the Closings for each of the Kimball Tower and the Morgan Tower.
"TCAC Lease Rider" means the then current form of lease rider prepared by the California
Tax Credit Allocation Committee at the time each of Kimball Developer and Morgan Developer
enter into their respective Ground Lease.
"Very Low Income Household" means persons and families whose income does not exceed
fifty percent (50%) of the then current Area Median Income, provided that such persons or families
meet the additional requirements set forth in Section 4 of the Agreement Affecting Real Property.
200. Transfer of the Property.
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201. Ground Lease Terms.
201.1 Kimball Property. Subject to all of the terms and conditions of this
Agreement, the CDC -HA shall ground lease the Kimball Property to the Kimball Developer for
99 years for $1.00 per year. CDC -HA acknowledges and agrees that the Kimball Developer will
also sign and append the TCAC Lease Rider to the Ground Lease.
201.2 Morgan Property. Subject to all of the terms and conditions of this
Agreement, the CDC -HA shall ground lease the Morgan Property to the Morgan Developer for 99
years for $1.00 per year. CDC -HA acknowledges and agrees that the Kimball Developer will also
sign and append the TCAC Lease Rider to the Ground Lease.
202. Sale and Financing of the Improvements: Lease of Morgan Commercial Space.
202.1 Kimball Tower Acquisition Loan. CDC -HA has agreed to transfer the
Kimball Tower to the Kimball Developer in exchange for a combination of cash and a promissory
note ("Kimball Developer Note"). The Kimball Tower Developer previously obtained an appraisal
of the Kimball Tower from Colliers International dated as of August 23, 2017 ("Original Kimball
Tower Appraisal"). The Kimball Tower Developer has provided a copy of the Original Kimball
Tower Appraisal to the CDC -HA. The Kimball Tower Developer shall cause Colliers
International to update the Original Kimball Tower Appraisal ("Updated Kimball Tower
Appraisal") not more than thirty (30) days prior to submitting the 4% low income housing tax
credit application to the California Tax Credit Allocation Committee, using the same methodology
which was used to generate the Original Kimball Tower Appraisal, but using updated figures based
on interest rates, rental rates, expenses and other amounts known or reasonably estimated at such
time. The purchase price ("Kimball Tower Purchase Price") payable from the Kimball Tower
Developer to the CDC -HA shall equal the amount set forth in the Updated Kimball Tower
Appraisal. The original principal amount of the Kimball Developer Note shall be agreed upon
between the Kimball Tower Developer and the CDC -HA prior to the Kimball Tower Closing. The
amount of cash payable by the Kimball Tower Developer to the CDC -HA at the Kimball Tower
Closing shall equal the Kimball Tower Purchase Price minus the original principal amount of the
Kimball Developer Note. The Kimball Developer Note shall be structured as a tax-exempt bond
where the California Statewide Communities Development Authority is the issuer, the Kimball
Tower Developer is the borrower and the CDC -HA is the bondholder. The Kimball Tower
Developer shall make mandatory equal annual payments to the CDC -HA under the Kimball
Developer Note, which annual amount shall be agreed upon between the Kimball Tower
Developer and the CDC -HA prior to the Kimball Tower Closing. The Kimball Tower Developer,
Morgan Tower Developer and the CDC -HA agree that the combined mandatory annual payments
to the CDC -HA under the Kimball Developer Note and the Morgan Developer Note shall total
$475,000.00. In addition, the Kimball Tower Developer shall make an additional annual payment
to the CDC -HA under the Kimball Developer Note in an amount equal to 50% of the Kimball
Developer's annual cash flow. The Kimball Tower Developer shall have the right to redeem the
bond and refinance the Kimball Developer Note at any time, provided that the Executive Director
of the CDC -HA has reasonably approved the same, the Kimball Tower Developer does not receive
any cash as a result of the refinancing, the interest rate on the Kimball Developer Note does not
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decrease and the original principal amount of the refinanced Kimball Developer Note does not
exceed the principal amount of the Kimball Developer Note immediately before such refinancing.
202.2 Kimball Tower Limitation of Damages. Kimball Developer's
Expenses means an amount equal to the actual and reasonable approved out-of-pocket expenses,
including legal expenses, incurred by Kimball Developer with respect to its obligations hereunder
("Kimball Developer's Expenses"). In the event this Agreement is terminated as a result of an
Event of Default by the CDC -HA, prior to completion of construction of the rehabilitation of the
Kimball Tower, then CDC -HA shall reimburse the Kimball Developer's Expenses through project
cash flow in complete satisfaction of all of the CDC-HA's obligations to the Kimball Developer;
provided, however, that if the CDC -HA transfers the Kimball Property for a cash purchase price,
then the CDC -HA shall use such sale proceeds to reimburse the Kimball Developer's Expenses.
The Agency's payment of the Kimball Developer's Expenses shall be in consideration for the
Kimball Developer's activities undertaken pursuant to this Agreement. For purposes hereof,
Kimball Developer's Expenses shall include only its out-of-pocket costs paid to third parties for
fees for financing and governmental applications and processing, appraisals, studies, title reports
and related expenses associated with financing, attorneys' fees associated with review of this
Agreement and tax credit structuring, and the Plans. Kimball Developer's Expenses shall not
include any costs of Kimball Developer's staff, overhead, or other internal costs. The Kimball
Developer shall furnish reports to the CDC -HA not less than quarterly summarizing the Kimball
Developer's Expenses incurred to date, subject to the review and reasonable approval of the CDC -
HA, which approval or disapproval shall be granted within thirty (30) days of the CDC-HA's
receipt of such reports. The CDC -HA may request additional documentation from the Kimball
Developer which the CDC -HA determines is necessary to complete CDC-HA's review.
202.3 Morgan Tower Acquisition Loan. CDC -HA has agreed to transfer
the Morgan Tower to the Morgan Developer in exchange for a combination of cash and a
promissory note ("Morgan Developer Note"). The Morgan Tower Developer previously obtained
an appraisal of the Morgan Tower from Colliers International dated as of August 23, 2017
("Original Morgan Tower Appraisal"). The Morgan Tower Developer has provided a copy of the
Original Morgan Tower Appraisal to the CDC -HA. The Morgan Tower Developer shall cause
Colliers International to update the Original Morgan Tower Appraisal ("Updated Morgan Tower
Appraisal") not more than thirty (30) days prior to submitting the 4% low income housing tax
credit application to the California Tax Credit Allocation Committee, using the same methodology
which was used to generate the Original Morgan Tower Appraisal, but using updated figures based
on interest rates, rental rates, expenses and other amounts known or reasonably estimated at such
time. The purchase price ("Morgan Tower Purchase Price") payable from the Morgan Tower
Developer to the CDC -HA shall equal the amount set forth in the Updated Morgan Tower
Appraisal. The original principal amount of the Morgan Developer Note shall be agreed upon
between the Morgan Tower Developer and the CDC -HA prior to the Morgan Tower Closing. The
amount of cash payable by the Morgan Tower Developer to the CDC -HA at the Morgan Tower
Closing shall equal the Morgan Tower Purchase Price minus the original principal amount of the
Kimball Developer Note. The Morgan Tower Developer shall make mandatory equal annual
payments to the CDC -HA under the Morgan Developer Note, which annual amount shall be agreed
upon between the Morgan Tower Developer and the CDC -HA prior to the Morgan Tower Closing.
The Kimball Tower Developer, Morgan Tower Developer and the CDC -HA agree that the
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combined mandatory annual payments to the CDC -HA under the Kimball Developer Note and the
Morgan Developer Note shall total $475,000.00. In addition, the Morgan Tower Developer shall
make an additional annual payment to the CDC -HA under the Morgan Developer Note in an
amount equal to 50% of the Morgan Developer's annual cash flow.
202.4 Morgan Tower Limitation on Damages. Kimball Developer's
Expenses means an amount equal to the actual and reasonable approved out-of-pocket expenses,
including legal expenses, incurred by Morgan Developer with respect to its obligations hereunder
("Morgan Developer's Expenses"). In the event this Agreement is terminated as a result of an
Event of Default by the CDC -HA, prior to completion of construction of the rehabilitation of the
Morgan Tower, then CDC -HA shall reimburse the Morgan Developer's Expenses through project
cash flow in complete satisfaction of all of the CDC-HA's obligations to the Kimball Developer;
provided, however, that if the CDC -HA transfers the Morgan Property for a cash purchase price,
then the CDC -HA shall use such sale proceeds to reimburse the Morgan Developer's Expenses.
The Agency's payment of the Morgan Developer's Expenses shall be in consideration for the
Morgan Developer's activities undertaken pursuant to this Agreement. For purposes hereof,
Morgan Developer's Expenses shall include only its out-of-pocket costs paid to third parties for
fees for financing and governmental applications and processing, appraisals, studies, title reports
and related expenses associated with financing, attorneys' fees associated with review of this
Agreement and tax credit structuring, and the Plans. Morgan Developer's Expenses shall not
include any costs of Morgan Developer's staff, overhead, or other internal costs. The Morgan
Developer shall furnish reports to the CDC -HA not less than quarterly summarizing the Morgan
Developer's Expenses incurred to date, subject to the review and reasonable approval of the CDC -
HA, which approval or disapproval shall be granted within thirty (30) days of the CDC-HA's
receipt of such reports. The CDC -HA may request additional documentation from the Morgan
Developer which the CDC -HA determines is necessary to complete CDC-HA's review.
202.5 Morgan Tower Commercial Space. Following the purchase of the Morgan
Tower, Morgan Developer will lease the Morgan Commercial Space to National City (the
"Morgan Commercial Lease"). The Morgan Commercial Lease will be a triple net lease with a
term of ninety-nine (99) years at a rental rate of one dollar ($1.00) per year
203. Escrow.
203.1 Kimball Tower. Prior to the Closing Deadline for the Kimball Tower, the
Kimball Developer and the CDC -HA shall open the Escrow with Escrow Agent to facilitate the
Closing for the Kimball Tower and the Ground Lease of the Kimball Property to the Kimball
Developer and recordation of the various encumbrances on the Kimball Leasehold. The parties
will execute the Escrow Instructions prior to the Closing for the Kimball Tower, which shall
provide for the order of recordation, distribution of original documents and other provisions
customarily contained in escrow instructions. The Kimball Developer shall pay all fees, charges,
and costs which arise from Escrow, as well as all documentary transfer taxes due with respect to
the Kimball Developer's acquisition of the Kimball Leasehold.
203.2 Morgan Tower. Prior to the Closing Deadline for the Morgan Tower, the
Morgan Developer and the CDC -HA shall open the Escrow with Escrow Agent to facilitate the
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Closing for the Morgan Tower and the Ground Lease of the Morgan Property to the Morgan
Developer and recordation of the various encumbrances on the Morgan Leasehold. The parties
will execute the Escrow Instructions prior to the Closing for the Morgan Tower, which shall
provide for the order of recordation, distribution of original documents and other provisions
customarily contained in escrow instructions. The Morgan Developer shall pay all fees, charges,
and costs which arise from Escrow, as well as all documentary transfer taxes due with respect to
the Morgan Developer's acquisition of the Morgan Leasehold.
204. Conditions to Closing.
204.1 Closing Conditions in Favor of Both Developer and CDC -HA. The Closing
for the Kimball Tower and the Closing for the Morgan Tower are each individually conditioned
upon satisfaction (or waiver) of each and all of the conditions set forth in this Section 204.1 on or
before the Closing Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower,
as applicable. In the event that one or more of the conditions set forth in this Section 204.1, are
not satisfied with respect to the Kimball Tower on or before the Closing Deadline for the Kimball
Tower, then this Agreement shall be terminated with respect to the Kimball Tower, unless the
CDC -HA, the Kimball Tower Developer waive satisfaction of such condition or conditions in
writing, in which event the Closing for the Kimball Tower, shall proceed and the parties waive
any right to damages or compensation with respect to the unsatisfied condition. In the event the
Closing for the Kimball Tower has occurred (or would occur concurrently with the Closing for the
Morgan Tower), and then one or more of the conditions set forth in this Section 204.1, are not
satisfied with respect to the Morgan Tower on or before the Closing Deadline for the Morgan
Tower, then this Agreement shall be terminated with respect to the Morgan Tower, unless the
CDC -HA and the Morgan Developer waive satisfaction of such condition or conditions in writing,
in which event the Closing for the Morgan Tower, shall proceed and both parties waive any right
to damages or compensation with respect to the unsatisfied condition, subject to any extensions
which may be agreed upon pursuant to Section 602 herein. To the extent (i) all closing conditions
have been met with respect to the Kimball Tower, and the parties have closed on the Kimball
Tower, the failure to meet closing conditions on the Morgan Tower shall not be grounds for a
termination of this Agreement with respect to the Kimball Tower or any other Agreement by and
among Kimball Developer, National City and/or CDC -HA regarding the Kimball Tower; and (ii)
all closing conditions have been met with respect to the Morgan Tower, and the parties have closed
on the Morgan Tower, the failure to meet closing conditions on the Kimball Tower shall not be
grounds for a termination of this Agreement with respect to the Morgan Tower or any other
Agreement by and among Morgan Developer, National City and/or CDC -HA regarding the
Morgan Tower.
(a) Scope of Rehabilitation. Developer shall have obtained approval
from the CDC -HA of the Scope of Rehabilitation for the Kimball Tower or the Morgan
Tower, as applicable.
(b)
TCAC Award.
(1) Kimball Tower. The Kimball Developer shall have obtained
an allocation or reservation of 4% low income housing tax credits from the California Tax
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Credit Allocation Committee for the Kimball Tower and an accompanying allocation of
tax exempt bonds from the California Debt Limit Allocation Committee for the Kimball
Tower. The allocation of tax exempt bonds shall be adequately sized to accommodate the
Kimball Developer Note.
(2) Morgan Tower. The Morgan Developer shall have obtained
an allocation or reservation of 4% low income housing tax credits from the California Tax
Credit Allocation Committee for the Morgan Tower and an accompanying allocation of
tax exempt bonds from the California Debt Limit Allocation Committee for the Morgan
Tower. The allocation of tax exempt bonds shall be adequately sized to accommodate the
Morgan Developer Note.
(c) Performance and Payment Bond. The Kimball Developer or the
Morgan Developer, respectively, shall have caused its contractor to post security in the
form of a performance and payment bond in an amount and in a form acceptable to the
CDC -HA in its reasonable discretion, to assure the completion of the Scope of
Rehabilitation. The performance and payment bond shall insure that completion of the
Scope of Rehabilitation is timely accomplished, free and clear of mechanic's liens, stop
notices and other encumbrances, concerning the provision of material, labor and supplies.
Upon a failure of by the Kimball Developer or the Morgan Developer, as applicable, to
timely perform its requirements under the terms of this Agreement, the CDC -HA may
resort to the performance and payment bond to ensure performance of this Agreement, by
either requiring the bonding company, or its designees, to comply with the terms of this
Agreement, or at the election of the CDC -HA, by requiring the bonding company to pay
all costs necessary for the CDC -HA, to take over and complete the Scope of Rehabilitation
at the cost and expense of the bonding company.
(d) Construction Contract. The construction contract for the Scope of
Rehabilitation for the Kimball Tower or the Morgan Tower, as applicable, acceptable to
the CDC -HA, shall have been executed by the Kimball Developer or the Morgan
Developer, as applicable, and the general contractor who has been selected by the Kimball
Developer or the Morgan Developer to do the work.
(e) Entitlements. The Kimball Developer or the Morgan Developer, as
applicable shall have secured any and all land use and other entitlements, permits and
approvals which may be required for completion of the Scope of Rehabilitation for the
Kimball Tower or the Morgan Tower, as applicable. The Kimball Developer or the
Morgan Developer, as applicable, shall have paid any and all applicable fees (including,
without limitation, communities facility district fees and public facilities fees imposed by
the City or any other governmental agency having jurisdiction with respect to the same),
or shall pay such fees concurrently with Closing for the Kimball Tower or the Morgan
Tower, as applicable. The CDC -HA shall not be responsible in any way for, the processing
of Developer's building permits or other permit applications with the City. The execution
of this Agreement does not constitute the granting of or a commitment to obtain any
required land use permits, entitlements or approvals.
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(f) Title Policies. Escrow Agent is prepared and irrevocably obligated
to cause to be issued: (i) a title policy insuring the Kimball Developer's interest in the
Kimball Leasehold or the Morgan Developer's interest in the Morgan Leasehold, as
applicable; and (ii) a title policy insuring the CDC -HA' s interest in the Developer Deed of
Trust for the Kimball Tower or the Morgan Tower, as applicable.
(g) Forms of Documents. The CDC -HA and the Kimball Developer or
the Morgan Developer, as applicable, have agreed to the forms of the Ground Lease,
Declaration, Developer Deed of Trust, Security Agreement, Environmental Indemnity and
all other documents reasonably necessary to complete the Closing for the Kimball Tower
or the Morgan Tower, as applicable. In addition, with respect to the Morgan Tower only,
the CDC -HA and the Morgan Developer have agreed to the form of the Morgan Developer
Note.
(h) Financing. Concurrently with the Closing for the Kimball Tower or
Closing for the Morgan Tower, as applicable, the Kimball Developer or the Morgan
Developer, as applicable shall have obtained all financing and lender approvals necessary
to acquire Kimball Tower or the Morgan Tower, as applicable, and complete the applicable
Scope or Rehabilitation.
204.2 Closing Conditions for the Benefit of the CDC -HA. The CDC-HA's
obligation to Close on each of the Kimball Tower and the Morgan Tower are conditioned upon
satisfaction (or waiver) of each and all of the conditions set forth in this Section 204.2 on or before
the Closing Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower, as
applicable. Any such waiver shall be effective only if the same is (i) expressly waived in writing
signed by the CDC -HA or by email from the CDC -HA, and (ii) delivered or emailed to the
Developer and Escrow Agent. In the event that one or more of the conditions set forth in this
Section 204.2 are not satisfied or expressly waived on or before the Closing Deadline for the
Kimball Tower, the CDC -HA (provided the CDC -HA is not in default hereunder) may unilaterally
terminate this Agreement by mailing or emailing notice of conditional termination to the Kimball
Developer and Escrow Agent. In the event the Closing for the Kimball Tower has occurred (or
would occur concurrently with the Closing for the Morgan Tower), and if one or more of the
conditions set forth in this Section 204.2 are not satisfied or expressly waived on or before the
Closing Deadline for the Morgan Tower, the CDC -HA (provided the CDC -HA is not in default
hereunder) may unilaterally terminate this Agreement with respect to the Morgan Tower by
mailing or emailing notice of conditional termination to the Morgan Developer and Escrow Agent.
After receipt of any such notice of conditional termination, the Kimball Developer or the Morgan
Developer, as applicable, shall have five (5) business days to cure any non -satisfaction of a
condition or other default specified in the notice of conditional termination. If such matter is
satisfied or cured prior to the expiration of such five (5) day period, then the Closing for the
Kimball Tower or the Closing for the Morgan Tower, as applicable, shall proceed and the CDC -
HA shall be deemed to have waived any right to damages or compensation with respect to the
unsatisfied condition. If such matter remains unsatisfied or the default remains uncured after the
expiration of such five (5) day period with respect to the Kimball Tower, then this Agreement shall
terminate at the close of business on such fifth (5th) day. In the event the Closing for the Kimball
Tower has occurred (or would occur concurrently with the Closing for the Morgan Tower), and
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any such matter remains unsatisfied or the default remains uncured after the expiration of such five
(5) day period with respect to the Morgan Tower, then this Agreement shall terminate with respect
to the Morgan Tower at the close of business on such fifth (5th) day. Any such termination of this
Agreement shall not release the Developer from liability under this Agreement.
(a) No Default. The Kimball Developer or the Morgan Developer, as
applicable, is not in default in any of its obligations under the terms of this Agreement and
all representations and warranties made by the same to the CDC -HA contained herein shall
be true and correct in all material respects.
(b) Insurance. Developer shall have provided proof of insurance as
required by the CDC -HA.
(c) Attorneys' Fees. The Developer has paid prior to or will pay
concurrently with the Closing for the Kimball Tower or the Closing for the Morgan Tower,
as applicable, all attorneys' fees incurred by the CDC -HA with respect to the same.
(d) Deposit of Documents. The Kimball Developer or the Morgan
Developer, as applicable, has duly executed and (where necessary) caused to be notarized
the Ground Lease, Declaration, Developer Deed of Trust, Security Agreement,
Environmental Indemnity and all other documents reasonably required by the CDC -HA or
reasonably necessary to complete the Closing for the Kimball Tower or the Morgan Tower,
as applicable, and has deposited the same into Escrow. In addition, with respect to the
Morgan Tower only, the Morgan Developer has duly executed the Morgan Developer Note
and has deposited the same into Escrow.
(c) Additional Documents. The deposit by the Kimball Developer or
the Morgan Developer, as applicable, into Escrow of all other documents and instruments
reasonably required by Escrow.
204.3 Closing Conditions for the Benefit of the Developer. The Developer's
obligation to Close on each of the Kimball Tower and the Morgan Tower are conditioned upon
satisfaction (or waiver) of each and all of the conditions set forth in this Section 204.3 on or before
the Closing Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower, as
applicable. Any such waiver shall be effective only if the same is (i) expressly waived in writing
signed by, or by email from, the Kimball Developer or the Morgan Developer, as applicable, and
(ii) delivered or emailed to the CDC -HA and Escrow Agent. In the event that one or more of the
conditions set forth in this Section 204.3 are not satisfied or expressly waived on or before the
Closing Deadline for the Kimball Tower, the Kimball Developer (provided the Kimball Developer
is not in default hereunder) may unilaterally terminate this Agreement by mailing or emailing
notice of conditional termination to the CDC -HA and Escrow Agent. In the event the Closing for
the Kimball Tower has occurred (or would occur concurrently with the Closing for the Morgan
Tower), and if one or more of the conditions set forth in this Section 204.3 are not satisfied or
expressly waived on or before the Closing Deadline for the Morgan Tower, the Morgan Developer
(provided the Morgan Developer is not in default hereunder) may unilaterally terminate this
Agreement with respect to the Morgan Tower by mailing or emailing notice of conditional
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termination to the CDC -HA and Escrow Agent. After receipt of such notice of conditional
termination, the CDC -HA shall have five (5) business days to cure any non -satisfaction of a
condition or other default specified in the notice of conditional termination. If such matter is
satisfied or cured prior to the expiration of such five (5) day period, then the Closing for the
Kimball Tower or the Closing for the Morgan Tower, as applicable, shall proceed and the
Developer waives any right to damages or compensation with respect to the unsatisfied condition.
If such matter remains unsatisfied or the default remains uncured after the expiration of such five
(5) day period with respect to the Kimball Tower, then this Agreement shall terminate at the close
of business on such fifth (5th) day. In the event the Closing for the Kimball Tower has occurred
(or would occur concurrently with the Closing for the Morgan Tower), and any such matter
remains unsatisfied or the default remains uncured after the expiration of such five (5) day period
with respect to the Morgan Tower, then this Agreement shall terminate with respect to the Morgan
Tower at the close of business on such fifth (5th) day. Any such termination of this Agreement
shall not release the CDC -HA from liability under this Agreement.
(a) No Default. The CDC -HA is not in default in any of its obligations
under the terms of this Agreement and all representations and warranties of the CDC -HA
contained herein shall be true and correct in all material respects.
(b) Deposit of Documents. The CDC -HA has duly executed and (where
necessary) caused to be notarized the Ground Lease, Declaration, Developer Deed of Trust,
Security Agreement, Environmental Indemnity and all other documents reasonably
required by the CDC -HA or reasonably necessary to complete the Closing for the Kimball
Tower or the Morgan Tower, as applicable, and has deposited the same into Escrow.
(c) Additional Documents. The deposit by the CDC -HA into Escrow
of all other documents and instruments reasonably required by Escrow.
(d) Kimball HAP Contract. Kimball Developer shall receive from
CDC -HA and/or HUD (as applicable) a Section 8 Housing Assistance Payment Agreement
with a minimum term of twenty (20) years to provide Section 8 Project Based Vouchers or
Section 8 Project Based Rental Assistance for one hundred forty-nine (149) units at the
Kimball Tower on terms acceptable to Kimball Developer in its sole and absolute
discretion.
(e) Morgan HAP Contract. Morgan Developer shall receive from HUD
a Section 8 Housing Assistance Payment Agreement with a minimum term of twenty (20)
years to provide Section 8 Project Based Housing Assistance Payment for one hundred
fifty-one (151) units at the Morgan Tower on terms acceptable to Morgan Developer in its
sole and absolute discretion.
205. Subsequent Financing. No secured loan, deed of trust, or encumbrance, except for
the Construction Deed of Trust and Permanent Deed of Trust shall be placed upon any portion of
the Kimball Leasehold or Morgan Leasehold, whether by refinancing or otherwise, without first
obtaining the express written consent of the CDC -HA, except for any Permitted Transfer as defined
in Section 603.2, below, which consent shall not be unreasonably delayed, conditioned or
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withheld. Further, during any CDC -HA approved refinancing or subsequent encumbrance, the
City and SHA shall be provided American Land Title Association ("ALTA") title insurance policy
or endorsements acceptable to the CDC -HA, at the cost and expense of Developer. Said written
consent shall be at the CDC-HA's sole discretion, failure to obtain such consent shall be a Default
hereunder and such unconsented to financing or refinancing shall be void. Except for Permitted
Transfers and refinancings allowed by this Section 205, if Developer refinances the Kimball
Leasehold or Morgan Leasehold without previously obtaining the CDC-HA's prior written
consent, the CDC -HA shall receive one hundred percent (100%) of the net amount of the
refinancing.
206. Default. Notwithstanding Section 501, below, after the Closings for each of the
Kimball Tower and the Morgan Tower and notwithstanding anything contained herein to the
contrary, in the event of any Default, beyond any applicable cure period, in the performance of
any of the terms, covenants and conditions contained in: (i) this Agreement (subject to a 30 days
cure period); (ii) any document or instrument executed by the Developer in conjunction with this
Agreement; (iii) any prior or junior note secured by an encumbrance on the Kimball Leasehold or
the Morgan Leasehold, as applicable, or any portions of such leaseholds; (iv) any note or deed of
trust given in conjunction herewith; (v) in the event of the filing of a bankruptcy proceeding by
the Kimball Developer or the Morgan Developer; or (vi) in the event of the filing of a bankruptcy
against the Kimball Developer or the Morgan Developer which is not dismissed within ninety (90)
days of filing, then (a) all sums owing by the Kimball Developer or the Morgan Developer,
respectively, to the CDC -HA with respect to the Kimball Tower or Morgan Tower, respectively,
shall at the option of CDC -HA immediately become due and payable; (b) the CDC -HA shall have
the right to foreclosure under the applicable Developer Deed of Trust; and (c) CDC -HA shall be
released from any and all obligations to Developer under the terms of this Agreement to the
Kimball Developer or the Morgan Developer, respectively. These remedies shall be in addition to
any and all other rights and remedies available to CDC -HA, either at law or in equity. Further,
default interest shall accrue on the principal balance of the Morgan Developer Note from the date
of the Morgan Developer Note at the rate of ten percent (10%) simple interest per annum or the
maximum rate than allowed by law, whichever is less.
207. Representations and Warranties.
207.1 CDC -HA Representations and Warranties. CDC -HA represents and
warrants to Developer that the CDC -HA is a public body, corporate and politic, existing pursuant
to the California Community Redevelopment Law (California Health and Safety Code Section
33000), which has been authorized to transact business pursuant to action of the City. CDC -HA
has full right, power and lawful authority to ground lease the Kimball Property and the Morgan
Property as provided herein and the execution, performance and delivery of this Agreement by
CDC -HA has been fully authorized by all requisite actions on the part of CDC -HA.
207.2 Developer's Representations and Warranties. Each of the Kimball
Developer and the Morgan Developer represents and warrants to CDC -HA as follows:
(a) Authority. The Kimball Developer and the Morgan Developer is a
California limited partnership. The persons executing this Agreement on behalf of each of
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the Kimball Developer and the Morgan Developer have all necessary authority to execute
this Agreement on behalf of Kimball Developer or the Morgan Developer, respectively,
and this Agreement is a binding obligation of Developer. Copies of the Certificate of
Limited Partnership and Partnership Agreement of each of the Kimball Developer and the
Morgan Developer, will be delivered to CDC -HA within five (5) business days of final
approval of the Agreement. These copies will be true, complete and fully -executed copies
of the originals, as amended to the date of this Agreement. Each of the Kimball Developer
and the Morgan Developer will have full right, power and lawful authority to enter into the
applicable Ground Lease and undertake all obligations as provided in this Agreement. The
execution, performance and delivery of this Agreement by each of the Kimball Developer
and the Morgan Developer has been fully authorized by resolution of and all requisite
actions on the part of the respective Developer.
(b) No Conflict. Developer's execution, delivery and performance of its
obligations under this Agreement will not constitute a default or a breach under any
contract, agreement or order to which Developer is a party or by which it is bound.
(c) No Bankruptcy. Developer is not the subject of a bankruptcy proceeding.
(d) Rent and Occupancy Restrictions. Developer shall at all times after the
Closing during the 55-year term comply with the requirements of the Declaration.
208. Studies and Reports. Prior to the Closing, representatives of Developer shall have
the right of access to all portions of the Property for the purpose of obtaining data and making
surveys and tests necessary to carry out this Agreement. Any preliminary work undertaken on the
Property by Developer prior to the Closing shall be done at the sole risk and expense of Developer.
Any preliminary work shall be undertaken only after securing all necessary permits from the
appropriate governmental agencies.
209. Condition of the Property.
209.1 "As -Is," "Where -Is". The CDC -HA has not investigated and makes no
representations or warranties whatsoever regarding the condition of the Property. Developer
hereby agrees to take title to the Kimball Leasehold and the Morgan Leasehold "as -is." The
Kimball Leasehold and the Morgan Leasehold shall be conveyed to the Developer in an "as -is"
physical and environmental condition, with no warranty, express or implied, by the CDC -HA as
to the condition of any existing improvements, the soil, its geology, the presence of known or
unknown faults or Hazardous Materials or toxic substances, and it shall be the sole responsibility
of the Developer at its expense to investigate and determine the physical and environmental
conditions. The Developer shall have the right to engage its own environmental consultant (the
"Environmental Consultant") and other consultants to make such investigations of the Property as
the Developer deems necessary, including any soils, geotechnical and other testing of the Property,
and the CDC -HA shall promptly be provided a copy of all reports and test results provided to the
Developer by the Environmental Consultant (collectively, the `Environmental Reports"). The
Developer shall reasonably approve or disapprove of the physical and environmental condition of
the Property no later than forty-five (45) days from the date from the date this Agreement is
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executed by the CDC -HA, provided that the Developer shall have the right to approve or
disapprove any further environmental conditions (which are not created by the Developer) that
first occur after such deadline for Developer's approval. The Developer's failure to deliver written
notice of its disapproval within such time limit shall be deemed approval of the physical and
environmental condition of the Property and a waiver of Developer's right to object to the physical
and environmental condition of the Property. If the Developer approves or is deemed to approve
the physical and environmental condition of the Property, then, as between Developer, City and
CDC -HA, it shall be the sole responsibility and obligation of the Developer to take such action as
may be necessary to place the physical and environmental conditions of the Property in a condition
entirely suitable for the purposes set forth in this Agreement.
209.2 Developer Precautions After Closing. From and after the Closing for the
Kimball Tower and the Closing for the Morgan Tower, respectively, Developer shall take all
necessary precautions to prevent the release in, on or under the Property of any Hazardous
Materials. Such precautions shall include compliance with all Governmental Requirements with
respect to Hazardous Materials. In addition, Developer shall install and utilize such equipment
and implement and adhere to such procedures as are consistent with commercially reasonable
standards as respects the disclosure, storage, use, removal and disposal of Hazardous Materials.
209.3 Required Disclosures After Closing. From and after the Closing for the
Kimball Tower and the Closing for the Morgan Tower, respectively, Developer shall notify CDC -
HA, and provide the CDC -HA with a copy or copies, of all environmental permits, disclosures,
applications, entitlements or inquiries relating to the Property, including notices of violation,
notices to comply, citations, inquiries, clean-up or abatement orders, cease and desist orders,
reports filed pursuant to self -reporting requirements and reports filed or applications made
pursuant to any Governmental Requirements relating to Hazardous Materials and underground
tanks. Developer shall report to the CDC -HA, as soon as possible after each incident, any unusual
or potentially important incidents with respect to the environmental condition of the Property. In
the event of a release of any Hazardous Materials into the environment, Developer shall, as soon
as possible after the release, deliver to the CDC -HA a copy of any and all reports relating thereto
and copies of all correspondence with governmental agencies relating to the release. Upon request,
Developer shall deliver to the CDC -HA a copy or copies of any and all other environmental
entitlements or inquiries relating to or affecting the Property including, but not limited to, all permit
applications, permits and reports including, without limitation, those reports and other matters
which may be characterized as confidential.
210. Developer Indemnity. From and after the Closing for the Kimball Tower and the
Closing for the Morgan Tower, respectively, Developer agrees to indemnify, defend and hold
CDC -HA harmless from and against any claim, action, suit, proceeding, loss, cost, damage,
liability, deficiency, fine, penalty, punitive damage, or expense (including, without limitation,
attorneys' fees), resulting from, arising out of, or based upon any of the following: (i) the presence,
release, use, generation, discharge, storage or disposal of any Hazardous Materials on, under, in or
about, or the transportation of any such Hazardous Materials to or from, the Property, or (ii) the
violation, or alleged violation, of any statute, ordinance, order, rule, regulation, permit, judgment
or license relating to the use, generation, release, discharge, storage, disposal or transportation of
Hazardous Materials on, under, in or about, to or from, the Property. This indemnity shall include,
17
without limitation, any damage, liability, fine, penalty, parallel indemnity after closing cost or
expense arising from or out of any claim, action, suit or proceeding for personal injury (including
sickness, disease or death), tangible or intangible property damage, compensation for lost wages,
business income, profits or other economic loss, damage to the natural resource or the
environment, nuisance, contamination, leak, spill, release or other adverse effect on the
environment. Provided, however, that this indemnity shall be limited to claims, actions, suits,
proceedings, losses, costs, damages, liabilities, deficiencies, fines, penalties, punitive damages, or
expenses due to conditions first occurring from and after the Closing for the Kimball Tower and
the Closing for the Morgan Tower, respectively. This indemnity does not include any condition
arising solely as a result of the negligence or willful misconduct of the CDC -HA or its employees,
agents, representatives, successors or assigns. This Section 210 shall apply with respect to the
Kimball Developer only with respect to the Kimball Property, Kimball Leasehold and Kimball
Tower and shall apply with respect to the Morgan Developer only with respect to the Morgan
Property, Morgan Leasehold and Morgan Tower, i.e., the Kimball Developer shall not have any
obligations or liability with respect to the Morgan Property, Morgan Leasehold or Morgan Tower
and the Morgan Developer shall not have any obligations or liability with respect to Kimball
Property, Kimball Leasehold or Kimball Tower.
300. Scope of Rehabilitation.
301. CDC -HA Review and Approval of the Scope of Rehabilitation. Developer shall
prepare and submit a Scope of Rehabilitation for each of the Kimball Tower and the Morgan Tower
to the CDC -HA for review and approval. The CDC -HA shall have the right to review and approve
or disapprove all aspects of the Scope of Rehabilitation for each of the Kimball Tower and the
Morgan Tower. Developer acknowledges and agrees that the CDC -HA is entitled to approve or
disapprove the Scope of Rehabilitation for each of the Kimball Tower and the Morgan Tower in
order to satisfy the CDC-HA's obligation to promote the sound rehabilitation and redevelopment
of the Project, to promote a high level of design which will impact the surrounding development,
and to provide an environment for the social, economic and psychological growth and well-being
of the citizens of the City, including but not limited to the residents of the Kimball Tower and the
Morgan Tower. Developer shall not be entitled to any monetary damages or compensation as a
result of the CDC-HA's disapproval or failure to approve or disapprove the Scope of Rehabilitation
for the Kimball Tower or the Morgan Tower.
302. Standards for Disapproval. The CDC -HA shall have the right to disapprove in its
reasonable discretion any of the Scope of Rehabilitation for each of the Kimball Tower and the
Morgan Tower, as set forth in Section 301, above, including without limitation if the same do not
conform to this Agreement or are otherwise incomplete. In the event the Scope of Rehabilitation
for either the Kimball Tower and the Morgan Tower is not approved, the CDC -HA shall state in
writing provided to the Developer the reasons for disapproval. Developer, upon receipt of notice
of disapproval from the CDC -HA, shall revise such portions and resubmit the revised Scope of
Rehabilitation to the CDC -HA for approval. The CDC -HA and Developer agree to work together
in good faith to resolve any disagreements and disputes regarding the Scope of Rehabilitation.
303. Revisions. If Developer desires to propose any revisions to the CDC -HA -approved
Scope of Rehabilitation after approval, the Developer shall submit such proposed changes to the
18
CDC -HA. If the Scope of Rehabilitation, as modified by the proposed changes, generally and
substantially conforms to the requirements of the Scope of Rehabilitation and this Agreement, the
CDC -HA shall review the proposed changes and notify Developer in writing within thirty (30)
days after submission to the CDC -HA whether the proposed change is approved or disapproved.
The CDC-HA's Executive Director is authorized to approve changes to the Scope of
Rehabilitation. Provided, however, the CDC -HA shall have no obligation to approve any change
from the basic use of the Property for anything other than a multifamily, affordable housing
project.
304. Defects in Plans. The CDC -HA shall not be responsible or liable in any way, either
to Developer or to any third parties, for any defects in the Scope of Rehabilitation, or for any
structural or other defects in any work done according to the approved Scope of Rehabilitation, or
for any delays caused by the review and approval processes established by this Section 300.
Developer shall hold harmless and indemnify CDC -HA, the City and their officers, employees,
agents and representatives from and against any and all claims, demands and suits for damages to
property or injuries to persons arising out of or in any way relating to the Property, including
without limitation any defects in the Scope of Rehabilitation, violation of any laws, and for defects
in any work done according to the approved Scope of Rehabilitation or for defects in work
performed by Developer or any contractor or subcontractor of Developer.
305. Land Use Approvals. Before commencement of the Scope of Rehabilitation work
or any works of improvement at the Property, Developer shall, at Developer's sole expense, secure
or cause to be secured any and all land use and other entitlements, permits and approvals which
may be required for the Scope of Rehabilitation work by the City or any other governmental agency
affected by such rehabilitation, construction or work. Neither CDC -HA, nor the City shall be
responsible in any way for, the processing of Developer's building permits or other permit
applications with the City and the execution of this Agreement does not constitute the granting of
or a commitment to obtain any required land use permits, entitlements or approvals.
306. Deadline for Completion of the Scope of Rehabilitation. The Scope of
Rehabilitation work for the Kimball Tower and the Scope of Rehabilitation work for the Morgan
Tower shall be completed in accordance not later than twenty-four (24) months from the Closing
for the Kimball Tower or the Closing for the Morgan Tower, as applicable. Failure to complete
all of the Scope of Rehabilitation work for the Kimball Tower or the Scope of Rehabilitation work
for the Morgan Tower, as applicable, shall, inter alia, be a default by the Morgan Developer or the
Kimball Developer respectively, entitling the CDC -HA to exercise all of its rights and remedies,
including without limitation foreclosure of the applicable Developer Deed of Trust.
307. Cost of Project. All costs of the Project whatsoever shall be borne by Developer,
including without limitation the cost of planning, designing, developing and rehabilitating the
Kimball Tower and the Morgan Tower in accordance with the applicable Scope of Rehabilitation.
307.1 Project Budget. The Developer has submitted the Initial Project Budget to
CDC -HA. The Project Budget summarizes the current estimates of the sources and uses of funds
for the complete rehabilitation of each of the Kimball Tower and the Morgan Tower. By its
execution of this Agreement, CDC -HA has given its approval to the Initial Project Budget. While
19
the Initial Project Budget has been prepared based on the best, good faith estimate of the Developer
of the costs which are likely to be incurred for the rehabilitation of the Kimball Tower and the
Morgan Tower, the parties recognize that events and circumstances not currently contemplated,
some of which are outside of the control of the parties, could result in changes in the costs of
rehabilitating one or both Projects, necessitating changes in the Project Budget. Changes in the
Scope of Rehabilitation could also be made during any public hearing or approval process which
results in increased costs for the Project not contemplated in the Project Budget. Changes in costs
could be occasioned by conditions found in the field which were not anticipated as of the date of
execution of this Agreement, including changes (and delays which result from changes) as a result
of onsite inspections. Due to the impact of other, competing demands for staff time, inspections
themselves might be delayed.
307.2 Because of the specialized nature of the funding for the Scope of
Rehabilitation, unanticipated material changes could constitute a challenge to the Project
completion and may cause additional costs to the Project unanticipated in the Initial Project
Budget. Should the Developer become aware of any such material fact or circumstance which will
result in a material increase in the Scope of Rehabilitation (a cost or costs will constitute a "material
increase" if (i) alone or cumulatively, such costs result in increased expenses in excess of $100,000,
but which expenses might be absorbed out of contingency funds; or (ii) alone or cumulatively,
such costs result in an increase for a Phase in excess of $250,000 which cannot be paid from
sources of funds identified in the Project Budget), the Developer shall give written notice to CDC -
HA, which notice shall identify the material change or changes, shall itemize the costs which the
Developer anticipates will result therefrom and shall request that CDC -HA take one or more of
the following actions:
i. Agree to the transfer of amounts between line items within each Project Budget. At
the request of either Developer, and subject to the approval of CDC -HA, which will not be
unreasonably withheld, conditioned or delayed, funds reflected in one line item of a Project
Budget which are unexpended at the substantial completion of the work delineated therein
may be transferred to the account and line item for contingencies, or, with the consent of
CDC -HA, not to be unreasonably withheld, transferred directly to another account of
another line item in the Project Budget.
ii. Approve modifications to the Scope of Rehabilitation reasonably necessary or
required to deal with such changed circumstances and material increases. Such
modifications might include phasing or deferral of Project amenities until additional
funding is available or secured, downsizing or eliminating Project design items or
amenities, etc. All financing for the Scope of Rehabilitation shall be subject to the review
and approval of the CDC -HA, which review and approval shall not be unreasonably
withheld, conditioned or delayed. The CDC -HA shall respond within fifteen (15) days of
either Developer's submission of any proposed financing. Each Developer will be
responsible for maximizing use of leveraged financing sources from other community
development funding sources as available. The CDC-HA's approvals of any such
modifications shall not be unreasonably withheld, conditioned or delayed. The CDC -HA
acknowledges that the Kimball Developer has applied for an Affordable Housing Program
Loan from a Federal Home Loan Bank member institution (the "AHP Loan"). The CDC-
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HA and each Developer further acknowledge that each Developer has applied for an AHP
Loan, and that if either Developer is not awarded an AHP Loan, such Developer will submit
up to two additional applications for an AHP Loan. If either Developer has made three
unsuccessful applications for an AHP Loan, then CDC -HA will increase the total amount
of the either the Kimball Acquisition Loan or the Morgan Acquisition Loan in an amount
sufficient to fill any gaps in the respective Project Budget due to the unavailability of an
AHP Loan.
iii. Agree to allow the Developer to obtain additional funding sufficient to pay such
material increases. Such funding sources might, upon approval by CDC -HA, include
CDC -HA support for applications for additional and/or new funding from additional or
new governmental or private funding programs established for low and moderate income
housing.
Once the CDC -HA and each Developer has agreed upon a final sources and uses for the Scope of
Rehabilitation, then the parties shall replace the Initial Project Budget with a final approved project
budget (the "Final Project Budget"), which shall include development sources and uses and an
operating budget.
308. Insurance Requirements. Developer shall take out and maintain during the terms
of each of the Declarations and shall cause its contractor and subcontractors to take out and
maintain until completion of the applicable Scope of Rehabilitation, a comprehensive general
liability policy in the amount of not less than $4,000,000 combined single limit policy and not less
than $1,000,000 combined single limit policy for subcontractors; provided that the use of umbrella
/ excess liability policies to achieve such limits will be acceptable, and a comprehensive
automobile liability policy in the amount of $1,000,000 combined single limit, or such other policy
limits as the CDC -HA may approve at its discretion, including contractual liability, as shall protect
Developer, City and CDC -HA from claims for such damages. Such policy or policies shall be
written on an occurrence form. Developer shall also furnish or cause to be furnished to the CDC -
HA evidence satisfactory to the CDC -HA that Developer, and any contractor with whom it has
contracted for the performance of work on the Property or otherwise pursuant to this Agreement,
carries workers' compensation insurance as required by law. Developer shall furnish a certificate
of insurance countersigned by an authorized agent of the insurance carrier on a form approved by
the CDC -HA setting forth the general provisions of the insurance coverage. This countersigned
certificate shall name the City and CDC -HA and their respective officers, agents, and employees
as additionally insured parties under the policy, and the certificate shall be accompanied by a duly
executed endorsement evidencing such additional insured status. The certificate and endorsement
by the insurance carrier shall contain a statement of obligation on the part of the carrier to notify
the City and CDC -HA of any material change, cancellation or termination of the coverage at least
thirty (30) days in advance of the effective date of any such material change, cancellation or
termination. Coverage provided hereunder by Developer shall be primary insurance and not be
contributing with any insurance maintained by the City of CDC -HA, and the policy shall contain
such an endorsement. The insurance policy or the endorsement shall contain a waiver of
subrogation for the benefit of the City and CDC -HA. The required certificates shall be furnished
21
by Developer prior to the Closing for the Kimball Tower or the Closing for the Morgan Tower, as
applicable.
309. Developer's Indemnity. The Developer shall be responsible for all injuries to
persons and/or all damages to real or personal property of the City, CDC -HA or others, caused by
or resulting from the negligence and/or breach of this Agreement, by the Developer, its employees,
subcontractors and/or its agents during the term of this Agreement. The Developer shall defend
and hold harmless and indemnify the City, CDC -HA and all of their officers and employees from
all costs, damages, judgments, expenses and claims to any third party resulting from the negligence
and/or breach of this Agreement, by the Developer, Developer's directors, officers, partners,
members, employees, subcontractors and/or its agents and assigns or any employee of Developer's
directors, officers, partners, or members, arising out of the rehabilitation of the Project and/or the
breach of this Agreement, except those arising from the sole negligence or willful misconduct of
the City or CDC -HA. This Section 309 shall apply with respect to the Kimball Developer only
with respect to the Kimball Property, Kimball Leasehold and Kimball Tower and shall apply with
respect to the Morgan Developer only with respect to the Morgan Property, Morgan Leasehold
and Morgan Tower, i.e., the Kimball Developer shall not have any obligations or liability with
respect to the Morgan Property, Morgan Leasehold or Morgan Tower and the Morgan Developer
shall not have any obligations or liability with respect to Kimball Property, Kimball Leasehold or
Kimball Tower.
310. Rights of Access. The Developer agrees to allow the CDC -HA and its
representatives to access the Property to review and inspect the Developer's activities under this
Agreement as the CDC -HA shall require. The CDC -HA shall monitor the Developer's activities
without liability for said inspection and review.
311. Compliance With Laws. The Developer represents and warrants that during the
term of this Agreement that it will comply with all State and Federal Davis Bacon prevailing wage
requirements to the extent the same are applicable to the work. The Developer shall carry out the
design and completion of the Scope of Rehabilitation in conformity with all applicable laws,
including all applicable state labor standards, the City zoning and development standards, building,
plumbing, mechanical and electrical codes, and all other provisions of the Title 24 of the California
Code of Regulations, and all applicable disabled and handicapped access requirements, including
without limitation the Americans With Disabilities Act, 42 U.S.C. Section 12101, et seq.,
Government Code Section 4450, et seq., Government Code Section 11135, et seq., and the Unruh
Civil Rights Act, Civil Code Section 51, et seq. The Developer hereby agrees to carry out
development, rehabilitation, construction and operation of the Property, including, without
limitation, any and all public works (as defined by applicable law), in conformity with all
applicable local, state and federal laws, including, without limitation, all applicable federal and
state labor laws (including, without limitation, any requirement to pay State prevailing wages or
Federal Davis Bacon wages). Developer hereby expressly acknowledges and agrees that neither
the City nor the CDC -HA has ever previously affirmatively represented to the Developer or its
contractor(s) in writing or otherwise, in a call for bids or otherwise, that the work to be covered by
the bid or contract is or is not a "public work," as defined in Section 1720 of the Labor Code.
Developer hereby agrees that Developer shall have the obligation to provide any and all
disclosures, representations, statements, rebidding, and/or identifications which may be required
22
by Labor Code Sections 1726 and 1781, as the same may be enacted, adopted or amended from
time to time, or any other provision of law. Developer hereby agrees that Developer shall have
the obligation to provide and maintain any and all bonds to secure the payment of contractors
(including the payment of wages to workers performing any public work) which may be required
by the Civil Code, Labor Code Section 1781, as the same may be enacted, adopted or amended
from time to time, or any other provision of law. The Developer hereby agrees that the Developer
shall have the obligation, at the Developer's sole cost, risk and expense, to obligate any party as
may be required by Labor Code Sections 1726 and 1781, as the same may be enacted, adopted or
amended from time to time, or any other provision of law. Developer shall indemnify, protect,
defend and hold harmless the City, the CDC -HA and their respective officers, employees,
contractors and agents, with counsel reasonably acceptable to the City and the CDC -HA, from and
against any and all loss, liability, damage, claim, cost, expense, and/or "increased costs" (including
labor costs, penalties, reasonable attorneys' fees, court and litigation costs, and fees of expert
witnesses) which, in connection with the completion of the Scope of Rehabilitation, including,
without limitation, any and all public works (as defined by applicable law), results or arises in any
way from any of the following: (i) the noncompliance by Developer of any applicable local, state
and/or federal law, including, without limitation, any applicable federal and/or state labor laws
(including, without limitation, if applicable, the requirement to pay state prevailing wages); (ii) the
implementation of Sections 1726 and 1781 of the Labor Code, as the same may be enacted, adopted
or amended from time to time, or any other similar law; (iii) failure by Developer to provide any
required disclosure, representation, statement, rebidding and/or identification which may be
required by Labor Code Sections 1726 and 1781, as the same may be enacted, adopted or amended
from time to time, or any other provision of law; (iv) failure by Developer to provide and maintain
any and all bonds to secure the payment of contractors (including the payment of wages to workers
performing any public work) which may be required by the Civil Code, Labor Code Section 1781,
as the same may be enacted, adopted or amended from time to time, or any other provision of law;
and/or (v) failure by the Developer to obligate any party as may be required by Labor Code
Sections 1726 and 1781, as the same may be enacted, adopted or amended from time to time, or
any other provision of law. It is agreed by the parties that, in connection with the development,
rehabilitation, construction and operation of the Property, including, without limitation, any public
work (as defined by applicable law), Developer shall bear all risks of payment or non-payment of
state prevailing wages and/or the implementation of Labor Code Sections 1726 and 1781, as the
same may be enacted, adopted or amended from time to time, and/or any other provision of law.
"Increased costs" as used in this Section shall have the meaning ascribed to it in Labor Code
Section 1781, as the same may be enacted, adopted or amended from time to time. The foregoing
indemnity shall survive termination of this Agreement. This Section 311 shall apply with respect
to the Kimball Developer only with respect to the Kimball Property and shall apply with respect
to the Morgan Developer only with respect to the Morgan Property.
312. Nondiscrimination in Employment. Developer certifies and agrees that all persons
employed or applying for employment by it, its affiliates, subsidiaries, or holding companies, and
all subcontractors, bidders and vendors, are and will be treated equally by it without regard to, or
because of race, color, religion, ancestry, national origin, sex, age, pregnancy, childbirth or related
medical condition, medical condition (cancer related) or physical or mental disability, and in
compliance with Title VII of the Civil Rights Act of 1964, 42 U.S.C. Section 2000, et seq., the
Federal Equal Pay Act of 1963, 29 U.S.C. Section 206(d), the Age Discrimination in Employment
23
Act of 1967, 29 U.S.C. Section 621, et seq., the Immigration Reform and Control Act of 1986, 8
U.S.C. Section 1324b, et seq., 42 U.S.C. Section 1981, the California Fair Employment and
Housing Act, Cal. Government Code Section 12900, et seq., the California Equal Pay Law, Cal.
Labor Code Section 1197.5, Cal. Government Code Section 11135, the Americans with
Disabilities Act, 42 U.S.C. Section 12101, et seq., and all other anti -discrimination laws and
regulations of the United States and the State of California as they now exist or may hereafter be
amended. Developer shall allow representatives of the CDC -HA access to its employment records
related to this Agreement during regular business hours to verify compliance with these provisions
when so requested by the CDC -HA.
313. Taxes and Assessments. After each Closing, the respective Developer shall pay
prior to delinquency all ad valorem real estate taxes and assessments on the Kimball Leasehold or
the Morgan Leasehold, respectively. Developer shall remove or have removed any levy or
attachment made after the Closing on the Kimball Leasehold or the Morgan Leasehold,
respectively, or any part thereof, or assure the satisfaction thereof within a reasonable time.
314. Liens and Stop Notices. Developer shall not allow to be placed on the Kimball
Leasehold, the Morgan Leasehold or the Property or any part thereof any lien or stop notice. If a
claim of a lien or stop notice is given or recorded affecting the Kimball Leasehold, the Morgan
Leasehold or the Property, the respective Developer shall, within thirty (30) days of such recording
or service or within five (5) days of the CDC-HA's demand, whichever last occurs:
(a) pay and discharge the same;
(b) effect the release thereof by recording and delivering to the CDC -HA a
surety bond in sufficient form and amount as approved by the CDC -HA in its sole
discretion; or
(c) provide the CDC -HA with other assurance which the CDC -HA deems, in
its sole discretion, to be satisfactory for the payment of such lien or bonded stop notice and
for the full and continuous protection of the CDC -HA from the effect of such lien or bonded
stop notice.
315. Financing of the Project.
315.1 No Encumbrances Except Mortgages or Deeds of Trust. Mortgages and
deeds of trust may be permitted only with the CDC-HA's prior written approval, and only for the
purpose of securing loans of funds to be used for financing the Scope of Rehabilitation work, and
any other purposes deemed necessary and appropriate by the CDC -HA in connection with
development under this Agreement. The Developer shall notify the CDC -HA in advance of the
execution or recordation of any mortgage or deed of trust. The Developer shall not enter into any
mortgage or deed of trust for financing without the prior written approval of the CDC -HA, which
approval the CDC -HA agrees to give if any such mortgage or deed of trust for financing is given
to a responsible financing lending institution or person or entity, as determined by the CDC -HA
in its reasonable discretion. The CDC -HA agrees that the Developer Deed of Trust shall be
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subordinated to any Construction Deed of Trust, such subordination shall be via a subordination
agreement in a form acceptable to the CDC -HA in its reasonable discretion.
315.2 Right of CDC -HA to Cure Mortgage or Deed of Trust Default. In the event
of a mortgage or deed of trust default or breach by the Developer, the Developer shall immediately
deliver to the CDC -HA a copy of any mortgage holder's notice of default. The CDC -HA shall
have the right but not the obligation to cure the default. In such event, the CDC -HA shall be
entitled to reimbursement from the Developer of all costs and expenses incurred by the CDC -HA
in curing such default, including without limitation attorneys' fees.
316. Occupancy Monitoring and Inspection Fees; Records and Reports. Each year
during the terms of each of theDeclarations, the Developer shall pay to the CDC -HA an affordable
housing occupancy monitoring and inspection fee of $201 per unit per year, escalating at 3.5%
annually. The Developer shall supply CDC -HA, annually, on May 31', of each year during the
term of this Agreement, for the immediately prior calendar year, with such records and reports as
are required and are requested by the CDC -HA to aid it in complying with its reporting and record
keeping requirements. The records and reports include, but are not limited to the following:
(a) Amount of funds expended pursuant to this Agreement;
(b) Eligible tenant information, including yearly income verifications;
(c) On -site inspection results;
(d) Housing payments charged to tenants;
(e) Affirmative marketing records;
(f) Insurance policies and notices;
(g) Equal Employment Opportunity and Fair Housing records;
(h) Labor costs and records;
(i) Audited income and expense statement, balance sheet and statement of cash flows
for the Developer;
(j) Federal and State income tax returns for the calendar year, ending on the preceding
December 31st;
(k) Annual budget of reserves for repair and replacement;
(1) Annual certification and representation regarding status of all loans, encumbrances
and taxes;
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(m)
Such other and further information and records as the CDC -HA shall reasonably
request in writing from the Developer.
317. Flood Insurance. Developer represents, warrants, and certifies that the Property is
located within a community participating in the National Flood Insurance Program and Developer
agrees to purchase and maintain flood insurance for the duration of the term of this Agreement.
318. Accessibility Standards. Developer represents and warrants that it will comply with
all federal, state and local requirements and regulations concerning access to the units by the
disabled and handicapped persons.
400. Covenants and Restrictions.
401. Affordable Units. Developer covenants and agrees for itself, its successors, assigns,
and every successor in interest to the Kimball Leasehold or the Morgan Leasehold, respectively,
or any part thereof, that upon the Closing and thereafter, Developer shall comply with the
applicable Declaration for the period of time specified herein. The obligation of the CDC -HA to
enter into each Ground Lease is conditioned upon the execution, and recordation of the Declaration
against the Kimball Leasehold and the Morgan Leasehold. The Declaration for the Kimball
Leasehold shall contain housing payment and income level restrictions for the one hundred forty-
nine (149) Affordable Units in the Kimball Tower. The Declaration for the Morgan Leasehold
shall contain housing payment and income level restrictions for the one hundred fifty-one (151)
Affordable Units in the Morgan Tower. All of the Affordable Units shall be restricted to
occupancy by Very Low Income Households with monthly rental rates restricted to the Maximum
Rents as set forth in more detail in the Declaration. Provided, however, the CDC -HA
acknowledges that there are currently several units at each of the Kimball Tower and Morgan
Tower which are currently occupied by tenants whose incomes no longer qualify as Very Low
Income Households (the "Existing Over -Income Units"), and the CDC -HA further agrees that the
Existing Over -Income Units will continue to be treated as Very Low Income Households, so long
as upon the vacancy of any Existing Over -Income Unit, such unit must then be rented to a
qualifying Very Low Income Household.
402. Maintenance Covenants. The Developer represents and warrants that after
completion of Scope of Rehabilitation, the Kimball Property, the Morgan Property and all of the
Affordable Units shall continually be maintained in a decent, safe and sanitary condition, and in
good repair as described in 24 C.F.R. §5.703, and in a manner which satisfies the Uniform Physical
Conditions Standards promulgated by the Department of Housing and Urban Development (24
C.F.R. §5.705), as such standards are interpreted and enforced by the CDC -HA under its normal
policies and procedures. The Developer warrants that all rehabilitation work shall meet or exceed
the applicable local codes and construction standards, including zoning and building codes of the
City of National City as well as the provisions of the Model Energy Code published by the Council
of American Building Officials. The Developer hereby consents to periodic inspection by the
CDC-HA's designated inspectors and/or designees during regular business hours, including the
Code Enforcement Agents of the City, to assure compliance with all applicable zoning, building
codes, regulations and property standards.
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403. Obligation to Refrain from Discrimination.
403.1 State and Federal Requirements. The Developer shall, at all times during
the term of this Agreement, comply with all of the affirmative marketing procedures adopted by
the CDC -HA. The Developer shall maintain records to verify compliance with the applicable
affirmative marketing procedures and compliance. Such records are subject to inspection by the
CDC -HA during regular business hours upon five (5) days written notice.
404.2 Additional Requirements. Developer hereby agrees to comply with the
Title VII of the Civil Rights Act of 1964, as amended, the California Fair Employment Practices
Act, and any other applicable Federal and State laws and regulations.
404.3 Fair Housing Laws. All activities carried out by the Developer and/or
agents of the Developer shall be in accordance with the requirements of the Federal Fair Housing
Act. The Fair Housing Amendments Act of 1988 became effective on March 12, 1989. The Fair
Housing Amendments Act of 1988 and Title VIII of the Civil Rights Act of 1968, taken together,
constitute the Fair Housing Act. The Fair Housing Act provides protection against the following
discriminatory housing practices if they are based on race, sex, religion, color, handicap, familial
status, or national origin: denying or refusing to rent housing, denying or refusing to sell housing,
treating differently applicants for housing, treating residents differently in connection with terms
and conditions, advertising a discriminatory housing preference or limitation, providing false
information about the availability of housing, harassing, coercing or intimidating people from
enjoying or exercising their rights under the Fair Housing Act, blockbusting for profit, persuading
owner to sell or rent housing by telling them that people of a particular race, religion, etc. are
moving into the neighborhood, imposing different terms for loans for purchasing, constructing,
improving, repairing, or maintaining a home, or loans secured by housing; denying use or
participation in real estate services, e.g., brokers' organizations, multiple listing services, etc. The
Fair Housing Act gives HUD the authority to hold administrative hearings unless one of the parties
elects to have the case heard in U.S. District Court and to issue subpoenas. Both civil and criminal
penalties are provided. The Fair Housing Act also provides protection for people with disabilities
and proscribes those conditions under which senior citizen housing is exempt from the prohibitions
based on familial status. The following State of California Laws also govern housing
discrimination and shall be complied with by Developer: Fair Employment and Housing Act,
Unruh Civil Rights Act of 1959, Ralph Civil Rights Act of 1976, and Civil Code Section 54.1.
405. Nondiscrimination Covenants. The Developer covenants by and for itself and any
successors in interest that there shall be no discrimination against or segregation of, any person or
group of persons on the basis of race, color, creed, religion, sex, sexual orientation, marital status,
national origin, ancestry, familial status, source of income or disability of any person in the sale,
lease, sublease, transfer, use, occupancy, tenure or enjoyment of the Property, nor shall Developer
or any person claiming under or through it establish or permit any such practice or practices of
discrimination or segregation of any person or group of persons on account of any basis listed in
subdivision (a) or (d) of Section 12955 of the Government Code, as those bases are defined in
Sections 12926, 12926.1, subdivision (m) and paragraph (1) of subdivision (p) of Section 12955,
and Section 12955.2 of the Government Code, with reference to the selection, location, number,
use or occupancy of tenants, lessees, subtenants, sublessees or vendees of the Property. The
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foregoing covenants shall run with the land. All such deeds, leases or contracts shall contain or be
subject to substantially the following nondiscrimination or nonsegregation clauses:
(a) Deeds. In deeds: "The grantee herein covenants by and for itself, its successors and
assigns, and all persons claiming under or through them, that there shall be no discrimination
against or segregation of, any person or group of persons on account of race, color, religion, sex,
sexual orientation, disability, medical condition, familial status, source of income, marital status,
national origin or ancestry in the sale, lease, sublease, transfer, use, occupancy, tenure or
enjoyment of the land herein conveyed, nor shall the grantee itself or any person claiming under
or through it, establish or permit any such practice or practices of discrimination or segregation
with reference to the selection, location, number, use or occupancy of tenants, lessees, subtenants,
sublessees or vendees in the land herein conveyed. The foregoing covenants shall run with the
land."
(b) Leases. In leases: "The lessee herein covenants by and for itself, its successors and
assigns, and all persons claiming under or through them, and this lease is made and accepted upon
and subject to the following conditions: That there shall be no discrimination against or segregation
of any person or group of persons, on account of race, color, religion, sex, sexual orientation,
disability, medical condition, familial status, source of income, marital status, national origin or
ancestry in the leasing, subleasing, renting, transferring, use, occupancy, tenure or enjoyment of
the land herein leased, nor shall lessee itself, or any person claiming under or through it, establish
or permit such practice or practices of discrimination or segregation with reference to the selection,
location, number, use or occupancy of tenants, lessees, sublessees, subtenants or vendees in the
land herein leased."
(c) Contracts. In contracts for the rental, lease or sale of the Kimball Leasehold or the
Morgan Leasehold: "There shall be no discrimination against or segregation of any person or group
of persons on account of race, color, religion, sex, sexual orientation, disability, medical condition,
familial status, source of income, marital status, national origin or ancestry in the sale, lease,
sublease, transfer, use, occupancy, tenure or enjoyment of the land, nor shall the transferee itself
or any person claiming under or through it, establish or permit any such practice or practices of
discrimination or segregation with reference to the selection, location, number, use or occupancy
of tenants, lessees, subtenants, sublessees or vendees of the land."
406. Effect of Violation of the Terms and Provisions of this Agreement. The CDC -HA
is deemed the beneficiary of the terms and provisions of this Agreement and of the covenants
running with the land, for and in its own right and for the purposes of protecting the interests of
the community and other parties, public or private, in whose favor and for whose benefit this
Agreement and the covenants running with the land have been provided, without regard to whether
the CDC -HA has been, remains or is an owner of any land or interest therein in the Property. The
CDC -HA shall have the right, if this Agreement or its covenants are breached, to exercise all rights
and remedies, and to maintain any actions or suits at law or in equity or other proper proceedings
to enforce the curing of such breaches to which it or any other beneficiaries of this Agreement and
covenants may be entitled.
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500. Defaults and Remedies. This Section 500, including without limitation the subsections set
forth below, shall apply to the Kimball Developer only with respect to the Kimball Property,
Kimball Leasehold and Kimball Tower and shall apply to the Morgan Developer only with respect
to the Morgan Property, Morgan Leasehold and Morgan Tower, i.e., the Kimball Developer shall
not have any obligations or liability with respect to the Morgan Property, Morgan Leasehold or
Morgan Tower and the Morgan Developer shall not have any obligations or liability with respect
to Kimball Property, Kimball Leasehold or Kimball Tower.
501. Default Generally. Subject to Section 603.2 of this Agreement, failure by the CDC -
HA or the Developer to perform any action or covenant required by this Agreement within the
time periods provided herein following notice and failure to cure as described hereafter, constitutes
a "Default" under this Agreement. A party claiming a Default shall give written notice of Default
to the other party specifying the alleged Default. Except as otherwise expressly provided in this
Agreement, the claimant shall not institute any proceeding against any other party, and the other
party shall not be in Default if: (i) such alleged Default is cured thirty (30) days from receipt of
such written notice: or (ii) if the alleged Default is such that it is not capable of being cured within
thirty (30) days, but corrective action is initiated within thirty (30) days and the allegedly defaulting
party diligently and in good faith works to effect a cure as soon as possible.
501.1 Notwithstanding anything to the contrary contained in this Agreement, the
CDC -HA, prior to any action to enforce this Agreement, shall give any Developer's limited partner
and its successors and assigns (the "Tax Credit Partner") notice and opportunity to cure for a period
of not less than (a) fifteen (15) days if a monetary default, and (b) thirty (30) days if a nonmonetary
default; provided, however, if in order to cure such a default, Tax Credit Partner reasonably
determines that it must remove the general partner of Developer, Tax Credit Partner shall so notify
CDC -HA and so long as Tax Credit Partner is diligently and continuously attempting to so remove
such general partner, Tax Credit Partner shall have until the date thirty (30) days after the effective
date of the removal of the general partner or general partners to cure such default but in no event
more than one (1) year.
502. Institution of Legal Actions. In addition to any other rights or remedies and subject
to the restrictions otherwise set forth in this Agreement, either party may institute an action at law
or equity to seek specific performance of the terms of this Agreement, or to cure, correct or remedy
any Default, to recover damages for any Default, or to obtain any other remedy consistent with the
purpose of this Agreement. Such legal actions must be instituted in the County of San Diego, State
of California, downtown branch, or in the District of the United States District Court in the County
of San Diego.
503. Entry and Vesting of Title in CDC -HA Prior to Completion of Rehabilitation.
503.1 Right of Reentry. In addition to all other rights and remedies the CDC -HA
may have at law or in equity, the CDC -HA has the right, at its election, to enter and take possession
of the Kimball Property or the Morgan Property, as applicable, and all improvements thereon, and
terminate and revest the Kimball Leasehold or the Morgan Leasehold in the CDC -HA if after the
applicable Closing, Developer:
29
(a) fails to start the Scope of Rehabilitation work as required by this Agreement
for a period of thirty (30) days after written notice thereof from CDC -HA; or
(b) abandons or substantially suspends the Scope of Rehabilitation work
required by this Agreement for a period of thirty (30) days after written notice thereof from
CDC -HA, subject to any extensions which may be agreed upon pursuant to Section 602
herein; or
(c) transfers or suffers any involuntary transfer of the Kimball Leasehold or the
Morgan Leasehold or any part thereof in violation of contrary to the provisions of this
Agreement.
503.2 Limitations on Right of Entry. Such right to enter and vest shall be subject
to and be limited by and shall not defeat, render invalid or limit any mortgage or deed of trust
permitted by this Agreement that is senior to the Developer Deed of Trust.
503.3 Termination of Right of Entry. The CDC-HA's right to enter and take
possession of the Kimball Property or the Morgan Property, as applicable, and all improvements
thereon, and terminate and revest the Kimball Leasehold or the Morgan Leasehold in the CDC -
HA, shall terminate upon the timely completion of the Scope of Rehabilitation work for the
Kimball Property or the Morgan Property, as applicable.
504. Rights and Remedies are Cumulative. Except as otherwise expressly stated in this
Agreement, the rights and remedies of the parties are cumulative, and the exercise by either party
of one or more of such rights orremedies shall not preclude the exercise by it, at the same or
different times, of any other rights or remedies for the same default or any other default by the
other party.
505. Inaction Not a Waiver of Default. Any failures or delays by either party in asserting
any of its rights and remedies as to any Default shall not operate as a waiver of any Default or of
any such rights or remedies, or deprive either such party of its right to institute and maintain any
actions or proceedings which it may deem necessary to protect, assert or enforce any such rights
or remedies shall govern the interpretation and enforcement of this Agreement.
600. General Provisions.
601. Notices, Demands and Communications Between the Parties. All notices under
this Agreement shall be in writing and sent (a) by certified or registered U.S. mail, return receipt
requested, (b) overnight by a nationally recognized overnight courier such as UPS Overnight or
FedEx, or (c) by personal delivery. All notices shall be effective upon receipt (or refusal to accept
delivery). All notices shall be delivered to the following addresses or such other addresses as
changed by any party from time to time by written notice to the other parties hereto.
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To CDC -HA:
To Developer:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Boulevard
National City, CA 91950
Attention: Executive Director
MORGAN TOWER HOUSING ASSOCIATES, L.P.
KIMBALL TOWER HOUSING ASSOCIATES, L.P.
c/o Community HousingWorks
2815 Camino Del Rio South, Suite 350
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
And
c/o Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
And with a copy to:
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Sarah C. Perez
602. Enforced Delay; Extension of Times of Performance. In addition to specific
provisions of this Agreement, performance by either party hereunder shall not be deemed to be in
Default, and all performance and other dates specified in this Agreement shall be extended, where
delays or Defaults are due to: war; insurrection; strikes; lockouts; riots; floods; earthquakes; fires;
casualties; acts of God; acts of the public enemy; epidemics; quarantine restrictions; freight
embargoes; lack of transportation; governmental restrictions or priority; litigation; unusually
severe weather; acts or omissions of the other party; or any other causes beyond the control and
without the fault of the party claiming an extension of time to perform. Notwithstanding anything
to the contrary in this Agreement, an extension of time for any such cause shall be for the period
of the delay and shall commence to run from the time of the commencement of the cause, if notice
by the party claiming such extension is sent to the other party within five (5) days of the
commencement of the cause. Times of performance under this Agreement may also be extended
in writing by the mutual agreement of Executive Director of the CDC -HA and Developer.
603. Transfers of Interest in Property or Agreement.
603.1 Prohibition. The qualifications and identity of Developer are of particular
concern to the CDC -HA. It is because of those qualifications and identity that the CDC -HA has
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entered into this Agreement with Developer. During the term of this Agreement and during the
ninety-nine (99) year terms of the Ground Leases, no voluntary or involuntary successor in interest
of Developer shall acquire any rights or powers under this Agreement, nor shall Developer make
any total or partial sale, transfer, conveyance, assignment, subdivision, refinancing or lease of the
whole or any part of the Property or the improvements thereon without prior written approval of
the CDC -HA, except as expressly set forth herein. Any proposed total or partial sale, transfer,
conveyance, assignment, subdivision, refinancing or lease of the whole or any part of the Property
or the improvements thereon, other than those permitted in Section 603.2, will entitle CDC -HA to
its right of reentry and reverting as set forth in Section 505 hereof. For the reasons cited above,
Developer represents and agrees for itself, each partner and any successor in interest to itself that
without the prior written approval of the CDC -HA, there shall be no significant change in the
ownership of Developer or in the relative proportions thereof, or with respect to the identity of the
parties in control of Developer or the degree thereof, by any method or means; provided, however,
that a change in one or more constituent partners of Developer is permitted so long as Developer
remains controlled as to day to day matters by one of the general partners of Developer as of the
date of this Agreement. Developer shall promptly notify the CDC -HA of any and all changes
whatsoever in the identity of the parties in control of Developer or the degree thereof, of which it
or any of its officers have been notified or otherwise have knowledge or information. Any change
(voluntary or involuntary) in the partnership composition, management or control of Developer
shall be a Default.
603.2 Permitted Transfers. Notwithstanding any other provision of this
Agreement to the contrary, the CDC -HA approval of an assignment of this Agreement or
conveyance of the Kimball Leasehold, Morgan Leasehold or the improvements thereon, or any
part thereof, will be granted in connection with any of the following, subject to the CDC -HA and
Developer executing appropriate documents of transfer which contain any exceptions or
reservation of rights permitted under this Agreement (each a "Permitted Transfer"):
(a) the leasing of one or more Affordable Units to an occupant in compliance
with the Declaration;
(b) transfer of up to a Ninety -Nine and Ninety -Nine Hundredths Percent
(99.99%) limited interest in the Kimball Developer or the Morgan Developer to a tax credit
investor partner in connection with a tax credit syndication;
(c) transfer by the tax credit investor partner of the Kimball Developer or the
Morgan Developer of its interest in the Kimball Developer or the Morgan Developer to an
entity in which the tax credit investor partner or its affiliate manages and controls, directly
or indirectly, the management decisions of such entity in connection with the tax credit
syndication;
(d) The conveyance or dedication of any portion of the Kimball Leasehold or
the Morgan Leasehold to the City or other appropriate governmental agency, or the
granting of easements or permits to facilitate completion of the Scope of Rehabilitation.
32
(e) Any conveyance for financing purposes (subject to such financing being
approved by the CDC -HA), including the grant of a deed of trust to secure the funds
necessary for completion of the Scope of Rehabilitation.
(f) any transfer directly resulting from the foreclosure of a deed of trust
permitted under subsection (e), above; or
(g) in the event all of general partners of the Developer are removed by the
investor limited partner of the Developer for cause following default under the Developer's
partnership agreement, the CDC -HA hereby approves the transfer of the general partners'
interests to a 501(c)(3) tax exempt nonprofit corporation and/or an affiliate of the investor
limited partner of the Developer selected by the investor limited partner of the Developer
and approved by the CDC -HA, which approval shall not be unreasonably withheld,
conditioned or delayed; or
(i) Either (i) the exercise by a 501(c)(3) tax exempt nonprofit corporation
affiliate of Kimball Developer of its option and right of first refusal to be granted by
Kimball Developer upon the closing of a tax credit syndication, or (ii) the exercise by a
501(c)(3) tax exempt nonprofit corporation affiliate of Morgan Developer of its option and
right of first refusal to be granted by Morgan Developer upon the closing of a tax credit
syndication.
603.3 Successors and Assigns. All of the terms, covenants and conditions of this
Agreement shall be binding upon Developer and its permitted successors and assigns. Whenever
the term "Developer" is used in this Agreement, such term shall include any other permitted
successors and assigns as herein provided.
603.4 Assignment by the CDC -HA. The CDC -HA may assign or transfer this
Agreement in its entirety, or any of its rights or obligations hereunder.
604. Non -Liability of Officials and Employees
604.1 CDC -HA. No member, official or employee of the City or CDC -HA shall
be personally liable to Developer, or any successor in interest, in the event of any Default or breach
of this Agreement or for any amount which may become due to Developer or its successors, or on
any obligations under the terms of this Agreement.
Kimball Developer. No member, official or employee of the Kimball Developer
shall be personally liable to the City or CDC -HA, or any successor in interest, in the event of any
Default or breach of this Agreement or for any amount which may become due to the City or CDC -
HA or its successors, or on any obligations under the terms of this Agreement.
604.3 Morgan Developer. No member, official or employee of the Morgan
Developer shall be personally liable to the City or CDC -HA, or any successor in interest, in the
event of any Default or breach of this Agreement or for any amount which may become due to the
City or CDC -HA or its successors, or on any obligations under the terms of this Agreement.
33
605. Relationship Between the CDC -HA and Developer. It is hereby acknowledged that
the relationship between the CDC -HA and Developer is that of independent contractors and not
that of a partnership or joint venture and that the CDC -HA and Developer shall not be deemed or
construed for any purpose to be the agent of the other. Developer agrees to indemnify, hold
harmless and defend the CDC -HA from any claim made against the CDC -HA arising from a
claimed relationship of partnership or joint venture between the CDC -HA and Developer.
606. CDC -HA Approvals and Actions. Whenever a reference is made herein to an
action or approval to be undertaken by the CDC -HA, the Executive Director of the CDC -HA or
his or her designee is authorized to act on behalf of the CDC -HA unless specifically provided
otherwise or the context should require otherwise.
607. Counterparts. This Agreement may be signed in multiple counterparts which, when
signed by all parties, shall constitute a binding agreement.
608. Integration. This Agreement contains the entire understanding between the parties
relating to the subject matter of this Agreement. All prior or contemporaneous agreements,
understandings, representations and statements, oral and written, are merged in this Agreement
and shall be of no further force or effect. Each party is entering this Agreement based solely upon
the representations set forth herein and upon each party's own independent investigation of any
and all facts such party deems material. All exhibits referred to in this Agreement are hereby
incorporated in this Agreement by this reference, regardless of whether or not the exhibits are
actually attached to this Agreement. The Recitals to this Agreement are hereby incorporated in
this Agreement by this reference.
609. No Real Estate Brokerage Commissions. The CDC -HA and Developer each
represent and warrant to the other that no broker or finder is entitled to any commission or finder's
fee in connection with Developer's acquisition of the Kimball Leasehold or the Morgan Leasehold
from the CDC -HA. The parties agree to defend and hold harmless the other party from any claim
to any such commission or fee from any broker, agent or finder with respect to this Agreement
which is payable by such party.
610. Attorneys' Fees. The parties agree that the prevailing party in litigation for the
breach and/or interpretation and/or enforcement of the terms of this Agreement shall be entitled to
their expert witness fees, if any, as part of their costs of suit, and reasonable attorneys' fees as may
be awarded by the court, pursuant to California Code of Civil Procedure ("CCP") Section 1033.5
and any other applicable provisions of California law, including, without limitation, the provisions
of CCP Section 998.
611. Titles and Captions. Titles and captions are for convenience of reference only and
do not define, describe or limit the scope or the intent of this Agreement or of any of its terms.
References to section numbers are to sections in this Agreement, unless expressly stated otherwise.
612. Interpretation. As used in this Agreement, masculine, feminine or neuter gender
and the singular or plural number shall be deemed to include the others where and when the context
34
so dictates. The word "including" shall be construed as if followed by the words "without
limitation." This Agreement shall be interpreted as though prepared jointly by both parties.
613. No Waiver. A waiver by either party of a breach of any of the covenants, conditions
or agreements under this Agreement to be performed by the other party shall not be construed as
a waiver of any succeeding breach of the same or other covenants, agreements, restrictions or
conditions of this Agreement.
614. Modifications. Any amendment, alteration, change or modification of or to this
Agreement, in order to become effective, shall be made in writing and in each instance signed on
behalf of each party (any amendment, alteration, change or modification of this Agreement on
behalf of the CDC -HA, including without limitation changes to the economic terms of this
Agreement and its exhibits, shall be made on behalf of the CDC -HA by the Executive Director of
the CDC -HA in such Executive Director's sole discretion).
615. Severability. If any term, provision, condition or covenant of this Agreement or its
application to any party or circumstances shall be held, to any extent, invalid or unenforceable, the
remainder of this Agreement, or the application of the term, provision, condition or covenant to
persons or circumstances other than those as to whom or which it is held invalid or unenforceable,
shall not be affected, and shall be valid and enforceable to the fullest extent permitted by law.
616. Computation of Time. The time in which any act is to be done under this
Agreement is computed by excluding the first day (such as the day escrow opens), and including
the last day, unless the last day is a holiday or Saturday or Sunday, and then that day is also
excluded. The term "holiday" shall mean all holidays as specified in Section 6700 and 6701 of
the California Government Code. If any act is to be done by a particular time during a day, that
time shall be Pacific Time Zone time.
617. Legal Advice. Each party represents and warrants to the other the following: they
have carefully read this Agreement, and in signing this Agreement, they do so with full knowledge
of any right which they may have; they have received independent legal advice from their
respective legal counsel as to the matters set forth in this Agreement, or have knowingly chosen
not to consult legal counsel as to the matters set forth in this Agreement; and, they have freely
signed this Agreement without any reliance upon any agreement, promise, statement or
representation by or on behalf of the other party, or their respective agents, employees, or
attorneys, except as specifically set forth in this Agreement, and without duress or coercion,
whether economic or otherwise.
618. Time of Essence. Time is expressly made of the essence with respect to the
performance by the CDC -HA and Developer of each and every obligation and condition of this
Agreement.
619. Cooperation. Each party agrees to cooperate with the other in this transaction and,
in that regard, to sign any and all documents which may be reasonably necessary, helpful, or
appropriate to carry out the purposes and intent of this Agreement including, but not limited to,
releases or additional agreements.
35
620. Conflicts of Interest. No member, official or employee of the City or the CDC -HA
shall have any personal interest, direct or indirect, in this Agreement, nor shall any such member,
official or employee participate in any decision relating to the Agreement which affects his
personal interests or the interests of any corporation, partnership or association in which he is
directly or indirectly interested.
621. Exhibits and Recitals Incorporated. All exhibits referred to in this Agreement are
hereby incorporated in this Agreement by this reference, regardless of whether or not the exhibits
are actually attached to this Agreement. The recitals to this Agreement are hereby incorporated in
this Agreement by this reference.
622. Applicable Law. The laws of the State of California shall govern the interpretation
and enforcement of this Agreement.
623. Authority to Sign. All individuals signing this Agreement for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power
of attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to the
CDC -HA that they have the necessary capacity and authority to act for, sign and bind the respective
entity or principal on whose behalf they are signing.
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed
as of the date first written above.
CDC -HA:
Community Development Commission -Housing Authority of the City of National City
By
Leslie Deese, Executive Director
APPROVED AS TO FORM:
Angil P Morris -Jones
C-HA General Counsel
By:
Roberto Contreras
Deputy CDC -HA General Counsel
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
36
MORGAN DEVELOPER:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Print Nam
Its:
ilson
Senior Vice President
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Print Name: Ed Holder
Its: Regional Vice President of Real Estate Development
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
MORGAN DEVELOPER:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Print Name: Anne B. Wilson
Its: Senior Vice President
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Print Name:
Its:
Regional Vice President of Real Estate Development
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
KIMBALL DEVELOPER:
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member manager
By:
Print Name:
Its:
. Wilson
Senior Vice President
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Print Name: Ed Holder
Its: Regional Vice President of Real Estate Development
KIMBALL DEVELOPER:
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Print Name: Anne B. Wilson
Its: Senior Vice President
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Print Name: Ed Holder
Its: Regional Vice President of Real Estate Development
EXHIBIT A
Kimball Property Legal Description
The land referred to herein is situated in the State of California, County of San Diego and
described as follows:
Lot 2 of Center City Project, in the City of National City, County of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego
County, February 24, 1978.
APN: 560-410-05-00
39
EXHIBIT B
Morgan Property Legal Description
The land referred to herein is situated in the State of California, County of San Diego and
described as follows:
Lot 1 of Center City Project, in the City of National City, County of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego
County, February 24, 1978.
APN: 560-410-04-00
40
RESOLUTION NO. 2018 — 66
RESOLUTION OF THE COMMUNITY DEVELOPMENT COMMISSION -HOUSING
AUTHORITY OF THE CITY OF NATIONAL CITY AUTHORIZING THE EXECUTIVE
DIRECTOR TO EXECUTE A DISPOSITION AND DEVELOPMENT AGREEMENT
WITH KIMBALL TOWER HOUSING ASSOCIATES, L.P., AND MORGAN TOWER
HOUSING ASSOCIATES, L.P., FOR THE RECAPITALIZATION AND
REHABILITATION OF A 151-UNIT AFFORDABLE SENIOR HOUSING TOWER,
KNOWN AS KIMBALL TOWER, LOCATED AT 1317 "D" AVENUE, AND
A 152-UNIT AFFORDABLE SENIOR HOUSING TOWER, KNOWN AS
MORGAN TOWER, WHICH INCLUDES THE GEORGE H. WATERS
NUTRITION CENTER, LOCATED AT 1415 "D" AVENUE IN NATIONAL CITY
WHEREAS, the Community Development Commission -Housing Authority of the
City of National City ("CDC -HA") owns the improvements commonly known as the "Kimball
Tower" and that certain real property located at 1317 D Avenue (APN No. 560-410-05-00) in the
City of National City (the "Kimball Property"); and
WHEREAS, the CDC -HA also owns the improvements commonly known as the
"Morgan Tower" and that certain real property located at 1415 "D" Avenue (APN No. 560-410-
04-00) in the City of National City (the "Morgan Property"); and
WHEREAS, as the result of a competitive request for qualifications and request
for proposals process, Community HousingWorks ("CHW"), a California nonprofit public benefit
corporation, and Mercy Housing California ("Mercy"), a California nonprofit public benefit
corporation entered into an Exclusive Negotiation Agreement on December 19, 2017 with the
CDC -HA for the rehabilitation and recapitalization of the Kimball Property and the Morgan
Property; and
WHEREAS, CHW and Mercy have formed two limited partnerships named
Morgan Tower Housing Associates, L.P., a California limited partnership ("Morgan Developer"),
and Kimball Tower Housing Associates, L.P., a California limited partnership ("Kimball
Developer") to legally execute the Disposition and Development Agreement (the "Agreement") in
order to recapitalize and rehabilitate Morgan and Kimball Tower using Low -Income Housing Tax
Credits; and
WHEREAS, the CDC -HA , the Kimball Developer, and the Morgan Developer
desire by the Agreement to establish conditions for: (i) the CDC -HA to ground lease the Kimball
Property to the Kimball Developer; (ii) the CDC -HA to sell fee title to the Kimball Tower to the
Kimball Developer; (iii) the Kimball Developer to recapitalize and rehabilitate the Kimball Tower;
(iv) the CDC -HA to ground lease the Morgan Property to the Morgan Developer; (v) the CDC -
HA to sell fee title to the Morgan Tower to the Morgan Developer; and (vi) the Morgan
Developer to recapitalize and rehabilitate the Morgan Tower; and
WHEREAS, the scope of the Agreement is categorically exempt from CEQA
review by CCR Title 14 Section 15301 Existing Facilities; and
WHEREAS as referenced in the Agreement, Kimball Developer shall receive
from CDC -HA and/or H UD (as applicable) a Section 8 Housing Assistance Payment Agreement
with a minimum term of twenty (20) years to provide Section 8 Project Based Vouchers or
Section 8 Project Based Rental Assistance for one hundred forty-nine (149) units at the Kimball
Tower on terms acceptable to the Kimball Developer in its sole and absolute discretion.
Resolution No. 2018 — 66
Page Two
WHEREAS, the CDC -HA will complete a NEPA Environmental Assessment for
the U.S. Department of HUD before Section 8 Project -Based Vouchers are released by the
CDC -HA and/or HUD (as applicable) to the Kimball Developer.
NOW, THEREFORE, BE IT RESOLVED that the Community Development
Commission -Housing Authority of the City of National City hereby authorizes the Executive
Director to execute a Disposition and Development Agreement with Kimball Tower Housing
Associates, L.P., and Morgan Tower Housing Associates, L.P., for the recapitalization and
rehabilitation of a 151-unit affordable senior housing tower, known as Kimball Tower, located at
1317 "D" Avenue, and a 152-unit affordable senior housing tower, known as Morgan Tower,
which includes the George H. Waters Nutrition Center, located at 1415 "D" Avenue in National
City. Said Disposition and Development Agreement is on file in the office of the City Clerk.
PASSED and ADOPTED this 19th day of June, 201 .
on Morrison, Chairman
ATTEST:
Leslie Deese, Secretary
APPROVED AS TO FORM:
Morris -Jones
ral Counsel
Passed and adopted by the Community Development Commission -Housing Authority of
the City of National City, California, on June 19, 2018 by the following vote, to -wit:
Ayes: Commissioners Mendivil, Morrison, Rios, Sotelo-Solis.
Nays: Cano.
Absent: None.
Abstain: None.
AUTHENTICATED BY: RON MORRISON
Chairman, Housing Authority
fr...1,,'-__,
Secretary, Housing Authority
By:
Deputy
I HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of
RESOLUTION NO. 2017-66 of the Community Development Commission -Housing
Authority of the City of National City, California, passed and adopted on
June 19, 2018.
Secretary, Housing Authority
By:
Deputy
(
CITY OF NATIONAL CITY, CALIFORNIA
COMMUNITY DEVELOPMENT COMMISSION -HOUSING AUTHORITY
COUNCIL AGENDA STATEMENT
EETING DATE: June 19, 2018
AGENDA ITEM NO. 47
ITEM TITLE:
Resolution of the Community Development Commission -Housing Authority of the City of National City
authorizing the Executive Director to execute a Disposition and Development Agreement with Kimball Tower
Housing Associates, L.P., and Morgan Tower Housing Associates, L.P., for the recapitalization and
rehabilitation of a 151-unit affordable senior housing tower, known as Kimball Tower, located at 1317 "D"
Avenue; and a 152-unit affordable senior housing tower, known as Morgan Tower, which includes the George
H. Waters Nutrition Center, located at 1415 "D" Avenue in National City.
PREPARED BY: DEPARTMENT:
Carlos Aguirre, Acting Director of Housing and Economic
Development
PHONE: 619-336-4391
EXPLANATION:
See Attachment No. 1 for further explanation.
APPROVED BY:
Housing & Economic
lopment
FINANCIAL STATEMENT:
ACCOUNT NO.
See Attachment No. 1 for a financial statement.
ENVIRONMENTAL REVIEW:
APPROVED: ---(4'4
APPROVED:
Finance
MIS
The Project is categorically exempt from CEQA review by CCR Title 14 Section 15301 Existing Facilities. The
CDC -Housing Authority will complete a NEPA Environmental Assessment for the U.S. Department of HUD
before Section 8 project -based voucher funds are released by HUD for Kimball Tower.
ORDINANCE: INTRODUCTION:
FINAL ADOPTION:
STAFF RECOMMENDATION:
Adopt the Resolution.
BOARD / COMMISSION RECOMMENDATION:
n/a
kTTACHMENTS:
1. Staff Report
2. Disposition and Development Agreement
3. Financing Structure and Projections
4. KMA Analysis of Financing Structure and Projections
5. Resolution
solurtrft -Po. 'id'- 4,4 14A
Attachment No. 1
COMMUNITY DEVELOPMENT COMMISSION -HOUSING AUTHORITY
OF THE CITY OF NATIONAL CITY
STAFF REPORT
June 19, 2018
Agenda Item
Resolution of the Community Development Commission -Housing Authority of the City of National
City authorizing the Executive Director to execute a Disposition and Development Agreement with
Kimball Tower Housing Associates, L.P., and Morgan Tower Housing Associates, L.P., for the
recapitalization and rehabilitation of a 151-unit affordable senior housing tower, known as Kimball
Tower, located at 1317 "D" Avenue; and a 152-unit affordable senior housing tower, known as
Morgan Tower, which includes the George H. Waters Nutrition Center, located at 1415 "D"
Avenue in National City.
Background
Kimball and Morgan Senior Towers ("Towers") are located in central National City, within the
Kimball Community. The two nine -story Towers are located on D Avenue between Kimball Way
and 15th Street. Morgan Senior Tower is a 152-unit affordable senior residential property built in
1978. Kimball Senior Tower is a 151-unit affordable senior residential property completed in
1986.
On March 24, 2016, the CDC- HA issued a Request for Qualifications ("RFQ") to consider qualified
development teams for the recapitalization and rehabilitation of Kimball and Morgan Towers
("Project"). The RFQ incorporated a Selection Committee which gave the highest score to the
development team composed of Community HousingWorks ("CHW") and Mercy Housing
California ("Mercy"). The score was based on an evaluation of the proposal submitted and a
presentation made to the Selection Committee by each development team that submitted a
responsive proposal. On October 4, 2016, City staff provided a recommendation to the CDC -HA
based on the scoring of the Selection Committee. However, the CDC -HA Board of Commissioners
("CDC -HA Board") requested the opportunity to also evaluate the verbal presentations given to
the Selection Committee before making a final decision. Five development teams delivered
presentations to the CDC -HA Board on October 25, 2016.
City staff returned on December 6, 2016 and carried forward the recommendation made on
October 4, 2016 to enter into an Exclusive Negotiation Agreement with CHW and Mercy.
However, in consideration of the presentations made by all five development teams, the CDC -HA
Board suggested further review of each development team's financial proposals to help make a
final selection. City staff informed the CDC -HA Board that a more detailed financial review of the
proposals would be a lengthy and expensive process, and could impact the CDC-HA's ability to
capitalize on favorable interest rates and tax credit pricing available at the time. At the CDC -HA
meeting on December 6, 2016, several of the development teams stated that they would be
interested in funding their participation in a Request for Proposals ("REP") process that would
allow for a fair comparison of their financial proposals. Based on the developers' interest to fund
1
Attachment No. 1
an RFP process, the CDC -HA Board directed City staff to provide approaches for implementing
an RFP.
On February 7, 2017, the CDC -HA Board compared several approaches to further evaluate the
financial models proposed by each development team. The CDC -HA Board then directed City
staff to have Keyser Marston and Associates ("KMA") implement the RFP. Four development
teams agreed to participate in the RFP and equally divided the cost for KMA to fully implement
the RFP. On June 30, 2017, KMA issued the RFP and, based on KMA's extensive analysis and
key findings, City staff recommended the selection of the team composed of CHW and Mercy as
the Developer ("Developer") for the Project. On December 5, 2017 the CDC -HA Board selected
the Developer to enter into an Exclusive Negotiating Agreement ("ENA") to begin the due
diligence necessary to negotiate a Disposition and Development Agreement ("DDA") with the
CDC -HA for the Project.
Exclusive Negotiations
Since their receipt of the fully executed ENA on December 19, 2017, the Developer has made
extensive progress on due diligence and estimating the actual cost of rehabilitation; has begun to
secure the appropriate subsidies through the U.S. Department of Housing and Urban
Development ("HUD") and develop a solid financing approach; has worked in hand in hand with
the current property manager to ensure a smooth transition; and has conducted extensive
resident outreach to duly inform residents of the proposed rehabilitation. Below is a summary of
the progress made by the Developer during exclusive negotiations to move the Project forward:
Due Diligence, Rehab Scope and Cost Estimates
• Development team, architect, general contractor and their subcontractors walked every
apartment, mechanical and maintenance areas, and common areas, January 24 -
February 7, 2018. The condition of each component of the units was ranked on a score
of 1-5, for consideration of what items are included in a proposed rehabilitation scope.
■ The following specialty reports were engaged; each consultant walked units or relevant
areas of buildings:
o Engaged mechanical engineer, plumbing engineer, electrical engineer, and
structural and seismic engineer teams to assess the systems and seismic
performance.
o Engaged a Physical Needs Assessment ("PNA") by independent architect
specializing in multifamily renovation.
o Conducted consultant assessment and testing of plumbing and waste
systems, including lab analysis of pipes, and review and testing of isolation
valves for planning rehab.
o Engaged elevator consultant review of the vertical transport system.
o Engaged energy modeling by HERS rater/ energy consultant, including
evaluation of window systems, HVAC systems, etc.
o Reviewed utility bills for 12+ months regarding assessment of water and
energy usage.
o A design -build renewable energy (solar thermal) consultant/provider
reviewed roof, gas usage, and provided a preliminary design and pricing for
a roof -mounted solar thermal system to preheat hot water used in domestic
water and hydronic space heating.
2
Attachment No. 1
• Held 4 due diligence meetings with the entire design and construction team prior, during
and at conclusion of due diligence walks, followed by a full design meeting on common
area rehab for renovation and amenities.
• Engaged civil engineer and surveyor to provide an ALTA survey with new topography
and provide a review of the wet utility layout.
• With architect and civil engineer, assessed parking layouts and possible revisions of the
parking lots including trash enclosures, increased Americans with Disabilities Act
("ADA") spaces, etc.
• Met with architect and landscape architect to discuss ground floor amenity spaces and
landscape options.
■ Environmental consultants sample tested for asbestos containing materials and lead
based paint in units, common areas, and systems to determine handling and disposal
of such during rehab.
■ Architect and restaurant consultant met with manager of George H. Waters Nutrition
Center ("Nutrition Center") on February 26, 2018 to assess restaurant needs.
• Architect and development team met with City's Building and Fire Departments on
March 6, 2018 regarding city requirements including ADA upgrades, etc.
• Reviewed operating maintenance contracts, expenses, and rent roll of resident incomes
and Section 8 voucher / contract status.
■ General contractor provided estimated costs of rehabilitation and the Developer
reviewed the cost estimates with construction manager experienced in high rise
multifamily renovation.
• Development team prioritized potential scope into ABC priorities, and provided such
scope and cost estimates to city staff on March 21, 2018.
■ Refined conceptual landscape design.
• Consulted with energy consultant on window efficiency and potential for renewables with
rebates.
• Civil engineer completed an American Land Title Association ("ALTA") survey, ADA
map, and trash enclosure circulation improvements.
• Received ALTA which identified that both properties were in a flood zone requiring flood
insurance.
• Civil engineer met with City's storm water consultant on possible impacts on properties
• Finalized rehab scope priorities and refined hard construction numbers with general
contractor.
Financing / HUD / Legal
• Filed organization documents with the CA Secretary of State, created new legal entities
(tax credit limited partnerships) for Kimball and Morgan Towers.
• Morgan: Development team, together with their financial consultant, counsel for HUD
and city staff, met with HUD project manager in Los Angeles on January 16, 2018
concerning new 20-year contract. Engaged Rent Comparability Study, prepared full
HUD project -based Section 8 contract package request to HUD on February 5,
2018. Requested a HUD Comfort Letter. The Comfort Letter serves as a letter of intent
to work with the Developer on a new project -based Section 8 contract.
• Kimball: Worked with legal counsel, city staff and HUD to work to bring a HUD project -
based rental subsidy contract for Kimball in order to facilitate more favorable financing
long term.
• AHP Applications on March 1, 2018: Prepared and submitted AHP (Federal Home Loan
Bank program loan/grant) applications of $1.5 million each for Kimball and Morgan
3
Attachment No. 1
Towers. Scoring and award will not be known until late June 2018; if unsuccessful. the
Developer would reapply in the March 2019 window.
• Met with 5+ potential investors and lenders in addition to those providing letters in the
RFP, received updated tax credit pricing and interest rates (i.e., post passage of the
federal tax cuts).
• Provided city staff outline term sheet consistent with the terms we provided in Response
to RFP, for use by the CDC -HA in their drafting of the DDA.
• Provided city staff updated pro forma with rehab cost estimates, updated interest rates,
etc. on March 28, 2018 for discussion associated with DDA.
• Received HUD Comfort Letter for Morgan for a 20-year HUD section 8 contract at rents
higher than proposed in RFP.
• Refined the HUD process for Kimball to obtain the project -based section 8 contract in
April and submitted the notice to HUD for a PHA project -based section 8 contract for
Kimball Tower.
• Consulted with 5+ lenders and investors for updated market terms, fielded questions
from AHP funding applications indicating that our scores are at least competitive enough
for AHP's secondary review process and updated pro formas with new market financing
terms in May.
Property Management/ Operations
• After being provided with Morgan's failing REAC inspection score due to physical
condition of the property, CHW with a third party consultant, contested the report and
had HUD adjust the score to passing grade.
• Completed a 3rd party compliance review of select tenant files.
• Obtained flood insurance quotes from insurance broker.
Resident Outreach and Communication
• The Developer sent an introduction letter of the development team to all residents of
Kimball and Morgan in January.
• Held a total of 10 introduction meetings with residents of Kimball and Morgan at the
Nutrition Center and in the Kimball library on January 30-31, February 1, March 1, and
March 22. Meetings in Nutrition Center included city staff; all meetings were facilitated
with an interpreter and written bilingual Frequently Asked Questions (FAQ).
• Set up a special call -in phone line for resident questions.
• Held 4 listening sessions with residents in April at Kimball and Morgan Towers for
resident ideas and questions on the proposed rehabilitation scope. The meetings are
planned to continue periodically through close of financing for the rehabilitation with
residents to obtain their ideas about the rehabilitation scope and vision for their
community.
Disposition and Development Agreement
The proposed Disposition and Development Agreement ("DDA"), included as Attachment No. 2
of this staff report, comprehensively addresses all components of the Project including the transfer
of property to the Developer and the terms of a 99-year ground lease, escrow and the conditions
for closing and sale of the property, approvals for the scope of rehabilitation and financing
structure, project budget, insurance and indemnification, project monitoring, and maintenance.
4
Attachment No. 1
and compliance with all applicable laws. The Developer has created two legal entities in the form
of Limited Partnerships as required for tax credit financing. The Developer will enter the DDA
under Kimball Tower Housing Associates, L.P. and Morgan Tower Housing Associates, L.P.
Financing Proposal and Projections
The financing proposal and projections for Kimball and Morgan Towers are included as
Attachment No. 3 of this Staff Report. KMA will provide a verbal presentation explaining any
variations between the Developer's response to the RFP and their current financial proposals for
each Tower during the June 19, 2018 CDC -HA meeting. KMA's presentation slides are included
as Attachment No. 4 of this staff report. Upon further consideration of current HUD rents and other
current financing terms and conditions, the Developer determined that using 4% tax credits would
yield a better return to the CDC -HA with all else being equal. A financing scenario using 9% tax
credit financing has been included in Attachment No. 3 for comparison and is for reference only.
Kimball Tower Financing
Consistent with the RFP, the limited partnership will acquire a 99-year ground lease of the land
to the Developer, and fee ownership of the improvements by the Developer. The sale of the
improvements by the CDC -HA to the Developer would provide approximately $11,051,011 in cash
to the CDC -HA at closing. The project is structured to utilize non-competitive (4%) tax credits,
with additional bond proceeds, a General Partner contribution above $2.5 million in developer fee,
and gap funding from the Affordable Housing Program ("AHP") and a seller carry -back note. The
CDC -HA seller carry -back loan note in the amount of $24,914,733 that would be paid back from
50% of residual receipts from Kimball Tower with any outstanding principal and interest due in 55
years. The CDC -HA also plans to commit up to 149 Section 8 project -based voucher. Currently,
the CDC -HA has committed 145 tenant -based vouchers to provide assistance to the tenant at
Kimball Tower.
Morgan Tower Financing
Consistent with the RFP, the limited partnership will acquire a 99-year ground lease of the land,
and a fee ownership of the improvements, including the Nutrition Center. The sale of the
improvements by the CDC -HA to the Developer would provide approximately $17,460,353 in cash
to the CDC -HA at closing. The project is structured to utilize non-competitive (4%) tax credits,
with additional bond proceeds, a General Partner contribution above the $2.0 million in developer
fee, and gap funding from AHP and a seller carry -back note. The CDC -HA seller carry -back loan
note in the amount of $19,310,467 that would be paid back from 50% of residual receipts from
Morgan Tower with any outstanding principal and interest due in 55 years. The property has an
expiring FHA 231 loan that will be repaid at close and an existing project -based section 8 contract
from HUD. The Developer submitted an application to HUD for a new 20-year contract under Mark
Up to Market in February 2018 and received the Comfort Letter from HUD in April 2018.
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Attachment No. 1
Nutrition Center Financial Support
The financial plan includes a triple net lease of the Nutrition Center for $1 year by the City; and
the City will continue to operate the Nutrition Center. The current financing proposal would provide
a hard payment from both Towers to the City to offset the cost to operate the Nutrition Center.
The total annual hard payment to the City for the Nutrition Center would be $475,000.
Scope of Rehabilitation
Kimball Tower
Kimball Tower's scope of rehabilitation consists of upgrades to the common areas,
replacements/upgrades to major systems include: elevators, fire safety system, roof replacement.
window replacement, balcony waterproofing & railings, mailboxes to meet ADA accessibility
standards, air handlers and exhaust fans, and energy and water efficiency retrofits. All units will
undergo complete renovation of bathrooms and kitchens and 10% of the units will be retrofitted
to ADA accessibility standards per California tax credit program requirements. The rehabilitation
is subject to Davis Bacon commercial prevailing wage due to local housing authority project -based
contract. Also, the property is in a flood zone, which requires flood insurance.
Morgan Tower
Morgan Tower's scope of rehabilitation consists of upgrades to the common areas,
replacements/upgrades to major systems include: elevators, boilers, fire safety system, roof
replacement, window replacement, balcony waterproofing & railings, mailboxes to meet ADA
accessibility standards, air handlers and exhaust fans, and energy and water efficiency retrofits.
All units will undergo complete renovation of bathrooms and kitchens and 10% of the units will be
retrofitted to ADA accessibility standards per California tax credit program requirements. Also, the
property is in a flood zone, which requires flood insurance. The scope includes a complete
rehabilitation of the Nutrition Center facility.
Staff Recommendation
With the Housing Assistance Program Section 8 project -based Agreement ("HAP") that has
provided the very -low income rent at Morgan Tower will expire on August 31, 2019 and given the
need to address major capital needs for both Morgan and Kimball Towers and the Nutrition
Center, the CDC -HA is presently facing a critical path for the recapitalization and rehabilitation of
Morgan and Kimball Towers. In the last six months the Developer has been able to provide a well
leveraged recapitalization plan and a comprehensive scope of rehabilitation that will ensure the
physical and financial stability for the Towers and City -operated Nutrition Center and that also
provides a financial return to the CDC -HA that can be leveraged on additional housing projects
and housing -related programs. City staff fully recommends that the CDC -HA Board authorize the
Executive Director to execute the proposed Disposition and Development Agreement with the
Developer.
6
Attachment No. 2
DISPOSITION AND DEVELOPMENT AGREEMENT
By and Between the
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY
and
KIMBALL TOWER HOUSING ASSOCIATES, L.P.
and
MORGAN TOWER HOUSING ASSOCIATES, L.P.
(Kimball and Morgan Towers)
1
Attachment No 2
DISPOSITION AND DEVELOPMENT AGREEMENT
(Kimball and Morgan Towers)
THIS DISPOSITION AND DEVELOPMENT AGREEMENT ("Agreement") is dated as
of the day of , 2018 by and between the Community Development
Commission -Housing Authority of the City of National City ("CDC -HA"), and MORGAN
TOWER HOUSING ASSOCIATES, L.P., a California limited partnership ("Morgan Developer"),
and KIMBALL TOWER HOUSING ASSOCIATES, L.P., a California limited partnership
("Kimball Developer"). The Morgan Developer and the Kimball Developer shall be referred to
herein collectively as the "Developer."
RECITALS
A. The CDC -HA owns the improvements commonly known as the "Kimball Tower"
and that certain real property located at 1317 D Avenue in the City of National City, which is more
particularly defined and set forth on Exhibit A hereto (the "Kimball Property"). The CDC -HA
also owns the improvements commonly known as the "Morgan Tower" and that certain real
property located at 1415 D Avenue in the City of National City, which is more particularly defined
and set forth on Exhibit B hereto (the "Morgan Property").
B. CDC -HA and Developer desire by this Agreement to establish conditions for: (i)
the CDC -HA to ground lease the Kimball Property to the Kimball Developer; (ii) the CDC -HA to
sell fee title to the Kimball Tower to the Kimball Developer; (iii) the Kimball Developer to
recapitalize and rehabilitate the Kimball Tower; (iv) the CDC -HA to ground lease the Morgan
Property to the Morgan Developer; (v) the CDC -HA to sell fee title to the Morgan Tower to the
Morgan Developer; and (vi) the Morgan Developer to recapitalize and rehabilitate the Morgan
Tower.
NOW, THEREFORE, for good and valuable consideration, the receipt of which is hereby
acknowledged, CDC -HA and Developer hereby agree as follows:
100. Definitions.
"Affordable Units" means collectively, the one hundred fifty-one (151) rental dwelling
units in the Morgan Tower and the one hundred forty-nine (149) rental dwelling units in the
Kimball Tower whose occupancy is restricted to Very Low Income Households and whose
monthly rental rates are restricted to the Maximum Rents pursuant to, and as set forth in more
detail in, the Declaration. In addition, there will be one (1) manager's unit in the Morgan Tower
and two (2) managers' units in the Kimball Tower.
"Agreement" means this Disposition and Development Agreement between CDC -HA and
Developer.
"AHP Loan" has the meaning set forth in Section 307.2(ii).
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Attachment No. 2
"Area Median Income" shall mean the area median income defined by the Department of
Housing and Urban Development (HUD), and published by the California Tax Credit Allocation
Committee (TCAC), as the then current area median income for the San Diego -Carlsbad
Metropolitan Statistical Area, established periodically by HUD and published in the Federal
Register, as adjusted for family size. In the event HUD and/or TCAC ceases to publish an
established area median income as aforesaid, CDC -HA may, in its sole discretion, use any other
reasonably comparable method of computing area median income.
"CDC -HA" means the Community Development Commission -Housing Authority of the
City of National City.
"City" means the City of National City, a California municipal corporation.
"Closing" means with respect to each of the Kimball Tower and the Morgan Tower, the
close of Escrow for the financing for rehabilitation of the Kimball Tower and the Morgan Tower
respectively.
"Closing Deadline for the Kimball Tower" means June 30, 2020.
"Closing Deadline for the Morgan Tower" means June 30, 2020.
"Construction Deed of Trust" means a deed of trust recorded against the Kimball Leasehold
or the Morgan Leasehold, as applicable, for purposes of obtaining rehabilitation financing for the
Kimball Tower or the Morgan Tower respectively. All deeds of trust, mortgages and other
instruments securing or evidencing the loan secured by the Construction Deed of Trust shall be
recorded against the Kimball Leasehold or the Morgan Leasehold only. Recordation of any deed
of trust, mortgage or other instrument securing or evidencing the fee interest in the Property shall
be a Default under this Agreement.
"Declaration" shall mean each of the two (2) declarations of covenants, conditions and
restrictions (one recorded against the Kimball Leasehold and another recorded against the Morgan
Leasehold), in forms agreed to by the Developer and CDC -HA, to be executed by Developer and
recorded against the Kimball Leasehold or the Morgan Leasehold, as applicable, at the Closings
for each of the Kimball Tower and the Morgan Tower.
"Default" means the failure of a party to perform any action or covenant required by this
Agreement within the time periods provided herein following notice and opportunity to cure, as
set forth in Section 501 hereof.
"Developer" means the Kimball Developer and the Morgan Developer. Where the term
Developer is used herein, such term shall include any permitted nominee, assignee or successor in
interest as herein provided. In all instances hereunder, all rights, duties and obligations of the
Kimball Developer hereunder with respect to the Kimball Property, Kimball Leasehold and
Kimball Tower shall be the rights, duties and obligations solely of the Kimball Developer (and not
of the Morgan Developer), and all rights, duties and obligations of the Morgan Developer
hereunder with respect to the Morgan Property, Morgan Leasehold and Morgan Tower shall be
3
Attachment No 2
the rights, duties and obligations solely of the Morgan Developer (and not of the Kimball
Developer), it being the intent of the parties hereto that the rights, duties and obligations of the
Kimball Developer and the Morgan shall not be cross -defaulted.
"Developer Deed of Trust" means each of the two (2) deeds of trust (one recorded against
the Kimball Leasehold and another recorded against the Morgan Leasehold), in forms agreed to
by the Developer and CDC -HA, to be executed by Developer and recorded against the Kimball
Leasehold or the Morgan Leasehold, as applicable, at the Closings for each of the Kimball Tower
and the Morgan Tower. Provided all conditions of this Agreement are satisfied by the Closing
Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower, as applicable,
each Developer Deed of Trust may be subordinated to the Construction Deed of Trust and
Permanent Deed of Trust. Any such subordination shall be in a form acceptable to the CDC -HA
in its reasonable discretion.
"Environmental Indemnity" shall mean each of the two (2) unsecured environmental
indemnity agreements (one for the Kimball Tower and another for the Morgan Tower), in forms
agreed to by the Developer and CDC -HA, to be executed by Developer and the CDC -HA at the
Closings for each of the Kimball Tower and the Morgan Tower.
"Escrow" means the escrow depository and disbursement services to be performed by
Escrow Agent pursuant to the provisions of this Agreement.
"Escrow Agent" means Stewart Title Company or another title insurance company
mutually selected by the parties hereto.
"Escrow Instructions" shall mean each of the escrow instructions (one for the Kimball
Leasehold and another for the Morgan Leasehold), Developer and CDC -HA, to be executed by
Developer and the CDC -HA at the Closings for each of the Kimball Tower and the Morgan Tower.
"Existing Over -Income Units" has the meaning set forth in Section 401.
"Final Project Budget" has the meaning set forth in Section 307.2.
"Governmental Requirements" means all laws, ordinances, statutes, codes, rules,
regulations, orders and decrees of the United States, the state, the county, the City, or any other
political subdivision in which the Property is located, and of any other political subdivision, agency
or instrumentality exercising jurisdiction over CDC -HA, Developer or the Property.
"Ground Lease" means each of the two (2) 99-year ground leases (one for the Kimball
Property and another for the Morgan Property), in forms agreed to by the Developer and CDC -
HA, to be executed by Developer and recorded against the Kimball Property or the Morgan
Property, as applicable, at the Closings for each of the Kimball Tower and the Morgan Tower.
"Hazardous Materials" means any hazardous or toxic substance, material or waste which
is or becomes regulated by any local governmental authority, the State of California or the United
State Government. Provided, however, the term "Hazardous Materials" shall not include
4
Attachment No. 2
substances typically used in the ordinary course of developing, operating and maintaining
apartment complexes in California or small amounts of chemicals, cleaning agents and the like
commonly employed in routine household uses in a manner typical of occupants in other similar
properties, provided that such substances are used in compliance with applicable laws.
"Initial Project Budget" has the meaning set forth in Section 307.2.
"Kimball Deed of Trust" has the meaning set forth in Section 200.1.
"Kimball Developer" means Kimball Tower Housing Associates, L.P., a California limited
partnership. Where the term Kimball Developer is used herein, such term shall include any
permitted nominee, assignee or successor in interest as herein provided.
"Kimball Developer Note" means the carryback promissory note, in a form agreed to by
the Developer and CDC -HA, to be executed by the Kimball Developer at the Closing for the
Kimball Tower.
"Kimball Leasehold" means the ground lease interest in the Kimball Property created by
the Ground Lease for the Kimball Property.
"Kimball Property" means that certain real property generally located at 1317 D Avenue
in the City of National City, which is more particularly described on Exhibit A attached hereto.
"Kimball Tower" means the 151 unit residential building on the Kimball Property
comprised of 149 Affordable Units and two manager's units.
"Maximum Rents" shall mean the maximum amount of consideration, of any kind
whatsoever, that the Developer may receive for any Affordable Unit, which monthly amount shall
not exceed the product of one twelfth (1/12) of thirty percent (30%) times fifty percent (50%) of
the then Area Median Income as adjusted for household size appropriate for the unit.
"Morgan Commercial Space" means approximately 6,560 square feet on the ground floor
of the Morgan Tower, which currently houses the George H. Waters Nutrition Center.
"Morgan Deed of Trust" has the meaning set forth in Section 200.2.
"Morgan Developer" means Morgan Tower Housing Associates, L.P., a California limited
partnership. Where the term Morgan Developer is used herein, such term shall include any
permitted nominee, assignee or successor in interest as herein provided.
"Morgan Developer Note" means the carryback promissory note, in a form agreed to by
the Developer and CDC -HA, to be executed by the Morgan Developer at the Closing for the
Morgan Tower.
"Morgan Leasehold" means the ground lease interest in the Morgan Property created by
the Ground Lease for the Morgan Property.
5
Attachment No. 2
"Morgan Property" means that certain real property generally located at 1415 D Avenue in
the City of National City, which is more particularly described on Exhibit B attached hereto.
"Morgan Tower" means the 152-unit residential building on the Morgan Property
comprised of 151 Affordable Units and one manager's unit and the Morgan Commercial Space.
"Permanent Deed of Trust" means a deed of trust recorded against the Kimball Leasehold
or the Morgan Leasehold, as applicable, for purposes of obtaining permanently financing the
Kimball Tower or the Morgan Tower respectively. All deeds of trust, mortgages and other
instruments securing or evidencing the loan secured by the Permanent Deed of Trust shall be
recorded against the Kimball Leasehold or the Morgan Leasehold only. Recordation of any deed
of trust, mortgage or other instrument securing or evidencing the fee interest in the Property shall
be a default under this Agreement.
"Permitted Transfer" is defined in Section 603.2, below.
"Property" means collectively the real property described on Exhibit A and Exhibit B
hereto.
"Project Budget.' means collectively the Kimball Project Budget and the Morgan Project
Budget.
"Purchase Price" shall mean collectively the price for the fee title interest in and to (i) the
Kimball Tower set forth in Section 202.1 and (ii) the Morgan Tower set forth in Section 202.2.
"Scope of Rehabilitation" means a scope setting forth all rehabilitation and construction
work, including without limitation, landscaping, flatwork and similar work, to be done with respect
to the Kimball Tower or the Morgan Tower respectively, which is approved by the CDC -HA,
which approval shall not be unreasonably withheld, conditioned or delayed.
"Security Agreement" shall mean each of the two (2) security agreements (one for the
Kimball Tower and another for the Morgan Tower), in forms agreed to by the Developer and CDC -
HA, to be executed by the Kimball Developer or the Morgan Developer, as applicable, and CDC -
HA at the Closings for each of the Kimball Tower and the Morgan Tower.
"TCAC Lease Rider" means the then current form of lease rider prepared by the California
Tax Credit Allocation Committee at the time each of Kimball Developer and Morgan Developer
enter into their respective Ground Lease.
"Very Low Income Household" means persons and families whose income does not exceed
fifty percent (50%) of the then current Area Median Income, provided that such persons or families
meet the additional requirements set forth in Section 4 of the Agreement Affecting Real Property.
200. Transfer of the Property.
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Attachment No. 2
201. Ground Lease Terms.
201.1 Kimball Property. Subject to all of the terms and conditions of this
Agreement, the CDC -HA shall ground lease the Kimball Property to the Kimball Developer for
99 years for $1.00 per year. CDC -HA acknowledges and agrees that the Kimball Developer will
also sign and append the TCAC Lease Rider to the Ground Lease.
201.2 Morgan Property. Subject to all of the terms and conditions of this
Agreement, the CDC -HA shall ground lease the Morgan Property to the Morgan Developer for 99
years for $1.00 per year. CDC -HA acknowledges and agrees that the Kimball Developer will also
sign and append the TCAC Lease Rider to the Ground Lease.
202. Sale and Financing of the Improvements; Lease of Morgan Commercial Space.
202.1 Kimball Tower Acquisition Loan. CDC -HA has agreed to transfer the
Kimball Tower to the Kimball Developer in exchange for a combination of cash and a promissory
note ("Kimball Developer Note"). The Kimball Tower Developer previously obtained an appraisal
of the Kimball Tower from Colliers International dated as of August 23, 2017 ("Original Kimball
Tower Appraisal"). The Kimball Tower Developer has provided a copy of the Original Kimball
Tower Appraisal to the CDC -HA. The Kimball Tower Developer shall cause Colliers
International to update the Original Kimball Tower Appraisal ("Updated Kimball Tower
Appraisal") not more than thirty (30) days prior to submitting the 4% low income housing tax
credit application to the California Tax Credit Allocation Committee, using the same methodology
which was used to generate the Original Kimball Tower Appraisal, but using updated figures based
on interest rates, rental rates, expenses and other amounts known or reasonably estimated at such
time. The purchase price ("Kimball Tower Purchase Price") payable from the Kimball Tower
Developer to the CDC -HA shall equal the amount set forth in the Updated Kimball Tower
Appraisal. The original principal amount of the Kimball Developer Note shall be agreed upon
between the Kimball Tower Developer and the CDC -HA prior to the Kimball Tower Closing. The
amount of cash payable by the Kimball Tower Developer to the CDC -HA at the Kimball Tower
Closing shall equal the Kimball Tower Purchase Price minus the original principal amount of the
Kimball Developer Note. The Kimball Developer Note shall be structured as a tax-exempt bond
where the California Statewide Communities Development Authority is the issuer, the Kimball
Tower Developer is the borrower and the CDC -HA is the bondholder. The Kimball Tower
Developer shall make mandatory equal annual payments to the CDC -HA under the Kimball
Developer Note, which annual amount shall be agreed upon between the Kimball Tower
Developer and the CDC -HA prior to the Kimball Tower Closing. The Kimball Tower Developer,
Morgan Tower Developer and the CDC -HA agree that the combined mandatory annual payments
to the CDC -HA under the Kimball Developer Note and the Morgan Developer Note shall total
$475,000.00. In addition, the Kimball Tower Developer shall make an additional annual payment
to the CDC -HA under the Kimball Developer Note in an amount equal to 50% of the Kimball
Developer's annual cash flow. The Kimball Tower Developer shall have the right to redeem the
bond and refinance the Kimball Developer Note at any time, provided that the Executive Director
of the CDC -HA has reasonably approved the same, the Kimball Tower Developer does not receive
any cash as a result of the refinancing, the interest rate on the Kimball Developer Note does not
7
Attachment No. 2
decrease and the original principal amount of the refinanced Kimball Developer Note does not
exceed the principal amount of the Kimball Developer Note immediately before such refinancing.
202.2 Kimball Tower Limitation of Damages. Kimball Developer's
Expenses means an amount equal to the actual and reasonable approved out-of-pocket expenses,
including legal expenses, incurred by Kimball Developer with respect to its obligations hereunder
("Kimball Developer's Expenses"). In the event this Agreement is terminated as a result of an
Event of Default by the CDC -HA, prior to completion of construction of the rehabilitation of the
Kimball Tower, then CDC -HA shall reimburse the Kimball Developer's Expenses through project
cash flow in complete satisfaction of all of the CDC-HA's obligations to the Kimball Developer;
provided, however, that if the CDC -HA transfers the Kimball Property for a cash purchase price,
then the CDC -HA shall use such sale proceeds to reimburse the Kimball Developer's Expenses.
The Agency's payment of the Kimball Developer's Expenses shall be in consideration for the
Kimball Developer's activities undertaken pursuant to this Agreement. For purposes hereof,
Kimball Developer's Expenses shall include only its out-of-pocket costs paid to third parties for
fees for financing and governmental applications and processing, appraisals, studies, title reports
and related expenses associated with financing, attorneys' fees associated with review of this
Agreement and tax credit structuring, and the Plans. Kimball Developer's Expenses shall not
include any costs of Kimball Developer's staff, overhead, or other internal costs. The Kimball
Developer shall furnish reports to the CDC -HA not less than quarterly summarizing the Kimball
Developer's Expenses incurred to date, subject to the review and reasonable approval of the CDC -
HA, which approval or disapproval shall be granted within thirty (30) days of the CDC-HA's
receipt of such reports. The CDC -HA may request additional documentation from the Kimball
Developer which the CDC -HA determines is necessary to complete CDC-HA's review.
202.3 Morgan Tower Acquisition Loan. CDC -HA has agreed to transfer
the Morgan Tower to the Morgan Developer in exchange for a combination of cash and a
promissory note ("Morgan Developer Note"). The Morgan Tower Developer previously obtained
an appraisal of the Morgan Tower from Colliers International dated as of August 23, 2017
("Original Morgan Tower Appraisal"). The Morgan Tower Developer has provided a copy of the
Original Morgan Tower Appraisal to the CDC -HA. The Morgan Tower Developer shall cause
Colliers International to update the Original Morgan Tower Appraisal ("Updated Morgan Tower
Appraisal") not more than thirty (30) days prior to submitting the 4% low income housing tax
credit application to the California Tax Credit Allocation Committee, using the same methodology
which was used to generate the Original Morgan Tower Appraisal, but using updated figures based
on interest rates, rental rates, expenses and other amounts known or reasonably estimated at such
time. The purchase price ("Morgan Tower Purchase Price") payable from the Morgan Tower
Developer to the CDC -HA shall equal the amount set forth in the Updated Morgan Tower
Appraisal. The original principal amount of the Morgan Developer Note shall be agreed upon
between the Morgan Tower Developer and the CDC -HA prior to the Morgan Tower Closing. The
amount of cash payable by the Morgan Tower Developer to the CDC -HA at the Morgan Tower
Closing shall equal the Morgan Tower Purchase Price minus the original principal amount of the
Kimball Developer Note. The Morgan Tower Developer shall make mandatory equal annual
payments to the CDC -HA under the Morgan Developer Note, which annual amount shall be agreed
upon between the Morgan Tower Developer and the CDC -HA prior to the Morgan Tower Closing.
The Kimball Tower Developer, Morgan Tower Developer and the CDC -HA agree that the
8
Attachment No. 2
combined mandatory annual payments to the CDC -HA under the Kimball Developer Note and the
Morgan Developer Note shall total $475,000.00. In addition, the Morgan Tower Developer shall
make an additional annual payment to the CDC -HA under the Morgan Developer Note in an
amount equal to 50% of the Morgan Developer's annual cash flow.
202.4 Morgan Tower Limitation on Damages. Kimball Developer's
Expenses means an amount equal to the actual and reasonable approved out-of-pocket expenses,
including legal expenses, incurred by Morgan Developer with respect to its obligations hereunder
("Morgan Developer's Expenses"). In the event this Agreement is terminated as a result of an
Event of Default by the CDC -HA, prior to completion of construction of the rehabilitation of the
Morgan Tower, then CDC -HA shall reimburse the Morgan Developer's Expenses through project
cash flow in complete satisfaction of all of the CDC -HA' s obligations to the Kimball Developer;
provided, however, that if the CDC -HA transfers the Morgan Property for a cash purchase price,
then the CDC -HA shall use such sale proceeds to reimburse the Morgan Developer's Expenses.
The Agency's payment of the Morgan Developer's Expenses shall be in consideration for the
Morgan Developer's activities undertaken pursuant to this Agreement. For purposes hereof,
Morgan Developer's Expenses shall include only its out-of-pocket costs paid to third parties for
fees for financing and governmental applications and processing, appraisals, studies, title reports
and related expenses associated with financing, attorneys' fees associated with review of this
Agreement and tax credit structuring, and the Plans. Morgan Developer's Expenses shall not
include any costs of Morgan Developer's staff, overhead, or other internal costs. The Morgan
Developer shall furnish reports to the CDC -HA not less than quarterly summarizing the Morgan
Developer's Expenses incurred to date, subject to the review and reasonable approval of the CDC -
HA, which approval or disapproval shall be granted within thirty (30) days of the CDC-HA's
receipt of such reports. The CDC -HA may request additional documentation from the Morgan
Developer which the CDC -HA determines is necessary to complete CDC-HA's review.
202.5 Morgan Tower Commercial Space. Following the purchase of the Morgan
Tower, Morgan Developer will lease the Morgan Commercial Space to National City (the
"Morgan Commercial Lease"). The Morgan Commercial Lease will be a triple net lease with a
term of ninety-nine (99) years at a rental rate of one dollar ($1.00) per year
203. Escrow.
203.1 Kimball Tower. Prior to the Closing Deadline for the Kimball Tower, the
Kimball Developer and the CDC -HA shall open the Escrow with Escrow Agent to facilitate the
Closing for the Kimball Tower and the Ground Lease of the Kimball Property to the Kimball
Developer and recordation of the various encumbrances on the Kimball Leasehold. The parties
will execute the Escrow Instructions prior to the Closing for the Kimball Tower, which shall
provide for the order of recordation, distribution of original documents and other provisions
customarily contained in escrow instructions. The Kimball Developer shall pay all fees, charges,
and costs which arise from Escrow, as well as all documentary transfer taxes due with respect to
the Kimball Developer's acquisition of the Kimball Leasehold.
203.2 Morgan Tower. Prior to the Closing Deadline for the Morgan Tower, the
Morgan Developer and the CDC -HA shall open the Escrow with Escrow Agent to facilitate the
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Attachment No. 2
Closing for the Morgan Tower and the Ground Lease of the Morgan Property to the Morgan
Developer and recordation of the various encumbrances on the Morgan Leasehold. The parties
will execute the Escrow Instructions prior to the Closing for the Morgan Tower, which shall
provide for the order of recordation, distribution of original documents and other provisions
customarily contained in escrow instructions. The Morgan Developer shall pay all fees, charges,
and costs which arise from Escrow, as well as all documentary transfer taxes due with respect to
the Morgan Developer's acquisition of the Morgan Leasehold.
204. Conditions to Closing.
204.1 Closing Conditions in Favor of Both Developer and CDC -HA. The Closing
for the Kimball Tower and the Closing for the Morgan Tower are each individually conditioned
upon satisfaction (or waiver) of each and all of the conditions set forth in this Section 204.1 on or
before the Closing Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower,
as applicable. In the event that one or more of the conditions set forth in this Section 204.1, are
not satisfied with respect to the Kimball Tower on or before the Closing Deadline for the Kimball
Tower, then this Agreement shall be terminated with respect to the Kimball Tower, unless the
CDC -HA, the Kimball Tower Developer waive satisfaction of such condition or conditions in
writing, in which event the Closing for the Kimball Tower, shall proceed and the parties waive
any right to damages or compensation with respect to the unsatisfied condition. In the event the
Closing for the Kimball Tower has occurred (or would occur concurrently with the Closing for the
Morgan Tower), and then one or more of the conditions set forth in this Section 204.1, are not
satisfied with respect to the Morgan Tower on or before the Closing Deadline for the Morgan
Tower, then this Agreement shall be terminated with respect to the Morgan Tower, unless the
CDC -HA and the Morgan Developer waive satisfaction of such condition or conditions in writing,
in which event the Closing for the Morgan Tower, shall proceed and both parties waive any right
to damages or compensation with respect to the unsatisfied condition, subject to any extensions
which may be agreed upon pursuant to Section 602 herein. To the extent (i) all closing conditions
have been met with respect to the Kimball Tower, and the parties have closed on the Kimball
Tower, the failure to meet closing conditions on the Morgan Tower shall not be grounds for a
termination of this Agreement with respect to the Kimball Tower or any other Agreement by and
among Kimball Developer, National City and/or CDC -HA regarding the Kimball Tower; and (ii)
all closing conditions have been met with respect to the Morgan Tower, and the parties have closed
on the Morgan Tower, the failure to meet closing conditions on the Kimball Tower shall not be
grounds for a termination of this Agreement with respect to the Morgan Tower or any other
Agreement by and among Morgan Developer, National City and/or CDC -HA regarding the
Morgan Tower.
(a) Scope of Rehabilitation. Developer shall have obtained approval
from the CDC -HA of the Scope of Rehabilitation for the Kimball Tower or the Morgan
Tower, as applicable.
(b) TCAC Award.
(1) Kimball Tower. The Kimball Developer shall have obtained
an allocation or reservation of 4% low income housing tax credits from the California Tax
10
Attachment No. 2
Credit Allocation Committee for the Kimball Tower and an accompanying allocation of
tax exempt bonds from the California Debt Limit Allocation Committee for the Kimball
Tower. The allocation of tax exempt bonds shall be adequately sized to accommodate the
Kimball Developer Note.
(2) Morgan Tower. The Morgan Developer shall have obtained
an allocation or reservation of 4% low income housing tax credits from the California Tax
Credit Allocation Committee for the Morgan Tower and an accompanying allocation of
tax exempt bonds from the California Debt Limit Allocation Committee for the Morgan
Tower. The allocation of tax exempt bonds shall be adequately sized to accommodate the
Morgan Developer Note.
(c) Performance and Payment Bond. The Kimball Developer or the
Morgan Developer, respectively, shall have caused its contractor to post security in the
form of a performance and payment bond in an amount and in a form acceptable to the
CDC -HA in its reasonable discretion, to assure the completion of the Scope of
Rehabilitation. The performance and payment bond shall insure that completion of the
Scope of Rehabilitation is timely accomplished, free and clear of mechanic's liens, stop
notices and other encumbrances, concerning the provision of material, labor and supplies.
Upon a failure of by the Kimball Developer or the Morgan Developer, as applicable, to
timely perform its requirements under the terms of this Agreement, the CDC -HA may
resort to the performance and payment bond to ensure performance of this Agreement, by
either requiring the bonding company, or its designees, to comply with the terms of this
Agreement, or at the election of the CDC -HA, by requiring the bonding company to pay
all costs necessary for the CDC -HA, to take over and complete the Scope of Rehabilitation
at the cost and expense of the bonding company.
(d) Construction Contract. The construction contract for the Scope of
Rehabilitation for the Kimball Tower or the Morgan Tower, as applicable, acceptable to
the CDC -HA, shall have been executed by the Kimball Developer or the Morgan
Developer, as applicable, and the general contractor who has been selected by the Kimball
Developer or the Morgan Developer to do the work.
(e) Entitlements. The Kimball Developer or the Morgan Developer, as
applicable shall have secured any and all land use and other entitlements, permits and
approvals which may be required for completion of the Scope of Rehabilitation for the
Kimball Tower or the Morgan Tower, as applicable. The Kimball Developer or the
Morgan Developer, as applicable, shall have paid any and all applicable fees (including,
without limitation, communities facility district fees and public facilities fees imposed by
the City or any other governmental agency having jurisdiction with respect to the same),
or shall pay such fees concurrently with Closing for the Kimball Tower or the Morgan
Tower, as applicable. The CDC -HA shall not be responsible in any way for, the processing
of Developer's building permits or other permit applications with the City. The execution
of this Agreement does not constitute the granting of or a commitment to obtain any
required land use permits, entitlements or approvals.
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Attachment No. 2
(f) Title Policies. Escrow Agent is prepared and irrevocably obligated
to cause to be issued: (i) a title policy insuring the Kimball Developer's interest in the
Kimball Leasehold or the Morgan Developer's interest in the Morgan Leasehold, as
applicable; and (ii) a title policy insuring the CDC-HA's interest in the Developer Deed of
Trust for the Kimball Tower or the Morgan Tower, as applicable.
(g) Forms of Documents. The CDC -HA and the Kimball Developer or
the Morgan Developer, as applicable, have agreed to the forms of the Ground Lease,
Declaration, Developer Deed of Trust, Security Agreement, Environmental Indemnity and
all other documents reasonably necessary to complete the Closing for the Kimball Tower
or the Morgan Tower, as applicable. In addition, with respect to the Morgan Tower only,
the CDC -HA and the Morgan Developer have agreed to the form of the Morgan Developer
Note.
(h) Financing. Concurrently with the Closing for the Kimball Tower or
Closing for the Morgan Tower, as applicable, the Kimball Developer or the Morgan
Developer, as applicable shall have obtained all financing and lender approvals necessary
to acquire Kimball Tower or the Morgan Tower, as applicable, and complete the applicable
Scope or Rehabilitation.
204.2 Closing Conditions for the Benefit of the CDC -HA. The CDC-HA's
obligation to Close on each of the Kimball Tower and the Morgan Tower are conditioned upon
satisfaction (or waiver) of each and all of the conditions set forth in this Section 204.2 on or before
the Closing Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower, as
applicable. Any such waiver shall be effective only if the same is (i) expressly waived in writing
signed by the CDC -HA or by email from the CDC -HA, and (ii) delivered or emailed to the
Developer and Escrow Agent. In the event that one or more of the conditions set forth in this
Section 204.2 are not satisfied or expressly waived on or before the Closing Deadline for the
Kimball Tower, the CDC -HA (provided the CDC -HA is not in default hereunder) may unilaterally
terminate this Agreement by mailing or emailing notice of conditional termination to the Kimball
Developer and Escrow Agent. In the event the Closing for the Kimball Tower has occurred (or
would occur concurrently with the Closing for the Morgan Tower), and if one or more of the
conditions set forth in this Section 204.2 are not satisfied or expressly waived on or before the
Closing Deadline for the Morgan Tower, the CDC -HA (provided the CDC -HA is not in default
hereunder) may unilaterally terminate this Agreement with respect to the Morgan Tower by
mailing or emailing notice of conditional termination to the Morgan Developer and Escrow Agent.
After receipt of any such notice of conditional termination, the Kimball Developer or the Morgan
Developer, as applicable, shall have five (5) business days to cure any non -satisfaction of a
condition or other default specified in the notice of conditional termination. If such matter is
satisfied or cured prior to the expiration of such five (5) day period, then the Closing for the
Kimball Tower or the Closing for the Morgan Tower, as applicable, shall proceed and the CDC -
HA shall be deemed to have waived any right to damages or compensation with respect to the
unsatisfied condition. If such matter remains unsatisfied or the default remains uncured after the
expiration of such five (5) day period with respect to the Kimball Tower, then this Agreement shall
terminate at the close of business on such fifth (5th) day. In the event the Closing for the Kimball
Tower has occurred (or would occur concurrently with the Closing for the Morgan Tower), and
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Attachment No. 2
any such matter remains unsatisfied or the default remains uncured after the expiration of such five
(5) day period with respect to the Morgan Tower, then this Agreement shall terminate with respect
to the Morgan Tower at the close of business on such fifth (5th) day. Any such termination of this
Agreement shall not release the Developer from liability under this Agreement.
(a) No Default. The Kimball Developer or the Morgan Developer, as
applicable, is not in default in any of its obligations under the terms of this Agreement and
all representations and warranties made by the same to the CDC -HA contained herein shall
be true and correct in all material respects.
(b) Insurance. Developer shall have provided proof of insurance as
required by the CDC -HA.
(c) Attorneys' Fees. The Developer has paid prior to or will pay
concurrently with the Closing for the Kimball Tower or the Closing for the Morgan Tower,
as applicable, all attorneys' fees incurred by the CDC -HA with respect to the same.
(d) Deposit of Documents. The Kimball Developer or the Morgan
Developer, as applicable, has duly executed and (where necessary) caused to be notarized
the Ground Lease, Declaration, Developer Deed of Trust, Security Agreement,
Environmental Indemnity and all other documents reasonably required by the CDC -HA or
reasonably necessary to complete the Closing for the Kimball Tower or the Morgan Tower,
as applicable, and has deposited the same into Escrow. In addition, with respect to the
Morgan Tower only, the Morgan Developer has duly executed the Morgan Developer Note
and has deposited the same into Escrow.
(c) Additional Documents. The deposit by the Kimball Developer or
the Morgan Developer, as applicable, into Escrow of all other documents and instruments
reasonably required by Escrow.
204.3 Closing Conditions for the Benefit of the Developer. The Developer's
obligation to Close on each of the Kimball Tower and the Morgan Tower are conditioned upon
satisfaction (or waiver) of each and all of the conditions set forth in this Section 204.3 on or before
the Closing Deadline for the Kimball Tower or the Closing Deadline for the Morgan Tower, as
applicable. Any such waiver shall be effective only if the same is (i) expressly waived in writing
signed by, or by email from, the Kimball Developer or the Morgan Developer, as applicable, and
(ii) delivered or emailed to the CDC -HA and Escrow Agent. In the event that one or more of the
conditions set forth in this Section 204.3 are not satisfied or expressly waived on or before the
Closing Deadline for the Kimball Tower, the Kimball Developer (provided the Kimball Developer
is not in default hereunder) may unilaterally terminate this Agreement by mailing or emailing
notice of conditional termination to the CDC -HA and Escrow Agent. In the event the Closing for
the Kimball Tower has occurred (or would occur concurrently with the Closing for the Morgan
Tower), and if one or more of the conditions set forth in this Section 204.3 are not satisfied or
expressly waived on or before the Closing Deadline for the Morgan Tower, the Morgan Developer
(provided the Morgan Developer is not in default hereunder) may unilaterally terminate this
Agreement with respect to the Morgan Tower by mailing or emailing notice of conditional
13
Attachment No. 2
termination to the CDC -HA and Escrow Agent. After receipt of such notice of conditional
termination, the CDC -HA shall have five (5) business days to cure any non -satisfaction of a
condition or other default specified in the notice of conditional termination. If such matter is
satisfied or cured prior to the expiration of such five (5) day period, then the Closing for the
Kimball Tower or the Closing for the Morgan Tower, as applicable, shall proceed and the
Developer waives any right to damages or compensation with respect to the unsatisfied condition.
If such matter remains unsatisfied or the default remains uncured after the expiration of such five
(5) day period with respect to the Kimball Tower, then this Agreement shall terminate at the close
of business on such fifth (5th) day. In the event the Closing for the Kimball Tower has occurred
(or would occur concurrently with the Closing for the Morgan Tower), and any such matter
remains unsatisfied or the default remains uncured after the expiration of such five (5) day period
with respect to the Morgan Tower, then this Agreement shall terminate with respect to the Morgan
Tower at the close of business on such fifth (St'') day. Any such termination of this Agreement
shall not release the CDC -HA from liability under this Agreement.
(a) No Default. The CDC -HA is not in default in any of its obligations
under the terms of this Agreement and all representations and warranties of the CDC -HA
contained herein shall be true and correct in all material respects.
(b) Deposit of Documents. The CDC -HA has duly executed and (where
necessary) caused to be notarized the Ground Lease, Declaration, Developer Deed of Trust,
Security Agreement, Environmental Indemnity and all other documents reasonably
required by the CDC -HA or reasonably necessary to complete the Closing for the Kimball
Tower or the Morgan Tower, as applicable, and has deposited the same into Escrow.
(c) Additional Documents. The deposit by the CDC -HA into Escrow
of all other documents and instruments reasonably required by Escrow.
(d) Kimball HAP Contract. Kimball Developer shall receive from
CDC -HA and/or HUD (as applicable) a Section 8 Housing Assistance Payment Agreement
with a minimum term of twenty (20) years to provide Section 8 Project Based Vouchers or
Section 8 Project Based Rental Assistance for one hundred forty-nine (149) units at the
Kimball Tower on terms acceptable to Kimball Developer in its sole and absolute
discretion.
(e) Morgan HAP Contract. Morgan Developer shall receive from HUD
a Section 8 Housing Assistance Payment Agreement with a minimum term of twenty (20)
years to provide Section 8 Project Based Housing Assistance Payment for one hundred
fifty-one (151) units at the Morgan Tower on terms acceptable to Morgan Developer in its
sole and absolute discretion.
205. Subsequent Financing. No secured loan, deed of trust, or encumbrance, except for
the Construction Deed of Trust and Permanent Deed of Trust shall be placed upon any portion of
the Kimball Leasehold or Morgan Leasehold, whether by refinancing or otherwise, without first
obtaining the express written consent of the CDC -HA, except for any Permitted Transfer as defined
in Section 603.2, below, which consent shall not be unreasonably delayed, conditioned or
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Attachment No. 2
withheld. Further, during any CDC -HA approved refinancing or subsequent encumbrance, the
City and SHA shall be provided American Land Title Association ("ALTA") title insurance policy
or endorsements acceptable to the CDC -HA, at the cost and expense of Developer. Said written
consent shall be at the CDC-HA's sole discretion, failure to obtain such consent shall be a Default
hereunder and such unconsented to financing or refinancing shall be void. Except for Permitted
Transfers and refinancings allowed by this Section 205, if Developer refinances the Kimball
Leasehold or Morgan Leasehold without previously obtaining the CDC-HA's prior written
consent, the CDC -HA shall receive one hundred percent (100%) of the net amount of the
refinancing.
206. Default. Notwithstanding Section 501, below, after the Closings for each of the
Kimball Tower and the Morgan Tower and notwithstanding anything contained herein to the
contrary, in the event of any Default, beyond any applicable cure period, in the performance of
any of the terms, covenants and conditions contained in: (i) this Agreement (subject to a 30 days
cure period); (ii) any document or instrument executed by the Developer in conjunction with this
Agreement; (iii) any prior or junior note secured by an encumbrance on the Kimball Leasehold or
the Morgan Leasehold, as applicable, or any portions of such leaseholds; (iv) any note or deed of
trust given in conjunction herewith; (v) in the event of the filing of a bankruptcy proceeding by
the Kimball Developer or the Morgan Developer; or (vi) in the event of the filing of a bankruptcy
against the Kimball Developer or the Morgan Developer which is not dismissed within ninety (90)
days of filing, then (a) all sums owing by the Kimball Developer or the Morgan Developer,
respectively, to the CDC -HA with respect to the Kimball Tower or Morgan Tower, respectively,
shall at the option of CDC -HA immediately become due and payable; (b) the CDC -HA shall have
the right to foreclosure under the applicable Developer Deed of Trust; and (c) CDC -HA shall be
released from any and all obligations to Developer under the terms of this Agreement to the
Kimball Developer or the Morgan Developer, respectively. These remedies shall be in addition to
any and all other rights and remedies available to CDC -HA, either at law or in equity. Further,
default interest shall accrue on the principal balance of the Morgan Developer Note from the date
of the Morgan Developer Note at the rate of ten percent (10%) simple interest per annum or the
maximum rate than allowed by law, whichever is less.
207. Representations and Warranties.
207.1 CDC -HA Representations and Warranties. CDC -HA represents and
warrants to Developer that the CDC -HA is a public body, corporate and politic, existing pursuant
to the California Community Redevelopment Law (California Health and Safety Code Section
33000), which has been authorized to transact business pursuant to action of the City. CDC -HA
has full right, power and lawful authority to ground lease the Kimball Property and the Morgan
Property as provided herein and the execution, performance and delivery of this Agreement by
CDC -HA has been fully authorized by all requisite actions on the part of CDC -HA.
207.2 Developer's Representations and Warranties. Each of the Kimball
Developer and the Morgan Developer represents and warrants to CDC -HA as follows:
(a) Authority. The Kimball Developer and the Morgan Developer is a
California limited partnership. The persons executing this Agreement on behalf of each of
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Attachment No. 2
the Kimball Developer and the Morgan Developer have all necessary authority to execute
this Agreement on behalf of Kimball Developer or the Morgan Developer, respectively,
and this Agreement is a binding obligation of Developer. Copies of the Certificate of
Limited Partnership and Partnership Agreement of each of the Kimball Developer and the
Morgan Developer, will be delivered to CDC -HA within five (5) business days of final
approval of the Agreement. These copies will be true, complete and fully -executed copies
of the originals, as amended to the date of this Agreement. Each of the Kimball Developer
and the Morgan Developer will have full right, power and lawful authority to enter into the
applicable Ground Lease and undertake all obligations as provided in this Agreement. The
execution, performance and delivery of this Agreement by each of the Kimball Developer
and the Morgan Developer has been fully authorized by resolution of and all requisite
actions on the part of the respective Developer.
(b) No Conflict. Developer's execution, delivery and performance of its
obligations under this Agreement will not constitute a default or a breach under any
contract, agreement or order to which Developer is a party or by which it is bound.
(c) No Bankruptcy. Developer is not the subject of a bankruptcy proceeding.
(d) Rent and Occupancy Restrictions. Developer shall at all times after the
Closing during the 55-year term comply with the requirements of the Declaration.
208. Studies and Reports. Prior to the Closing, representatives of Developer shall have
the right of access to all portions of the Property for the purpose of obtaining data and making
surveys and tests necessary to carry out this Agreement. Any preliminary work undertaken on the
Property by Developer prior to the Closing shall be done at the sole risk and expense of Developer.
Any preliminary work shall be undertaken only after securing all necessary permits from the
appropriate governmental agencies.
209. Condition of the Property.
209.1 "As -Is," "Where -Is". The CDC -HA has not investigated and makes no
representations or warranties whatsoever regarding the condition of the Property. Developer
hereby agrees to take title to the Kimball Leasehold and the Morgan Leasehold "as -is." The
Kimball Leasehold and the Morgan Leasehold shall be conveyed to the Developer in an "as -is"
physical and environmental condition, with no warranty, express or implied, by the CDC -HA as
to the condition of any existing improvements, the soil, its geology, the presence of known or
unknown faults or Hazardous Materials or toxic substances, and it shall be the sole responsibility
of the Developer at its expense to investigate and determine the physical and environmental
conditions. The Developer shall have the right to engage its own environmental consultant (the
"Environmental Consultant") and other consultants to make such investigations of the Property as
the Developer deems necessary, including any soils, geotechnical and other testing of the Property,
and the CDC -HA shall promptly be provided a copy of all reports and test results provided to the
Developer by the Environmental Consultant (collectively, the "Environmental Reports"). The
Developer shall reasonably approve or disapprove of the physical and environmental condition of
the Property no later than forty-five (45) days from the date from the date this Agreement is
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Attachment No. 2
executed by the CDC -HA, provided that the Developer shall have the right to approve or
disapprove any further environmental conditions (which are not created by the Developer) that
first occur after such deadline for Developer's approval. The Developer's failure to deliver written
notice of its disapproval within such time limit shall be deemed approval of the physical and
environmental condition of the Property and a waiver of Developer's right to object to the physical
and environmental condition of the Property. If the Developer approves or is deemed to approve
the physical and environmental condition of the Property, then, as between Developer, City and
CDC -HA, it shall be the sole responsibility and obligation of the Developer to take such action as
may be necessary to place the physical and environmental conditions of the Property in a condition
entirely suitable for the purposes set forth in this Agreement.
209.2 Developer Precautions After Closing. From and after the Closing for the
Kimball Tower and the Closing for the Morgan Tower, respectively, Developer shall take all
necessary precautions to prevent the release in, on or under the Property of any Hazardous
Materials. Such precautions shall include compliance with all Governmental Requirements with
respect to Hazardous Materials. In addition, Developer shall install and utilize such equipment
and implement and adhere to such procedures as are consistent with commercially reasonable
standards as respects the disclosure, storage, use, removal and disposal of Hazardous Materials.
209.3 Required Disclosures After Closing. From and after the Closing for the
Kimball Tower and the Closing for the Morgan Tower, respectively, Developer shall notify CDC -
HA, and provide the CDC -HA with a copy or copies, of all environmental permits, disclosures,
applications, entitlements or inquiries relating to the Property, including notices of violation,
notices to comply, citations, inquiries, clean-up or abatement orders, cease and desist orders,
reports filed pursuant to self -reporting requirements and reports filed or applications made
pursuant to any Governmental Requirements relating to Hazardous Materials and underground
tanks. Developer shall report to the CDC -HA, as soon as possible after each incident, any unusual
or potentially important incidents with respect to the environmental condition of the Property. In
the event of a release of any Hazardous Materials into the environment, Developer shall, as soon
as possible after the release, deliver to the CDC -HA a copy of any and all reports relating thereto
and copies of all correspondence with governmental agencies relating to the release. Upon request,
Developer shall deliver to the CDC -HA a copy or copies of any and all other environmental
entitlements or inquiries relating to or affecting the Property including, but not limited to, all permit
applications, permits and reports including, without limitation, those reports and other matters
which may be characterized as confidential.
210. Developer Indemnity. From and after the Closing for the Kimball Tower and the
Closing for the Morgan Tower, respectively, Developer agrees to indemnify, defend and hold
CDC -HA harmless from and against any claim, action, suit, proceeding, loss, cost, damage,
liability, deficiency, fine, penalty, punitive damage, or expense (including, without limitation,
attorneys' fees), resulting from, arising out of, or based upon any of the following: (i) the presence,
release, use, generation, discharge, storage or disposal of any Hazardous Materials on, under, in or
about, or the transportation of any such Hazardous Materials to or from, the Property, or (ii) the
violation, or alleged violation, of any statute, ordinance, order, rule, regulation, permit, judgment
or license relating to the use, generation, release, discharge, storage, disposal or transportation of
Hazardous Materials on, under, in or about, to or from, the Property. This indemnity shall include,
17
Attachment No. 2
without limitation, any damage, liability, fine, penalty, parallel indemnity after closing cost or
expense arising from or out of any claim, action, suit or proceeding for personal injury (including
sickness, disease or death), tangible or intangible property damage, compensation for lost wages,
business income, profits or other economic loss, damage to the natural resource or the
environment, nuisance, contamination, leak, spill, release or other adverse effect on the
environment. Provided, however, that this indemnity shall be limited to claims, actions, suits,
proceedings, losses, costs, damages, liabilities, deficiencies, fines, penalties, punitive damages, or
expenses due to conditions first occurring from and after the Closing for the Kimball Tower and
the Closing for the Morgan Tower, respectively. This indemnity does not include any condition
arising solely as a result of the negligence or willful misconduct of the CDC -HA or its employees,
agents, representatives, successors or assigns. This Section 210 shall apply with respect to the
Kimball Developer only with respect to the Kimball Property, Kimball Leasehold and Kimball
Tower and shall apply with respect to the Morgan Developer only with respect to the Morgan
Property, Morgan Leasehold and Morgan Tower, i.e., the Kimball Developer shall not have any
obligations or liability with respect to the Morgan Property, Morgan Leasehold or Morgan Tower
and the Morgan Developer shall not have any obligations or liability with respect to Kimball
Property, Kimball Leasehold or Kimball Tower.
300. Scope of Rehabilitation.
301. CDC -HA Review and Approval of the Scope of Rehabilitation. Developer shall
prepare and submit a Scope of Rehabilitation for each of the Kimball Tower and the Morgan Tower
to the CDC -HA for review and approval. The CDC -HA shall have the right to review and approve
or disapprove all aspects of the Scope of Rehabilitation for each of the Kimball Tower and the
Morgan Tower. Developer acknowledges and agrees that the CDC -HA is entitled to approve or
disapprove the Scope of Rehabilitation for each of the Kimball Tower and the Morgan Tower in
order to satisfy the CDC-HA's obligation to promote the sound rehabilitation and redevelopment
of the Project, to promote a high level of design which will impact the surrounding development,
and to provide an environment for the social, economic and psychological growth and well-being
of the citizens of the City, including but not limited to the residents of the Kimball Tower and the
Morgan Tower. Developer shall not be entitled to any monetary damages or compensation as a
result of the CDC-HA's disapproval or failure to approve or disapprove the Scope of Rehabilitation
for the Kimball Tower or the Morgan Tower.
302. Standards for Disapproval. The CDC -HA shall have the right to disapprove in its
reasonable discretion any of the Scope of Rehabilitation for each of the Kimball Tower and the
Morgan Tower, as set forth in Section 301, above, including without limitation if the same do not
conform to this Agreement or are otherwise incomplete. In the event the Scope of Rehabilitation
for either the Kimball Tower and the Morgan Tower is not approved, the CDC -HA shall state in
writing provided to the Developer the reasons for disapproval. Developer, upon receipt of notice
of disapproval from the CDC -HA, shall revise such portions and resubmit the revised Scope of
Rehabilitation to the CDC -HA for approval. The CDC -HA and Developer agree to work together
in good faith to resolve any disagreements and disputes regarding the Scope of Rehabilitation.
303. Revisions. If Developer desires to propose any revisions to the CDC -HA -approved
Scope of Rehabilitation after approval, the Developer shall submit such proposed changes to the
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Attachment No. 2
CDC -HA. If the Scope of Rehabilitation, as modified by the proposed changes, generally and
substantially conforms to the requirements of the Scope of Rehabilitation and this Agreement, the
CDC -HA shall review the proposed changes and notify Developer in writing within thirty (30)
days after submission to the CDC -HA whether the proposed change is approved or disapproved.
The CDC-HA's Executive Director is authorized to approve changes to the Scope of
Rehabilitation. Provided, however, the CDC -HA shall have no obligation to approve any change
from the basic use of the Property for anything other than a multifamily, affordable housing
project.
304. Defects in Plans. The CDC -HA shall not be responsible or liable in any way, either
to Developer or to any third parties, for any defects in the Scope of Rehabilitation, or for any
structural or other defects in any work done according to the approved Scope of Rehabilitation, or
for any delays caused by the review and approval processes established by this Section 300.
Developer shall hold harmless and indemnify CDC -HA, the City and their officers, employees,
agents and representatives from and against any and all claims, demands and suits for damages to
property or injuries to persons arising out of or in any way relating to the Property, including
without limitation any defects in the Scope of Rehabilitation, violation of any laws, and for defects
in any work done according to the approved Scope of Rehabilitation or for defects in work
performed by Developer or any contractor or subcontractor of Developer.
305. Land Use Approvals. Before commencement of the Scope of Rehabilitation work
or any works of improvement at the Property, Developer shall, at Developer's sole expense, secure
or cause to be secured any and all land use and other entitlements, permits and approvals which
may be required for the Scope of Rehabilitation work by the City or any other governmental agency
affected by such rehabilitation, construction or work. Neither CDC -HA, nor the City shall be
responsible in any way for, the processing of Developer's building permits or other permit
applications with the City and the execution of this Agreement does not constitute the granting of
or a commitment to obtain any required land use permits, entitlements or approvals.
306. Deadline for Completion of the Scope of Rehabilitation. The Scope of
Rehabilitation work for the Kimball Tower and the Scope of Rehabilitation work for the Morgan
Tower shall be completed in accordance not later than twenty-four (24) months from the Closing
for the Kimball Tower or the Closing for the Morgan Tower, as applicable. Failure to complete
all of the Scope of Rehabilitation work for the Kimball Tower or the Scope of Rehabilitation work
for the Morgan Tower, as applicable, shall, inter alia, be a default by the Morgan Developer or the
Kimball Developer respectively, entitling the CDC -HA to exercise all of its rights and remedies,
including without limitation foreclosure of the applicable Developer Deed of Trust.
307. Cost of Project. All costs of the Project whatsoever shall be borne by Developer,
including without limitation the cost of planning, designing, developing and rehabilitating the
Kimball Tower and the Morgan Tower in accordance with the applicable Scope of Rehabilitation.
307.1 Project Budget. The Developer has submitted the Initial Project Budget to
CDC -HA. The Project Budget summarizes the current estimates of the sources and uses of funds
for the complete rehabilitation of each of the Kimball Tower and the Morgan Tower. By its
execution of this Agreement, CDC -HA has given its approval to the Initial Project Budget. While
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Attachment No. 2
the Initial Project Budget has been prepared based on the best, good faith estimate of the Developer
of the costs which are likely to be incurred for the rehabilitation of the Kimball Tower and the
Morgan Tower, the parties recognize that events and circumstances not currently contemplated,
some of which are outside of the control of the parties, could result in changes in the costs of
rehabilitating one or both Projects, necessitating changes in the Project Budget. Changes in the
Scope of Rehabilitation could also be made during any public hearing or approval process which
results in increased costs for the Project not contemplated in the Project Budget. Changes in costs
could be occasioned by conditions found in the field which were not anticipated as of the date of
execution of this Agreement, including changes (and delays which result from changes) as a result
of onsite inspections. Due to the impact of other, competing demands for staff time, inspections
themselves might be delayed.
307.2 Because of the specialized nature of the funding for the Scope of
Rehabilitation, unanticipated material changes could constitute a challenge to the Project
completion and may cause additional costs to the Project unanticipated in the Initial Project
Budget. Should the Developer become aware of any such material fact or circumstance which will
result in a material increase in the Scope of Rehabilitation (a cost or costs will constitute a "material
increase" if (i) alone or cumulatively, such costs result in increased expenses in excess of $100,000,
but which expenses might be absorbed out of contingency funds; or (ii) alone or cumulatively,
such costs result in an increase for a Phase in excess of $250,000 which cannot be paid from
sources of funds identified in the Project Budget), the Developer shall give written notice to CDC -
HA, which notice shall identify the material change or changes, shall itemize the costs which the
Developer anticipates will result therefrom and shall request that CDC -HA take one or more of
the following actions:
i. Agree to the transfer of amounts between line items within each Project Budget. At
the request of either Developer, and subject to the approval of CDC -HA, which will not be
unreasonably withheld, conditioned or delayed, funds reflected in one line item of a Project
Budget which are unexpended at the substantial completion of the work delineated therein
may be transferred to the account and line item for contingencies, or, with the consent of
CDC -HA, not to be unreasonably withheld, transferred directly to another account of
another line item in the Project Budget.
ii. Approve modifications to the Scope of Rehabilitation reasonably necessary or
required to deal with such changed circumstances and material increases. Such
modifications might include phasing or deferral of Project amenities until additional
funding is available or secured, downsizing or eliminating Project design items or
amenities, etc. All financing for the Scope of Rehabilitation shall be subject to the review
and approval of the CDC -HA, which review and approval shall not be unreasonably
withheld, conditioned or delayed. The CDC -HA shall respond within fifteen (15) days of
either Developer's submission of any proposed financing. Each Developer will be
responsible for maximizing use of leveraged financing sources from other community
development funding sources as available. The CDC-HA's approvals of any such
modifications shall not be unreasonably withheld, conditioned or delayed. The CDC -HA
acknowledges that the Kimball Developer has applied for an Affordable Housing Program
Loan from a Federal Home Loan Bank member institution (the "AHP Loan"). The CDC-
20
Attachment No. 2
HA and each Developer further acknowledge that each Developer has applied for an AHP
Loan, and that if either Developer is not awarded an AHP Loan, such Developer will submit
up to two additional applications for an AHP Loan. If either Developer has made three
unsuccessful applications for an AHP Loan, then CDC -HA will increase the total amount
of the either the Kimball Acquisition Loan or the Morgan Acquisition Loan in an amount
sufficient to fill any gaps in the respective Project Budget due to the unavailability of an
AHP Loan.
iii. Agree to allow the Developer to obtain additional funding sufficient to pay such
material increases. Such funding sources might, upon approval by CDC -HA, include
CDC -HA support for applications for additional and/or new funding from additional or
new governmental or private funding programs established for low and moderate income
housing.
Once the CDC -HA and each Developer has agreed upon a final sources and uses for the Scope of
Rehabilitation, then the parties shall replace the Initial Project Budget with a final approved project
budget (the "Final Project Budget"), which shall include development sources and uses and an
operating budget.
308. Insurance Requirements. Developer shall take out and maintain during the terms
of each of the Declarations and shall cause its contractor and subcontractors to take out and
maintain until completion of the applicable Scope of Rehabilitation, a comprehensive general
liability policy in the amount of not less than $4,000,000 combined single limit policy and not less
than $1,000,000 combined single limit policy for subcontractors; provided that the use of umbrella
/ excess liability policies to achieve such limits will be acceptable, and a comprehensive
automobile liability policy in the amount of $1,000,000 combined single limit, or such other policy
limits as the CDC -HA may approve at its discretion, including contractual liability, as shall protect
Developer, City and CDC -HA from claims for such damages. Such policy or policies shall be
written on an occurrence form. Developer shall also furnish or cause to be furnished to the CDC -
HA evidence satisfactory to the CDC -HA that Developer, and any contractor with whom it has
contracted for the performance of work on the Property or otherwise pursuant to this Agreement,
carries workers' compensation insurance as required by law. Developer shall furnish a certificate
of insurance countersigned by an authorized agent of the insurance carrier on a form approved by
the CDC -HA setting forth the general provisions of the insurance coverage. This countersigned
certificate shall name the City and CDC -HA and their respective officers, agents, and employees
as additionally insured parties under the policy, and the certificate shall be accompanied by a duly
executed endorsement evidencing such additional insured status. The certificate and endorsement
by the insurance carrier shall contain a statement of obligation on the part of the carrier to notify
the City and CDC -HA of any material change, cancellation or termination of the coverage at least
thirty (30) days in advance of the effective date of any such material change, cancellation or
termination. Coverage provided hereunder by Developer shall be primary insurance and not be
contributing with any insurance maintained by the City of CDC -HA, and the policy shall contain
such an endorsement. The insurance policy or the endorsement shall contain a waiver of
subrogation for the benefit of the City and CDC -HA. The required certificates shall be furnished
21
Attachment No. 2
by Developer prior to the Closing for the Kimball Tower or the Closing for the Morgan Tower, as
applicable.
309. Developer's Indemnity. The Developer shall be responsible for all injuries to
persons and/or all damages to real or personal property of the City, CDC -HA or others, caused by
or resulting from the negligence and/or breach of this Agreement, by the Developer, its employees,
subcontractors and/or its agents during the term of this Agreement. The Developer shall defend
and hold harmless and indemnify the City, CDC -HA and all of their officers and employees from
all costs, damages, judgments, expenses and claims to any third party resulting from the negligence
and/or breach of this Agreement, by the Developer, Developer's directors, officers, partners,
members, employees, subcontractors and/or its agents and assigns or any employee of Developer's
directors, officers, partners, or members, arising out of the rehabilitation of the Project and/or the
breach of this Agreement, except those arising from the sole negligence or willful misconduct of
the City or CDC -HA. This Section 309 shall apply with respect to the Kimball Developer only
with respect to the Kimball Property, Kimball Leasehold and Kimball Tower and shall apply with
respect to the Morgan Developer only with respect to the Morgan Property, Morgan Leasehold
and Morgan Tower, i.e., the Kimball Developer shall not have any obligations or liability with
respect to the Morgan Property, Morgan Leasehold or Morgan Tower and the Morgan Developer
shall not have any obligations or liability with respect to Kimball Property, Kimball Leasehold or
Kimball Tower.
310. Rights of Access. The Developer agrees to allow the CDC -HA and its
representatives to access the Property to review and inspect the Developer's activities under this
Agreement as the CDC -HA shall require. The CDC -HA shall monitor the Developer's activities
without liability for said inspection and review.
311. Compliance With Laws. The Developer represents and warrants that during the
term of this Agreement that it will comply with all State and Federal Davis Bacon prevailing wage
requirements to the extent the same are applicable to the work. The Developer shall carry out the
design and completion of the Scope of Rehabilitation in conformity with all applicable laws,
including all applicable state labor standards, the City zoning and development standards, building,
plumbing, mechanical and electrical codes, and all other provisions of the Title 24 of the California
Code of Regulations, and all applicable disabled and handicapped access requirements, including
without limitation the Americans With Disabilities Act, 42 U.S.C. Section 12101, et seq.,
Government Code Section 4450, et seq., Government Code Section 11135, et seq., and the Unruh
Civil Rights Act, Civil Code Section 51, et seq. The Developer hereby agrees to carry out
development, rehabilitation, construction and operation of the Property, including, without
limitation, any and all public works (as defined by applicable law), in conformity with all
applicable local, state and federal laws, including, without limitation, all applicable federal and
state labor laws (including, without limitation, any requirement to pay State prevailing wages or
Federal Davis Bacon wages). Developer hereby expressly acknowledges and agrees that neither
the City nor the CDC -HA has ever previously affirmatively represented to the Developer or its
contractor(s). in writing or otherwise, in a call for bids or otherwise, that the work to be covered by
the bid or contract is or is not a "public work," as defined in Section 1720 of the Labor Code.
Developer hereby agrees that Developer shall have the obligation to provide any and all
disclosures, representations, statements, rebidding, and/or identifications which may be required
22
Attachment No. 2
by Labor Code Sections 1726 and 1781, as the same may be enacted, adopted or amended from
time to time, or any other provision of law. Developer hereby agrees that Developer shall have
the obligation to provide and maintain any and all bonds to secure the payment of contractors
(including the payment of wages to workers performing any public work) which may be required
by the Civil Code, Labor Code Section 1781, as the same may be enacted, adopted or amended
from time to time, or any other provision of law. The Developer hereby agrees that the Developer
shall have the obligation, at the Developer's sole cost, risk and expense, to obligate any party as
may be required by Labor Code Sections 1726 and 1781, as the same may be enacted, adopted or
amended from time to time, or any other provision of law. Developer shall indemnify, protect,
defend and hold harmless the City, the CDC -HA and their respective officers, employees,
contractors and agents, with counsel reasonably acceptable to the City and the CDC -HA, from and
against any and all loss, liability, damage, claim, cost, expense, and/or "increased costs" (including
labor costs, penalties, reasonable attorneys' fees, court and litigation costs, and fees of expert
witnesses) which, in connection with the completion of the Scope of Rehabilitation, including,
without limitation, any and all public works (as defined by applicable law), results or arises in any
way from any of the following: (i) the noncompliance by Developer of any applicable local, state
and/or federal law, including, without limitation, any applicable federal and/or state labor laws
(including, without limitation, if applicable, the requirement to pay state prevailing wages); (ii) the
implementation of Sections 1726 and 1781 of the Labor Code, as the same may be enacted, adopted
or amended from time to time, or any other similar law; (iii) failure by Developer to provide any
required disclosure, representation, statement, rebidding and/or identification which may be
required by Labor Code Sections 1726 and 1781, as the same may be enacted, adopted or amended
from time to time, or any other provision of law; (iv) failure by Developer to provide and maintain
any and all bonds to secure the payment of contractors (including the payment of wages to workers
performing any public work) which may be required by the Civil Code, Labor Code Section 1781,
as the same may be enacted, adopted or amended from time to time, or any other provision of law;
and/or (v) failure by the Developer to obligate any party as may be required by Labor Code
Sections 1726 and 1781, as the same may be enacted, adopted or amended from time to time, or
any other provision of law. It is agreed by the parties that, in connection with the development,
rehabilitation, construction and operation of the Property, including, without limitation, any public
work (as defined by applicable law), Developer shall bear all risks of payment or non-payment of
state prevailing wages and/or the implementation of Labor Code Sections 1726 and 1781, as the
same may be enacted, adopted or amended from time to time, and/or any other provision of law.
"Increased costs" as used in this Section shall have the meaning ascribed to it in Labor Code
Section 1781, as the same may be enacted, adopted or amended from time to time. The foregoing
indemnity shall survive termination of this Agreement. This Section 311 shall apply with respect
to the Kimball Developer only with respect to the Kimball Property and shall apply with respect
to the Morgan Developer only with respect to the Morgan Property.
312. Nondiscrimination in Employment. Developer certifies and agrees that all persons
employed or applying for employment by it, its affiliates, subsidiaries, or holding companies, and
all subcontractors, bidders and vendors, are and will be treated equally by it without regard to, or
because of race, color, religion, ancestry, national origin, sex, age, pregnancy, childbirth or related
medical condition, medical condition (cancer related) or physical or mental disability, and in
compliance with Title VII of the Civil Rights Act of 1964, 42 U.S.C. Section 2000, et seq., the
Federal Equal Pay Act of 1963, 29 U.S.C. Section 206(d), the Age Discrimination in Employment
23
Attachment No. 2
Act of 1967, 29 U.S.C. Section 621, et seq., the Immigration Reform and Control Act of 1986, 8
U.S.C. Section 1324b, et seq., 42 U.S.C. Section 1981, the California Fair Employment and
Housing Act, Cal. Government Code Section 12900, et seq., the California Equal Pay Law, Cal.
Labor Code Section 1197.5, Cal. Government Code Section 11135, the Americans with
Disabilities Act, 42 U.S.C. Section 12101, et seq., and all other anti -discrimination laws and
regulations of the United States and the State of California as they now exist or may hereafter be
amended. Developer shall allow representatives of the CDC -HA access to its employment records
related to this Agreement during regular business hours to verify compliance with these provisions
when so requested by the CDC -HA.
313. Taxes and Assessments. After each Closing, the respective Developer shall pay
prior to delinquency all ad valorem real estate taxes and assessments on the Kimball Leasehold or
the Morgan Leasehold, respectively. Developer shall remove or have removed any levy or
attachment made after the Closing on the Kimball Leasehold or the Morgan Leasehold,
respectively, or any part thereof, or assure the satisfaction thereof within a reasonable time.
314. Liens and Stop Notices. Developer shall not allow to be placed on the Kimball
Leasehold, the Morgan Leasehold or the Property or any part thereof any lien or stop notice. If a
claim of a lien or stop notice is given or recorded affecting the Kimball Leasehold, the Morgan
Leasehold or the Property, the respective Developer shall, within thirty (30) days of such recording
or service or within five (5) days of the CDC-HA's demand, whichever last occurs:
(a) pay and discharge the same;
(b) effect the release thereof by recording and delivering to the CDC -HA a
surety bond in sufficient form and amount as approved by the CDC -HA in its sole
discretion; or
(c) provide the CDC -HA with other assurance which the CDC -HA deems, in
its sole discretion, to be satisfactory for the payment of such lien or bonded stop notice and
for the full and continuous protection of the CDC -HA from the effect of such lien or bonded
stop notice.
315. Financing of the Project.
315.1 No Encumbrances Except Mortgages or Deeds of Trust. Mortgages and
deeds of trust may be permitted only with the CDC-HA's prior written approval, and only for the
purpose of securing loans of funds to be used for financing the Scope of Rehabilitation work, and
any other purposes deemed necessary and appropriate by the CDC -HA in connection with
development under this Agreement. The Developer shall notify the CDC -HA in advance of the
execution or recordation of any mortgage or deed of trust. The Developer shall not enter into any
mortgage or deed of trust for financing without the prior written approval of the CDC -HA, which
approval the CDC -HA agrees to give if any such mortgage or deed of trust for financing is given
to a responsible financing lending institution or person or entity, as determined by the CDC -HA
in its reasonable discretion. The CDC -HA agrees that the Developer Deed of Trust shall be
24
Attachment No. 2
subordinated to any Construction Deed of Trust, such subordination shall be via a subordination
agreement in a form acceptable to the CDC -HA in its reasonable discretion.
315.2 Right of CDC -HA to Cure Mortgage or Deed of Trust Default. In the event
of a mortgage or deed of trust default or breach by the Developer, the Developer shall immediately
deliver to the CDC -HA a copy of any mortgage holder's notice of default. The CDC -HA shall
have the right but not the obligation to cure the default. In such event, the CDC -HA shall be
entitled to reimbursement from the Developer of all costs and expenses incurred by the CDC -HA
in curing such default, including without limitation attorneys' fees.
316. Occupancy Monitoring and Inspection Fees; Records and Reports. Each year
during the terms of each of the Declarations, the Developer shall pay to the CDC -HA an affordable
housing occupancy monitoring and inspection fee of $201 per unit per year, escalating at 3.5%
annually. The Developer shall supply CDC -HA, annually, on May 31 st, of each year during the
term of this Agreement, for the immediately prior calendar year, with such records and reports as
are required and are requested by the CDC -HA to aid it in complying with its reporting and record
keeping requirements. The records and reports include, but are not limited to the following:
(a) Amount of funds expended pursuant to this Agreement;
(b) Eligible tenant information, including yearly income verifications;
(c) On -site inspection results;
(d) Housing payments charged to tenants;
(e) Affirmative marketing records;
(0 Insurance policies and notices;
(g) Equal Employment Opportunity and Fair Housing records;
(h) Labor costs and records;
(i) Audited income and expense statement, balance sheet and statement of cash flows
for the Developer;
(j) Federal and State income tax returns for the calendar year, ending on the preceding
December 31 st;
(k) Annual budget of reserves for repair and replacement;
(1) Annual certification and representation regarding status of all loans, encumbrances
and taxes;
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Attachment No. 2
(m) Such other and further information and records as the CDC -HA shall reasonably
request in writing from the Developer.
317. Flood Insurance. Developer represents, warrants, and certifies that the Property is
located within a community participating in the National Flood Insurance Program and Developer
agrees to purchase and maintain flood insurance for the duration of the term of this Agreement.
318. Accessibility Standards. Developer represents and warrants that it will comply with
all federal, state and local requirements and regulations concerning access to the units by the
disabled and handicapped persons.
400. Covenants and Restrictions.
401. Affordable Units. Developer covenants and agrees for itself, its successors, assigns,
and every successor in interest to the Kimball Leasehold or the Morgan Leasehold, respectively,
or any part thereof, that upon the Closing and thereafter, Developer shall comply with the
applicable Declaration for the period of time specified herein. The obligation of the CDC -HA to
enter into each Ground Lease is conditioned upon the execution, and recordation of the Declaration
against the Kimball Leasehold and the Morgan Leasehold. The Declaration for the Kimball
Leasehold shall contain housing payment and income level restrictions for the one hundred forty-
nine (149) Affordable Units in the Kimball Tower. The Declaration for the Morgan Leasehold
shall contain housing payment and income level restrictions for the one hundred fifty-one (151)
Affordable Units in the Morgan Tower. All of the Affordable Units shall be restricted to
occupancy by Very Low Income Households with monthly rental rates restricted to the Maximum
Rents as set forth in more detail in the Declaration. Provided, however, the CDC -HA
acknowledges that there are currently several units at each of the Kimball Tower and Morgan
Tower which are currently occupied by tenants whose incomes no longer qualify as Very Low
Income Households (the "Existing Over -Income Units"), and the CDC -HA further agrees that the
Existing Over -Income Units will continue to be treated as Very Low Income Households, so long
as upon the vacancy of any Existing Over -Income Unit, such unit must then be rented to a
qualifying Very Low Income Household.
402. Maintenance Covenants. The Developer represent§ and warrants that after
completion of Scope of Rehabilitation, the Kimball Property, the Morgan Property and all of the
Affordable Units shall continually be maintained in a decent, safe and sanitary condition, and in
good repair as described in 24 C.F.R. §5.703, and in a manner which satisfies the Uniform Physical
Conditions Standards promulgated by the Department of Housing and Urban Development (24
C.F.R. §5.705), as such standards are interpreted and enforced by the CDC -HA under its normal
policies and procedures. The Developer warrants that all rehabilitation work shall meet or exceed
the applicable local codes and construction standards, including zoning and building codes of the
City of National City as well as the provisions of the Model Energy Code published by the Council
of American Building Officials. The Developer hereby consents to periodic inspection by the
CDC-HA's designated inspectors and/or designees during regular business hours, including the
Code Enforcement Agents of the City, to assure compliance with all applicable zoning, building
codes, regulations and property standards.
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Attachment No. 2
403. Obligation to Refrain from Discrimination.
403.1 State and Federal Requirements. The Developer shall, at all times during
the term of this Agreement, comply with all of the affirmative marketing procedures adopted by
the CDC -HA. The Developer shall maintain records to verify compliance with the applicable
affirmative marketing procedures and compliance. Such records are subject to inspection by the
CDC -HA during regular business hours upon five (5) days written notice.
404.2 Additional Requirements. Developer hereby agrees to comply with the
Title VII of the Civil Rights Act of 1964, as amended, the California Fair Employment Practices
Act, and any other applicable Federal and State laws and regulations.
404.3 Fair Housing Laws. All activities carried out by the Developer and/or
agents of the Developer shall be in accordance with the requirements of the Federal Fair Housing
Act. The Fair Housing Amendments Act of 1988 became effective on March 12, 1989. The Fair
Housing Amendments Act of 1988 and Title VIII of the Civil Rights Act of 1968, taken together,
constitute the Fair Housing Act. The Fair Housing Act provides protection against the following
discriminatory housing practices if they are based on race, sex, religion, color, handicap, familial
status, or national origin: denying or refusing to rent housing, denying or refusing to sell housing,
treating differently applicants for housing, treating residents differently in connection with terms
and conditions, advertising a discriminatory housing preference or limitation, providing false
information about the availability of housing, harassing, coercing or intimidating people from
enjoying or exercising their rights under the Fair Housing Act, blockbusting for profit, persuading
owner to sell or rent housing by telling them that people of a particular race, religion, etc. are
moving into the neighborhood, imposing different terms for loans for purchasing, constructing,
improving, repairing, or maintaining a home, or loans secured by housing; denying use or
participation in real estate services, e.g., brokers' organizations, multiple listing services, etc. The
Fair Housing Act gives HUD the authority to hold administrative hearings unless one of the parties
elects to have the case heard in U.S. District Court and to issue subpoenas. Both civil and criminal
penalties are provided. The Fair Housing Act also provides protection for people with disabilities
and proscribes those conditions under which senior citizen housing is exempt from the prohibitions
based on familial status. The following State of California Laws also govern housing
discrimination and shall be complied with by Developer: Fair Employment and Housing Act,
Unruh Civil Rights Act of 1959, Ralph Civil Rights Act of 1976, and Civil Code Section 54.1.
405. Nondiscrimination Covenants. The Developer covenants by and for itself and any
successors in interest that there shall be no discrimination against or segregation of, any person or
group of persons on the basis of race, color, creed, religion, sex, sexual orientation, marital status,
national origin, ancestry, familial status, source of income or disability of any person in the sale,
lease, sublease, transfer, use, occupancy, tenure or enjoyment of the Property, nor shall Developer
or any person claiming under or through it establish or permit any such practice or practices of
discrimination or segregation of any person or group of persons on account of any basis listed in
subdivision (a) or (d) of Section 12955 of the Government Code, as those bases are defined in
Sections 12926, 12926.1, subdivision (m) and paragraph (1) of subdivision (p) of Section 12955,
and Section 12955.2 of the Government Code, with reference to the selection, location, number,
use or occupancy of tenants, lessees, subtenants, sublessees or vendees of the Property. The
27
Attachment No. 2
foregoing covenants shall run with the land. All such deeds, leases or contracts shall contain or be
subject to substantially the following nondiscrimination or nonsegregation clauses:
(a) Deeds. In deeds: "The grantee herein covenants by and for itself, its successors and
assigns, and all persons claiming under or through them, that there shall be no discrimination
against or segregation of, any person or group of persons on account of race, color, religion, sex,
sexual orientation, disability, medical condition, familial status, source of income, marital status,
national origin or ancestry in the sale, lease, sublease, transfer, use, occupancy, tenure or
enjoyment of the land herein conveyed, nor shall the grantee itself or any person claiming under
or through it, establish or permit any such practice or practices of discrimination or segregation
with reference to the selection, location, number, use or occupancy of tenants, lessees, subtenants,
sublessees or vendees in the land herein conveyed. The foregoing covenants shall run with the
land."
(b) Leases. In leases: "The lessee herein covenants by and for itself, its successors and
assigns, and all persons claiming under or through them, and this lease is made and accepted upon
and subject to the following conditions: That there shall be no discrimination against or segregation
of any person or group of persons, on account of race, color, religion, sex, sexual orientation,
disability, medical condition, familial status, source of income, marital status, national origin or
ancestry in the leasing, subleasing, renting, transferring, use, occupancy, tenure or enjoyment of
the land herein leased, nor shall lessee itself, or any person claiming under or through it, establish
or permit such practice or practices of discrimination or segregation with reference to the selection,
location, number, use or occupancy of tenants, lessees, sublessees, subtenants or vendees in the
land herein leased."
(c) Contracts. In contracts for the rental, lease or sale of the Kimball Leasehold or the
Morgan Leasehold: "There shall be no discrimination against or segregation of any person or group
of persons on account of race, color, religion, sex, sexual orientation, disability, medical condition,
familial status, source of income, marital status, national origin or ancestry in the sale, lease,
sublease, transfer, use, occupancy, tenure or enjoyment of the land, nor shall the transferee itself
or any person claiming under or through it, establish or permit any such practice or practices of
discrimination or segregation with reference to the selection, location, number, use or occupancy
of tenants, lessees, subtenants, sublessees or vendees of the land."
406. Effect of Violation of the Terms and Provisions of this Agreement. The CDC -HA
is deemed the beneficiary of the terms and provisions of this Agreement and of the covenants
running with the land, for and in its own right and for the purposes of protecting the interests of
the community and other parties, public or private, in whose favor and for whose benefit this
Agreement and the covenants running with the land have been provided, without regard to whether
the CDC -HA has been, remains or is an owner of any land or interest therein in the Property. The
CDC -HA shall have the right, if this Agreement or its covenants are breached, to exercise all rights
and remedies, and to maintain any actions or suits at law or in equity or other proper proceedings
to enforce the curing of such breaches to which it or any other beneficiaries of this Agreement and
covenants may be entitled.
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Attachment No. 2
500. Defaults and Remedies. This Section 500, including without limitation the subsections set
forth below, shall apply to the Kimball Developer only with respect to the Kimball Property,
Kimball Leasehold and Kimball Tower and shall apply to the Morgan Developer only with respect
to the Morgan Property, Morgan Leasehold and Morgan Tower, i.e., the Kimball Developer shall
not have any obligations or liability with respect to the Morgan Property, Morgan Leasehold or
Morgan Tower and the Morgan Developer shall not have any obligations or liability with respect
to Kimball Property, Kimball Leasehold or Kimball Tower.
501. Default Generally. Subject to Section 603.2 of this Agreement, failure by the CDC -
HA or the Developer to perform any action or covenant required by this Agreement within the
time periods provided herein following notice and failure to cure as described hereafter, constitutes
a "Default" under this Agreement. A party claiming a Default shall give written notice of Default
to the other party specifying the alleged Default. Except as otherwise expressly provided in this
Agreement, the claimant shall not institute any proceeding against any other party, and the other
party shall not be in Default if: (i) such alleged Default is cured thirty (30) days from receipt of
such written notice: or (ii) if the alleged Default is such that it is not capable of being cured within
thirty (30) days, but corrective action is initiated within thirty (30) days and the allegedly defaulting
party diligently and in good faith works to effect a cure as soon as possible.
501.1 Notwithstanding anything to the contrary contained in this Agreement, the
CDC -HA, prior to any action to enforce this Agreement, shall give any Developer's limited partner
and its successors and assigns (the "Tax Credit Partner") notice and opportunity to cure for a period
of not less than (a) fifteen (15) days if a monetary default, and (b) thirty (30) days if a nonmonetary
default; provided, however, if in order to cure such a default, Tax Credit Partner reasonably
determines that it must remove the general partner of Developer, Tax Credit Partner shall so notify
CDC -HA and so long as Tax Credit Partner is diligently and continuously attempting to so remove
such general partner, Tax Credit Partner shall have until the date thirty (30) days after the effective
date of the removal of the general partner or general partners to cure such default but in no event
more than one (1) year.
502. Institution of Legal Actions. In addition to any other rights or remedies and subject
to the restrictions otherwise set forth in this Agreement, either party may institute an action at law
or equity to seek specific performance of the terms of this Agreement, or to cure, correct or remedy
any Default, to recover damages for any Default, or to obtain any other remedy consistent with the
purpose of this Agreement. Such legal actions must be instituted in the County of San Diego, State
of California, downtown branch, or in the District of the United States District Court in the County
of San Diego.
503. Entry and Vesting of Title in CDC -HA Prior to Completion of Rehabilitation.
503.1 Right of Reentry. In addition to all other rights and remedies the CDC -HA
may have at law or in equity, the CDC -HA has the right, at its election, to enter and take possession
of the Kimball Property or the Morgan Property, as applicable, and all improvements thereon, and
terminate and revest the Kimball Leasehold or the Morgan Leasehold in the CDC -HA if after the
applicable Closing, Developer:
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Attachment No. 2
(a) fails to start the Scope of Rehabilitation work as required by this Agreement
for a period of thirty (30) days after written notice thereof from CDC -HA; or
(b) abandons or substantially suspends the Scope of Rehabilitation work
required by this Agreement for a period of thirty (30) days after written notice thereof from
CDC -HA, subject to any extensions which may be agreed upon pursuant to Section 602
herein; or
(c) transfers or suffers any involuntary transfer of the Kimball Leasehold or the
Morgan Leasehold or any part thereof in violation of contrary to the provisions of this
Agreement.
503.2 Limitations on Right of Entry. Such right to enter and vest shall be subject
to and be limited by and shall not defeat, render invalid or limit any mortgage or deed of trust
permitted by this Agreement that is senior to the Developer Deed of Trust.
503.3 Termination of Right of Entry. The CDC-HA's right to enter and take
possession of the Kimball Property or the Morgan Property, as applicable, and all improvements
thereon, and terminate and revest the Kimball Leasehold or the Morgan Leasehold in the CDC -
HA, shall terminate upon the timely completion of the Scope of Rehabilitation work for the
Kimball Property or the Morgan Property, as applicable.
504. Rights and Remedies are Cumulative. Except as otherwise expressly stated in this
Agreement, the rights and remedies of the parties are cumulative, and the exercise by either party
of one or more of such rights or remedies shall not preclude the exercise by it, at the same or
different times, of any other rights or remedies for the same default or any other default by the
other party.
505. Inaction Not a Waiver of Default. Any failures or delays by either party in asserting
any of its rights and remedies as to any Default shall not operate as a waiver of any Default or of
any such rights or remedies, or deprive either such party of its right to institute and maintain any
actions or proceedings which it may deem necessary to protect, assert or enforce any such rights
or remedies shall govern the interpretation and enforcement of this Agreement.
600. General Provisions.
601. Notices, Demands and Communications Between the Parties. All notices under
this Agreement shall be in writing and sent (a) by certified or registered U.S. mail, return receipt
requested, (b) overnight by a nationally recognized overnight courier such as UPS Overnight or
FedEx, or (c) by personal delivery. All notices shall be effective upon receipt (or refusal to accept
delivery). All notices shall be delivered to the following addresses or such other addresses as
changed by any party from time to time by written notice to the other parties hereto.
30
Attachment No. 2
To CDC -HA:
To Developer:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Boulevard
National City, CA 91950
Attention: Executive Director
MORGAN TOWER HOUSING ASSOCIATES, L.P.
KIMBALL TOWER HOUSING ASSOCIATES, L.P.
c/o Community HousingWorks
2815 Camino Del Rio South, Suite 350
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
And
c/o Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
And with a copy to:
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Sarah C. Perez
602. Enforced Delay; Extension of Times of Performance. In addition to specific
provisions of this Agreement, performance by either party hereunder shall not be deemed to be in
Default, and all performance and other dates specified in this Agreement shall be extended, where
delays or Defaults are due to: war; insurrection; strikes; lockouts; riots; floods; earthquakes; fires;
casualties; acts of God; acts of the public enemy; epidemics; quarantine restrictions; freight
embargoes; lack of transportation; governmental restrictions or priority; litigation; unusually
severe weather; acts or omissions of the other party; or any other causes beyond the control and
without the fault of the party claiming an extension of time to perform. Notwithstanding anything
to the contrary in this Agreement, an extension of time for any such cause shall be for the period
of the delay and shall commence to run from the time of the commencement of the cause, if notice
by the party claiming such extension is sent to the other party within five (5) days of the
commencement of the cause. Times of performance under this Agreement may also be extended
in writing by the mutual agreement of Executive Director of the CDC -HA and Developer.
603. Transfers of Interest in Property or Agreement.
603.1 Prohibition. The qualifications and identity of Developer are of particular
concern to the CDC -HA. It is because of those qualifications and identity that the CDC -HA has
31
Attachment No. 2
entered into this Agreement with Developer. During the term of this Agreement and during the
ninety-nine (99) year terms of the Ground Leases, no voluntary or involuntary successor in interest.
of Developer shall acquire any rights or powers under this Agreement, nor shall Developer make
any total or partial sale, transfer, conveyance, assignment, subdivision, refinancing or lease of the
whole or any part of the Property or the improvements thereon without prior written approval of
the CDC -HA, except as expressly set forth herein. Any proposed total or partial sale, transfer,
conveyance, assignment, subdivision, refinancing or lease of the whole or any part of the Property
or the improvements thereon, other than those permitted in Section 603.2, will entitle CDC -HA to
its right of reentry and revesting as set forth in Section 505 hereof. For the reasons cited above,
Developer represents and agrees for itself, each partner and any successor in interest to itself that
without the prior written approval of the CDC -HA, there shall be no significant change in the
ownership of Developer or in the relative proportions thereof, or with respect to the identity of the
parties in control of Developer or the degree thereof, by any method or means; provided, however,
that a change in one or more constituent partners of Developer is permitted so long as Developer
remains controlled as to day to day matters by one of the general partners of Developer as of the
date of this Agreement. Developer shall promptly notify the CDC -HA of any and all changes
whatsoever in the identity of the parties in control of Developer or the degree thereof, of which it
or any of its officers have been notified or otherwise have knowledge or information. Any change
(voluntary or involuntary) in the partnership composition, management or control of Developer
shall be a Default.
603.2 Permitted Transfers. Notwithstanding any other provision of this
Agreement to the contrary, the CDC -HA approval of an assignment of this Agreement or
conveyance of the Kimball Leasehold, Morgan Leasehold or the improvements thereon, or any
part thereof, will be granted in connection with any of the following, subject to the CDC -HA and
Developer executing appropriate documents of transfer which contain any exceptions or
reservation of rights permitted under this Agreement (each a "Permitted Transfer"):
(a) the leasing of one or more Affordable Units to an occupant in compliance
with the Declaration;
(b) transfer of up to a Ninety -Nine and Ninety -Nine Hundredths Percent
(99.99%) limited interest in the Kimball Developer or the Morgan Developer to a tax credit
investor partner in connection with a tax credit syndication;
(c) transfer by the tax credit investor partner of the Kimball Developer or the
Morgan Developer of its interest in the Kimball Developer or the Morgan Developer to an
entity in which the tax credit investor partner or its affiliate manages and controls, directly
or indirectly, the management decisions of such entity in connection with the tax credit
syndication;
(d) The conveyance or dedication of any portion of the Kimball Leasehold or
the Morgan Leasehold to the City or other appropriate governmental agency, or the
granting of easements or permits to facilitate completion of the Scope of Rehabilitation.
32
Attachment No. 2
(e) Any conveyance for financing purposes (subject to such financing being
approved by the CDC -HA), including the grant of a deed of trust to secure the funds
necessary for completion of the Scope of Rehabilitation.
(f) any transfer directly resulting from the foreclosure of a deed of trust
permitted under subsection (e), above; or
(g) in the event all of general partners of the Developer are removed by the
investor limited partner of the Developer for cause following default under the Developer's
partnership agreement, the CDC -HA hereby approves the transfer of the general partners'
interests to a 501(c)(3) tax exempt nonprofit corporation and/or an affiliate of the investor
limited partner of the Developer selected by the investor limited partner of the Developer
and approved by the CDC -HA, which approval shall not be unreasonably withheld,
conditioned or delayed; or
(i) Either (i) the exercise by a 501(c)(3) tax exempt nonprofit corporation
affiliate of Kimball Developer of its option and right of first refusal to be granted by
Kimball Developer upon the closing of a tax credit syndication, or (ii) the exercise by a
501(c)(3) tax exempt nonprofit corporation affiliate of Morgan Developer of its option and
right of first refusal to be granted by Morgan Developer upon the closing of a tax credit
syndication.
603.3 Successors and Assigns. All of the terms, covenants and conditions of this
Agreement shall be binding upon Developer and its permitted successors and assigns. Whenever
the term "Developer" is used in this Agreement, such term shall include any other permitted
successors and assigns as herein provided.
603.4 Assignment by the CDC -HA. The CDC -HA may assign or transfer this
Agreement in its entirety, or any of its rights or obligations hereunder.
604. Non -Liability of Officials and Employees
604.1 CDC -HA. No member, official or employee of the City or CDC -HA shall
be personally liable to Developer, or any successor in interest, in the event of any Default or breach
of this Agreement or for any amount which may become due to Developer or its successors, or on
any obligations under the terms of this Agreement.
Kimball Developer. No member, official or employee of the Kimball Developer
shall be personally liable to the City or CDC -HA, or any successor in interest, in the event of any
Default or breach of this Agreement or for any amount which may become due to the City or CDC -
HA or its successors, or on any obligations under the terms of this Agreement.
604.3 Morgan Developer. No member, official or employee of the Morgan
Developer shall be personally liable to the City or CDC -HA, or any successor in interest, in the
event of any Default or breach of this Agreement or for any amount which may become due to the
City or CDC -HA or its successors, or on any obligations under the terms of this Agreement.
33
Attachment No. 2
605. Relationship Between the CDC -HA and Developer. It is hereby acknowledged that
the relationship between the CDC -HA and Developer is that of independent contractors and not
that of a partnership or joint venture and that the CDC -HA and Developer shall not be deemed or
construed for any purpose to be the agent of the other. Developer agrees to indemnify, hold
harmless and defend the CDC -HA from any claim made against the CDC -HA arising from a
claimed relationship of partnership or joint venture between the CDC -HA and Developer.
606. CDC -HA Approvals and Actions. Whenever a reference is made herein to an
action or approval to be undertaken by the CDC -HA, the Executive Director of the CDC -HA or
his or her designee is authorized to act on behalf of the CDC -HA unless specifically provided
otherwise or the context should require otherwise.
607. Counterparts. This Agreement may be signed in multiple counterparts which, when
signed by all parties, shall constitute a binding agreement.
608. Integration. This Agreement contains the entire understanding between the parties
relating to the subject matter of this Agreement. All prior or contemporaneous agreements,
understandings, representations and statements, oral and written, are merged in this Agreement
and shall be of no further force or effect. Each party is entering this Agreement based solely upon
the representations set forth herein and upon each parry's own independent investigation of any
and all facts such party deems material. All exhibits referred to in this Agreement are hereby
incorporated in this Agreement by this reference, regardless of whether or not the exhibits are
actually attached to this Agreement. The Recitals to this Agreement are hereby incorporated in
this Agreement by this reference.
609. No Real Estate Brokerage Commissions. The CDC -HA and Developer each
represent and warrant to the other that no broker or finder is entitled to any commission or finder's
fee in connection with Developer's acquisition of the Kimball Leasehold or the Morgan Leasehold
from the CDC -HA. The parties agree to defend and hold harmless the other party from any claim
to any such commission or fee from any broker, agent or finder with respect to this Agreement
which is payable by such party.
610. Attorneys' Fees. The parties agree that the prevailing party in litigation for the
breach and/or interpretation and/or enforcement of the terms of this Agreement shall be entitled to
their expert witness fees, if any, as part of their costs of suit, and reasonable attorneys' fees as may
be awarded by the court, pursuant to California Code of Civil Procedure ("CCP") Section 1033.5
and any other applicable provisions of California law, including, without limitation, the provisions
of CCP Section 998.
611. Titles and Captions. Titles and captions are for convenience of reference only and
do not define, describe or limit the scope or the intent of this Agreement or of any of its terms.
References to section numbers are to sections in this Agreement, unless expressly stated otherwise.
612. Interpretation. As used in this Agreement, masculine, feminine or neuter gender
and the singular or plural number shall be deemed to include the others where and when the context
34
Attachment No. 2
so dictates. The word "including" shall be construed as if followed by the words "without
limitation." This Agreement shall be interpreted as though prepared jointly by both parties.
613. No Waiver. A waiver by either party of a breach of any of the covenants, conditions
or agreements under this Agreement to be performed by the other party shall not be construed as
a waiver of any succeeding breach of the same or other covenants, agreements, restrictions or
conditions of this Agreement.
614. Modifications. Any amendment, alteration, change or modification of or to this
Agreement, in order to become effective, shall be made in writing and in each instance signed on
behalf of each party (any amendment, alteration, change or modification of this Agreement on
behalf of the CDC -HA, including without limitation changes to the economic terms of this
Agreement and its exhibits, shall be made on behalf of the CDC -HA by the Executive Director of
the CDC -HA in such Executive Director's sole discretion).
615. Severability. If any term, provision, condition or covenant of this Agreement or its
application to any party or circumstances shall be held, to any extent, invalid or unenforceable, the
remainder of this Agreement, or the application of the term, provision, condition or covenant to
persons or circumstances other than those as to whom or which it is held invalid or unenforceable,
shall not be affected, and shall be valid and enforceable to the fullest extent permitted by law.
616. Computation of Time. The time in which any act is to be done under this
Agreement is computed by excluding the first day (such as the day escrow opens), and including
the last day, unless the last day is a holiday or Saturday or Sunday, and then that day is also
excluded. The term "holiday" shall mean all holidays as specified in Section 6700 and 6701 of
the California Government Code. If any act is to be done by a particular time during a day, that
time shall be Pacific Time Zone time.
617. Legal Advice. Each party represents and warrants to the other the following: they
have carefully read this Agreement, and in signing this Agreement, they do so with full knowledge
of any right which they may have; they have received independent legal advice from their
respective legal counsel as to the matters set forth in this Agreement, or have knowingly chosen
not to consult legal counsel as to the matters set forth in this Agreement; and, they have freely
signed this Agreement without any reliance upon any agreement, promise, statement or
representation by or on behalf of the other party, or their respective agents, employees, or
attorneys, except as specifically set forth in this Agreement, and without duress or coercion,
whether economic or otherwise.
618. Time of Essence. Time is expressly made of the essence with respect to the
performance by the CDC -HA and Developer of each and every obligation and condition of this
Agreement.
619. Cooperation. Each party agrees to cooperate with the other in this transaction and,
in that regard, to sign any and all documents which may be reasonably necessary, helpful, or
appropriate to carry out the purposes and intent of this Agreement including, but not limited to,
releases or additional agreements.
35
Attachment No. 2
620. Conflicts of Interest. No member, official or employee of the City or the CDC -HA
shall have any personal interest, direct or indirect, in this Agreement, nor shall any such member,
official or employee participate in any decision relating to the Agreement which affects his
personal interests or the interests of any corporation, partnership or association in which he is
directly or indirectly interested.
621. Exhibits and Recitals Incorporated. All exhibits referred to in this Agreement are
hereby incorporated in this Agreement by this reference, regardless of whether or not the exhibits
are actually attached to this Agreement. The recitals to this Agreement are hereby incorporated in
this Agreement by this reference.
622. Applicable Law. The laws of the State of California shall govern the interpretation
and enforcement of this Agreement.
623. Authority to Sign. All individuals signing this Agreement for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power
of attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to the
CDC -HA that they have the necessary capacity and authority to act for, sign and bind the respective
entity or principal on whose behalf they are signing.
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed
as of the date first written above.
CDC -HA:
Community Development Commission -Housing Authority of the City of National City
By:
Leslie Deese, Executive Director
APPROVED AS TO FORM:
By:
Angil P Morris -Jones
CDC -HA General Counsel
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
36
Attachment No. 2
MORGAN DEVELOPER:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole me, .e and manager
By:
Print Name: nne B. Wilson
Its: Senior Vice President
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Print Name: Ed Holder
Its: Regional Vice President of Real Estate Development
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
37
Attachment No. 2
MORGAN DEVELOPER:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Print Name: Anne B. Wilson
Its: Senior Vice President
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Print Name:
Its:
Ed Holder
Regional Vice President of Real Estate Development
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
37
Attachment No. 2
KIMBALL DEVELOPER:
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development L,LC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Print Name: '-,e I3 Wilson
Its:
Senior Vice President
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Ca!west
Its: sole member and manaccr
By:
Print Name: Ed Holder
Its: Regional Vice President of Real Estate Development
38
Attachment No. 2
KIMBALL DEVELOPER:
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Print Name: Anne B. Wilson
Its: Senior Vice President
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Print Name: Ed Holder
Its: Regional Vice President of Real Estate Development
38
Attachment No. 2
EXHIBIT A
Kimball Property Legal Description
The land referred to herein is situated in the State of California, County of San Diego and
described as follows:
Lot 2 of Center City Project, in the City of National City, County of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego
County, February 24, 1978.
APN: 560-410-05-00
39
Attachment No. 2
EXHIBIT B
Morgan Property Legal Description
The land referred to herein is situated in the State of California, County of San Diego and
described as follows:
Lot 1 of Center City Project, in the City of National City, County of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego
County, February 24, 1978.
APN: 560-410-04-00
40
Attachment No. 3
Kimball Tower
Prepared For.
Prepared By:
Version:
Revised:
File:
Community HousingWorks
California Housing Partnership Corporation
DDA Submittal V1.3 (5 / 9 / 18 update: 151 units + hard cost revision)
June 6, 2018
Macintosh 11D:Userv'Janelle:Dmpbox (CHPC):CI IPC CLIENTS:Community I InusingWorks (C1JW )Kimball T ower:Pngections:IKimball Towers (DI)A Submittal vl
SOURCES OF FUNDS
PAGE 1
PERMANENT
TERM /
AMOUNT INT RATE AMORT
COMMENTS
Perm Loan 9,944,000 5.850% 35
AHP 1,490,000 0.00%
Income from Operations 1,188,036
Tax -Exempt Seller Carry -Back Note to City 23,424,733 3.04 % 55
Performance Deposit Refund 100,000
Capital Contributions
General Partner
Limited Partners
5,394,700
21,178,714
TOTAL SOURCES 62,720,182
Surplus/(Shortfall) 0
CONSTRUCTION
AMOUNT INT RATE TERM (Mo.)
Tax -Exempt Construction Loan 28,860,417 4.800% 18
Costs Deferred Until Stabilization* 6,727,033
Tax -Exempt Seller Carry -Back Note to City 24,914,733
Capital Contributions
General Partner
Limited Partners
TOTAL SOURCES
Surplus/(Shortfall)
0
2,118,000
62,720,182
(0)
DISTRIBUTION OF SALES PROCEEDS
Sales price
Less: Seller Note
Cash Proceeds to Seller at Construction Closing
Est. Cash due to City from Liquidated Reserves
(as of 6/30/2017)
Seller Note Payment at AHP Award Funding
Total Cash Proceeds to Seller
33,100,000
24,914,733
8,185,267
1,375,744
1,490,000
11,051,011
1
Attachment No. 3
Kimball Tower
Uses of Funds
PAGE 1-A
ACQUISITION COSTS
Acquisition: Building
GENERAL DEVELOPMENT COSTS
Residential Construction
Site Work
Contractor General Conditions
Contractor O&P
GC Bond & Insurance
Prevailing WageMonitor
Builder's Risk
Construction Contingency
TOTAL
TOTAL
RESIDENTIAL
100.00%
33,100,000
33,100,000
11,874,897 11,874,897
775,931 775,931
748,929 748,929
1,012,066 1,012,066
328,922 328,922
94,989 94,989
126,652 126,652
1,496,239 1,496,239
Arch/Engineering 740,000 740,000
Construction Interest Reserve 1,936,723 1,936,723
Legal 201,500 201,500
Reserves 504,385 504,385
Other Soft Cost 1,533,329 1,533,329
Developer Fee 7,894,700 7,894,700
Costs of Issuance 350,921 350,921
TOTAL DEVELOPMENT COSTS
62,720,182 62,720,182
2
Attachment No. 3
Kimball Tower
Unit Mix & Rental Income
PAGE 2
Version: DDA Submittal V1.3 (5/9/18 update. 1$
Revised: June 6, 2018
AVERAGE AFFORDABILITY FOR
QUALIFIED UNITS (% AMI)
UNIT MIX
UTILITY
ALLOWANCES
1 BR
151 $34
RESIDENTIAL INCOME
TAX -CREDIT ELIGIBLE - TIER 1:
50% TCAC
Percentage of Targeted Units: 100.0%
UNIT TYPE
NUMBER
PER UNIT
SQ FT
TOTAL
SQ FT
% MEDIAN PER -UNIT
INCOME MONTHLY
AFFORDABLE GROSS RENT
PER -UNIT
MONTHLY
NET RENT
TOTAL
MONTHLY
NET RENT
TOTAL
ANNUAL
NET RENT
1 BR
149
551
82,099
50.0% 853
819
122,031
1,464,372
TOTAL
149
82,099
122,031
1.464.372
MANAGER UNITS
UNIT TYPE
NUMBER
PER UNIT
SQ FT
TOTAL
SQ FT
MEDIAN PER -UNIT
INCOME MONTHLY
AFFORDABLE GROSS RENT
PER -UNIT
MONTHLY
NET RENT
TOTAL
MONTHLY
NET RENT
TOTAL
ANNUAL
NET RENT
1 BR
2
551
1,102
0.0% 0
0
0
0
TOTAL
2
1,102
0
0
SECTION 8 (PBVs)
PER -UNIT PER UNIT
INCOME MONTHLY SECTION 8
UNIT TYPE NUMBER TIER NET RENT NET RENT
PER -UNIT
MONTHLY
S8 PREMIUM
TOTAL
MONTHLY
SECTION 8 PREMIUM
TOTAL
ANNUAL
S8 PREMIUM
1 BR 149 50% 819 1 176
357
53,193
638.316
TOTAL 149
53,193
638,316
SECTION 8 PREMIUM (annual Section 8 income less total annual base rents)
638.316
TOTAL - BASE RENT
175,224
2.102.688
TOTAL RESIDENTIAL INCOME
TOTAL SQ FT - TAX CREDIT ELIGIBLE
TOTAL SQ FT - NON -TAX CREDIT ELIGIBLE
TOTAL RENTABLE SQ FT
82,099
0
82.099
TOTAL
UNITS
151
TOTAL
MONTHLY (Net)
175,224
TOTAL
ANNUAL
2,102,688
MISCELLANEOUS INCOME
Laundry/Vending
Financial & Other Revenue
PER -UNIT
MONTHLY
4.47
3.97
TOTAL
MONTHLY
675
600
TOTAL
ANNUAL
8,100
7,200
3
Attachment No. 3
Kimball Tower
Base Year Income & Expense
PAGE 4
Version: DDA Submittal V1.3 (5/9/18 update: 151 units + hard c
Revised: June 6, 2018
INCOME
Scheduled Gross Income - Residential
1,464,372
Section 8 Premium
638,316
Misc. Income
15,300
Vacancy Loss - Residential
5.0%
(73,984)
Vacancy Loss - Section 8 Premium
5.0%
(31,916)
EFFECTIVE GROSS INCOME
2,012,089
EXPENSES - RESIDENTIAL
Administrative
64,500
Management Fee
83,352
Utilities
186,000
Payroll/Payroll Taxes
213,985
Insurance (Hazard)
101,440
Property Taxes
13,348
Maintenance
119,440
Replacement Reserve
45,300
Other
119,351
TOTAL EXPENSES - RESIDENTIAL
946,716
Per Unit Per Year (incl. Reserves)
6,270
Per Unit Per Year (w/o Reser., Taxes, Tenant Serv.)
5,292
NET AVAILABLE INCOME
1,065,373
4
Attachment No. 3
Kimball Tower
15-Year Cash Flow
Version:
Revise0:
PAGER
DOA Submittal V1.3 (5/91,
June 6, 2018
ASSUMPTIONS.
Rent Increase: 250% Perm Loan-% Debt Svc Vr 1
0.00%
Expenses Increase' 3.50% Perm Loan -% Debt Svc Yr 2
75.00%
Reserve Increase. 3.50% Perm Loan -%Debt Svc Yr 3
100.00%
1 2
3
4
S
d
7
d
9
10
H
12
13
14
15
18
2414 2414
2424
2421
2422
2422
2424
2421
2924
2422
2421
2429
2424
2L21
2412
2422
GROSS POTENTIAL INCOME -RESIDENTIAL 1,220,310 1,494,880
1,532,252
1,570,558
1,609,822
1,650,068
1,691,319
1,733,602
1,776,902
1,821,366
1,866,900
1,913,572
1,961,412
2,010,447
2,060,708
2,112,226
Section 8 Premium 531.930 651,614
667,905
684,602
701,717
719,260
737,242
755,673
774,565
793,929
813,777
834,121
854,974
876,349
898,257
920,714
Misc. Income 12,750 15,619
16,009
16,409
18,820
17,240
17,671
18,113
18,566
19,030
19,506
19,993
20,493
21,005
21,531
22,069
Vacancy Loss -Residential 5.0% 0 (75,525)
(77,413)
(79,348)
(81,332)
(83,365)
(85450)
(87,586)
(89,775)
(92,020)
(94,320)
(96,678)
(99.095)
(101,573)
(104,112)
(106,715)
Vacancy Loss -Section 8 Premium 5.0% 0 (32,581)
(33,395)
(34,230)
(35,086)
(35,983)
(36.862)
(37,784)
(38,728)
(39,696)
(40,689)
(41.706)
(42,749)
(43,817)
(44,913)
(46,036)
Vacancy Loss -Rehab Period 7.0% (123,549) 0
GROSS EFFECTIVE INCOME 1,641,441 2,054,007
2,105,357
2,157,991
2.211,941
2,267,240
2,323,921
2,382,019
2,441,569
2.502,608
2.565.173
2,629.303
2695035
2,762,411
2,831,471
2,902,258
TOTAL OPERATING EXPENSES 740,057 913.741
945.722
978,822
1,013,081
1,048.539
1,085,238
1,123.221
1.162,534
1,203.222
1.245.335
1,288.922
1,334,034
1,380,725
1,429.051
1,479,068
RE Taxes 2% 13,348 13,570
13,842
14.119
14,401
14,889
14,983
15,283
15,588
15,900
16,218
16.542
16,873
17,211
17,555
17.906
NET OPERATING INCOME 888,036 1,126,696
1,145,793
1,165,050
1,184.459
1,204,012
1,223,700
1.243,515
1.263,447
1.283,486
1,303,620
1,323,838
1,344,128
1,364,475
1,384,866
1,405,285
REPLACEMENT RESERVE 0 33,975
45,300
46,886
48,526
50,225
51,983
53,802
55,685
57,634
59,851
61,739
63,900
66,137
68,451
70,847
NET INCOME AVAILABLE FOR DEBT SERVICE 888,036 1,092,721
1,100,493
1.118,165
1,135,932
1,153,787
1.171,717
1.189,713
1,207.762
1.225,852
1,243.969
1,262,099
1,280,228
1.298,339
1,316,414
1,334,438
CONSTRUCTION PERIOD INCOME PAID FROM OPERATIONS 888036 300,000
0
1 1aa 0w
Penn Loan
Annual Issuer Fee 0.050% 0 3.729
4,972
4,972
4,972
4,972
4,972
4.972
4,972
4.972
4,972
4,972
4,972
4,972
4,972
4.972
Interest Payment 0 451,586
575,377
569.786
563,858
557,575
550,914
543,852
536,367
528,431
520.019
511,101
501,647
491,625
481,001
469,738
Principal Payment 9 94.722
2,1.411
98 633
194.994
110.843
117 504
t24 5s6
132 067
139 987
148 444
157 314
199.771
176 793
167.418
198 68Q
TOTAL DEBT SERVICE 0 505,043
673,390
673,390
673,390
673,390
673,390
673,390
673.390
673,390
673,390
673,390
673,390
673.390
673,390
673,390
Seller Note
Hard Debt Payment 0 189,750
261,855
271,020
280,506
290,323
300,485
311,002
321,887
333,153
344,813
356,881
369,372
382,300
395,681
409.530
NET CASH FLOW (0) 97.928
165,248
173,754
182,036
190.073
197,842
205,321
212.485
219,309
225.765
231,827
237,465
242,648
247,343
251,517
Debt Service Coverage Ratio 0.00 1.14
1.18
1.18
1.19
1.20
1.20
1.21
1.21
122
1.22
1.23
1.23
1.23
1.23
1.23
DISTRIBUTION OF CASH FLOW
LP Investor Services Fee - Current 10,000 0 10,250
10,558
10.874
11,200
11,536
11,883
12239
12,606
12,984
13,374
13,775
14,188
14,614
15,052
15.504
Partnership Management Fee 25,000 0 25,625
26.394
27,186
28,001
28,841
29,706
30.598
31,516
32,461
33,435
34,438
35,471
36,535
37,631
38,760
Tax -Exempt Seller Carly-8a6k Note to C 50.00% 0 28.860
64.148
67,847
71.417
74,848
78,127
81,242
84,182
86,932
89,478
91.807
93,903
95.749
97,330
98,627
Mercy 30.00% 0 8.058
19.245
20,354
21,425
22.454
23,438
24.373
25,254
26,079
26,843
27.542
28,171
28.725
29,199
29.588
CMV 70.00% 0 18,802
44.904
47,493
49.992
52,393
54,689
56,869
58,927
60,852
62,635
64.265
65,732
67.025
68,131
69,039
General Partner 0.01% (0) 0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Limited Partner 99.99% (0) 0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
5
Attachment No. 3
Morgan Tower
Prepared Fon
Prepared By:
Version:
Revised:
File:
Community HousingWorks
California Housing Partnership Corporation
DDA Submittal (5 / 1 / 18 revision)
June 6, 2018
Macintosh HD:Users:Janelle:Dropbox (CHPCLCHPC CLIENrS:Community HousingWorks (CHW):Morgan Tower':Projections:MMorgan Towers (DDA Submittal vl
SOURCES OF FUNDS
PAGE 1
PERMANENT
AMOUNT INT RATE
TERM /
AMORT
COMMENTS
Perm Loan 16.651,000 5.850% 35
AHP 1,500,000 0.00%
Income from Operations 1,276,520
Seller Carry -Back Note to City 17,810,467 3.04°/ 55
Performance Deposit Refund 100,000
Capital Contributions
General Partner 6,244,700
Limited Partners 22,096,819
TOTAL SOURCES
Surplus/(ShoMall)
65,679,607
0
CONSTRUCTION
Construction Loan
Costs Deferred Until Stabilization"
Seller Carry -Back Note to City
Capital Contributions
General Partner
Limited Partners
TOTAL SOURCES
Surplus/(Shortfall)
AMOUNT INT RATE TERM (Mo.)
36,462,257
7,597,783
19,310,467
0
2,209,000
66,679,607
(0)
4.800% 18
DISTRIBUTION OF SALES PROCEEDS
Sales price
Less: Existing Debt Pay-off (Est. as of 3/2019)
Less: Seller Note
Cash Proceeds to Seller at Construction Closing
Est. Cash due to City from Liquidated Reserves
(as of 6/30/2017)
Seller Note Payment at AHP Award Funding
34,700,000
147,616
19,310,467
15,241,917
718,436
1,500,000
Total Cash Proceeds to Seller 17,460,353
6
Attachment No. 3
Morgan Tower
Uses of Funds
PAGE 1-A
ACQUISITION COSTS
Acquisition: Building
GENERAL DEVELOPMENT COSTS
Residential Construction
Site Work
Contractor General Conditions
Contractor O&P
GC Bond & Insurance
Prevailing WageMonitor
Construction Contingency
TOTAL
TOTAL
RESIDENTIAL
100.00%
34,700,000
34,700,000
12,332,751 12,332,751
593,048 593,048
775,548 775,548
1,034,064 1,034,064
336,071 336,071
96,577 96,577
1,516,806 1,516,806
Arch/Engineering 719,342 719,342
Construction Interest Reserve 2,458,729 2,458,729
Legal 228,500 228,500
Reserves 613,574 613,574
Other Soft Cost 1,727,335 1,727,335
Developer Fee 8,242,600 8,242,600
Costs of Issuance 304,562 304,562
TOTAL DEVELOPMENT COSTS
65,679,507 65,679,507
7
Attachment No. 3
Morgan Tower
Unit Mix & Rental Income
PAGE 2
Version: DDA Submittal (5/1/18 revision)
Revised: June 6, 2018
AVERAGE AFFORDABILITY FOR
QUALIFIED UNITS (% AMI)
UNIT MIX
UTILITY
ALLOWANCES
1 BR
152 $41
RESIDENTIAL INCOME
TAX -CREDIT ELIGIBLE - TIER 1: 50% TCAC
Percentage of Targeted Units: 100.0%
% MEDIAN PER -UNIT PER -UNIT TOTAL TOTAL
PER UNIT TOTAL INCOME MONTHLY MONTHLY MONTHLY ANNUAL
UNIT TYPE NUMBER SQ FT SQ FT AFFORDABLE GROSS RENT NET RENT NET RENT NET RENT
1 BR
151 576 86,976
50.0%
853
812
122,612
1,471,344
TOTAL
151
86,976
122,612
1,471,344
MANAGER UNITS
% MEDIAN PER -UNIT PER -UNIT TOTAL TOTAL
PER UNIT TOTAL INCOME MONTHLY MONTHLY MONTHLY ANNUAL
UNIT TYPE NUMBER SQ FT SQ FT AFFORDABLE GROSS RENT NET RENT NET RENT NET RENT
1 BR
1 576 576
0.0%
0
0
0
0
TOTAL
1
576
0
0
SECTION 8 (PBVs)
PER -UNIT PER UNIT
INCOME MONTHLY SECTION 8
UNIT TYPE NUMBER TIER NET RENT NET RENT
PER -UNIT
MONTHLY
S8 PREMIUM
TOTAL
MONTHLY
SECTION 8 PREMIUM
TOTAL
ANNUAL
S8 PREMIUM
1 BR 151 50% 812 1,430
618
93,318
1,119,816
TOTAL 151
93,318
1,119,816
SECTION 8 PREMIUM (annual Section 8 income less total annual base rents)
1,119,816
TOTAL - BASE RENT
215,930
2,591,160
TOTAL RESIDENTIAL INCOME
TOTAL SQ FT - TAX CREDIT ELIGIBLE 86,976
TOTAL SQ FT - NON -TAX CREDIT ELIGIBLE 0
TOTAL RENTABLE SQ FT 86,976
TOTAL
UNITS
152
TOTAL
MONTHLY (Net)
215,930
TOTAL
ANNUAL
2,591,160
MISCELLANEOUS INCOME
Laundry/Vending
Financial & Other Revenue
PER -UNIT
MONTHLY
4.47
3.97
TOTAL
MONTHLY
680
604
TOTAL
ANNUAL
8,154
7,248
8
Attachment No. 3
Morgan Tower
Base Year Income & Expense
Version: DDA Submittal (5/1/18 revision)
Revised: June 6. 2018
PAGE 4
INCOME
Scheduled Gross Income - Residential
1,471,344
Section 8 Premium
1,119,816
Misc. Income
15,402
Vacancy Loss - Residential
5.0%
(74,337)
Vacancy Loss - Section 8 Premium
5.0%
(55,991)
EFFECTIVE GROSS INCOME
2,476,234
EXPENSES - RESIDENTIAL
Administrative
66,286
Management Fee
83,904
Total Utilities
189,500
Payroll/Payroll Taxes
213,947
Insurance (Hazard)
72,840
Property Taxes
13,348
Maintenance
119,245
Replacement Reserve
45,600
Other
119,552
TOTAL EXPENSES - RESIDENTIAL
924,222
Per Unit Per Year (incl. Reserves)
6,080
Per Unit Per Year (w/o Reser., Taxes, Tenant Serv)
5,107
NET AVAILABLE INCOME
1,552,012
9
Attachment No. 3
Morgan Tower
15-Year Cash Flow
Version:
Revised:
PAGE 8
DDA Submittal (5i1/18 re,
June 6,2018
ASSUMPTIONS,
Rent Increase: 2.50% Perm Loan - % Debt Svc Vr 1
0.00%
Expenses Increase: 3.50% Perm Loan - %Debt Svc Yr 2
75.00%
Reserve Increase: 3.50% Perm Loan - % Debt Svc Yr 3
100.00%
1 2
3
4
5
6
7
8
8
10
11
12
13
14
15
18
241a 24111
2424
2221
2122
2422
2424
242S
2422
2022
2121
2421
2414
2421
2412
2011
11.
GROSS POTENTIAL INCOME -RESIDENTIAL 1,226,120 1.501.997
1,539,547
1,578.036
1.617,486
1,657,924
1,699,372
1,741,856
1,785,402
1,830,037
1,875,788
1,922,683
1,970,750
2,020,019
2,070,519
2,122,282
Section 8 Premium 661.380 1.143,146
1,171,724
1,201,017
1,231,043
1,261,819
1,293,364
1,325698
1,358,841
1,392,812
1,427,632
1.463.323
1,499,906
1,537,404
1,575,839
1,615,235
Misc. Income 12,835 15.723
16.116
16,519
16,932
17,355
17,789
18,234
16690
10157
19,636
20,127
20,630
21,146
21,674
22,216
Vacancy Loss - Residential 5.0% 0 (75,886)
(77,783)
(79,728)
(81,721)
(83,764)
(85.858)
(88,004)
(90,205)
(92,460)
(94.771)
(97.140)
(99,569)
(102,058)
(104610)
(107,225)
Vacancy Loss -Section 8 Premium 5.0% 0 (57,157)
(58,586)
(60651)
(61,552)
(63,091)
(64,668)
(66,285)
(67,942)
(69,641)
(71,382)
(73,166)
(74,995)
(76,870)
(78,792)
(80,762)
Vacancy Loss - Rehab Period 7.0% (133,023) 0
GROSS EFFECTIVE INCOME 1,767,312 2.527,822
2,591,018
2.655,793
2,722,188
2,790,243
2.859,999
2,931,499
3,004.786
3.079,906
3,156,903
3,235,826
3,316.722
3,399,640
3,484,631
3,571,746
TOTAL OPERATING EXPENSES 721,062 890,282
921,442
953,693
987,072
1,021,619
1,057,376
1,094,384
1,132,688
1,172,332
1,213,363
1,255,831
1.299,785
1,345,278
1,392,362
1,441,095
RE Taxes 2% 13.348 13,570
13,842
14.119
14,401
14,689
14.983
15,283
15,588
15,900
16,218
16,542
16,873
17.211
17555
17,906
NET OPERATING INCOME 1,032,902 1,623,969
1.655,734
1,687.982
1,720,715
1,753,934
1,787,640
1,821,832
1,856,510
1,891,674
1.927,322
1,963,453
2,000,063
2,037,152
2,074,714
2,112.746
REPLACEMENT RESERVE 0 34,200
45,600
47,196
48,848
50,558
52,327
54,158
56,054
58.016
60,046
62.148
64,323
66,575
68,905
71,316
NET INCOME AVAILABLE FOR DEBT SERVICE 1532,902 1,589,769
1,810,134
1,640,788
1,671,867
1,703.377
1,735,313
1.767,673
1,800,456
1,833,658
1,867,276
1.901.305
1.935,740
1,970,577
2,005,809
2,041,429
CONSTRUCTION PERIOD INTEREST PAID FROM OPERATIONS 1,032.902 243,618
0
1 278 520
Annual Issuer Fee 0.050% 0 6,244
8,326
8,326
8,326
8,326
8,326
8.326
8,326
8,326
8,326
8,326
8,326
8,326
8,326
8,326
Interest Payment 0 756,171
963,455
954,093
944,168
933,646
922,493
910,668
898.134
771 117
884,846
870,760
855,827
839,996
823,215
805,425
786,565
Principal Payment 4 111267
TOTAL DEBT SERVICE 0 845,683
155 794
1,127,577
165.158
1.127.577
17.1211
1.127,577
1115.242
1,127,577
339.3 $ 108 553
1,127,577 1,127,577
234 405
1,127,577
248 4e7
1.127,577
222.423
1,127,577
779 255
1,127.577
296.037
1,127,577
313 827
1,127,577
.332,4600
1,127.577
1,127,577
Seller Note (Hard Debt Payment)
Mandatory Payment 0 166,500
229,770
237,812
246.135
254,750
263,666
272,895
282,446
292,332
302,563
313,153
324,113
335,457
347.198
359.350
NET CASH FLOW (0) 333,969
252,787
275,397
298,155
321,050
344,070
367,202
390,434
413,750
437,136
460,575
484,050
507,543
531,034
554,502
Debt Service Coverage Ratio 0.00 1.33
1.19
1.20
1.22
1.23
1.25
1,26
1.28
1.29
1.31
1.32
1.33
1.35
1.36
1.37
DISTRIBUTION OF CASH FLOW
LP Investor Services Fee - Current 10,000 0 10,250
10,558
10,874
11,200
11,536
11,883
12,239
12,606
12,984
13,374
13,775
14,188
14,614
15,052
15,504
Partnership Management Fee 25,000 0 25525
26,394
27,186
28,001
28.841
29,706
30,598
31,516
32,461
33,435
34,438
35,471
36.535
37,631
38.760
Seller Carry -Back Note to City 50.00% 0 144,880
107,918
118.669
129,477
140.336
151,240
162,183
173,156
184,152
195,164
206,181
217,195
228,197
239,175
250,119
Mercy 30.00% 0 43,464
32.375
35,601
38,843
42,101
45,372
48,655
51,947
55,246
58,549
61,854
65,159
68,459
71,753
75,036
CHW 70.00% 0 101,416
75,543
83,068
90,634
98,235
105,868
113,528
121,209
128.907
136,614
144,327
152,037
159.738
167,423
175,083
General Partner 0.01% (0) 0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Limited Partner 99.99% (0) 0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
10
Attachment No. 3
Morgan Tower
Prepared For:
Prepared By:
Version:
Revised:
File:
Community HousingWorks
California Housing Partnership Corporation
DDA Submittal 9% (5 / 4/18 revision)
June 6, 2018
Macintosh HD:Users:Janelle:Dropbox (CHPC):CHPC CLIENfS:Community ItousingWorks (CHW):Morgan Tower:Pmjections:IMorgan Towers (DDA Submittal U
SOURCES OF FUNDS
PAGE 1
PERMANENT
AMOUNT INT RATE
TERM /
AMORT
COMMENTS
Perm Loan 15,037,000 6.800%
AHP 1,500,000 0.00%
Income from Operations 1,276,520
Seller Carry -Back Note to City 18,487,238 3.04%
Capital Contributions
General Partner 200,000
Limited Partners 23,086,083
TOTAL SOURCES 69,686,841
Surplus/(Shortfall) 0
35
55
CONSTRUCTION
AMOUNT INT RATE TERM (Mo.)
Construction Loan 37,237,995 5.080% 18
Costs Deferred Until Stabilization' 1,553,608
Seller Carry -Back Note to City 18,487,238
Capital Contributions
General Partner
Limited Partners
TOTAL SOURCES
Surplus/(Shortfall)
0
2,308.000
59,585,841
(0)
DISTRIBUTION OF SALES PROCEEDS
Sales price
Less: Existing Debt Pay-off (Est. as of 3/2019)
Less: Seller Note
Cash Proceeds to Seller at Construction Closing
Est. Cash due to City from Liquidated Reserves
(as of 6/30/2017)
Seller Note Payment at AHP Award Funding
Total Cash Proceeds to Seller
34,700,000
147,616
19,987,238
14,565,146
718,436
1,500.000
16.783, 582
11
Attachment No. 3
Morgan Tower
Uses of Funds
PAGE 1-A
ACQUISITION COSTS
Acquisition: Building
GENERAL DEVELOPMENT COSTS
Residential Construction
Site Work
Contractor General Conditions
Contractor O&P
GC Bond & Insurance
Prevailing WageMonitor
Construction Contingency
TOTAL
RESIDENTIAL
100.00%
34,700,000
34,700,000
12,332,751 12,332,751
593,048 593,048
775,548 775,548
1,034,064 1,034,064
336,071 336,071
96,755 96,755
1,516,824 1,516,824
Arch/Engineering 719,342 719,342
Construction Interest Reserve 2,646,729 2,646,729
Legal 255,600 255,600
Reserves 613,574 613,574
Other Soft Cost 1,671,535 1,671,535
Developer Fee 2,200,000 2,200,000
Costs of Issuance 95,000 95,000
TOTAL DEVELOPMENT COSTS
59,586,841 59,586,841
12
Attachment No. 3
Morgan Tower
Unit Mix & Rental Income
PAGE 2
Version: DDA Submittal 9% (5/4/18 revision)
Revised: June 6, 2018
AVERAGE AFFORDABILITY FOR
QUALIFIED UNITS (% AMI)
UNIT MIX
UTILITY
ALLOWANCES
1 BR
152 541
RESIDENTIAL INCOME
TAX -CREDIT ELIGIBLE - TIER 1:
50% TCAC
Percentage of Targeted Units: 100.0%
UNIT TYPE
NUMBER
PER UNIT
SQ FT
TOTAL
SQ FT
% MEDIAN PER -UNIT
INCOME MONTHLY
AFFORDABLE GROSS RENT
PER -UNIT
MONTHLY
NET RENT
TOTAL
MONTHLY
NET RENT
TOTAL
ANNUAL
NET RENT
1 BR
_ 151
576
86,976
50.0% 853
812
122,612
1,471,344
TOTAL
151
86976
122,612
1.471.344
MANAGER UNITS
UNIT TYPE
NUMBER
PER UNIT
SO FT
TOTAL
SQ FT
% MEDIAN PER -UNIT
INCOME MONTHLY
AFFORDABLE GROSS RENT
PER -UNIT
MONTHLY
NET RENT
TOTAL
MONTHLY
NET RENT
TOTAL
ANNUAL
NET RENT
1 BR
1
576
576
0.0% 0
0
0
0
TOTAL
1
576
0
0
SECTION 8 (PBVs)
PER -UNIT PER UNIT
INCOME MONTHLY SECTION 8
UNIT TYPE NUMBER TIER NET RENT NET RENT
PER -UNIT
MONTHLY
S8 PREMIUM
TOTAL
MONTHLY
SECTION 8 PREMIUM
TOTAL
ANNUAL
S8 PREMIUM
1 BR 151 50% 812 1 430'
618
93,318
1.119.816
TOTAL 151
93,318
1.119,816
SECTION 8 PREMIUM (annual Section 8 income less total annual base rents)
1.119 816
TOTAL - BASE RENT
215,930
2.591.160
TOTAL RESIDENTIAL INCOME
TOTAL SQ FT - TAX CREDIT ELIGIBLE 86,976
TOTAL SQ FT - NON -TAX CREDIT ELIGIBLE 0
TOTAL RENTABLE SO FT 86.976
TOTAL
UNITS
152
TOTAL
MONTHLY (Net)
215,930
TOTAL
ANNUAL
2,591,160
MISCELLANEOUS INCOME
LaundryNending
Financial & Other Revenue
PER -UNIT
MONTHLY
4.47
3.97
TOTAL
MONTHLY
680
604
TOTAL
ANNUAL
8,154
7,248
13
Attachment No. 3
Morgan Tower
Base Year Income & Expense
Version: DDA Submittal 9% (5/4/18 revision)
Revised: June 6, 2018
PAGE 4
INCOME
Scheduled Gross Income - Residential
1,471,344
Section 8 Premium
1,119,816
Misc. Income
15,402
Vacancy Loss - Residential
5.0%
(74,337)
Vacancy Loss - Section 8 Premium
5.0%
(55,991)
EFFECTIVE GROSS INCOME
2,476,234
EXPENSES - RESIDENTIAL
Administrative
Administrative
66,286
Management Fee
83,904
Utilities
189,500
Water/Sewer
95,500
Payroll/Payroll Taxes
213,947
Insurance (Hazard)
72,840
Property Taxes
13,348
Maintenance
119,245
Replacement Reserve
45,600
Other
119,552
TOTAL EXPENSES - RESIDENTIAL
924,222
Per Unit Per Year (incl. Reserves)
6,080
Per Unit Per Year (w/o Reser., Taxes, Tenant Serv.)
5,107
NET AVAILABLE INCOME
1,552,012
14
Attachment No. 3
Morgan Tower
15-Year Cash Flow
Version:
Revised:
PAGE 8
DDA Submittal 9% (5/4/1E
June 6, 2018
ASSUMPTIONS:
Rent Increase'. 2.50% Perm Loan -% Debt Svc Yr 1
Expenses Increase: 3.50% Perm Loan - % Debt Svc Yr 2
Reserve Increase'. 3.50% Penn Loan-% Debt Svc Yr 3
0.00%
75.00%
100.00%
1
2
3
4
6
6
7
8
9
10
11
12
19
14
16
18
2414
2112
2424
2921
2422
2422
2424
2025
2025
2422
2421
2922
2424
2421
2E22
2422
11.
GROSS POTENTIAL INCOME - RESIDENTIAL
1,226.120
1,501,997
1,539,547
1,578.036
1,617,486
1.657,924
1,699,372
1,741,856
1,785,402
1,830,037
1,875,788
1,922,683
1,970,750
2,020,019
2,070,519
2,122,282
Section 8 Premium
661,380
1,143,146
1,171,724
1,201,017
1.231,043
1,261,819
1.293,364
1,325,698
1,358,841
1,392,812
1,427,632
1,463,323
1,499,906
1,537,404
1,575,839
1,615,235
Misc. Income
12,835
15,723
16,116
16,519
16,932
17,355
17,789
18,234
18,690
19,157
19,636
20,127
20,630
21,146
21,674
22,216
Vacancy Loss -Residential 5.0%
0
(75,886)
(77,783)
(79,728)
(81,721)
(83,764)
(85,858)
(88,004)
(90,205)
(92,460)
(94,771)
(97,140)
(99,569)
(102,058)
(104,610)
(107,225)
Vacancy Loss -Sections Premium 5.0%
0
(57,157)
(58,586)
(60,051)
(61,552)
(63,091)
(64,668)
(66,285)
(67,942)
(69,641)
(71,382)
(73,166)
(74,995)
(76,870)
(78,792)
(80,762)
Vacancy Loss - Rehab Period 7.0%
(133,023)
0
GROSS EFFECTIVE INCOME
1,767,312
2,527,822
2,591,018
2,655,793
2,722,188
2,790,243
2,859,999
2,931,499
3,004,786
3,079,906
3,156,903
3,235,826
3,316,722
3,399,640
3,484,631
3,571.746
TOTAL OPERATING EXPENSES
721,062
890,282
921,442
953,693
987,072
1,021,619
1,057,376
1,094,384
1,132.688
1,172,332
1,213,363
1,255,831
1,299,785
1,345,278
1,392,362
1,441,095
RE Taxes 2%
13,348
13,570
13.842
14,119
14,401
14,689
14,983
15,283
15,588
15,900
• 16,218
18,542
16,873
17,211
17,555
17,906
NET OPERATING INCOME
1,032,902
1,623,969
1,655,734
1.687,982
1,720,715
1,753,934
1,787,640
1,821,832
1,856,510
1,891,674
1,927,322
1,963,453
2,000,063
2,037,152
2,074,714
2,112,746
REPLACEMENT RESERVE
0
34,200
45,600
47,196
48,848
50,558
52,327
54,158
56,054
58,016
60,046
62,148
64,323
66,575
68,905
71,316
NET INCOME AVAILABLE FOR DEBT SERVICE
1,032,902
1,589,769
1,610,134
1,640,786
1,671,867
1,703,377
1,735,313
1,767,673
1,800.456
1.833,658
1,867,276
1,901,305
1,935,740
1,970,577
2,005.809
2,041,429
CONSTRUCTION PERIOD INTEREST PAID FROM OPERATIONS
1,032,902
243,618
0
1 276 520
Perm Loan
Interest Payment
0
785,229
1,013,524
1,005,522
996,958
987,794
977,987
967,492
956,260
944,240
931,377
917,612
902,881
887,116
870,246
852,191
Principal Payment
4
69.4e4
114 054
122.1115
1211219
129 219
149 591
104.082
171 317
183 337
1220,255
25.5.820
224.596
240101
21L222
275 266
TOTAL DEBT SERVICE
0
845,683
1,127,577
1,127,577
1,127,577
1,127,577
1,127,577
1,127,577
1.127,577
1,127,577
1,127,577
1,127,577
1,127,577
1.127,577
1,127,577
1,127,577
Seller Note (Hard Debt Payment)
Mandatory Payment
0
166,500
229.770
237,812
246.135
254750
263,686
272,895
282,446
292,332
302,563
313,153
324,113
335,457
347,198
359,350
NET CASH FLOW
(0)
333,968
252,786
275,397
298,154
321,049
344,069
367,201
390,433
413,749
437,135
460,574
484,049
507,542
531,033
554,502
Debt Service Coverage Ratio
1.33
1.19
1.20
1.22
1.23
1.25
1.26
1.28
1.29
1.31
1.32
1.33
1.35
1.36
1.37
DISTRIBUTION OF CASH FLOW
LP Investor Services Fee -Current 10,000
0
10,250
10,558
10,874
11,200
11,536
11,883
12,239
12,606
12,984
13,374
13,775
14,188
14,614
15,052
15,504
Partnership Management Fee 25,000
0
25,625
26,394
27,186
28,001
28,841
29,706
30.598
31,516
32,461
33,435
34,438
35,471
36.535
37,631
38,760
Seller Carry -Back Note to City 50.00%
0
144,880
107,918
118,668
129,476
140,336
151.240
162,182
173,156
184,152
195,163
206,181
217,195
228,197
239,175
250,119
Mercy 30.00%
0
43,464
32,375
35,601
38,843
42,101
45,372
48,655
51,947
55,246
58,549
61,854
65.159
68,459
71,752
75,036
CHW 70.00%
0
101.416
75,542
83,068
90,634
98,235
105,868
113,528
121,209
128,906
136,614
144,326
152,037
159,738
167,422
175,083
General Partner 0.01%
(0)
- 0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Limited Partner 99.99%
(0)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
15
Attachment No. 4 6/19/2018
Kimball and Morgan Towers
Community Development Commission -
Housing Authority (CDC -HA)
Keyser Marston Associates, Inc.
June 19, 2°18
Timeline
May— December 2°17
KMA:
• Prepared developer
solicitation
• Reviewed RFP
responses
• Evaluated
developer financial
pro formas
• Presented KMA
conclusions
January —April 2018
CHW-Mercy:
• Performed extensive
due diligence
Met with tenants
Received "Comfort
Letter" from HUD for
new contract rents for
Morgan Tower
• Updated financial pro
formas
April — May 2018
KMA:
• Analyzed CHW-Mercy
updated financial pro
formas and cash flow
projections
• Obtained clarification
and substantiation from
CHW-Mercy
• Prepared independent
financial models
1
1
Attachment No. 4 6/19/2018
CHW-Mercy Updated Financial Proposal 1
(2) Acquisition Price
(before Seller Note)
(2) Seller Note
(3) Nutrition Center
(4) Annual Cash Flow
to CDC -HA
Community HousingWorks
August 2o27 RFP
Kimball ® 4%Tax Credits
Morgan ® g%Tax Credits
$67.8 M
$224,000/unit
$24.1 M
$47,000 /unit
$475,000 /year
as project operating expense
5o% of residual receipts
• first applied to Seller Note
• then pay as ground rent
Figures shown are for Kimball and Morgan Towers combined.
Subject to re -appraisal.
May 2oi8
Kimball ® 4%Tax Credits
Morgan ® 4% Tax Credits
$67.8 M 2
$224,000/unit
$42.2 M
$236,000 /unit
$475,000 /year
hard debt service payment
5o% of residual receipts
• first applied to Seller Note
• then pay as ground rent
2
Stipulated Pro Forma Inputs from 2017 RFP Process
Acquisition Costs
Building Rehabilitation Costs
Monthly Rent
$200,000
per unit
$55,0oo 1
per unit
FMR of si,3oi
per month
i Assumed to include contractor overhead fee, general conditions, and contractor contingency. On -Sites/
Off -Sites, Remediation, and Parking estimated at so. Includes the payment of prevailing wages.
3
2
Attachment No. 4 6/19/2018
Key Changes to Financial Pro Formas
(1) Rehabilitation Costs'
(2) Fair Market Rents
(3) Operating Expenses
(4) Permanent Loan
Interest Rates
(5) Tax Credit Pricing
CHW-Mercy
August 2017 RFP
$55,000 /unit 2
Kimball: $1,3012
Morgan: $1,342 2
$4,600/unit
Kimball: 4.5%
Morgan: 5.6%
Kimball: $1.03
Morgan: $1.02
' Reflects total per unit direct costs for Kimball and Morgan Towers combined.
' Stipulated pro forma inputs from RFP process.
May 2018
$100,000 /unit
Kimball: $1,176
Morgan: $1,430
$5,000 /unit
Kimball: 5.9%
Morgan: 5.9%
Kimball: $0.96
Morgan: $0.96
4
Construction Cost Increase — Key Items 1
• Iron Balcony Railings
$2.1 M
• New Windows / Sliding Doors
$3.7 M
• Materials Lift
$772 K
• 15t Floor Upgrades
$76o K
• Plumbing Lines
$3.1 M
• ADA Units
$1.2 M
• Demolition
$861 K
Total
$12.6 M
Figures shown are for Kimball and Morgan Towers combined.
3
Attachment No. 4 6/19/2018
CHW-Mercy Pro Formas
Purchase Price
(Less) Seller Note
(Less) Loan Balance
CHW-Mercy - May 2018
Kimball ® 4%Tax Credits
Morgan Qa 4%Tax Credits
$67.8 M
($41.2 M)
(so.1 M)
Upfront Cash
Reserves
Annual Payments'
Total Value to CDC -HA
Nutrition Center Fees to City 3
$26.4M
$2.1 M
$3.1 M
$31.6 M
$9.1 M
Figures shown are for Kimball and Morgan Towers combined.
1 Present value of annual Seller Note repayments and ground lease payments to the CDC -HA from residual receipts.
3 Present value of Seller Note hard debt service payments to be used toward Nutrition Center Fees.
6
KMA Adjusted Pro Formas
Sources of
Funds
Development
Costs
K MA
Adjusted
December
2017
Kimball 4%
Morgan g%
Test #1
CHW-Mercy
May 2018
• rehabilitation
• acquisition
• FMR
$85.5 M $96.7 M
($96.7 M)
Test #2
Test #1
CHW-Mercy
May 2o18
• interest rate
• tax credit
pricing
Test 3
Test #1+Test #2
CHW- May 2018
• Seller Note hard
debt service
payment
CHW-Mercy
May 2018
Kimball 4%
Morgan g%
$87.8 M
($224.7 M) ($124.7 M)
$81.1 M $80.4
($224.7 M) ($3.22.3 M)
Seller Note
($11.2 M)
($28.1 M) ($36.9 M)
(i) Figures shown are for Kimball and Morgan Towers combined.
($43.6 M)
($41.9 M)
7
4
Attachment No. 4 6/19/2018
KMA Adjusted Pro Formas1
KMA
Adjusted
December
zo1z
Kimball 4%
Morgan 9%
Purchase Price $60.6 M
(Less) Seller Note ($11.2 M)
(Less) Loan Balance ($0.o M)
Upfront Cash $49.4 M
Reserves $2.1 M
Annual Payments$2.8 M
Test #1
CHW-Mercy
May 2018
• rehabilitation
• acquisition
• FMR
$67.8 M
($34.4 M)
(so.o M)
Test#z Test CHW-
Test #1 Test #1+Test #2 Mercy
CHW-Mercy CHW- May 2018 May 2018
May 2018 • Seller Note hard
• interest rate debt service Kimball 4%
• tax credit payment Morgan 9%
pricing
$33.4 M
$2.1 M
$3.4 M
$67.8 M
($42.4 M)
(so.o M)
$25.4 M
$2.1 M
$3.6 M
$67.8 M
($43.6 M)
(so.o M)
$24.2 M
$2.1 M
$3.7 M
$67.8 M
($41.9 M)
($0.2 M)
$25.7 M
$2.1 M
$3.2 M
Total Value to CDC -HA
Nutrition Center
Fees to City 3
1 Figures shown are for Kimball and Morgan Towers combined.
Present value of annual Seller Note repaym nts and ground lease payments to the CDC -HA from residual receipt .
3 Present value of operating expense fee / Sell r Note hard debt service payments to be used toward Nutrition Center Fees
$54.3 M
$38.9 M
$31.1 M
$10.3 M
$10.3 M $10.3 M
$30.1 M $31.0 M
$9.1 M $9.1 M
8
Kimball and Morgan Towers
Community Development Commission -Housing Authority
City of National City
Keyser Marston Associates, Inc.
June 19, 2°18
5
RESOLUTION NO. 2018 —
RESOLUTION OF THE COMMUNITY DEVELOPMENT COMMISSION -HOUSING
AUTHORITY OF THE CITY OF NATIONAL CITY AUTHORIZING THE EXECUTIVE
DIRECTOR TO EXECUTE A DISPOSITION AND DEVELOPMENT AGREEMENT
WITH KIMBALL TOWER HOUSING ASSOCIATES, L.P., AND MORGAN TOWER
HOUSING ASSOCIATES, L.P., FOR THE RECAPITALIZATION AND
REHABILITATION OF A 151-UNIT AFFORDABLE SENIOR HOUSING TOWER,
KNOWN AS KIMBALL TOWER, LOCATED AT 1317 "D" AVENUE, AND
A 152-UNIT AFFORDABLE SENIOR HOUSING TOWER, KNOWN AS
MORGAN TOWER, WHICH INCLUDES THE GEORGE H. WATERS
NUTRITION CENTER, LOCATED AT 1415 "D" AVENUE IN NATIONAL CITY
WHEREAS, the Community Development Commission -Housing Authority of the
City of National City ("CDC -HA") owns the improvements commonly known as the "Kimball
Tower" and that certain real property located at 1317 D Avenue (APN No. 560-410-05-00) in the
City of National City (the "Kimball Property"); and
WHEREAS, the CDC -HA also owns the improvements commonly known as the
"Morgan Tower" and that certain real property located at 1415 "D" Avenue (APN No. 560-410-
04-00) in the City of National City (the "Morgan Property"); and
WHEREAS, as the result of a competitive request for qualifications and request
for proposals process, Community HousingWorks ("CHW"), a California nonprofit public benefit
corporation, and Mercy Housing California ("Mercy"), a California nonprofit public benefit
corporation entered into an Exclusive Negotiation Agreement on December 19, 2017 with the
CDC -HA for the rehabilitation and recapitalization of the Kimball Property and the Morgan
Property; and
WHEREAS, CHW and Mercy have formed two limited partnerships named
Morgan Tower Housing Associates, L.P., a California limited partnership ("Morgan Developer"),
and Kimball Tower Housing Associates, L.P., a California limited partnership ("Kimball
Developer") to legally execute the Disposition and Development Agreement (the "Agreement") in
order to recapitalize and rehabilitate Morgan and Kimball Tower using Low -Income Housing Tax
Credits; and
WHEREAS, the CDC -HA , the Kimball Developer, and the Morgan Developer
desire by the Agreement to establish conditions for: (i) the CDC -HA to ground lease the Kimball
Property to the Kimball Developer; (ii) the CDC -HA to sell fee title to the Kimball Tower to the
Kimball Developer; (iii) the Kimball Developer to recapitalize and rehabilitate the Kimball Tower;
(iv) the CDC -HA to ground lease the Morgan Property to the Morgan Developer; (v) the CDC -
HA to sell fee title to the Morgan Tower to the Morgan Developer; and (vi) the Morgan
Developer to recapitalize and rehabilitate the Morgan Tower; and
WHEREAS, the scope of the Agreement is categorically exempt from CEQA
review by CCR Title 14 Section 15301 Existing Facilities; and
WHEREAS as referenced in the Agreement, Kimball Developer shall receive
from CDC -HA and/or HUD (as applicable) a Section 8 Housing Assistance Payment Agreement
with a minimum term of twenty (20) years to provide Section 8 Project Based Vouchers or
Section 8 Project Based Rental Assistance for one hundred forty-nine (149) units at the Kimball
Tower on terms acceptable to the Kimball Developer in its sole and absolute discretion.
Resolution No. 2018 —
Page Two
WHEREAS, the CDC -HA will complete a NEPA Environmental Assessment for
the U.S. Department of HUD before Section 8 Project -Based Vouchers are released by the
CDC -HA and/or HUD (as applicable) to the Kimball Developer.
NOW, THEREFORE, BE IT RESOLVED that the Community Development
Commission -Housing Authority of the City of National City hereby authorizes the Executive
Director to execute a Disposition and Development Agreement with Kimball Tower Housing
Associates, L.P., and Morgan Tower Housing Associates, L.P., for the recapitalization and
rehabilitation of a 151-unit affordable senior housing tower, known as Kimball Tower, located at
1317 "D" Avenue, and a 152-unit affordable senior housing tower, known as Morgan Tower,
which includes the George H. Waters Nutrition Center, located at 1415 "D" Avenue in National
City. Said Disposition and Development Agreement is on file in the office of the City Clerk.
PASSED and ADOPTED this 19th day of June, 2018.
Ron Morrison, Chairman
ATTEST:
Leslie Deese, Secretary
APPROVED AS TO FORM:
Angil P. Morris -Jones
General Counsel
is
dot
KIMBALL AND MORGAN To
Disposition and Development Agreement (DDA)
---
for
Acquisition and Renovation
Presentation
to
Community Development Commission - Housing Authority
City of National City
June 19, 2018
• Community
miw_ _do& HousingWorks
New- CHW
4" iffriffiretAA
Ai mercy
Nair HOUSING
PARTNERS AND ROLES
B Community HousingWorks (CHW) — Lead General Partner
■ Lead for Design, Construction, Finance
■ Asset Manager overseeing Property Management
■ Mercy Housing California (MHC) — Co -General Partner
■ Property Manager
■ Resident Services Provider
Key Team Members — per RFP
■ General Contractor — MRFG-ICON (formerly ICON Builders)
■ Architect — Egan Simon Architecture
■ Legal (HUD -related Issues): Nixon Peabody LLC
■ Tax Credits / Financial Consultant: California Housing Partnership Corp. (CHPC)
CHW
Community
HousingWorks.
mercy
HOUSING
RFP RESPONSE: 4 GOALS
Preserve and upgrade the physical asset
• Continue the City's stewardship of providing affordable homes
for current and future low income seniors
• Through impactful resident services and effective property
management, provide a safe and stimulating environment for
residents
EA Provide the CDC -HA with significant economic return by
payment from sales proceeds, a stream of income from residual
receipts, and guaranteed annual subsidy for George H. Waters
Nutrition Center
all Community
Housing Works
CHW
a mercy
HOUSING
STATUS REPORT
• Exclusive Negotiating Agreement (ENA) -
Resolution adopted by Commission December 2017
• Team on schedule with ENA Deadlines and RFP
Implementation Timeframes
• Resident Engagement
• Physical Renovation
• Legal and Project Finance
• "You did what you said you would do"
tok
CHW
Community
Housing Works.
Ai mercy
HOUSING
RESIDENT ENGAGEMENT
CHW
Community
HousingWorks
AD mercy
HOUSING
RESIDENT ENGAGEMENT
Commitment: Continuation of City's Prior Stewardship
Goal Regarding Residents: Allay Concerns, Transparency,
Elicit Input on Needed Rehab
Introduction Letter — January
in Meetings —14+ Meetings since January
• FAQ (bilingual) provided, then at Front Desk
E3 Location: George H. Waters Nutrition Center
• Smaller Groups
• Flyer Invitation
• Very well attended
• Translator/ Interpreter
• Phone Line —Resident Call in questions (bilingual)
tak
CHW
Community
HousingWorks
mercy
HOUSING
RESIDENT ENGAGEMENT
Commitment: Continuation of City's Prior Stewardship
✓ Temporary Relocation
■ Mercy Relocation team — each resident has plan / options, meetings
■ "Concierge", assume 6 nights; longer for full ADA units (16 each building)
• Input on Scope - "(Physical) assessments start with the current residents,
obtaining their feedback on building performance, what works and what
does not work, common area upgraders desired..." (RFP Response 8/31/17)
Questions from Residents
■ Continued affordability, HUD and PHA rent subsidy
■ Comments on needed renovation, logistics of rehab
• Goals for Residents
■ Resident Financial Stability (Project -Based Section 8 Contracts, Resident
Services per RFP)
■ Resident comfort, engagement, healthy aging in place
ilk Community
Housing Works
CHW
AD mercy
HOUSING
PHYSICAL RENOVATION
OfCommunity
HousingWorks
CHW
mercy
HOUSING
PHYSICAL DUE DILIGENCE
Ed Physical Assessment Team — Evaluations
• Started January 24
• Walked all common areas, every apartment (301), roofs, mechanical /
maintenance areas, grounds, George H. Waters Nutrition Center
• "As directed in the RFP..., the proforma for each property includes a fixed
amount of assumed renovation hard construction costs...Proposed scope
and estimated costs will need to be confirmed after full due diligence."
(RFP Response, 8/31/17, page 3)
CHW-Mercy Team - including Development team,
Asset, Property Management, Facilities,
Resident Services teams
Architect
• Mechanical Engineer and Plumbing Engineer
• Electrical Engineer
• Landscape Architect
F1 Structural Engineer (exterior), Seismic Assessment
Environmental Team, sampling lead -based paint
and asbestos containing materials
Team during due diligence walks
CHW
Community
Housing Works.
IF
mercy
HOUSING
PHYSICAL DUE DILIGENCE
• Civil Engineer- ADA, stormwater compliance, circulation and trash
enclosures
Surveyor — Topographical, ALTA survey
■ Note: Both properties are in 100 year flood zone; Kimball building itself in flood zone;
Paradise Creek is channelized in three 6' concrete pipes cut across the parcels
• General Contractor
■ Walked with internal team, then samples of units with subcontractors
• Specialty Consultants
■ Roof — protection of structure, safety of maintenance staff
■ Elevator
■ Fire Life Safety Systems
■ Energy Assessments - tax credit requirements, best operating efficiency, electrical calcs
■ Mechanical Engineers regarding Boilers — operating efficiency, safety
■ Plumbing - Isolation valves, invasive scope, sampling of lines (lab testing)
CHW
Community
HousingWorks
mercy
HOUSING
PHYSICAL DUE DILIGENCE
• Restaurant Consultant for George H. Waters Nutrition Center
• Met with Nutrition Center management
• Engaged and accompanied by architect
• Requirements, including providing a grease trap (currently none)
• Last week, waste line issues — need replacement
• ADA requirements for Nutrition Center as it is open to "public" and residents
• City Building Official and Fire Marshall
• Architect and development team met with City officials
• City requirements regarding ADA upgrades
• City's Stormwater Consultant (with Civil Engineer)
F� PNA Report - Same firm that did the city's prior one
• Role of Property Needs Assessment (PNA) vs consultants — broad brush
• HUD Physical Inspection
• HUD's annual physical inspection ("REAC") for Morgan in March 2018 —
Failing Score
Ilk Community
HousingWorks
CHW
,Iv mercy
HOUSING
PROCESS OF DETERMINING REHAB SCOPE
Process of Data Review
■ Independent Scoring of all unit systems — Scale 1-5
■ Scores reconciled among team (almost unanimous from independent reviews)
• CHW "ABC" Scope Review
■ City staff input
• Rehab Goals per the RFP Response
■ Extend the life of the asset
■ Reduce operating expenses for long term sustainability
■ Improve functionality for resident comfort and healthy active lives
• Occupied Rehab Process different than New Construction
Community
Housing Works
CHW
mercy
HOUSING
REHAB COSTS
Cost Estimates
■ General Contractor completed rehabs for 21k apartments and 21+ towers
(423 units in towers currently under construction in San Diego)
■ Review
■ CHW and Team
■ Engaged independent construction manager (AMJ Construction Management)
experienced in high rise construction in San Diego / Southern California
■ Impact of tariffs on materials (e.g. railings)
■ Impact of construction market costs
Prevailing Wage —prevailing wages
■ Davis Bacon and state — Commercial rates (high rise construction)
■ Wage Rates
■ Local outreach efforts = local jobs
■ Shovel -ready 2019 Q1 — if proceed with DDA now
CHW
Community
HousingWorks
mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Major Building Systems
Goal: preserve assets for 55+ years, reduce energy/water usage for
sustainable operating costs, meet code I funding requirements
■ Roof
■ Elevators — safety, beyond useful life
• Windows — dual pane for energy/comfort, beyond useful life
• Balcony Repair, Waterproofing, Railings — City regarding ADA, preservation
• Boilers (Morgan) — high efficiency
• Plumbing — isolation valves (Kimball), relining of supply lines,
cleaning/repairing waste lines
• Life and Safety — alarm with strobe light, battery back-up, Co2 combos, 10
year smoke detectors
• ADA— in apartments, common areas, site, including mailboxes, signage
® Emergency Pull Cords in Units — Resident safety is primary
■ Ineffective, answered by maintenance personnel who decide if call warrants
medical attention, liability to owner
■ Abandon and replace with pendant system (Mercy's bulk contract)
Ei Security- camera system
• Exterior paint, monument
• Exterior construction lifts
alli Community
HousingWorks.
CHW
,1F mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Major Building Systems -Roof, Balconies, Windows
� rrm
siwt inttt im. innr 1 .J1f Alladiuminiamimmunii Alt
rr;i11� r, Illl ! I I✓' :LL ... llrr•l,ril .I I is
lam"""
UMW
Morgan existing roof drain
Morgan roof
Existing balcony railings and concrete
Balconies
Non-ADA compliant railing
Balcony railings
Existing windows/sliding doors
CHW
Community
HousingWorks
Ai mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Major Building Systems -Elevators
Obsolete elevator control board
Elevator exteriors
Morgan car door operator
Elevator cab interior
Towers' typical car top
ACommunity
Housing works
CHW
AI mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Major Building Systems -Fire Life and Safety
Kimball and Morgan Fire Panels
Kimball Fire Alarm Battery
Kimball Fire Alarm Speaker
Kimball has no proper exterior fire notification system Kimball's fire system notification is tied into
the stairway egress lighting
glith Community
HousingWorks
CHW
.mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Major Building Systems -Boiler
Morgan outdated neat exchanger
iviorgan gas -tired boiler
rcimbaii mixing valve
gal Community
Housing Works
CHW
a mercy
lr HOUSING
ELEMENTS OF REHAB SCOPE
Major Building Systems -Plumbing
Cast iron pipe with evidence of deep
graphitic corrosion on inner diameter
Nutrition Center corroded waste cast
iron drain piping — June 2018
u1111111111i12 i1 q1,i1uiIiis
1111111111111114111`111yltl lI ILI
Cast iron pipe sample showing gross amounts of graphitic
corrosion, with red arrow showing hole in pipe
Copper piping sample showing inner diameter
CHW
Interior of cast iron piping
Interior of copper piping
Community
Housing Works
Ai mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Apartments
Goal: Preserve asset, reduce operating costs, provide resident comfort and
energy/water efficiency, "age in place"
• Flooring — plank (maintenance, air quality, operating cost savings)
Bathrooms — water conservation, fixtures
• Kitchens — ADA re move refrigerator, new cabinets, counters extended for ADA
• G F I —safety
• Electrical panels
i Appliances — energy, end of useful life
Thermostats — comfort, reduce operating costs
16 full ADA apartments (each building) — larger bathrooms, structural changes,
city requirement
F Pendants to replace emergency pull chords
Pull chord system
Pedants
CHW
Community
Housing Works
mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Apartments -Current Interiors
Kitchen needs ADA counter adjustments
Standard living room
Standard bathroom
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Unit outdated electric panel Thermostat and fan switch
Bathroom light
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CHW & MERCY TYPICAL INTERIORS
Typical Interior I North Park Seniors
Bedroom I North Park Seniors
Kitchen I North Santa Fe
Living Room & Dining Room I Manzanita
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Community
Housing Work
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II HOUSING
ELEMENTS OF REHAB SCOPE
Common Areas
Goal: Security, build and sustain community, engage residents for healthy
productive lives, areas for resident services
Amenity Areas - community rooms, etc.
ADA requirements
■ Mailboxes
■ Restrooms near Nutrition Center
■ Exterior amenity areas
Maximize use of current space
Hard flooring - health, comfort, ease for
walking, reduction of replacements of
carpet in corridor and common spaces
Corridor lighting, trash chute doors
Typical Community Room — North Santa Fe
Mercy resident health -check room
Community
Housing Works
mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Current Common Areas
Measuring ADA compliance Kimball Community Room
Laundry Room
Mailboxes at Kimball entrance
CHW
Community
HousingWorks
mercy
HOUSING
CHW & MERCY TYPICAL COMMON AREAS
Computer and work area
Conference room
Community room kitchen
North Park Seniors
Elevator lobby
Mailboxes
1014 Community
HousingWorks
CHW
mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Kimball Ground Floor Conceptual Plan with Revised Community Areas
CHW
Community
Housing Works.
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IV HOUSING
ELEMENTS OF REHAB SCOPE
Current Morgan/Nutrition Center Entrance & Restrooms
Morgan current entrance
Morgan and Nutrition Center current entrance
Location of Morgan future entrance
Nutrition Center bathrooms
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Community
HousingWorks.
Al mercy
HOUSING
ELEMENTS OF REHAB SCOPE
New Morgan Entrance ---
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Morgan Ground Floor Conceptual Plan with New Entrances, Restrooms
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Community
Housing Works.
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HOUSING
ELEMENTS OF REHAB SCOPE
Site and Landscape
Goal: Improve vehicular and pedestrian circulation, ADA requirements,
stormwater requirements (including trash enclosures), create connections
between 2 buildings, security, empower residents with amenities for healthy
productive lives
• ADA map of parking/sidewalk areas out of compliance
• Trash enclosures - water quality requirements
• Create connection and improved circulation
• Traffic calming
• Safer pedestrian pathways
• Visual and psychological connection between the buildings
• Provide amenities - including those that promote a healthy lifestyle
CHW
Community
Housing Works.
mercy
HOUSING
ELEMENTS OF REHAB SCOPE
ADA Correction Areas & Trash Enclosures
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Civil Engineer pIn of areas needing ADA correction
Morgan and Nutrition Center have no existing trash enclosures;
Kimball's not covered
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Typical trash enclosures
Poway Villas
CHW
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Housing Works.
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ELEMENTS OF REHAB SCOPE
Site and Landscape
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TOWER
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Current amenity areas are an island with vehicular traffic on each side
E AVENUE
MORGAN
TOWER
NUTRITION
CENTER
Conceptual Landscape /Amenity Plan with Pedestrian Connections
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Community
HousingWorks
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ELEMENTS OF REHAB SCOPE
Landscape Amenities
Conceptual: BBQ, Picnic Area
Landscape Concepts
Walking path I Poway Villas
Seating area I Poway Villas
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HousingWorks
CHW
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HOUSING
ELEMENTS OF REHAB SCOPE
Courtyard Concept to Activate
;
Festoon lighting, active amenity I North Park Seniors
Concept to activate spaces
Courtyard I North Park Seniors
Kimball current courtyard
all Community
Housing Works
CHW
mercy
HOUSING
ELEMENTS OF REHAB SCOPE
Conceptual Theme for Building Exteriors
CHW
Community
HousingWorks
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HOUSING
LEGAL AND PROJECT FINANCE
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HOUSING
LEGAL AND PROJECT FINANCE
Legal Entities - created in January. CHW/Mercy roles consistent
with RFP
- Due Diligence Operations
• Mercy Management with CHW Asset reviewed maintenance contracts,
utility bills, tenant compliance, etc.
■ 3 Changes from RFP in Operating Expenses
■ Flood insurance due to unknown location in flood zone, as required by lenders
■ Commission annual monitoring fee for compliance with regulatory agreements
■ Cost (w/ Mercy volume discount) for pendants, replacing unreliable pull cords
Resident Services - no change from RFP
F Subsidy to City: George H. Waters Nutrition Center
■ Maintains same payment of total $475k/year to city, as required in RFP
0111. Community
HousingWorks.
CHW
mercy
HOUSING
LEGAL AND PROJECT FINANCE
Morgan — HUD long-term project -based HUD contract
• Met with HUD in LA on January 16
• Rent Comp Study — resulted in higher
rents than in RFP Response
• Submitted long term, Project -Based
Section 8 Contract Request to H U D
on Feb 5 (35 items in submittal package)
• CHW received the HUD "Comfort Letter"
(commitment) on April 26 (just 80 days)
• Commitment specific to CHW/Mercy
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Kimball — Housing Authority long-term project -based contract
■ Complicated process of contract
■ Almost all Kimball residents have individual vouchers, convert to project -based
■ PHA has subsidy rents less than applicants instructed to use in RFP —
Kimball contract amounts are set by HUD and are geography -specific, not
project -specific (like Morgan above)
■ HUD adjusted rents by area
Community
Housing Works.
CHW
mercy
HOUSING
LEGAL AND PROJECT FINANCE
E AHP Grant —Kimball and Morgan
■ Submitted applications for $1.5 million each for Kimball and Morgan on
February 28, per RFP
Ground Lease — same as RFP
E Permanent Mortgage — financing rates have risen beyond market
projections at time of RFP (Federal Reserve)
Tax Credit Pricing — markets had anticipated 25-27% corporate tax
rate in proposed tax plan at time of REP. Markets were surprised by
late 2017 tax cut with 21 % corporate tax rate
■ Tax credit pricing dropped due to federal tax action
Cash to Seller and Seller Notes — affected by rents subsidies,
operating costs, needed rehab, financial market changes re interest
rates, tax credit pricing
Negotiated and Executed CDC-HA's DDA
Opt Community
Housing Works
CHW
"� mercy
HOUSING
CONCLUSION
• CHW and Mercy- Met our RFP Schedule and ENA Commitments
■ Eager to move forward to a DDA
• Start new beginnings for residents of Kimball and Morgan Towers
• Thank you
Community
Housing Works
CHW
mercy
HOUSING
6/19/2018
Kimball and Morgan Towers
Community Development Commission -
Housing Authority (CDC -HA)
Keyser Marston Associates, Inc.
June 19, 2018
KUSCR MARSTON ASSOCIATI
Timeline
May — December 2017
KMA:
• Prepared developer
solicitation
• Reviewed RFP
responses
• Evaluated
developer financial
pro formas
Presented KMA
conclusions
January —April 2018
CHW-Mercy:
• Performed extensive
due diligence
Met with tenants
• Received "Comfort
Letter" from HUD for
new contract rents for
Morgan Tower
• Updated financial pro
formas
April — May 2o18
KMA:
Analyzed CHW-Mercy
updated financial pro
formas and cash flow
projections
Obtained clarification
and substantiation from
CHW-Mercy
Prepared independent
financial models
1
1
6/19/2018
CHW-Mercy Updated Financial Proposal 1
(1) Acquisition Price
(before Seller Note)
(2) Seller Note
(3) Nutrition Center
(4) Annual Cash Flow
to CDC -HA
Community HousingWorks
August 2017 RFP
Kimball ® 4%Tax Credits
Morgan ®a 9%Tax Credits
$67.8 M
$224,000/unit
$14.3. M
$47,000 /unit
$475,000 /year
as project operating expense
50% of residual receipts
• first applied to Seller Note
• then pay as ground rent
Figures shown are for Kimball and Morgan Towers combined.
Subject to re -appraisal.
May 2,318
Kimball Cap 4%Tax Credits
Morgan ® 4%Tax Credits
$67.8 M 2
$224,000/unit
$41.2 M
$3.36,00O /unit
$475,000 /year
hard debt service payment
5o% of residual receipts
• first applied to Seller Note
• then pay as ground rent
2
Stipulated Pro Forma Inputs from 2017 RFP Process
Acquisition Costs
Building Rehabilitation Costs
Monthly Rent
$200,000
per unit
$55,000 1
per unit
FMR of $i,3o1
per month
1 Assumed to include contractor overhead fee, general conditions, and contractor contingency. On -Sites/
Off -Sites, Remediation, and Parking estimated at so. Includes the payment of prevailing wages.
3
2
6/19/2018
Key Changes to Financial Pro Formas
(1) Rehabilitation Costsl
(2) Fair Market Rents
(3) Operating Expenses
(4) Permanent Loan
Interest Rates
(5) Tax Credit Pricing
CHW-Mercy
August 2017 RFP
$55,000 /unit 2
Kimball: $1,3012
Morgan: $1,342 2
$4,600/unit
Kimball: 4.5%
Morgan: 5.6%
Kimball: $1.03
Morgan: $1.02
Reflects total per unit direct costs for Kimball and Morgan Towers combined.
Stipulated pro forma inputs from RFP process.
May 2018
$100,000 /unit
Kimball: $1,176
Morgan: $1,430
$5,000 /unit
Kimball: 5.9%
Morgan: 5.9%
Kimball: $0.96
Morgan: $0.96
4
Construction Cost Increase — Key Items 1
• Iron Balcony Railings
• New Windows / Sliding Doors
• Materials Lift
• 15t Floor Upgrades
• Plumbing Lines
• ADA Units
• Demolition
$2.1 M
$3.7 M
$772 K
$76o K
$3.1 M
$1.2 M
$861 K
Total
Figures shown are for Kimball and Morgan Towers combined.
$3.2.6 M
5
3
6/19/2018
CHW-Mercy Pro Formas
Purchase Price
(Less) Seller Note
(Less) Loan Balance
CHW-Mercy - May 2018
Kimball ® 4%Tax Credits
Morgan @a 4%Tax Credits
$67.8 M
($41.2 M)
(so.i M)
Upfront Cash
Reserves
Annual Payments'
$26.4 M
$2.1 M
$3.1 M
Total Value to CDC -HA
Nutrition Center Fees to City 3
$31.6 M
S9.i M
Figures shown are for Kimball and Morgan Towers combined.
2 Present value of annual Seller Note repayments and ground lease payments to the CDC -HA from residual receipts.
3 Present value of Seller Note hard debt service payments to be used toward Nutrition Center Fees.
6
KMAAdjusted Pro Formas 1
Sources of
Funds
Development
Costs
KMA Test #1
Adjusted CHW-Mercy
December May 2018
2017 • rehabilitation
Kimball 4% • acquisition
Morgan g% • FMR
Test #2
Test #i
CHW-Merry
May 2o28
• interest rate
• tax credit
pricing
Test #T
Test #i+Test #2
CHW- May 2o28
• Seller Note hard
debt service
payment
CHW-Mercy
May 2028
Kimball 4%
Morgan 9%
$85.5 M $96.7 M $87.8 M
($96.7 M)
($224.7 M)
($224.7 M)
$82.2 M $80.4 M
($124.7 M) ($122.3 M)
Seller Note ($11.2 M)
($28.2 M)
($36.9 M)
(i) Figures shown are for Kimball and Morgan Towers combined.
($43.6 M)
($41.9 M)
7
4
• 6/19/2018
KMA Adjusted
Pro Formas 1
KMA
Test#i Te #2 Test#3 CHW-
Adjusted
December
CHW-Mercy Test#i Test #i+Test#2 Mercy
May 2018 CHWMercy CHW- May 2o28 May 2028
Purchase Price
(Less) Seller Note
(Less) Loan Balance
?All.
Kimball 4%
Morgan 9%
s6o.6 M
($11.2 M)
(So.o M)
• rehabilitation
•acquisition
• FMR
s67.8 M
($34.4 M)
(So.o M)
May2°18
• interest rate
•tax credit
pricing
s67.8 M
($42.4 M)
(so.o M)
• Seller Note hard
debt service
payment
s67.8 M
($43.6 M)
(So.o M)
Kimball 4%
Morgan 9%
I s67.8 M
($41.9 M)
($0.2 M)
Upfront Cash
Reserves
Annual Payments'
$49-4 M
S2.3 M
$2.8 M
$33.4 M
$2.1 M
$3.4 M
s2S.4 M
S2.3. M
43.6 M
s24.2 M
$2.1 M
$3.7 M
s25.7 M
$2.1. M
S3.2 M
Total Value to CDC -HA
Nutrition Center
Fees to City 3
i Figures shown are for Kimball
2 Present value of annual
3 Present value of operating
S54.3 M
tio.3M
and Morgan Towers
Seller Note repayments
expense fee /Seller
438.9 M
tio.3M
combined.
and ground lease payments
Note hard debt service
$31.2 M
sio.3M
to the CDC -HA
payments to be used
$3o.s. M S32.0 M
$9.]M I 89.1M
from residual receipts.
toward Nutrition Center Fees . 8
Kimball and Morgan Towers
Community Development Commission -Housing Authority
City of National City
Keyser Marston Associates, Inc.
June ig, 2018
5
KIMBALL AND MORGAN TOWERS
Disposition and Development Agreement (DDA)
for
Acquisition and Renovation
Presentation
to
Community Development Commission — Housing Authority
City of National City
June 19, 2018
HOusingW rks
CHW
AI mercy
HOUSING
PARTNERS AND ROLES
• Community HousingWorks (CHW) — Lead General Partner
• Lead for Design, Construction, Finance
• Asset Manager overseeing Property Management
• Mercy Housing California (MHC) — Co -General Partner
• Property Manager
• Resident Services Provider
• Key Team Members — per RFP
• General Contractor— MRFG-ICON (formerly ICON Builders)
• Architect — Egan Simon Architecture
• Legal (HUD -related Issues): Nixon Peabody LLC
• Tax Credits / Financial Consultant: California Housing Partnership Corp. (CHPC)
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CHW
RFP RESPONSE: 4 GOALS
■ Preserve and upgrade the physical asset
■ Continue the City's stewardship of providing affordable homes
for current and future low income seniors
■ Through impactful resident services and effective property
management, provide a safe and stimulating environment for
residents
■ Provide the CDC -HA with significant economic return by
payment from sales proceeds, a stream of income from residual
receipts, and guaranteed annual subsidy for George H. Waters
Nutrition Center
CHW
mercy
HHoUS NG
STATUS REPORT
■ Exclusive Negotiating Agreement (ENA) -
Resolution adopted by Commission December 2017
■ Team on schedule with ENA Deadlines and RFP
Implementation Timeframes
■ Resident Engagement
■ Physical Renovation
■ Legal and Project Finance
■ "You did what you said you would do"
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CHW
2
RESIDENT ENGAGEMENT
mercy
CHW
RESIDENT ENGAGEMENT
Commitment: Continuation of City's Prior Stewardship
Goal Regarding Residents: Allay Concerns, Transparency,
Elicit Input on Needed Rehab
• Introduction Letter — January
• Meetings — 14+ Meetings since January
• FAQ (bilingual) provided, then at Front Desk
• Location: George H. Waters Nutrition Center
• Smaller Groups
• Flyer Invitation
• Very well attended
• Translator / Interpreter
• Phone Line — Resident Call in questions (bilingual)
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HOUSNG
3
RESIDENT ENGAGEMENT
Commitment: Continuation of City's Prior Stewardship
• Temporary Relocation
• Mercy Relocation team — each resident has plan / options, meetings
• "Concierge", assume 6 nights; longer for full ADA units (16 each building)
• Input on Scope - "(Physical) assessments start with the current residents,
obtaining their feedback on building performance, what works and what
does not work, common area upgraders desired..." (RFP Response 8/31/17)
• Questions from Residents
• Continued affordability, HUD and PHA rent subsidy
• Comments on needed renovation, logistics of rehab
• Goals for Residents
• Resident Financial Stability (Project -Based Section 8 Contracts, Resident
Services per RFP)
• Resident comfort, engagement, healthy aging in place
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PHYSICAL RENOVATION
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4
PHYSICAL DUE DILIGENCE
• Physical Assessment Team — Evaluations
• Started January 24
• Walked all common areas, every apartment (301), roofs, mechanical /
maintenance areas, grounds, George H. Waters Nutrition Center
• "As directed in the RFP..., the proforma for each property includes a fixed
amount of assumed renovation hard construction costs...Proposed scope
and estimated costs will need to be confirmed after full due diligence."
(RFP Response, 8/31/17, page 3)
• CHW-Mercy Team - including Development team,
Asset, Property Management, Facilities,
Resident Services teams
• Architect
• Mechanical Engineer and Plumbing Engineer
• Electrical Engineer
• Landscape Architect
• Structural Engineer (exterior), Seismic Assessment
• Environmental Team, sampling lead -based paint
and asbestos containing materials
Team during due diligence walks
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CHW HOUSING
PHYSICAL DUE DILIGENCE
• Civil Engineer- ADA, stormwater compliance, circulation and trash
enclosures
• Surveyor — Topographical, ALTA survey
• Note: Both properties are in 100 year flood zone; Kimball building itself in flood zone;
Paradise Creek is channelized in three 6' concrete pipes cut across the parcels
• General Contractor
• Walked with internal team, then samples of units with subcontractors
• Specialty Consultants
• Roof — protection of structure, safety of maintenance staff
• Elevator
• Fire Life Safety Systems
• Energy Assessments - tax credit requirements, best operating efficiency, electrical calcs
• Mechanical Engineers regarding Boilers — operating efficiency, safety
• Plumbing - Isolation valves, invasive scope, sampling of lines (lab testing)
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PHYSICAL DUE DILIGENCE
• Restaurant Consultant for George H. Waters Nutrition Center
• Met with Nutrition Center management
• Engaged and accompanied by architect
• Requirements, including providing a grease trap (currently none)
• Last week, waste line issues — need replacement
• ADA requirements for Nutrition Center as it is open to "public" and residents
• City Building Official and Fire Marshall
• Architect and development team met with City officials
• City requirements regarding ADA upgrades
• City's Stormwater Consultant (with Civil Engineer)
• PNA Report — Same firm that did the city's prior one
• Role of Property Needs Assessment (PNA) vs consultants — broad brush
• HUD Physical Inspection
• HUD's annual physical inspection ("REAC") for Morgan in March 2018 —
Failing Score
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CHW "' HOUSNG
PROCESS OF DETERMINING REHAB SCOPE
• Process of Data Review
• Independent Scoring of all unit systems — Scale 1-5
• Scores reconciled among team (almost unanimous from independent reviews)
• CHW "ABC" Scope Review
• City staff input
■ Rehab Goals per the RFP Response
• Extend the life of the asset
• Reduce operating expenses for long term sustainability
• Improve functionality for resident comfort and healthy active lives
• Occupied Rehab Process different than New Construction
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CHW HOUSING
6
REHAB COSTS
• Cost Estimates
■ General Contractor completed rehabs for 21k apartments and 21+ towers
(423 units in towers currently under construction in San Diego)
• Review
• CHW and Team
• Engaged independent construction manager (AMJ Construction Management)
experienced in high rise construction in San Diego / Southern California
• Impact of tariffs on materials (e.g. railings)
• Impact of construction market costs
• Prevailing Wage —prevailing wages
• Davis Bacon and state — Commercial rates (high rise construction)
• Wage Rates
■ Local outreach efforts = local jobs
• Shovel -ready 2019 Q1 — if proceed with DDA now
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CHW ovwt. HOUS'NG
ELEMENTS OF REHAB SCOPE
Major Building Systems
Goal: preserve assets for 55+ years, reduce energy/water usage for
sustainable operating costs, meet code / funding requirements
• Roof
• Elevators — safety, beyond useful life
• Windows — dual pane for energy/comfort, beyond useful life
• Balcony Repair, Waterproofing, Railings — City regarding ADA, preservation
• Boilers (Morgan) — high efficiency
• Plumbing — isolation valves (Kimball), relining of supply lines,
cleaning/repairing waste lines
• Life and Safety — alarm with strobe light, battery back-up, Co2 combos, 10
year smoke detectors
• ADA — in apartments, common areas, site, including mailboxes, signage
• Emergency Pull Cords in Units — Resident safety is primary
• Ineffective, answered by maintenance personnel who decide if call warrants
medical attention, liability to owner
• Abandon and replace with pendant system (Mercy's bulk contract)
• Security- camera system
• Exterior paint, monument merc
y
• Exterior construction lifts 01= . W V youSING
7
ELEMENTS OF REHAB SCOPE
Major Building Systems — Roof, Balconies, Windows
Morgan existing roof drain
Morgan roof
Existing balcony railings and concrete
wax
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IIMMPAT
Balconies
Non-ADA compliant railing
Balcony railings
Existing windows/sliding doors
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ELEMENTS OF REHAB SCOPE
Major Building Systems - Elevators
Obsolete elevator control board
Elevator exteriors
Morgan car door operator
Elevator cab interior
Towers typical car top
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CHW
8
ELEMENTS OF REHAB SCOPE
Major Building Systems — Fire Life and Safety
Kimball and Morgan Fire Panels
Kimball Fire Alarm Speaker
Kimball has no proper exterior fire notification system Kimball's fire system notification is tied into
the stairway egress lighting
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CHW HOUSING
ELEMENTS OF REHAB SCOPE
Major Building Systems — Boiler
Morgan outdated heat exchanger
Morgan gas -fired boiler Kimball mixing valve
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CHW HOUSING
9
ELEMENTS OF REHAB SCOPE
Major Building Systems — Plumbing
Cast iron pipe with evidence of deep
graphitic corrosion on inner diameter
Nutrition Center corroded waste cast
iron drain piping — June 2018
Cast iron pipe sample showing gross amounts of graphitic
corrosion, with red arrow showing hole in pipe
Copper piping sample showing inner diameter
Interior of cast iron piping
Interior c'. i:nping
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ELEMENTS OF REHAB SCOPE
Apartments
Goal: Preserve asset, reduce operating costs, provide resident comfort and
energy/water efficiency, "age in place"
• Flooring — plank (maintenance, air quality, operating cost savings)
• Bathrooms — water conservation, fixtures
• Kitchens — ADA re move refrigerator, new cabinets, counters extended for ADA
• GFI —safety
• Electrical panels
• Appliances — energy, end of useful life
• Thermostats — comfort, reduce operating costs
• 16 full ADA apartments (each building) — larger bathrooms, structural changes,
city requirement
• Pendants to replace emergency pull chords
Pull chord system
Pedants
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10
ELEMENTS OF REHAB SCOPE
Apartments — Current Interiors
Kitchen needs ADA ruunter adjustments
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CHW & MERCY TYPICAL INTERIORS
V
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Bedroom North Park Seniors
Living Room 8 Dining Room Manzanita
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ELEMENTS OF REHAB SCOPE
Common Areas
Goal: Security, build and sustain community, engage residents for healthy
productive lives, areas for resident services
• Amenity Areas — community rooms, etc.
• ADA requirements
• Mailboxes
• Restrooms near Nutrition Center
• Exterior amenity areas
• Maximize use of current space
• Hard flooring — health, comfort, ease for
walking, reduction of replacements of
carpet in corridor and common spaces
• Corridor lighting, trash chute doors
Typical Community Room — North Santa Fe
Mercy resident health -check room
mercy
CHW HOUSING
ELEMENTS OF REHAB SCOPE
Current Common Areas
Measuring ADA compliance
Kimball Community Room
Mailboxes at Kimball entrance
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12
CHW & MERCY TYPICAL COMMON AREAS
Combirter and work or oa
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North Park Seniors
Elevator lobby
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CHW
ELEMENTS OF REHAB SCOPE
Kimball Ground Floor Conceptual Plan with Revised Community Areas
CHW
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13
ELEMENTS OF REHAB SCOPE
Current Morgan/Nutrition Center Entrance & Restrooms
Morgan current entrance
Morgan and Nutrition Center current entrance
Location of Morgan future entrance
Nutrition Center bathrooms
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AD mercy
HOUSING
ELEMENTS OF REHAB SCOPE
New Morgan Entrance
New Nutrition Center Entrance
Morgan Ground Floor Conceptual Plan with New Entrances, Restrooms
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14
ELEMENTS OF REHAB SCOPE
Site and Landscape
Goal: Improve vehicular and pedestrian circulation, ADA requirements,
stormwater requirements (including trash enclosures), create connections
between 2 buildings, security, empower residents with amenities for healthy
productive lives
• ADA map of parking/sidewalk areas out of compliance
• Trash enclosures — water quality requirements
■ Create connection and improved circulation
• Traffic calming
• Safer pedestrian pathways
• Visual and psychological connection between the buildings
• Provide amenities — including those that promote a healthy lifestyle
gig e
mercy
rt. Hous NG
CHW
ELEMENTS OF REHAB SCOPE
ADA Correction Areas & Trash Enclosures
•
-.=
- s n a : 4 tar~.
titam:. t to t to t
Civil Engineer plan of ar as needing ADA correctio
Morgan and Nutrition Center have no existing trash enclosures: Typical trash enclosures
Kimball's not covered
Poway Villas
CHW
aw or, mercy
, HOUSING
15
ELEMENTS OF REHAB SCOPE
Site and Landscape
400
-_
1. 4r.,.,_...___to,
dyan�n�o.aR..�at
■ w. ■t
i
Current amenity areas are an island with vehicular traffic on each side
C
CENTER
Conceptual Landscape / Amenity Plan with Pedestrian Connections
mercy
CHW
ELEMENTS OF REHAB SCOPE
Landscape Amenities
WHlkirg path Powuy Vill,is
Seating area I Poway Villas
11114 _ , mercy
CHW �av�wah' HOUSING
16
ELEMENTS OF REHAB SCOPE
Courtyard Concept to Activate
Festoon lighting, active amenity I North Park Seniors
Concept to activate spaces
Kimball current courtyard
CHW
a mercy
ELEMENTS OF REHAB SCOPE
Conceptual Theme for Building Exteriors
CHW coouwa... , mercy
HOUSING
17
LEGAL AND PROJECT FINANCE
got« o e.. A, mercy
CHW n,;S;N�
LEGAL AND PROJECT FINANCE
• Legal Entities — created in January. CHW/Mercy roles consistent
with RFP
• Due Diligence Operations
• Mercy Management with CHW Asset reviewed maintenance contracts,
utility bills, tenant compliance, etc.
• 3 Changes from RFP in Operating Expenses
■ Flood insurance due to unknown location in flood zone, as required by lenders
• Commission annual monitoring fee for compliance with regulatory agreements
• Cost (w/ Mercy volume discount) for pendants, replacing unreliable pull cords
• Resident Services — no change from RFP
• Subsidy to City: George H. Waters Nutrition Center
• Maintains same payment of total S475k/year to city, as required in RFP
114 m,., mercy
u�w,,., �HOUSNG
CHW
18
LEGAL AND PROJECT FINANCE
• Morgan — HUD long-term project -based HUD contract
■ Met with HUD in LA on January 16
• Rent Comp Study — resulted in higher
rents than in RFP Response
• Submitted long term, Project -Based
Section 8 Contract Request to HUD
on Feb 5 (35 items in submittal package)
• CHW received the HUD "Comfort Letter"
(commitment) on April 26 (just 80 days)
■ Commitment specific to CHW/Mercy
• Kimball — Housing Authority long-term project -based contract
• Complicated process of contract
• Almost all Kimball residents have individual vouchers, convert to project -based
• PHA has subsidy rents less than applicants instructed to use in RFP —
Kimball contract amounts are set by HUD and are geography -specific, not
project -specific (like Morgan above)
• HUD adjusted rents by area
, mercy
CHW HOUS'NG
LEGAL AND PROJECT FINANCE
• AHP Grant— Kimball and Morgan
■ Submitted applications for $1.5 million each for Kimball and Morgan on
February 28, per RFP
• Ground Lease — same as RFP
• Permanent Mortgage — financing rates have risen beyond market
projections at time of RFP (Federal Reserve)
• Tax Credit Pricing — markets had anticipated 25-27% corporate tax
rate in proposed tax plan at time of RFP. Markets were surprised by
late 2017 tax cut with 21 % corporate tax rate
• Tax credit pricing dropped due to federal tax action
• Cash to Seller and Seller Notes — affected by rents subsidies,
operating costs, needed rehab, financial market changes re interest
rates, tax credit pricing
• Negotiated and Executed CDC-HA's DDA
`wqk` , mercy
CHW `iOUS'NG
19
CONCLUSION
• CHW and Mercy- Met our RFP Schedule and ENA Commitments
• Eager to move forward to a DDA
• Start new beginnings for residents of Kimball and Morgan Towers
• Thank you
w , mercy
CHW HOU S NO
20
bH/1Uuwn.N11111N\\\
CITY OF NATIONAL CITY
Office of the City Clerk
1243 National City Blvd., National City, California 91950-4397
619-336-4228
Michael R. Dalla, CMC - City Clerk
KIMBALL TOWER HOUSING ASSOCIATES
AND
MORGAN TOWER HOUSING ASSOCIATES
(Kimball and Morgan Towers)
Disposition and Development Agreement
Carlos Aguirre (Housing & Economic Development) forwarded two (2) fully executed
duplicate original Agreements to Kimball Tower Housing Associates and
Morgan Tower Housing Associates.
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480843A
AND WHEN RECORDED
MAIL TO:
City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
DOC# 2019-0114674
I II II III 111111 II I II III 11111111 III III 1111 I III 111 III
Apr 02, 2019 08:00 AM
OFFICIAL RECORDS
Ernest J. Dronenburg, Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $0.00 (SB2 Atkins: $0.00)
AGREEMENT TO TERMINATE AND NOTICE OF TERMINATION OF
MEMORANDA OF OPTION AGREEMENTS
(Please fill in document title(s) on this line)
PAGES: 4
1 j Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
.3- 2-9-/9 (date*) as document number Zo/9-//3 43,y of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipalityor other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recordingfee applies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480843A
AND WHEN RECORDED
MAIL TO:
City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
AGREEMENT TO TERMINATE AND NOTICE OF TERMINATION OF
MEMORANDA OF OPTION AGREEMENTS
(Please fill in documenttitle(s) on this line)
1 Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 Er Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
,�- 2-9 - /9 (date*) as document number Z6/Y-//33J of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL2 E (EMP11ON INFORMATION
(Additional recordingfeeapplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
CITY OF NATIONAL CITY
AND WHEN RECORDED RETURN TO:
CITY OF NATIONAL CITY
Records Management Department
1243 National City Blvd.
National City, California 91950
This document is exempt from payment of a recording fee pursuant to Government Code Section 6103.
AGREEMENT TO TERMINATE AND NOTICE OF TERMINATION OF
MEMORANDA OF OPTION AGREEMENTS
(Kimball and Morgan Towers)
WHEREAS, the Community Development Commission -Housing Authority of the City of
National City ("CDC -HA") and the City of National City ("City") are all of the current parties to
(collectively the "Memoranda of Options"):
(i) Memorandum of Option Agreement which was recorded in the Office of the Recorder of
the County of San Diego on March 10, 2011, as Document No. 2011-0130768;
(ii) Memorandum of Option Agreement which was recorded in the Office of the Recorder of
the County of San Diego on March 10, 2011, as Document No. 2011-0130769; and
(iii) Memorandum of Option Agreement which was recorded in the Office of the Recorder of
the County of San Diego on March 10, 2011, as Document No. 2011-0130772.
NOW THEREFORE, the CDC -HA and the City hereby: (i) terminate the Memoranda of
Options, (ii) give notice that the Memoranda of Options are terminated; (iii) agree that the Memoranda of
Options are no longer of any legal force or effect; and (iv) agree the Memoranda of Options no longer
constitutes burdens and/or liens and/or encumbrances against the property described therein.
CDC -HA: CITY:
Community Development Commission- City of National City
Housing Authority of the City of National City
Leslie Deese, Executive Director
APPROVED AS TO FORM:
By:
Angi
APPR
Chris
By:
Leslie Deese, City Manager
Walter F. Spat II, y and CDC -HA Special Counsel
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the
individual who signed the document to which this
certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of San Diego
On nUiCl/i ak) , 2019, before me, 1) • P1t4-eY , notary
public, personally appeared Lie S t i >° Deese who proved to
me on the basis of satisfactory evidence to be the person(s) whose name(s) is/ace subscribed to
the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by MB/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
D. PITCHER
Commission # 2146777 6
4 Notary lCalifornia
San Diego County
°1 My Comm. Expires A r 1 b, 2020
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the individual
who signed the document to which this certificate is
attached, and not the truthfulness, accuracy, or
validity of that document.
State of Califp-Iia
County of ��1(..)
On vVI ala5 (3oi
personally appeared
before me, D. Pitcher, Notary Public
(insert name and title of the officer)
-Les\
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that byhis/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
z
Signature (Seal)
D. PITCHER
Commission # 2146777 k
Notary Public - California
San Diego County
My Comm. Expires Apr 15_2024..
GROUND LEASE
(Morgan Tower)
By and Between
COMMUNITY DEVELOPMENT COMMISSION -HOUSING AUTHORITY OF THE
CITY OF NATIONAL CITY
"Landlord"
and
MORGAN TOWER HOUSING ASSOCIATES, L.P.
"Tenant"
Dated as of March 25, 2019
Page 1
GROUND LEASE
THIS GROUND LEASE (the "Lease"), dated, for identification purposes only, as of the
25th day of March, 2019, is entered into by and between the COMMUNITY DEVELOPMENT
COMMISSION -HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY, a public
body, corporate and politic ("Landlord" or "Commission"), and MORGAN TOWER
HOUSING ASSOCIATES, L.P., a California limited partnership ("Tenant" or "Developer").
RECITALS
A. WHEREAS, Commission is a California community development commission
acting to implement the California Housing Authorities Law, Part 2 of Division 24 of the Health
and Safety Code;
B. WHEREAS, Developer is controlled by an experienced owner, developer and
manager of affordable housing for very -low and low-income families;
C. WHEREAS, Commission is the owner of certain real property situated in the
City of National City, County of San Diego, State of California, and legally described in Exhibit
"A" (the "Property");
D. WHEREAS, the Commission, Developer and Kimball Tower Housing
Associates, L.P., a California limited partnership entered into that certain "Disposition and
Development Agreement" dated as of June 18, 2018 (the "DDA");
E. WHEREAS, the DDA provided that upon the satisfaction of certain conditions,
Commission would ground lease the Property to Developer; and
F. WHEREAS, all conditions precedent to the parties entering into this Lease have
been satisfied or waived.
NOW, THEREFORE, for and in consideration of the mutual promises, covenants, and
conditions herein contained, Commission and Developer agree as follows:
ARTICLE 1. LEASE OF THE PROPERTY
1.1 Lease of the Property. Landlord leases to Tenant, and Tenant hires from
Landlord, the Property on the terms and conditions as set forth in this Lease.
1.2 Purpose of Lease. The purpose of this Lease is to provide for the rehabilitation,
maintenance, management and operation of a 152-unit (which includes one manager's unit),
senior (62 years of age and over), multi -family, low-income rental housing project with
approximately 6,560 rentable square feet of commercial space located on the first floor of the
building. Tenant will not occupy or use the Property, or permit the Property to be used or
occupied, nor do or permit anything to be done in or on the Property, in whole or in part, for any
other purpose. The foregoing notwithstanding, after the foreclosure of a Mortgage, or
Page 2
acceptance by a Mortgagee of an assignment or deed in lieu of foreclosure, the Property may be
used for any lawful purpose.
1.3 Recorded Encumbrances. This Lease, the interests of Landlord and Tenant
hereunder, and the Property, are in all respects subject to and bound by all of the covenants,
conditions, restrictions, reservations, rights, rights -of -way and easements of record including,
without limitation: those items shown as exceptions to title in that certain Preliminary Report
dated as of July 26, 2018, issued by Stewart Title Company with respect to the Property.
1.4 Memorandum of Lease. A short form Memorandum of Lease referring to this
Lease is being executed by Landlord and Tenant concurrently herewith, and recorded in the
Official Records of the County of San Diego, California (the "Official Records").
1.5 Assignment of Utility Rights. Landlord, by virtue of its fee title to the Property,
may hold certain rights, entitlements or credits with respect to utility capacity, connections, etc.
(the "Utility Rights"). Landlord hereby assigns said Utility Rights to Tenant as an incidence of
its leasehold interest in the Property.
ARTICLE 2. DEFINITIONS
All capitalized terms used herein may be defined where first used in this Lease and/or as
set forth in this Article 2. Unless otherwise defined herein, all capitalized terms shall have the
same meanings ascribed to them in the DDA. For the purpose of supplying such definitions, the
DDA, notwithstanding anything contained therein or herein to the contrary, shall not merge with
this Lease.
"Award" means any compensation or payment made or paid for the Total, Partial or
Temporary Taking of all or any part of or interest in the Property and/or the Improvements,
whether pursuant to judgment, agreement or otherwise.
"Capital Improvements" means all work and improvements with respect to the Property
for which costs and expenses may be capitalized in accordance with GAAP.
"Commencement Date" has the meaning set forth in Article 3 of this Lease.
"Compliance Period" has the meaning set forth in Section 42(i)(1) of the Internal
Revenue Code of 1986, as amended.
"Construction Loan" refers to the loan to the Tenant from the Senior Lender, the
proceeds of which are used to rehabilitate the Project.
"Construction Loan Closing" refers to the date upon which the deed of trust securing
the Construction Loan is recorded in the Official Records of San Diego County.
Page 3
"Conversion Date" means the date upon which the Construction Loan converts to an
amortizing term loan in accordance with the terms of the Senior Loan Documents and Senior
Loan Security Documents.
"Environmental Law" means any federal, state or local environmental, health and/or
safety -related law, rule, regulation, requirement, order, ordinance, directive, guideline, permit or
permit condition, currently existing and as amended, enacted, issued or adopted in the future.
The term Environmental Law includes, but is not limited to, the Comprehensive Environmental
Response, Compensation and Liability Act of 1980, as amended, and similar state or local laws.
"Event of Default" has the meaning set forth in Article 21.
"Executive Director" means the Executive Director of Landlord or his/her designee.
"Hazardous Materials" means any chemical, substance, object, condition, material,
waste, or controlled substance which is or may be hazardous to human health or safety or to the
environment, due to its radioactivity, ignitability, corrosiveness, explosivity, flammability,
reactivity, toxicity, infectiousness, or other harmful or potentially harmful properties or effects,
including, without limitation, all chemicals, substances, materials, or wastes that are now or
hereafter may be listed, defined, or regulated in any manner by any federal, state, or local
government agency or entity, or under any federal, state, or local law, regulation, ordinance, rule,
policy or procedure due to such properties or effects.
"Impositions" means all taxes (including, without limitation, sales and use taxes);
assessments (including, without limitation, all assessments for public improvements or benefits
whether or not commenced or completed prior to the Commencement Date and whether or not to
be completed within the Term); water, sewer or other rents, rates and charges; excises; levies;
license fees; permit fees; inspection fees and other authorization fees and other charges; in each
case whether general or special, ordinary or extraordinary, foreseen or unforeseen, of every
character (including all interests and penalties thereon), which are attributable or applicable to
any portion of the Term and may be assessed, levied, confirmed or imposed on or in respect of,
or be a lien upon (a) the Property or the Improvements, or any part thereof, or any estate, right or
interest therein, (b) any occupancy, use or possession of or activity conducted on the Property or
the Improvements, or any part thereof, or (c) this Lease. The term "Impositions" shall also
include any and all increases in the foregoing, whether foreseen or unforeseen, ordinary or
extraordinary, including, without limitation, any increase in real property taxes resulting from a
sale of the Property by Landlord.
"Improvements" means all buildings, structures and other improvements, including the
building fixtures thereon, now located on the Property or hereafter constructed on the Property;
all landscaping, fencing, walls, paving, curbing, drainage facilities, lighting, parking areas,
roadways and similar site improvements now located or hereafter placed upon the Property.
Page 4
"Indemnitees" means Landlord, the City of National City, California ("City") and their
employees, agents, members and officials.
"Index" means the Consumer Price Index -Urban Wage Earners and Clerical Workers
(San Diego, All Items, Base 1982-84 = 100) as published by the United States Department of
Labor, Bureau of Labor Statistics. Should the Bureau discontinue the publication of the Index,
or publish the same less frequently or on a different schedule, or alter the same in some other
manner including, without limitation, changing the name of the Index or the geographic area
covered by the Index, Landlord and Tenant shall adopt a substitute index or procedure which
reasonably reflects and monitors consumer prices.
"Insurance Requirements" means all terms of any insurance policy covering or
applicable to the Property or the Improvements, or any part thereof, all requirements imposed by
the issuer of any such policy, and all orders, rules, regulations and other requirements of the
National Board of Fire Underwriters (or any other body exercising similar functions) applicable
to or affecting the Property or the Improvements, or any part thereof, or any use or condition of
the Property or the Improvements, or any part thereof.
"Lease Year" means the year commencing on the first day of the first full calendar
month following the Commencement Date, or anniversary thereof, and ending at midnight on the
last day of the month in which an anniversary of the Commencement Date occurs.
"Legal Requirements" means all laws, statutes, codes, acts, ordinances, orders,
judgments, decrees, injunctions, rules, regulations, permits, licenses, authorizations, directions
and requirements of and agreements with all governments, departments, commissions, boards,
courts, authorities, agents, officials and officers, foreseen or unforeseen, ordinary or
extraordinary, which now or at any time hereafter may be applicable to the Property or the
Improvements, or any part thereof, or to any of the adjoining sidewalks, streets or ways, or to
any use or condition of the Property or the Improvements, or any part thereof.
"Memorandum of Lease" refers to the memorandum of lease which has been recorded
as described in Section 1.4.
"Mortgage" has the meaning set forth in Section 18.1.1 of this Lease.
"Mortgagee" has the meaning set forth in Section 18.1.1 of this Lease.
"Notice of Intended Taking" means any notice or notification on which a reasonably
prudent person would rely and which said person would interpret as expressing an existing
intention of Taking as distinguished from a mere preliminary inquiry or proposal. It includes,
without limitation, the service of a condemnation summons and complaint on a party to this
Lease. The notice is considered to have been received when a party to this Lease receives from
the condemning agency or entity a notice of intent to take, in writing, containing a description or
map of the taking which reasonably defines the extent of the taking.
Page 5
"Official Records" means the Official Records of San Diego County, California.
"Partial Taking" means any taking of the fee title of the Property and/or the
Improvements that is not either a Total, Substantial or Temporary Taking.
"Plans" means the plans and specifications for the Rehabilitation, a set of which,
initialed by Tenant, are on file in the offices of Landlord.
"Potential Default" means any condition or event which, with the lapse of time or the
giving of notice, or both, would constitute an Event of Default.
"Project" refers to the Property and the Improvements constructed and maintained
thereon.
"Property" has the meaning set forth in Recital "C," above.
"Rehabilitation" means the initial rehabilitation of the Improvements and the Property
pursuant to the Plans, which shall be completed within seventy hundred twenty (720) days
following Construction Loan Closing.
"Senior Lender" means MUFG Union Bank, N.A., a national banking association and
its successors and assigns.
"Substantial Taking" means the taking of so much of the Property and/or the
Improvements that the portion of the Property and/or the Improvements not taken cannot be
repaired or reconstructed, taking into consideration the amount of the Award available for repair
or reconstruction, so as to constitute a complete, rentable structure, capable of producing a
proportionately fair and reasonable net annual income after payment of all operating expenses,
and all other charges payable under this Lease, and after performance of all covenants and
conditions required by Tenant by law and under this Lease.
"Taking" means a taking or damaging, including severance damage, by eminent domain
or by inverse condemnation or for any public or quasi -public use under any statute. The taking
may occur as a result of a transfer pursuant to the recording of a final order in condemnation, a
voluntary transfer or conveyance to the taking authority under threat of condemnation, or a
transfer while condemnation proceedings are pending. Unless otherwise provided, the taking
shall be deemed to occur as of the earlier of (a) the date actual physical possession is taken by
the condemnor, or (b) the date on which the right to compensation and damages accrues under
the law applicable to the Property and/or the Improvements. A taking as used in this Lease does
not include the voluntary dedication of any portion of the Property necessary to obtain building
permits or to comply with any other applicable governmental rule, regulation or statute; nor does
it include the enactment of any law, ordinance or regulation which may affect the use or value of
the Property but which does not involve an actual taking of any portion thereof. Eminent domain
actions filed by Landlord against owners of portions of the Property and pending as of the
Commencement Date shall not be deemed, construed or interpreted as a Taking under this Lease.
Page 6
"Tax Credit Partner" means U.S. Bancorp Community Development Corporation, a
Minnesota corporation, and its successors and assigns.
"Temporary Taking" means a taking of all or any part of the Property and/or the
Improvements for a term certain which term is specified at the time of taking. Temporary
Taking does not include a taking which is to last for an indefmite period or a taking which will
terminate only upon the happening of a specified event unless it can be determined at the time of
the taking substantially when such event will occur. If a taking for an indefinite term should take
place, it shall be treated as a Total, Substantial or Partial Taking in accordance with the
definitions set forth herein.
"Term" has the meaning set forth in Article 3 of this Lease.
"Total Taking" means the taking of the fee title to all of the Property.
"Unit" means a dwelling unit on the Property.
ARTICLE 3. TERM
The term of this Lease (the "Term") shall commence on the date the Memorandum of
Lease records in the Official Records (the "Commencement Date"), and shall continue thereafter
until the ninety-ninth (99th) anniversary of the date on which a Notice of Completion records in
the Official Records for the Rehabilitation.
ARTICLE 4. RENTAL
4.1
in advance.
Rent. The rent shall be the nominal sum of One Dollar ($1.00) per year payable
4.2 Right to Audit. Tenant shall keep full and accurate books of account, records
and other pertinent data with respect to operations of the Project. Such books of account,
records, and other pertinent data shall be kept for a period of three (3) years after the end of each
Lease Year. Landlord shall be entitled within two (2) years after the end of each Lease Year to
inspect and examine all Tenant's books of account, records, and other pertinent data. Tenant
shall cooperate fully with Landlord in making the inspection. Landlord shall also be entitled, at
the Landlord's sole cost and expense, also within two (2) years after the end of each Lease Year,
to an independent audit of Tenant's books of account, records, and other pertinent data.
4.3 Utilities. Tenant shall be responsible for the payment of all water, gas, electricity
and other utilities used by Tenant on the Property.
4.4 Taxes and Assessments.
4.4.1 Notice of Possessory Interest; Payment of Taxes and Assessments on
Value of Entire Property. In accordance with California Revenue and Taxation Code Section
107.6(a), Landlord states that by entering into this Lease, a possessory interest subject to
Page 7
property taxes may be created. Tenant or other party in whom the possessory interest is vested
may be subject to the payment of property taxes levied on such interest.
4.4.2 Payment of Taxes. Subject to any applicable exemptions, Tenant shall
pay the real property and/or possessory interest taxes applicable to the Property during the term
of this Lease. All such payments shall be made prior to the delinquency date of such payment.
Tenant shall promptly furnish Landlord with satisfactory evidence that such taxes have been paid
or that an exemption from such taxes has been obtained. If any such taxes paid by Tenant shall
cover any period of time prior to or after the expiration of the Term, Tenant's share of such taxes
shall be equitably prorated to cover only the period of time within the tax fiscal year during
which this Lease shall be in effect, and Landlord shall reimburse Tenant to the extent required.
If Tenant shall fail to pay any such taxes, Landlord shall have the right to pay the same, in which
case Tenant shall repay such amount to Landlord within ten (10) days after demand from
Landlord together with interest at the rate set forth in Section 4.5.
4.4.3 Definition. As used herein, the term "real property tax" shall include any
form of real estate tax or assessment (including, without limitation, on possessory interests),
general, special, ordinary or extraordinary, and any license fee, commercial rental tax,
improvement bond or bonds, levy or tax (other than inheritance, personal income, or estate taxes)
imposed on the Property or any interest (including, without limitation, possessory interests)
therein by any authority having the direct or indirect power to tax, including any city, state or
federal government, or any school, agricultural, sanitary, fire, street, drainage or other
improvement district thereof, as against any legal or equitable interest of Landlord or Tenant in
the Property or in the real property of which the Property are a part, as against Landlord's right
to rent or other income therefrom, and as against Landlord's business of leasing the Property.
The term "real property tax" shall also include any tax, fee, levy, assessment or charge (i) in
substitution of, partially or totally, any tax, fee, levy, assessment or charge hereinabove included
within the definition of "real property tax," or (ii) the nature of which was hereinbefore included
within the definition of "real property tax," or (iii) which is imposed as a result of a transfer,
either partial or total, of Landlord's interest in the Property or which is added to a tax or charge
hereinbefore included within the definition of real property tax by reason of such transfer, or (v)
which is imposed by reason of this lease transaction, any modifications or changes hereto, or any
transfers hereof.
4.4.4 Personal Property. Tenant shall pay prior to delinquency all taxes
assessed against and levied upon trade fixtures, furnishings, equipment and all other personal
property of Tenant contained in the Property or elsewhere. When possible, Tenant shall cause
said trade fixtures, furnishings, equipment and all other personal property to be assessed and
billed separately from the real property of Landlord.
4.4.6 Apportionment. If any of Tenant's said personal property shall be
assessed with Landlord's real property, Tenant shall pay Landlord the taxes attributable to
Tenant not later than the later of (a) ten (10) days after receipt of a written statement setting forth
the taxes applicable to Tenant's property or (b) fifteen (15) days prior to the date said taxes are
due and payable.
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4.5 Overdue Interest. Any amount due to Landlord, if not paid when due and before
expiration of the applicable grace period, if any, shall bear interest from the date due until paid at
the lower of: (a) the reference or prime rate of Bank of America, N.T. & S.A., in effect from time
to time plus three percent (3%); or (b) the highest rate of interest allowed under applicable usury
law.
ARTICLE 5. POSSESSION OF PROPERTY
5.1 Acceptance of Premises. Tenant hereby accepts the Property.
5.2 Ownership of Improvements. During the term of this Lease title to all
Improvements, now existing or later made, on the Property are and shall be vested in Tenant.
Tenant shall not, however, remove or demolish any Improvements from the Property except as
permitted herein. Concurrently with recordation of the Memorandum of Lease, Landlord shall
execute a grant deed conveying ownership of the Improvements to the Tenant. Upon termination
of this Lease, ownership to the Improvements shall automatically revert back to the Landlord.
At all times during the Term, Tenant alone shall be entitled to all of the tax attributes of
ownership of the Improvements, including, without limitation, the right to claim depreciation and
the right to claim the low-income housing tax credit described in Section 42 of the Internal
Revenue Code, as well as all other benefits for income tax purposes.
5.3 Surrender of Property.
5.3.1 Upon Expiration. Tenant agrees that on expiration or termination of the
Term, the Improvements on the Property shall become the property of Landlord, free from any
liens or claims whatsoever, without any further compensation therefor from Landlord to Tenant
or any other person.
5.3.2 Condition. On expiration or termination of the Term, Tenant shall
peaceably and quietly leave and surrender the Property and the Improvements to Landlord in
good order, condition and repair, reasonable wear and tear and obsolescence excepted. Tenant
shall leave in place and in good order, condition and repair, all fixtures and machinery; except (if
Tenant is not then in default under this Lease) Tenant shall have the right to remove only Tenant -
owned appliances, other unattached equipment, furniture and merchandise that Tenant shall have
installed, which removal must be done without damage to the Property or Improvements.
Landlord shall have the right to have the Property and the Improvements inspected at Tenant's
cost to determine whether the Property and the Improvements have been properly maintained,
repaired and restored in accordance with the terms of this Lease. That notwithstanding, Tenant
shall not be responsible for the interior condition of individual occupied apartments on the
termination or expiration of this Lease.
5.3.3 Delivery of Documents. Contemporaneous with the expiration or
termination of the Term, Tenant shall immediately deliver to Landlord the following:
(a) Such documents, instruments and conveyances as Landlord may
reasonably request to enable Landlord's ownership of the Property and the Improvements to be
Page 9
reflected of record, including, without limitation, a quitclaim deed in recordable form to the
Property and the Improvements.
(b) If requested by Landlord, title insurance, surety bond, or other security
reasonably acceptable to Landlord insuring against all claims and liens against the Property and
the Improvements other than those incurred by Landlord or accepted by Landlord in writing.
(c) All rehabilitation and construction plans, surveys, permits and other
documents relating to the Improvements as may be in the possession of Tenant at the time and
from time to time thereafter.
(d) All documents and instruments required to be delivered by Tenant to
Landlord pursuant to this Section shall be in form reasonably satisfactory to Landlord.
5.4 Abandonment. Tenant shall not abandon or vacate the Property or the
Improvements at any time during the Term. If Tenant shall abandon, vacate or otherwise
surrender the Property or the Improvements, or be dispossessed (other than dispossession as the
result of a Substantial Taking or a Taking) thereof by process of law or otherwise, the same shall
constitute a default under this Lease on the part of Tenant and, in addition to any other remedy
available on the part of Landlord, any of Tenant's property left in, upon or about the Property or
the Improvements (except for underground storage tanks) shall, at Landlord's option, be deemed
to be abandoned and shall become the property of Landlord. The appointment of a receiver
pursuant to a Mortgagee's exercise of its rights under a Mortgage, or the foreclosure of a
Mortgage, shall not be a default under this Section.
ARTICLE 6. REPRESENTATIONS AND WARRANTIES
6.1 Landlord's Representations. Landlord represents and warrants to Tenant that it
owns the Property in fee simple and has the power and authority to enter into this Lease and
perform all obligations and agreements incidental or pertinent to the Lease. Landlord makes no
representation or warranty with respect to the condition of the Property or its fitness or
availability for any particular use, and Landlord shall not be liable for any latent or patent defect
therein.
6.2 Tenant's Representations. Tenant represents and warrants to Landlord that it
has examined the Property and acknowledges that it hereby accepts possession of the Property in
its "AS IS" condition, with all faults and defects, including, without limitation, infestation of or
damage to the Property caused by wood -destroying pests or organisms.
ARTICLE 7. DEVELOPMENT OF THE PROPERTY
7.1 Rehabilitation. Within thirty (30) days after the Construction Loan Closing, or
such longer period as the Executive Director may approve, Tenant shall commence the
Rehabilitation. All Improvements, together with any off -site improvements, shall be
rehabilitated in a good and workmanlike manner using materials of good quality and in
substantial compliance with the Plans as modified pursuant to this Article 7, and shall comply
Page 10
with all applicable governmental permits, laws, ordinances and regulations. Any of the Plans,
including, without limitation, landscaping plans, not approved by the Executive Director as of
the Construction Loan Closing shall be subject to the prior approval of the Executive Director.
7.2 Rehabilitation Cost. Tenant shall bear the cost of the Rehabilitation, including
all fees and mitigation measures.
7.3 Changes; Landlord Consent. Except as otherwise provided in this Lease,
Tenant shall not make any changes in the Plans without the Executive Director's prior written
consent if such change (a) constitutes a material change in the building material or in the
architectural design, value or quality of any of the Improvements, or (b) would result in an
increase in rehabilitation costs in excess of Seventy -Five Thousand Dollars ($75,000.00) for any
single change or in excess of Three Hundred Thousand Dollars ($300,000.00) for all such
changes. Without limiting the above, Landlord agrees that Tenant may make minor changes
which do not change the Projects aesthetics without the Executive Director's prior written
consent, provided that such changes do not violate any of the conditions specified herein.
7.3.1 Submission Requirement: Consent Process. Tenant shall submit any
proposed material changes in the Plans to the Executive Director at least ten (10) days prior to
the commencement of the Rehabilitation relating to such proposed material change. Requests for
any material change which requires consent shall be accompanied by working drawings and a
written description of the proposed change, submitted on a change order form acceptable to the
Executive Director, signed by Tenant and, if required by the Executive Director, also by the
Project architect. If a proposed change is approved, then Tenant shall be notified in writing
within ten (10) days after submission. If the Executive Director fails to disapprove a proposed
change within said ten (10)-day period, and state the reason(s) for such disapproval with
reasonable particularity, then the proposed change shall be deemed approved.
7.4 Landlord's Review. Landlord does not have, and by this Lease expressly
disclaims, the right to or duty for any review of the Plans for the purpose of determining
compliance with building codes, safety features or standards or for the purpose of determining or
approving engineering or structural design, sufficiency or integrity. Landlord's approval of a
direction or request to change the plans, specifications or drawings submitted by Tenant is not
and shall not be a review or approval of the quality, adequacy or suitability of such plans,
specifications or drawings, nor of the labor, materials, services or equipment to be furnished or
supplied in connection therewith. Landlord does not have and expressly disclaims any right of
supervision or control over the architects, designers, engineers or other draft persons and
professionals responsible for the drafting and formulation of the Plans, or any right of
supervision or control of contractors, builders, trades and other persons engaged in constructing
and fabricating the improvements pursuant to the Plans. Landlord further acknowledges that it
shall not have any right to disapprove any plan, specification or drawing which logically evolves
from any previously approved plan, specification or drawing or to request or require a change in
any previously approved item.
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7.5 Soil Conditions. Landlord makes no covenants or warranties respecting the
condition of the soil or subsoil or any other condition of the Property, provided, however, that
the foregoing shall not constitute a release of Landlord under any statute or common law theory.
7.6 Diligent Prosecution to Completion. Once the work is begun, Tenant shall, with
reasonable diligence, prosecute the Rehabilitation to completion. The Rehabilitation shall be
completed and ready for use not later than seven hundred twenty days (720) days after the
Construction Loan Closing (subject to the right to notice and cure set forth in Section 21.1.4);
provided, however, that the time for completion shall be extended for as long as Tenant shall be
prevented from completing the Rehabilitation by delays beyond Tenant's control. Additionally,
upon the written request of Tenant, the Executive Director may, at his sole and absolute
discretion, grant one or more extensions of the date by which the Rehabilitation must be
completed of, in the aggregate, not more than ninety (90) days. All work shall be performed in a
good and workmanlike manner, shall substantially comply with the Plans, and shall comply with
all applicable governmental permits, laws, ordinances, and regulations.
7.7 Right of Access. During normal construction hours, representatives of Landlord
shall have the reasonable right of access to the Property without charges or fees for the purpose
of inspecting the work of the Rehabilitation; provided, however, that such representatives shall
present and identify themselves at Tenant's construction office, be accompanied by a
representative of Tenant while on the Property and obey Tenant's, or its contractor's, safety rules
and regulations. In addition, Landlord shall have the right to authorize the City and other public
agencies to enter the Property, upon the same terms after reasonable prior written notice to
Tenant, for the purpose of constructing, reconstructing, maintaining or repairing any public
improvements or public facilities located on the Property. Landlord shall deliver written notice
of the identity of its representatives to Tenant before such representatives enter the Property.
Landlord hereby indemnifies and holds Tenant, and its contractors, subcontractors, agents,
representatives and employees, and the Property, harmless from and against any loss, cost,
damage or liability, including, without limitation, attorneys' fees, which results from the exercise
by Landlord, or any party acting under Landlord's authority, of the rights granted by this Section.
7.8 Governmental Approvals. If requested by Landlord in writing, Tenant
covenants and agrees to deliver to Landlord conformed copies (and certified copies of all
recorded instruments) of all governmental approvals and permits obtained by Tenant for the
Rehabilitation in accordance with the Plans. In no event shall Tenant commence Rehabilitation
of any Improvements pursuant to the provisions of this Article 7 until such time as Tenant shall
have obtained all necessary governmental approvals and permits to so construct such
Improvements.
7.9 Landlord's Right to Discharge Lien. If Tenant does not cause to be recorded
the bond described in California Civil Code Section 3143 or otherwise protect the Property under
any alternative or successor statute, and a final judgment has been entered against Tenant by a
court of competent jurisdiction for the foreclosure of a mechanic's, materialman's, contractor's,
or subcontractor's lien claim, and if Tenant fails to stay the execution of the judgment by lawful
means or to pay the judgment, Landlord shall have the right, but not the duty, subject to the
notice and cure rights of Mortgagees and the Tax Credit Partner set forth elsewhere in this Lease,
Page 12
to pay or otherwise discharge, stay, or prevent the execution of any such judgment or lien or
both. Tenant shall reimburse Landlord for all sums paid by Landlord under this Section, together
with all Landlord's reasonable attorneys' fees and costs, plus interest on those sums, fees, and
costs from the date of payment until the date of reimbursement at the rate set forth in Section 4.5.
7.10 Force Maieure. All obligations of Tenant to promptly commence and thereafter
diligently prosecute to completion the Rehabilitation shall be extended by such number of days
as Tenant shall be delayed by reason of events of force majeure pursuant to Article 24.
7.11 Notice of Non -Responsibility. After the recordation of the Certificate of
Completion for the Improvements in the Official Records, Tenant shall provide Landlord with
prior written notice of not less than fifteen (15) days before commencing construction of any
structural alteration of the Improvements, or any non-structural alteration which will cost more
than Twenty -Five Thousand Dollars ($25,000.00), and shall permit Landlord to record and post
appropriate notices of non -responsibility on the Property. The foregoing Twenty -Five Thousand
Dollar ($25,000.00) limitation shall be increased each calendar year by the corresponding
percentage increase in the Index.
7.12 Notice of Completion. On completion of Rehabilitation of the Improvements,
Tenant shall file or cause to be filed a notice of completion. Tenant hereby appoints Landlord as
Tenant's attorney -in -fact to file the notice of completion on Tenant's failure to do so after the
Rehabilitation work has been substantially completed.
7.13 Subsequent Alterations. Following the Rehabilitation in substantial accordance
with the Plans, Tenant may from time to time, at its sole expense, make improvements and other
alterations to the Property which Tenant reasonably determines to be beneficial. Tenant shall not
make any alteration or improvement to the Property the cost of which exceeds Fifty Thousand
Dollars ($50,000.00) without Landlord's prior written consent, which consent shall not be
unreasonably withheld or delayed. The foregoing dollar amount limitations shall be increased
each calendar year by the corresponding increase in the Index. Tenant shall timely pay any
obligation incurred by Tenant with respect to any such alterations or improvements that could
become a lien against the Property and shall defend, indemnify and hold Landlord harmless in
connection therewith.
ARTICLE 8. USE OF THE PROPERTY, HAZARDOUS MATERIALS, AND NON-
DISCRIMINATION
8.1 Definitions Applicable to this Article. All capitalized terms used in this Article
8 and not elsewhere defined shall have the following meanings:
"Adjusted Income" means the adjusted income of a person (together with the
adjusted income of all persons of the age of eighteen (18) years or older who intend to reside
with such person in one residential unit) as calculated in the manner prescribed under Section
142(d)(2)(B) of the Code.
Page 13
"Affordable Rent for 50% of Median Income Tenants" means monthly rent
(including the Utility Allowance, and excluding any supplemental rental assistance from the
State of California, the federal government or any other public agency) not in excess of thirty
percent (30%) of one -twelfth (1/12th) of fifty percent (50%) of the Median Income for the Area
adjusted for family size appropriate for the Unit, pursuant to California Health & Safety Code
Section 33413, 50052.5 and 50053.
"Certificate of Continuing Program Compliance" shall mean the Certificate to
be filed annually (or quarterly at the written request of the Executive Director) by Tenant with
the Executive Director which shall be substantially in the form attached to this Lease as Exhibit
«C„
"Code" means the Internal Revenue Code of 1986, as amended, including the
Regulations promulgated thereunder or under any predecessor statute.
"50% of Median Income Tenants" means persons or families with Adjusted
Income that does not exceed fifty percent (50%) of the Median Income for the Area, adjusted for
household size.
"Median Income for the Area" means the median income for the area as
determined and published annually by the Secretary of Housing and Urban Development under
Section 8 of the United States Housing Act of 1937, as amended, or if programs under Section 8
are terminated, median income for the Area determined under the method used by the Secretary
of Housing and Urban Development prior to such termination.
"Utility Allowance" means a monthly allowance for Utility Services based on a
utility allowance schedule published annually by Landlord.
"Utility Services" means all utility services included on the utility allowance
schedule published annually by Landlord.
8.2 Affordable Housing. As hereinafter more particularly provided, Tenant shall use
the Property and the Improvements as senior rental housing (age 62 and older) with certain
commercial space and ancillary purposes. One hundred fifty-one (151) of the Units shall be
leased to 50% of Median Income Tenants at Affordable Rent for 50% of Median Income
Tenants. Except for such reasonable periods during which a Unit is, or Units are, being
maintained, repaired or rehabilitated, Tenant shall actively market any vacant unit or units and
lease it or them as soon as reasonably possible so as to satisfy the subleasing requirements
immediately above. Provided, however, the Landlord acknowledges that there are currently
several Units which are currently occupied by tenants whose incomes exceed 50% of Median
Income (the "Existing Over -Income Units"), and the Landlord agrees that the Existing Over -
Income Units will continue to be treated as eligible, so long as upon the vacancy of any Existing
Over -Income Unit, such Unit must then be rented to and occupied by a qualifying household. In
the selection of subtenants for occupancy of the Units, Tenant shall give priority to eligible
persons displaced by Landlord or by the National City Redevelopment Agency. Any such
priority shall be subject to the rules and regulations of the Tax Credit Program and to each such
Page 14
subtenant meeting screening criteria (pursuant to the management plan delivered by Tenant to
Landlord) approved by the Executive Director, which approval shall not be unreasonably
withheld. Landlord acknowledges and agrees that it will execute and deliver the lease rider, in
form and substance required by the California Tax Credit Allocation Committee, which rider will
be recorded in the Official Records of San Diego County following recordation of the
Memorandum of Lease.
8.3 Increase in Person's or Family's Income. For purposes of satisfying the
obligation to rent the dwelling units as set forth in Section 8.2 above, a person or family who at
the commencement of his, hers or its occupancy qualified as a 50% of Median Income Tenant
shall continue to be treated as such Tenant irrespective of any later increase in his, her or their
income. A Unit occupied by a 50% of Median Income Tenant shall be deemed, upon the
termination of such person's or family's occupancy, to be continuously occupied by such 50% of
Median Income Tenant until reoccupied, provided that Owner actively, diligently and
continuously markets such Unit for occupancy by a Tenant of the same income classification.
8.4 Section 8 Certificate Holders. Tenant shall accept as Low -Income Tenants, on
the same basis as all other prospective Low -Income Tenants, persons and families that are
recipients of federal certificates for rent subsidies pursuant to the existing program under Section
8 of the United States Housing Act of 1937, as amended, or its successor, and shall not apply
selection criteria to Section 8 certificate holders that are more burdensome than the criteria
applied to all other prospective Low -Income Tenants. Tenant agrees to modify the subleases for
the Units, as necessary, to allow the rental of Units to Section 8 certificate holders.
8.5 Rent Increases. Tenant may adjust the Affordable Rents in accordance with
periodic revisions to the Median Income for the area by the U.S. Secretary of Housing and Urban
Development; provided, however, that the Affordable Rent for any Unit may not be increased
more often than one time per 12-month period, and only after at least thirty (30) days prior
written notice to the affected Low -Income Tenant.
8.6 Initial Income Certification. Immediately prior to the initial occupancy of each
new subtenant, and at least annually thereafter, Tenant shall obtain, in substantially the form set
forth on Exhibit `B", current income certification statements for each subtenant. Tenant shall
make a good faith effort to verify each income certification statement provided by an applicant
for subtenancy or a subtenant by taking one or more of the following steps as part of the
verification process: (a) obtain a pay stub for the most recent pay period, (b) obtain an income
tax return for the most recent tax year, (c) conduct a credit check, criminal background check or
similar search, (d) obtain an income verification form from the applicant's or subtenant's current
employer, (e) obtain an income verification form from the Social Security Administration and/or
the California Department of Social Services if the applicant receives assistance from either of
such agencies, or (f) if the applicant is unemployed and has no such tax return, obtain another
form of independent verification. Tenant shall maintain each such income certification statement
on file for not less than three (3) years.
8.7 Annual Recertification. Not less than annually, Tenant shall obtain and
maintain a file, again in substantially the form set forth in Exhibit `B", of current income
Page 15
recertification statements for each subtenant. Tenant shall make a good faith effort to verify each
income recertification statement in the manner described in Section 8.6. Tenant shall also
maintain each such income recertification statement on file for not less than three (3) years.
8.8 Form of Sublease. The form of sublease or subrental agreement used by Tenant
shall clearly notify subtenants that Tenant has relied on the income certification supplied by the
subtenant, and will rely on the annual income recertification to be supplied by the subtenant, in
determining qualification for occupancy at Affordable Rent, and that any material misstatement
in such certification or recertification will be cause for immediate termination of such sublease or
subrental agreement.
8.9 Low -Income Housing Tax Credit Program. Notwithstanding anything
contained in this Lease to the contrary, if and when the Property is subject to the requirements of
the Federal Low -Income Housing Tax Credit Program under the provisions of Section 42 of the
Code (the "Tax Credit Program"), and there is a conflict between the requirements of the Tax
Credit Program and the affordability provisions set forth in Sections 8.1 or 8.3 through 8.8
above, inclusive, the Tax Credit Program provisions shall prevail.
8.10 Access and Reporting. Tenant shall permit the representatives of Landlord at
any time or from time to time, upon one business day's notice, to inspect, audit and copy all of
its properties, books, records and accounts. Tenant shall maintain a system of accounting
established and administered in accordance with sound business practices to permit preparation
of financial statements which shall be in conformity with GAAP basis of accounting. Tenant
shall furnish or cause to be furnished to Landlord the following:
(a) Notice of Default. As soon as possible, and in any event not later than five (5)
days after the occurrence of any Event of Default, a statement of an officer of Tenant describing
the details of such Event of Default and any curative action Tenant proposes to take;
(b) Annual Statements. As soon as available, and in any event not later than one
hundred twenty (120) days after the close of each fiscal year of Tenant, fmancial statements of
Tenant, including a profit and loss statement, reconciliation of capital accounts and a
consolidated statement of changes in financial position of Tenant as at the close of and for such
fiscal year, all in reasonable detail, certified as provided in clause (a) above by an officer or
partner of Tenant and, upon request of Landlord, if total operating expenses for such year exceed
the total amount set forth in the Pro Forma Budget by more than five percent (5%), accompanied
by a compilation report prepared by a firm of certified public accountants, and in a format, each
reasonably acceptable to the Executive Director;
(c) Pro Forma Budget. As soon as available and in any event not later than
December 15 of each calendar year beginning with the year in which Rehabilitation is
completed, Tenant shall provide Landlord with a detailed projection of operating income and
budgets of estimated operating expenses for the immediately succeeding calendar year (the "Pro
Forma Budget") and a detailed cash flow projection for the next succeeding year. Tenant shall
also submit to Landlord on request additional detail, information and assumptions used in the
preparation of the Pro Forma Budget. Tenant shall use commercially reasonable efforts to
operate the Property during such calendar year within the Pro Forma Budget;
Page 16
(d) Tax Returns. As soon as available, and in any event not later than at the time of
filing with the Internal Revenue Service, the federal tax returns (and supporting schedules, if
any) of Tenant;
(e) Certificate of Performance. Concurrently with delivery of each of the financial
statements provided for in clause (b) above, a certificate of an officer or partner of Tenant stating
that Tenant has, in all material respects, performed and observed each of its covenants contained
in this Lease and that no Event of Default or Potential Default has occurred or, if any such event
has occurred, specifying its nature;
(f) Redevelopment Monitoring. Tenant shall submit to Landlord on an annual basis
the annual report required by Section 33418 of the California Health and Safety Code. The
annual report shall include for each dwelling unit the rental rate and the income and the family
size of the occupants.
(g) Rent Roll. As soon as possible and in any event not later than forty-five (45)
days after the close of each calendar quarter, the rent roll as of the end of such calendar quarter
setting forth such information, and in such format, as is reasonably acceptable to the Executive
Director;
(h) Audit Reports. Promptly upon receipt thereof, copies of all reports submitted to
Tenant by independent certified public accountants in connection with each annual, interim or
special audit of the financial statements of Tenant made by such accountants, including the
comment letter submitted by such accountants to management in connection with their annual
audit;
(i) Notices, Certificates or Communications. Immediately upon giving or receipt
thereof, copies of any notices, certificates or other communications given by or on behalf of
Tenant or received by or on behalf of Tenant from lenders pursuant to or in connection with any
of the loan documents, as well as any notices and other communications delivered to the
Property or to Tenant naming Landlord or the "Construction Lender" as addressee, or which
could reasonably be deemed to affect the Rehabilitation or the ability of Tenant to perform its
obligations to Landlord;
(j) Monthly Leasing Report. As soon as available and in no event later than the
twenty fifty (25th) day of every calendar month, a monthly property analysis report for the
Property indicating the current leasing status for the Property;
(k) Monthly Operating Statements. As soon as available and in no event later than
the twenty-fifth (25th) day of every calendar month, commencing with the first full calendar
month following commencement of lease -up of the Property, a "Monthly Operating Statement"
showing all operating income, operating expenses, and debt service the prior month, in a form
reasonably satisfactory to the Executive Director;
Page 17
(1) Certificate of Continuing Program Compliance. Tenant shall submit to
Landlord on an annual basis the Certificate of Continuing Program Compliance.
(m) Other Information. Such other documents and information relating to the affairs
of Tenant and the Property as Landlord reasonably may request from time to time which Tenant
can provide for a reasonable cost.
8.11 Onsite Manager. Tenant, through an onsite professional property manager or
property management company, shall manage the Project or cause it to be managed. Any
manager or management company retained to act as agent for Tenant in meeting the obligation
of providing an onsite manager shall be subject to prior written approval of the Executive
Director, which approval shall not be unreasonably withheld or delayed. Mercy Housing
Management ("Mercy") is hereby approved by Landlord as the initial property manager. In
exercising his/her approval rights hereunder, the Executive Director may require proof of ability
and qualifications of the manager and/or management company based upon (i) prior experience,
(ii) assets, and (iii) other factors determined by the Executive Director as necessary. The
Executive Director can approve of property manager and/or management company upon
submittal of one or more candidates proposed by Tenant. Furthermore, upon sixty (60) days
prior written demand from Landlord with cause, Tenant shall remove and replace a property
manager and/or property management company. In any agreement with a property manager or
property management company ("Management Agreement"), Tenant shall expressly reserve the
right to terminate such agreement upon written demand of Landlord with cause. That
notwithstanding, Landlord agrees that Mercy shall be entitled to a thirty (30)-day notice of
default and a reasonable opportunity to cure before any such termination.
8.12 No Use of Hazardous Materials on the Property. Tenant covenants and agrees
that it shall not, and that it shall not permit any subtenant to, treat, use, store, dispose, release,
handle or otherwise manage Hazardous Materials on the Property from and after the date hereof
except in connection with any rehabilitation, operation, maintenance or repair of the
Improvements or in the ordinary course of its business, and that such conduct shall be done in
compliance with all applicable federal, state and local laws, including all Environmental Laws.
Tenant's violation of the foregoing prohibition shall constitute a breach hereunder and Tenant
shall indemnify, hold harmless and defend the Landlord for such violation as provided below.
8.13 Notice and Remediation by Tenant. Tenant shall promptly give the Landlord
written notice of any significant release of any Hazardous Materials, and/or any notices,
demands, claims or orders received by Tenant from any governmental agency pertaining to
Hazardous Materials which may affect the Property.
8.14 Environmental Indemnity. Tenant agrees to indemnify, protect, hold harmless,
and defend (with counsel reasonably satisfactory to Landlord) the Indemnitees from and against
any and all losses, costs, claims, expenses, damages (including, without limitation, foreseeable or
unforeseeable consequential damages), and liabilities directly or indirectly arising out of or in
any way connected with (a) Tenant's breach or violation of any covenant, prohibition or
warranty in this Lease concerning Hazardous Materials, or (b) the activities, acts or omissions of
Tenant, its employees, contractors or agents on or affecting the Property from and after the
Page 18
Commencement Date, including but not limited to the release of any Hazardous Materials or
other kinds of contamination or pollutants of any kind into the air, soil, groundwater or surface
water on, in, under or from the Property. This indemnification supplements and in no way limits
the scope of the indemnification set forth in Article 13.
8.15 Termination; Subtenants. The agreements and obligations of Tenant under this
Article 8 with regard to indemnification of Landlord shall survive the scheduled termination or
sooner expiration of the Term for any reason, for five (5) years and all claims relating thereto
must be delivered in writing to Tenant within such period. That notwithstanding, the extension
of time within which to deliver a claim to Tenant shall not extend, beyond the date of expiration
or termination of this Lease, the period in which Claims may arise. No action by any subtenant
in violation of its sublease shall constitute a cause to terminate this Lease provided that Tenant
diligently pursues its available remedies against such subtenant.
8.16 Nondiscrimination. There shall be no discrimination against or segregation of
any person or group of persons, on account of race, color, creed, religion, sex, marital status,
national origin, or ancestry, in the leasing, subleasing, transferring, use, occupancy, tenure, or
enjoyment of the Property nor shall the Tenant itself, or any person claiming under or through
Tenant, establish or permit any such practice or practices of discrimination or segregation with
reference to the selection, location, number, use or occupancy of tenants, lessees, sublessees,
subtenants, or vendees in the Property.
8.17 Form of Nondiscrimination and Nonsegregation Clauses. Tenant covenants
and agrees for itself, its successors, its assigns and every successor in interest to the Property or
any part thereof, that it shall refrain from restricting the lease, sublease, rental, transfer, use,
occupancy, tenure, or enjoyment of the Property (or any part thereof) on the basis of sex, marital
status, race, color, religion, creed, ancestry or national origin of any person. All such leases, or
contracts pertaining thereto shall contain or be subject to substantially the following
nondiscrimination or nonsegregation clauses:
8.17.1 In leases: "The lessee herein covenants by and for itself, its successors
and assigns, and all persons claiming under or through them, and this lease is made and accepted
upon and subject to the following conditions: That there shall be no discrimination against or
segregation of any person or group of persons, on account of sex, marital status, race, color,
religion, creed, national origin, or ancestry, in the leasing, subleasing, renting, transferring, use,
occupancy, tenure or enjoyment of the land herein leased, nor shall lessee itself, or any person
claiming under or through it, establish or permit such practice or practices of discrimination or
segregation with reference to the selection, location, number, or occupancy of tenants, lessees,
sublessees, tenants, or vendees in the land herein leased."
8.17.2 In contracts: "There shall be no discrimination against or segregation of,
any person or group of persons on account of sex, marital status, race, color, religion, creed,
national origin or ancestry in the sale, lease, sublease, rental, transfer, use, occupancy, tenure or
enjoyment of the land, nor shall the transferee itself or any person claiming under or through it,
establish or permit any such practice or practices of discrimination or segregation with reference
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to the selection, location, number, use or occupancy of tenants, lessees, subtenants, sublessees, or
vendees of the land."
8.18 Resident Services. From not later than six (6) months after the date of issuance
of a temporary certificate of occupancy for the Project until expiration of the Term, Tenant shall
provide, or cause to be provided by a reasonably qualified person or firm, services to the
residents of the Project in accordance with the plan therefor attached hereto as Exhibit "D".
Mercy Housing California is hereby approved by Landlord as the initial provider of such resident
services. In the event Tenant desires to replace the resident services provider for any reason, the
Executive Director shall have the authority to approve such a change in his or her reasonable
discretion upon submittal of one or more candidates proposed by the Tenant.
8.19 Effect and Duration of Covenants. Subject to Section 8.21 below, the
covenants established in this Article shall, without regard to technical classification and
designation, be binding on Tenant and any successor in interest to the Property, or Tenant's
leasehold interest therein, or any part thereof, for the benefit and in favor of the Landlord, its
successors and assigns, and the City until the expiration of the Term, except to the extent said
covenant expressly provides that it shall survive the expiration of the Term.
8.20 Indemnification. Tenant hereby saves, defends, indemnifies and holds the
Indemnitees harmless from and against any and all losses, costs, damages or liabilities,
including, without limitation, reasonable attorneys' fees and costs, which result from the breach
of any representations and warranties contained in this Article 8.
8.21 Terminable Upon Foreclosure. Notwithstanding anything contained in this
Lease to the contrary, upon foreclosure of a Mortgage, or acceptance by a Mortgagee of an
assignment or deed in lieu of foreclosure, Section 8.1 through Section 8.16, inclusive, Section
8.18 and Section 8.20 of this Lease shall be terminable by the purchaser at the foreclosure sale,
or the assignee or grantee of a deed in lieu of foreclosure, by notice to Landlord. Termination of
such Sections pursuant to this provision shall not affect the validity of the remaining provisions
of this Lease and Tenant's rights hereunder.
ARTICLE 9. INSURANCE
9.1 Landlord Not Liable. Except as the result of the sole or willful negligence or
intentional acts or omissions by Landlord or its representatives, employees or agents, or as
otherwise expressly set forth herein, Landlord shall not be liable for injury to Tenant's business
or any loss of income therefrom or for any damage or liability of any kind or for any injury to or
death of persons or damage to property of Tenant, or to Tenant's agents, employees, servants,
contractors, subtenants, licensees, concessionaires, customers or business invitees or any other
person which occurs on the Property during the Term.
9.2 Indemnification. Except as the result of the sole or willful negligence or
intentional acts or omissions by Landlord or its representatives, employees or agents, Tenant
shall indemnify, defend and hold the Indemnitees harmless from and against all liability, loss,
damage, cost or expense (including reasonable attorneys' fees and court costs) arising from or as
Page 20
a result of the death of any person or any accident, injury, loss or damage whatsoever caused to
any person or to the property of any person caused by Tenant's performance of its obligations
under this Lease or any errors or omissions of Tenant, whether such performance, errors or
omissions of Tenant be made by Tenant, its contractors or subcontractors, or anyone directly or
indirectly employed by Tenant, and whether such damage shall accrue or be discovered before or
after the termination of this Lease. This indemnification provision supplements and in no way
limits the scope of the indemnifications in Article 13. The indemnity obligation of Tenant under
this Article shall survive the expiration or termination, for any reason, of this Lease. This
Section notwithstanding, indemnification with respect to Hazardous Materials shall be governed
by Section 8.14.
9.3 Insurance. From and after the Commencement Date until the termination of this
Lease, Tenant shall take out and maintain the following types of insurance in the forms and
amounts (as may be increased each calendar year by the corresponding increase in the Index) set
forth below, at Tenant's sole expense. Notwithstanding the amounts of insurance set forth
below, the Executive Director shall have the right, but not the obligation, to reduce the amounts
required from time to time.
9.3.1 Comprehensive General Liability in an amount not less than Two Million
Dollars ($2,000,000.00) combined single limit for each occurrence or Four Million Dollars
($4,000,000.00) general aggregate for bodily injury, personal injury and property damage
including contractual liability, which limits may be achieved through the use of an
umbrella/excess liability policy(ies). The limits of this insurance shall be increased to an amount
not less than Five Million Dollars ($5,000,000.00) combined single limit (which limits may be
achieved through the use of an umbrella/excess liability policy(ies)) upon the recordation of the
Certificate of Completion for any of the Improvements in the Official Records. The Indemnitees
shall be covered as additional insureds with respect to liability arising out of activities by or on
behalf of Tenant or in connection with the use or occupancy of the Property. Coverage shall be
in a form acceptable to the City Risk Manager and shall be primary and non-contributing with
any insurance or self-insurance maintained by City or Commission.
9.3.2 Automobile Liability in an amount not less than One Million Dollars
($1,000,000.00) combined single limit per accident for bodily injury and property damage
covering owned, non -owned and hired vehicles.
9.3.3 Workers' Compensation as required by the Labor Code of the State of
California and Employers' Liability insurance in an amount not less than One Million Dollars
($1,000,000.00).
9.3.4 "All Risk" or "Special Form" property including builder's risk protection
during the course of Rehabilitation, covering the full replacement value of the Improvements
constructed on or about the Property by Tenant. Said insurance shall include debris removal,
and, if typically carried upon similar affordable housing projects in San Diego County,
California, coverage for flood if this protection is required by the Senior Lender. Landlord shall
be named as loss payee under a standard loss payable endorsement.
Page 21
9.4 Other Insurance. Tenant shall also obtain and maintain such other insurance in
forms and amounts reasonably required from time to time by Landlord or the City Risk Manager
for protection against the same or other insurable hazards which are then typically insured
against by similar properties in San Diego County, California, provided that such coverage is
available at commercially reasonable rates.
9.5 Contractors. All contractors employed by Tenant with contracts of Fifty
Thousand Dollars ($50,000.00) or more shall be required to furnish evidence of Comprehensive
General Liability insurance subject to all the requirements stated herein with limits of not less
than One Million Dollars ($1,000,000.00) combined single limit each occurrence. The
Indemnitees shall have the right to receive evidence of compliance with the foregoing by
contractors at any time upon written request therefor.
9.6 Acceptable Terms of Coverage. Acceptable insurance coverage shall be placed
with carriers admitted to write insurance in California, or carriers with a rating of or equivalent
to A-:VIII by A.M. Best & Company. Any deviation from this rule shall require specific
approval in writing from the City's Risk Manager. Any deductibles in excess of Twenty -Five
Thousand Dollars ($25,000.00) per occurrence or self -insured retentions must be declared to and
approved by the City Risk Manager. At the option of the City Risk Manager, Tenant may be
required to reduce or eliminate such deductibles or self -insured retentions or to procure a bond
guaranteeing payment of losses and related investigations, claim administration and defense
costs. In the event such insurance provides for deductibles or self -insured retention, Tenant
agrees that it will fully protect the Indemnitees in the same manner as those interests would have
been protected had the policy or policies not contained a deductible or retention. Coverage under
each policy shall not be suspended, avoided or canceled by either party except after thirty (30)
days' prior written notice to Landlord. Tenant shall furnish the Indemnitees with certificates of
insurance and with original endorsements effecting coverage as required under this Article. The
certificates and endorsements for each insurance policy shall be signed by a person authorized by
the insurer to bind coverage on its behalf. The Indemnitees reserve the right to require complete
certified copies of all insurance policies not previously provided at any time.
9.7 Blanket Coverage. Notwithstanding anything to the contrary set forth in this
Article 9, Tenant's obligations to carry the insurance provided for herein may be brought within
the coverage of a so-called blanket policy or policies of insurance carried and maintained by
Tenant; provided, however, (i) that the Indemnitees and other parties in interest to it shall be
named as additional insureds as their interests may appear, and (ii) that the coverage afforded the
Indemnitees will not be reduced or diminished by reason of the use of such blanket policy of
insurance, and (iii) that the requirements set forth in this Article 9, are otherwise satisfied.
9.8 Waiver of Subrogation. Each policy of insurance procured pursuant to Article 9
shall contain, if obtainable upon commercially reasonable terms, either (i) a waiver by the insurer
of the right of subrogation against either party hereto for negligence of such party, or (ii) a
statement that the insurance shall not be invalidated should any insured waive in writing prior to
a loss any or all right of recovery against any party for loss accruing to the property described in
the insurance policy. Each of the parties hereto waives any and all rights of recovery against the
other, or against the officers, employees, agents and representatives of such other party, for loss
Page 22
or damage to such waiving party or its property or the property of others under its control, arising
from any cause insured against under the form of insurance policies required to be carried
pursuant to Article 9 of this Lease or under any other policy of insurance carried by such waiving
ply
ARTICLE 10. MAINTENANCE; REPAIRS; ALTERATIONS; RECONSTRUCTION
10.1 General Maintenance. Throughout the Term, Tenant shall, at Tenant's sole cost
and expense, maintain the Property and the Improvements in good condition and repair, ordinary
wear and tear excepted, and in accordance with all applicable federal, state and local laws,
ordinances and regulations of (a) governmental agencies and bodies having or claiming
jurisdiction and all their respective departments, bureaus, and officials, (b) insurance
underwriting boards or insurance inspection bureaus having or claiming jurisdiction, and (c) all
insurance companies insuring all or any part of the Property or the Improvements, or both.
10.2 Program Maintenance. In addition to the routine maintenance and repair
required pursuant to Section 10.1, Tenant shall perform the following programmed maintenance
on the Improvements:
(a) Tenant shall maintain the Improvements, including all common areas, all interior
and exterior facades, and all exterior project site areas, in a safe and sanitary fashion suitable for
a high quality, rental housing project. The Tenant agrees to provide administrative services,
supplies, contract services, maintenance, maintenance reserves, and management for the entire
project including interior tenant spaces, common area spaces and exterior common areas.
(b) Clean-up maintenance shall include, but not be limited to: maintenance of all
private paths, parking areas, driveways and other paved areas in clean and weed -free condition;
maintenance of all such areas clear of dirt, mud, trash, debris or other matter which is unsafe or
unsightly; removal of all trash, litter and other debris from improvements and landscaping prior
to mowing; clearance and cleaning of all areas maintained prior to the end of the day on which
the maintenance operations are performed to ensure that all cuttings, weeds, leaves and other
debris are properly disposed of by maintenance workers.
(c) Landscape maintenance shall include, but not be limited to: watering/irrigation;
fertilization; mowing, edging, and trimming of grass; tree and shrub pruning; trimming and
shaping of trees and shrubs to maintain a healthy, natural appearance and safe road conditions
and visibility, and optimum irrigation coverage; replacement, as needed, of all plant materials;
control of weeds in all planters, shrubs, lawns, ground covers, or other planted areas; and staking
for support of trees.
All maintenance work shall conform to all applicable federal and state Occupational Safety and
Health Act standards and regulations for the performance of maintenance. Upon the request of
Tenant, the Executive Director, at his sole and absolute discretion, may grant a waiver or deferral
of any program maintenance requirement. Tenant shall keep such records of maintenance and
repair as are necessary to prove performance of the program maintenance requirements.
Page 23
ARTICLE 11. OWNERSHIP OF AND RESPONSIBILITY FOR IMPROVEMENTS
11.1 Ownership During Term.
11.1.1 Improvements. All Improvements on the Property as permitted or
required by this Lease shall, during the Term, be and remain the property of Tenant, and
Landlord shall not have title thereto. Tenant shall not, however, demolish or remove any
Improvements from the Property except as permitted herein.
11.1.2 Personal Property. All personal property, furnishings, fixtures and
equipment, including, without limitation, Tenant -owned appliances, which are not so affixed to
the Property or the buildings thereon as to require substantial damage to the buildings upon
removal thereof shall constitute personal property including, but not limited to: (a) functional
items related to the everyday operations of the Property; (b) personal property furnishings,
fixtures and equipment of the nature or type deemed by law as permanently resting upon or
attached to the buildings or land by any means, including, without limitation, cement, plaster,
nails, bolts or screws, or essential to the ordinary and convenient use of the Property and the
Improvements. At any time during the Term and at termination thereof, Tenant shall have the
right to remove any and all such personal property, furnishings, fixtures and equipment;
provided, that Tenant repairs any damage to the Property or the Improvements caused by such
removal.
11.1.3 Basic Building Systems. For purposes of this Lease, the personal
property, furnishings, fixtures and equipment described in this Section 11.1 shall not include
those major building components or fixtures necessary for operation of the basic building
systems such as, but not limited to, the elevators, plumbing, sanitary fixtures, heating and central
air-cooling system.
11.2 Ownership at Expiration or Termination.
11.2.1 Property of Landlord. At the expiration or earlier termination of the
Term, except as provided in Section 11.2.2, all Improvements which constitute or are a part of
the Property shall become (without the payment of compensation to Tenant or others) the
property of Landlord free and clear of all claims and encumbrances on such Improvements by
Tenant, and anyone claiming under or through Tenant, except for such title exceptions permitted
or required during the Term. Tenant shall then quitclaim to Landlord any and all rights, interests
and claims to the Improvements. Tenant agrees to and shall defend, indemnify and hold
Landlord harmless from and against all liability and loss which may arise from the assertion of
any such claims and any encumbrances on such Improvements (except claims arising due to
Landlord's actions) and except for such title exceptions permitted or required during the Term.
11.2.2 Removal by Tenant. Tenant shall not be required or permitted to remove
the Improvements, or any of them, at the expiration or sooner termination of the Term; provided,
however, that, within thirty (30) days following the expiration or sooner termination of the Term,
Tenant may remove all personal property, furniture, and equipment.
Page 24
11.2.3 Unremoved Property. Any personal property, furnishings or equipment
not removed by Tenant within thirty (30) days after the expiration or sooner termination of the
Term, shall, without compensation to Tenant, become Landlords' property, free and clear of all
claims to or against them by Tenant or any third person, firm or entity arising by, through or
under Tenant.
11.2.4 Maintenance and Repair of Improvements. Subject to the provisions of
this Lease concerning condemnation, alterations and damage and destruction, Tenant agrees to
assume full responsibility for the operation and maintenance of the Property and the
Improvements and all fixtures and furnishings thereon or therein throughout the Term hereof
without expense to Landlord, and to perform all repairs and replacements necessary to maintain
and preserve the Property, the Improvements, fixtures and furnishings in a decent, safe and
sanitary condition consistent with good practices and in compliance with all applicable laws.
Tenant agrees that Landlord shall not be required to perform any maintenance, repairs or
services, or to assume any expense not specifically assumed herein in connection with the
Property and the Improvements thereon unless specifically required under the terms of this
Lease.
Except as otherwise provided in this Section 11.2 and in Section 11.4, the condition of
the Improvements required to be maintained hereunder upon completion of the work of
maintenance or repair shall be equal in value, quality and use to the condition of such
Improvements before the event giving rise to the work.
11.3 Waste. Subject to the alteration rights of Tenant and damage and destruction or
condemnation of the Property or any part thereof, Tenant shall not commit or suffer to be
committed any waste of the Property or the Improvements, or any part thereof. Tenant agrees to
keep the Property and the Improvements clean and clear of refuse and obstructions, and to
dispose properly of all garbage, trash and rubbish.
11.4 Alteration of Improvements. Except as provided in Section 7.1, Tenant shall
not make or permit to be made any material, exterior alteration of, addition to or change in, the
Improvements which would materially affect the exterior elevations (including materials
selection and color) or the size, bulk and scale of the Property, other than routine maintenance
and repairs, nor demolish all or any part of the Improvements, without the prior written consent
of Landlord. Nothing herein shall prohibit interior alterations or decorations, or the removal and
replacement of interior improvements consistent with the specified use of the Property. In
requesting consent for such exterior improvements as required by the foregoing, Tenant shall
submit to Landlord detailed plans and specifications of the proposed work and an explanation of
the need and reasons thereof. Tenant may make such other improvements, alterations, additions
or changes to the Improvements which do not materially affect the exterior elevations (including
materials selection and color) or the size, bulk and scale thereof without Landlord's prior written
consent. Notwithstanding the prohibition in this Section 11.4, Tenant may make such changes,
repairs, alterations, improvements, renewals or replacements to the exterior elevations, materials,
size, bulk or scale of the Improvements as are required (a) by reason of any law, ordinance,
regulation or order of a competent government authority, (b) for the continued safe and orderly
operation of the Property, or (c) to continue to receive the Low Income Housing Tax Credit.
Page 25
ARTICLE 12. SIGNS
Tenant shall not place or suffer to be placed on the Property or upon the roof or any
exterior door or wall or on the exterior or interior of any window of the Improvements, any sign,
awning, canopy, marquee, advertising matter, decoration, lettering or other thing of any kind
(exclusive of the signs, awnings and canopies, if any, which may be provided for in the Plans)
without the written consent of the Executive Director first had and obtained.
ARTICLE 13. INDEMNIFICATION
Tenant will protect, indemnify and save the Indemnitees harmless from and against all
liabilities, obligations, claims, damages, penalties, causes of action, judgments, costs and
expenses (including, without limitation, reasonable attorneys' fees and expenses) imposed upon
or incurred by or asserted against Landlord, or the Property or the Improvements during the
Term, unless caused solely by the willful act or gross negligence of Landlord, by reason of (a)
any accident or injury to or death of persons or loss of or damage to property occurring on or
about the Property or the Improvements, (b) any failure on the part of Tenant to perform or
comply with any of the terms of this Lease, or (c) any negligence or tortious act on the part of
Tenant or any of its agents, employees, contractors, subtenants, licensees or invitees. In the
event that any action, suit or proceeding is brought against the Indemnitees by reason of any such
occurrence, Tenant, upon Landlord's request, will, at Tenant's expense, defend such action, suit
or proceeding with counsel approved by Landlord. This Section notwithstanding,
indemnification with respect to Hazardous Materials shall be governed by Section 8.14.
ARTICLE 14. DAMAGE OR DESTRUCTION OF PROPERTY OR
IMPROVEMENTS
14.1 Tenant's Repair Obligation.
14.1.1 In case of damage to or destruction of the Property or the Improvements,
or any part thereof, by fire or other cause at any time during the Term of this Lease, Tenant, if
and to the extent insurance proceeds are available, shall restore the same as nearly as possible to
their value, condition and character immediately prior to such damage or destruction. Such
restoration shall be commenced with due diligence and in good faith, and prosecuted with due
diligence and in good faith, unavoidable delays excepted.
14.1.2 In case of damage to or destruction of the Improvements by fire or other
cause resulting in a loss exceeding in the aggregate Ten Thousand Dollars ($10,000), Tenant
shall promptly give written notice thereof to Landlord.
Page 26
14.2 Tenant's Restoration of Premises.
14.2.1 If, during the Term, the Improvements are damaged or destroyed, and the
total amount of loss does not exceed thirty-three percent (33%) of the replacement value of the
Improvements, Tenant shall make the loss adjustment with the insurance company insuring the
loss, with the approval of Landlord, which approval shall not be unreasonably withheld or
delayed. The proceeds shall be paid directly to a Mortgagee, if any, and if there is not a
Mortgagee, to Landlord and Tenant for the sole purpose of making the restoration of the
Improvements in accordance with this Article 14.
14.2.2 If, during the Term, the Improvements are damaged or destroyed, and the
total amount of loss exceeds thirty-three percent (33%) of the replacement value of the
Improvements, Tenant shall make the loss adjustment with the insurance company insuring the
loss, with the approval of Landlord, which approval shall not be unreasonably withheld or
delayed, and the insurance company shall immediately pay the proceeds to a bank or trust
company designated by Landlord and approved by Tenant ("Insurance Trustee"), which approval
shall not be unreasonably withheld or delayed. Any leasehold mortgagee shall be an acceptable
Insurance Trustee. All sums deposited with the Insurance Trustee shall be held for the following
purposes and the Insurance Trustee shall have the following powers and duties:
(a) The sums shall be paid in installments by the Insurance Trustee to the
contractor retained by Tenant and approved by Landlord as construction progresses, for payment
of the cost of restoration. A ten percent (10%) retention fund shall be established that will be
paid to the contractor on completion of restoration, payment of all costs, expiration of all
applicable lien periods, and proof that the Property and the Improvements are free of all
mechanics' liens and lienable claims;
(b) Payments shall be made on presentation of certificates or vouchers from
the architect or engineer retained by Tenant and approved by Landlord (which approval shall not
be unreasonably withheld or delayed) showing the amount due. If the Insurance Trustee, in its
reasonable discretion, determines that the certificates or vouchers are being improperly approved
by the architect or engineer retained by Tenant, the Insurance Trustee shall have the right to
appoint an architect or an engineer to supervise construction and to make payments on
certificates or vouchers approved by the architect or engineer retained by the Insurance Trustee.
The reasonable expenses and charges of the architect or engineer retained by the Insurance
Trustee shall be paid by the Insurance Trustee out of the trust fund;
(c) If, after the work of restoration has commenced, the sums held by the
Insurance Trustee are not sufficient to pay the actual cost of restoration, Tenant shall deposit the
amount of the deficiency with the Insurance Trustee within ten (10) days after receipt of request
for payment of such amount from the Insurance Trustee, which request shall be made by the
Insurance Trustee promptly after it is determined there will be a deficiency;
(d) If the Insurance Trustee has received notice from Landlord that the Tenant
is in default under this Lease, then, subject to the lien of a Mortgagee's Mortgage and the
Page 27
Mortgagee's prior written consent, the Insurance Trustee shall pay to Landlord an amount
sufficient to cure such default as specified in Landlord's notice to the Insurance Trustee;
(e) Any amounts remaining after making the payments hereinabove referred
to in clauses (a), (b) and (d), and after paying the reasonable costs and expenses of the Insurance
Trustee, shall be paid to any leasehold Mortgagee to the extent (a) required by any Mortgage and
(b) such leasehold Mortgagee makes written demand therefor to the Insurance Trustee;
(f) Any undisbursed funds remaining after compliance with all of the
provisions of this Section 14.2 shall, if and to the extent required by any Mortgage, be delivered
to the Mortgagee, and if there is no leasehold Mortgagee, to Tenant; and
(g) All actual costs and charges of the Insurance Trustee shall be paid by
Tenant. If the Insurance Trustee resigns or for any reason is unwilling to act or continue to act,
Landlord shall substitute a new Insurance Trustee in the manner described in this Section.
14.2.3 Both parties shall promptly execute all documents and perform all acts
reasonably required by the Insurance Trustee to perform its obligations under this Section 14.2.
14.3 Procedure for RestorinE Improvements.
14.3.1 If and to the extent Tenant is obligated to restore the Improvements
pursuant to this Article 14, Tenant shall restore the Improvements substantially in accordance
with the Plans. Within forty-five (45) days after the date of such damage or destruction (as such
time may be reasonably extended at the written request of Tenant), Tenant, at its cost, shall
prepare and deliver to Landlord final plans and specifications and working drawings complying
with applicable laws that will be necessary for such restoration. Such plans and specifications
shall specify differences from the Plans. The plans and specifications and working drawings are
subject to the approval of Landlord only insofar as they vary from the Plans. Landlord shall have
twenty (20) days after receipt of the plans and specifications and working drawings to either
approve or disapprove the plans and specifications and working drawings and return them to
Tenant. If Landlord disapproves the plans and specifications and working drawings, Landlord
shall notify Tenant of its objections in writing, specifying the objections clearly and stating what
modifications are required for Landlord's approval. Tenant acknowledges that the plans and
specifications and working drawings shall be subject to approval of the appropriate government
bodies and that they will be prepared in such a manner as to obtain that approval.
14.3.2 The restoration shall be accomplished as follows:
(a) Tenant shall complete the restoration within fifteen (15) months (or such
longer time as is necessary in the Landlord's discretion) after fmal plans and specifications and
working drawings have been approved by the appropriate government bodies and all required
permits have been obtained.
(b) Tenant shall retain a licensed contractor that is bondable. The contractor
shall be required to carry public liability and property damage insurance, builders risk insurance,
Page 28
standard fire and extended coverage insurance, with vandalism and malicious mischief
endorsements, during the period of construction in accordance with Article 9. Such insurance
shall contain waiver of subrogation clauses in favor of Landlord and Tenant in accordance with
the provisions of and to the extent required by Section 9.8.
(c) Tenant shall notify Landlord of the date of commencement of the
restoration not later than ten (10) days before commencement of the restoration to enable
Landlord to post and record notices of nonresponsibility. The contractor retained by Tenant shall
not commence construction until a completion bond and a labor and materials bond have been
delivered to Landlord to insure completion of the construction.
(d) Tenant shall accomplish the restoration in a manner that will cause the
least inconvenience, annoyance, and disruption to the Property and the Improvements.
(e) On completion of the restoration Tenant shall immediately record a notice
of completion.
(f) If Section 14.2.2 is applicable, the restoration shall not be commenced
until sums sufficient to cover the cost of restoration are placed with the Insurance Trustee as
provided in said Section 14.2.2.
14.4 Mortgagee Protection. The following provisions are for the protection of a
Mortgagee and shall, notwithstanding anything contained in this Lease to the contrary, control:
14.4.1 Insurance. Any insurance proceeds payable from any policy of insurance
(other than liability insurance) required by the Lease shall be paid to the Mortgagee, if any, to the
extent required by the Mortgage. The Mortgagee, if any, shall have the right to participate in all
adjustments, settlements, negotiations or actions with the insurance company regarding the
amount and allocation of any such insurance proceeds. Any insurance policies permitted or
required by this Lease shall name the Mortgagee, if any, as an additional insured or loss payee,
as appropriate, if required by such Mortgage.
14.4.2 Restoration. Tenant shall have no obligation to restore or repair the
Improvements following the occurrence of any casualty for which insurance is not required
under this Lease. The Mortgagee, if any and if it exercises any of its remedies set forth in this
Lease, shall have no obligation to restore or repair damage to the Improvements that cost in
excess of available insurance proceeds. Tenant shall have no obligation to restore or repair
damage to the Improvements if the casualty occurs during the last five (5) years of the Lease
term. In the event such a loss occurs in the last five (5) years, then, at the election of Tenant,
with the prior written consent of the Mortgagee, if any, insurance proceeds shall be used, first, to
clear the Property of the damaged Improvements and any debris, and second, to reduce or pay in
full the Mortgage, with any excess being payable as provided in this Lease.
Page 29
Article 15. EMINENT DOMAIN
15.1 Notice. The party receiving any notice of the kind specified in this Section 15.1
shall promptly give the other party notice of the receipt, contents and date of the notice received.
For purposes of this Article 15, the term "Notice" shall include:
(a) Notice of Intended Taking;
(b) Service of any legal process relating to condemnation of the Property or the
Improvements;
(c) Notice in connection with any proceedings or negotiations with respect to such
condemnation; or
(d) Notice of intent or willingness to make or negotiate a private purchase, sale or
transfer in lieu of condemnation.
15.2 Representation in Proceedings or Negotiations. Landlord and Tenant shall
each have the right to represent their respective interests in each proceeding or negotiation with
respect to a Taking or intended Taking and to make full proof of their claims. No agreements or
settlement with or sale or transfer to the condemning authority shall be made without the consent
of Landlord, but, as to its reversionary interest only, Landlord may enter into such agreement,
settlement, sale or transfer without the consent of Tenant. Landlord and Tenant each agree to
execute and deliver to the other any instruments which may be required to effectuate or facilitate
the provisions of this Lease relating to condemnation.
15.3 Total Taking.
15.3.1 In the event of a Total Taking, this Lease shall terminate as of the date of
the Taking.
15.3.2 If this Lease is terminated pursuant to this Section 15.3, and separate
Awards are not made to Landlord and Tenant for their respective fee and leasehold interests, the
Award for such Taking shall be apportioned and distributed as follows:
15.3.2.1 First, to the Mortgagee, if any, to the extent of the
Mortgage;
15.3.2.2 Second, to Landlord, a sum equal to the fair market value
of the Property (subject to the remaining Term and the Rent reserved) on the date immediately
preceding the Taking as determined by the appraisal method set forth in Article 16 and
determined as if there were no taking nor threat of condemnation. The parties shall commence
said appraisal by the earlier of ten (10) days after Tenant's receipt of a copy of a Notice of
Intended Taking or ten (10) days after the date of the Taking;
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15.3.2.3 Third, to Tenant, a sum equal to the fair market value of the
Improvements made by Tenant on the date immediately preceding the Taking as determined by
the appraisal method set forth in Article 16 and determined as if there were no Taking, nor threat
of condemnation; plus the residual value of the Term, subject to the Rent reserved; plus any part
of the Award attributable to the Low Income Housing Tax Credit; and
15.3.2.4 Fourth, to Landlord, the remainder, if any.
15.4 Substantial Taking.
15.4.1 In the event of a Taking which, in Tenant's reasonable judgment is
substantial, Tenant may, subject to the rights of the Mortgagee, if any, terminate this Lease. If
Tenant elects to terminate this Lease under this provision, Tenant shall give written notice of its
election to do so to Landlord within forty-five (45) days after receipt of a copy of a Notice of
Intended Taking. In the event Landlord disputes the right of Tenant to terminate this Lease
under this provision, Landlord shall give Tenant notice of this fact within forty-five (45) days
after receiving the notice of Tenant's election to terminate, and the parties shall either raise this
issue in the eminent domain proceeding, if any, as an issue with respect to the apportionment of
the Award between Landlord and Tenant or, if there is no eminent domain proceeding, submit
the issue to arbitration as provided in Article 23. In the event it is determined that Tenant does
not have the right to terminate this Lease, the apportionment of the Award for such Taking and
the obligations of Tenant to restore shall be governed by the terms of Section 15.6 or
Section 15.8, whichever is applicable.
15.4.2 In the event it is determined that Tenant has the right to terminate this
Lease, or in the event Landlord does not dispute Tenant's right to terminate this Lease, such
termination shall be as of the time when the Taking entity takes possession of the portion of the
Property and the Improvements taken. In such event, the Award for such Substantial Taking
(including any award for severance, consequential or other damages which will accrue to the
portion of the Property and/or the Improvements not taken) shall be apportioned and distributed
as follows:
(a) First, to the Mortgagee, if any, to the extent of the Mortgage;
(b) Second, to Landlord, a sum equal to the fair market value of the Property
taken (subject to the remaining Term and the Rent reserved) immediately preceding the date of
the Taking as determined by the appraisal process provided for in Article 16, commenced as
provided in Section 15.3.2, and as modified by Section 15.6.3;
(c) Third, to Landlord, an amount equal to the portion of the award for
severance, consequential or other damages which accrued to the portion of the Property and/or
Improvements not taken;
(d) Fourth, to Tenant a sum equal to the fair market value of the
Improvements made by Tenant taken immediately preceding the date of the Taking as
determined by the appraisal process provided for in Article 16, commenced as provided in
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Section 15.3.2, and as modified by Section 15.6.3; plus the residual value of the Term, subject to
the Rent reserved; plus any part of the Award attributable to the Low Income Housing Tax
Credit; and
(e) Fifth, to Landlord, the remainder, if any.
15.5 Tenant's Right to Revoke Notice of Termination. Notwithstanding anything to
the contrary contained in Section 15.4, if Tenant has elected to terminate this Lease, and the
taking authority abandons or revises the Taking, Tenant shall have forty-five (45) days from
receipt of written notice of such abandonment or revision to revoke its notice of termination of
this Lease.
15.6 Partial Taking.
15.6.1 In the event of a Partial Taking, this Lease shall continue in full force and
effect and Landlord and Tenant shall agree upon an equitable reduction in the Annual Rent. If
the parties fail to agree upon such reduction within sixty (60) days from the date Tenant is
required to give up such occupancy, use or access, whichever is earlier, Landlord and Tenant
shall each choose one arbitrator and the two arbitrators so chosen shall choose a third arbitrator.
The decision of any two of the arbitrators concerning the reduction in Annual Rent, if any, shall
be binding on the Landlord and Tenant and any expense of the arbitrators only shall be divided
equally between Landlord and Tenant (each party shall be liable for any and all costs incurred by
such party, including without limitation attorneys' fees and expert fees).
15.6.2 The Award for such Partial Taking shall be apportioned and distributed
first to the Mortgagee, if any, to the extent of the Mortgage, then to Landlord and Tenant in
proportion to the fair market value of their respective interests in the Property and
Improvements, as such interests existed immediately prior to such Partial Taking. Tenant's only
interest in the Property and the Improvements for purposes of this Section 15.6.2 is in those
Improvements rehabilitated by Tenant. Notwithstanding anything contained herein to the
contrary, any part of the Award attributable to the Low Income Housing Tax Credit shall belong
to Tenant.
15.6.3 The fair market value of the parties' respective interests in the Property
and the Improvements shall be determined by the appraisal process provided in Article 16,
except that the assumptions listed in such Article shall not apply. Rather, the appraisal shall be
based on the value of the Property as improved and encumbered by this Lease and on the value
of the Improvements as they stand, but without regard to any Taking or threat of condemnation.
15.6.4 Any Award for severance, consequential or other damages which accrues
by reason of the Partial Taking to the portion of the Property or the Improvements not taken shall
be distributed first to the Mortgagee, if any, to the extent of the Mortgage, then shall be
apportioned between Landlord and Tenant in accordance with the diminution in value of their
respective interests.
Page 32
15.7 Obligation to Repair on Partial Taking. Promptly after any Partial Taking and
regardless of the amount of the Award for such Taking, Tenant shall, to the extent of the Award
received by Tenant and in the manner specified in the provisions of this Lease, repair, alter,
modify or reconstruct the Improvements and/or other improvements on the Property so as to
make them usable for the designated purpose and capable of producing a fair and reasonable net
income.
15.8 Temporary Taking.
15.8.1 In the event of a Temporary Taking of the whole or any part of the
Property and/or Improvements, the Term shall not be reduced or affected in any way and Tenant
shall continue to pay in full any sum or sums of money and charges herein reserved and provided
to be paid by Tenant, and, subject to the other provisions of this Section 15.8, Tenant shall be
entitled to any Award or payment for the temporary use of the Property and/or Improvements
prior to the termination of this Lease, and Landlord shall be entitled to any Award or payment for
such use after the termination of this Lease.
15.8.2 If, following such Temporary Taking, possession of the Property and/or
Improvements shall revert to Tenant prior to the expiration of the Term, Tenant shall, unless at
such time there remains less than five (5) years in the Term, restore the Property and/or Improve-
ments whether or not the Taking authority has made any Award or payment for such restoration
and regardless of the amount of any award or payment and in all other respects indemnify and
hold Landlord harmless from the effects of such Taking so that the Property and/or
Improvements in every respect shall upon completion of such restoration be in the same
condition as they were prior to the taking thereof.
15.8.3 If, following such Temporary Taking, possession of the Property shall
revert to Landlord after expiration of the Term, any sums deposited pursuant to this Section 15.8
shall be paid over to Landlord in their entirety and without apportionment and Tenant shall be
excused from its obligation to restore the Property and/or Improvements.
15.8.4 Any Award or payment for damages or cost of restoration made on or
after the termination of this Lease shall be paid first to the Mortgagee, if any, to the extent of the
Mortgage, then to Landlord absolutely, together with the remaining balance of any other funds
paid to Tenant for such damages or cost of restoration and Tenant shall thereupon be excused
from any obligation to restore the Property and/or Improvements upon the termination of such
Temporary Taking except that any obligation that may have accrued for Tenant to restore the
Property and/or Improvements prior to the commencement of said Temporary Taking shall
continue to be the obligation of Tenant.
15.9 Mortgagee Protection. Notwithstanding anything contained in this Lease to the
contrary, any and all condemnation proceeds shall be paid first to the Mortgagee, if any, to be
applied to reduce the Mortgage if required by the mortgage documents.
Page 33
ARTICLE 16. APPRAISAL
Whenever an appraisal of the Property is called for under the terms of this Lease, the
parties shall use the following procedure:
16.1 Appointment of Appraiser. Within ten (10) days after notice from Landlord to
Tenant, Landlord and Tenant shall each appoint an MAI appraiser to participate in the appraisal
process provided for in this Article 16 and shall give written notice thereof to the other party.
Upon the failure of either party so to appoint, the nondefaulting party shall have the right to
apply to the Superior Court of the County of San Diego, California, to appoint an appraiser to
represent the defaulting party. Within ten (10) days of the parties' appointment, the two (2)
appraisers shall jointly appoint a third MAI appraiser and give written notice thereof to Landlord
and Tenant, or if within ten (10) days of the appointment of said appraisers the two (2) appraisers
shall fail to appoint a third, then either party hereto shall have the right to make application to
said Superior Court to appoint such third appraiser.
16.2 Determination of Fair Market Value.
16.2.1 Within thirty (30) days after the appointment of the third appraiser, the
appraisers shall determine the fair market value of the Property and the Improvements in
accordance with the provisions hereof, and shall execute and acknowledge their determination of
fair market value in writing and cause a copy thereof to be delivered to each of the parties hereto.
16.2.2 The appraisers shall determine the fair market value of the Property and
the Improvements as of the date of Landlord's notice referred to in Section 16.1 above, based on
sales of comparable property in the area in which the Property is located. If, however, in the
judgment of a majority of the appraisers, no such comparable sales are available, then the
appraisal shall be based on the following assumptions: (i) that the Property is free and clear of
this Lease, the Improvements and all other improvements, and all easements and encumbrances;
and (ii) that the Property is available for immediate sale and development for the purposes and at
the density and intensity of development permitted under the zoning, subdivision and land use
planning ordinances and regulations applicable to the Property in effect on the Commencement
Date of this Lease, and any changes or amendments thereto or modification or variance from the
provisions thereof or conditional use permits which could reasonably be anticipated to have been
granted or approved as of the date of this Lease. Notwithstanding anything contained herein to
the contrary, if the appraisal, for the particular purposes for which it is being done, should
reasonably reflect the rent restrictions imposed on the Property pursuant to Article 8 of this
Lease, and such other covenants, conditions and restrictions to which the Property is subject
pursuant to this Lease or to other documents recorded against the Property in the Official
Records of the County of San Diego, California, then such covenants, conditions and restrictions
shall be taken into consideration by the appraisers.
16.2.3 If a majority of the appraisers are unable to agree on fair market value
within thirty (30) days of the appointment of the third appraiser, the three (3) appraisals shall be
added together and their total divided by three (3). The resulting quotient shall be the fair market
value of the Property and the Improvements. If, however, the low appraisal and/or high appraisal
Page 34
is or are more than ten percent (10%) lower and/or higher than the middle appraisal, the low
and/or high appraisal shall be disregarded. If only one appraisal is disregarded, the remaining
two appraisals shall be added together and their total divided by two (2). The resulting quotient
shall be the fair market value of the Property and the Improvements. If both the low and high
appraisals are disregarded, the middle appraisal shall be the fair market value of the Property.
16.4 Payment of Fees. Each of the parties hereto shall (a) pay for the services of its
appointee, (b) pay one-half (1/2) of the fee charged by the appraiser selected by their appointees,
and (c) pay one-half (1/2) of all other proper costs of the appraisal.
ARTICLE 17. ASSIGNMENT/TRANSFER
17.1 Prohibition Against Transfer.
17.1.1 Prior to Recordation of the Certificate of Completion. Prior to
recordation of the Certificate of Completion, but subject to Article 19 pursuant to which Tenant
is permitted to sublease the Units for residential occupancy and to sublease the approximately
6,560 rentable square feet of commercial space located on the first floor of the building, Tenant
shall not assign or attempt to assign this Lease or any right herein (other than to a general or
limited partnership of which Tenant is the managing general partner) without the prior written
consent of Landlord, which consent may be withheld in Landlord's absolute discretion.
17.1.2 Following Recordation of the Certificate of Completion. Following
recordation of the Certificate of Completion, but subject to Article 19 pursuant to which Tenant
is permitted to sublease the Units for residential occupancy and to sublease the approximately
6,560 rentable square feet of commercial space located on the first floor of the building, Tenant
shall not assign or attempt to assign this Lease or any right herein, nor make any total or partial
sublease, sale, transfer, conveyance or assignment of the whole or any part of the Property or the
Improvements thereon, without the prior written consent of Landlord, which consent shall not be
unreasonably withheld. In the absence of specific written agreement by Landlord, no
unauthorized sublease, sale, transfer, conveyance or assignment of the Property, or any portion
thereof, or approval thereof by Landlord shall be deemed to relieve Tenant or any other party
from any obligations under this Lease. Notwithstanding anything to the contrary contained
herein, Tenant shall be permitted to assign the Lease to an affiliate of the managing general
partner of Tenant in accordance with the option and right of first refusal granted under Tenant's
partnership documents.
17.1.3 Qualifications of Tenant. In connection with the above prohibition and
limitation on assignments, Tenant acknowledges that the qualifications, expertise and identities
of Tenant are of particular concern to Landlord, and that Landlord continues to rely on such
expertise to ensure the satisfactory completion of the Rehabilitation and operation of the
Improvements on the Property. Tenant further recognizes that it is because of such qualifications
and identities that Landlord is entering into this Lease with Tenant. No voluntary or involuntary
successor in interest of Tenant shall acquire any rights or powers under this Lease except as
expressly set forth in the Lease.
Page 35
17.1.4 Conditions. Tenant's right to make an assignment after the recordation of
the Certificate of Completion shall be subject to compliance with the following further
conditions:
(a) No Default. At the time of such assignment, this Lease shall be in full
force and effect and either no Event of Default (as defined in Section 21.1) then exists or no
Event of Default will exist upon consummation of the assignment.
(b) Assumption. The assignee shall have executed an express assumption of
the obligations and liabilities of Tenant under this Lease from and after the date of delivery and
recording of the assignment and there shall have been delivered to Landlord at the time of the
request for such assignment a conformed copy of such assumption.
(c) Net Worth of Assignee. The assignee shall have a Net Worth equal to at
least One Million Dollars ($1,000,000.00) ("Net Worth Minimum"), which Net Worth Minimum
shall be increased on the date that is five (5) years after the first day of the first calendar year
following the Commencement Date, and on the same date every fifth (5th) year thereafter ("Net
Worth Adjustment Date"), by an amount equal to the percentage change in construction industry
costs, from the first day of the calendar year following the Commencement Date until the
applicable Net Worth Adjustment Date, as published by the Engineering News Record, or such
similar construction industry index as the parties shall agree in the event such information is not
available in the Engineering News Record or such publication is no longer published. Net Worth
is to be evidenced by a statement of fmancial condition as of a date not more than three hundred
sixty (360) days prior to the date of assignment which is accompanied either by an opinion of a
certified or a chartered public accountant or by a certificate by the chief fmancial or accounting
officer of the assignee that it fairly represents the financial condition of the assignee. In the
event Tenant agrees to remain liable under this Lease from and after the effective date of such
assignment and to guaranty the obligations of the assignee under this Lease, the Net Worth
Minimum standard set forth in this Section 17.1 shall not apply to such assignee.
Notwithstanding the foregoing, the Executive Director, at her sole and absolute
discretion, shall be permitted to waive the Net Worth Minimum standard for a proposed assignee
that is (a) a California nonprofit, public benefit corporation, and (b) has demonstrated experience
and ability in owning, operating and managing similar affordable housing projects in the State of
California. Any assignee pursuant to the option or right of first refusal granted under Tenant's
partnership documents shall not be subject to the Net Worth Minimum requirement.
17.1.5 Assignment Agreement. No assignment of any interest in the Lease
made with Landlord's consent or as herein otherwise permitted shall be effective unless and until
there shall have been delivered to Landlord an executed counterpart of such assignment or other
transfer document containing an agreement, in recordable form, executed by the assignor and the
proposed assignee, wherein and whereby such assignee assumes due performance of the
obligations on the assignor's part to be performed under this Lease from the effective date of the
assignment to the end of the Term.
Page 36
17.1.6 Further Assignments. The consent by Landlord to an assignment shall
not in any way be construed to relieve Tenant from obtaining the express consent in writing of
Landlord to any further assignment if required by the terms of this Lease.
17.2 Terminable Upon Foreclosure. Notwithstanding anything contained in this
Lease to the contrary, upon foreclosure of a Mortgage, or acceptance by a Mortgagee of an
assignment or deed in lieu of foreclosure, Article 17 of this Lease shall be terminable by the
purchaser at the foreclosure sale, or the assignee or grantee of a deed in lieu of foreclosure, by
notice to Landlord.
17.3 Other Rights of Mortgagees. Landlord agrees that none of the restrictions or
limitations on assignment or transfer by Tenant set forth in this Article 17 shall be construed to
limit or abrogate the rights of a Mortgagee to (a) seek the appointment of a receiver, or
(b) delegate or assign its rights under this Lease to any third party in connection with the exercise
of said Mortgagee's rights and remedies under its Mortgage.
17.4 Limitation on Transfer by Landlord. Landlord agrees, during the Compliance
Period, not to transfer its interest in the Property or under this Lease without the prior written
approval of the Tax Credit Partner; provided, however, no such approval shall be required for
such a transfer to another public body.
17.5 Transfer by Tax Credit Partner. Notwithstanding the foregoing limitations on
transfer and assignment, nothing herein shall limit or condition a transfer, sale, assignment or
other conveyance of all or a portion of the limited partner interests of the Tax Credit Partner to
any affiliate of the Tax Credit Partner, and the interests of the Tax Credit Partner shall be freely
transferable to any affiliate of the Tax Credit Partner without the consent or approval of but only
with prior, written notice to Landlord; provided however that in the event of non-payment of
capital contribution obligations by the transferee pursuant to the terms and conditions of the
Tenant's Partnership Agreement, the Tax Credit Partner shall remain liable for the amount of
such unpaid capital contribution obligations. After all required capital contributions of the Tax
Credit Partner have been made to the Tenant, no consent shall be required for the transfer of all
or a portion of the interest of the Tax Credit Partner to any person or entity.
ARTICLE 18. MORTGAGES
18.1 Leasehold Mortgages
18.1.1 General Provisions. At all times during the Term, Tenant shall have the
right to mortgage, pledge, deed in trust, assign rents, issues and profits and/or collaterally (or
absolutely for purposes of security if required by any lender) assign its interest in this Lease, or
otherwise encumber this Lease, and/or the interest of Tenant hereunder, in whole or in part, and
any interests or rights appurtenant to this Lease, and to assign or pledge the same as security for
any debt (the holder of any such mortgage, pledge or other encumbrance, and the beneficiary of
any such deed of trust being hereafter referred to as "Mortgagee" and the mortgage, pledge, deed
of trust or other instrument hereafter referred to as "Mortgage"), upon and subject to each and all
of the following terms and conditions:
Page 37
(a) Prior to the issuance of a Certificate of Completion, Mortgages entered
into by Tenant shall be limited in purpose to and shall not exceed the amount necessary and
appropriate to develop the Improvements, and to acquire and install equipment and fixtures
thereon. Said amount shall include all hard and soft costs of acquisition, development,
Rehabilitation, lease -up and operation of the Improvements. After the recordation of the
Certificate of Completion, the limitation contained in this subsection shall no longer apply.
(b) Any permitted Mortgages entered into by Tenant are to be originated only
by lenders approved in writing by Landlord, which approval will not be unreasonably withheld.
Landlord shall state the reasons for any such disapproval. Notwithstanding the forgoing,
Landlord shall be deemed to have automatically approved (i) a commercial or savings bank, a
trust company, an insurance company, a savings and loan association, a building and loan
association, an educational institution, a pension, retirement or welfare fund, or other fund
authorized to make loans in the State of California; (ii) any other entity having a net worth of
$50,000,000 or more whether or not a so-called institution, or any division, subsidiary, parent or
affiliate owned or controlled by, owning or in control of or in common control or ownership with
any entities described in (i) or (ii); or (iii) a lender regularly engaged in business in an office or
location in the State of California, or who has a registered agent for service of process in
California. In addition, any lender must be duly licensed or registered with any regulatory
agency having jurisdiction over its operation, if any; and any lender must not be under any order
or judgment of any court or administrative agency restricting or impairing its operation as a
lender where the restriction or impairment would be directly related to the proposed loan to
Tenant. Notwithstanding anything to the contrary contained herein, Landlord hereby approves
the Senior Lender as the lender of the Construction Loan and Pacific Premier Bank as the lender
of the Affordable Housing Project loan. If the lender is other than as set forth in the immediately
preceding sentence or a lender deemed automatically approved pursuant to subdivisions (i), (ii)
or (iii) of this Section, then upon the reasonable request of Landlord, the beneficial owners of
lender must be disclosed to Landlord.
(c) All rights acquired by said Mortgagee shall be subject to each and all of
the covenants, conditions and restrictions set forth in this Lease, and to all rights of Landlord
thereunder, none of which covenants, conditions and restrictions is or shall be waived by
Landlord by reason of the giving of such Mortgage.
If Tenant encumbers its leasehold estate by way of a Mortgage as permitted
herein, and should Landlord be advised in writing of the name and address of the Mortgagee,
then this Lease shall not be terminated or canceled on account of any Event of Default by Tenant
in the performance of the terms, covenants or conditions hereof until Landlord shall have
complied with the provisions of Section 18.2 as to the Mortgagee's rights to cure and to obtain a
new lease.
18.1.2 Consent of Mortgagee Required. No cancellation, surrender,
termination, or modification of this Lease shall be effective without the written consent of the
holder of any Mortgage.
Page 38
18.2 Rights and Obligations of Leasehold Mortgagees. If Tenant or Tenant's
successors or assigns shall mortgage the leasehold interest herein demised, then, as long as any
such Mortgage shall remain unsatisfied of record, the following provisions shall apply:
18.2.1 No Cancellation. Landlord will not cancel, accept a surrender of,
terminate or modify this Lease in the absence of a default by Tenant without the prior consent in
writing of the Mortgagee.
18.2.2 Notice of Defaults. Landlord agrees to give each Mortgagee immediate
notice of all defaults by Tenant under the Lease, and to simultaneously give to each Mortgagee a
written copy of all notices and demands that Landlord gives to Tenant. No notice or demand
under the Lease shall be effective until after notice is received by Mortgagee. Any notices of
default given by Landlord under the Lease shall describe the default(s) with reasonable detail.
Each Mortgagee shall have the right to cure any breach or default within the time periods given
below.
18.2.3 Mortgagee's Cure Rights.
(a) Notice and Cure. After receipt by Tenant of a notice of default under the
Lease and the expiration of any applicable period of cure given to Tenant under the Lease,
Landlord shall deliver an additional notice ("Mortgagee's Notice") to each Mortgagee specifying
the default and stating that Tenant's period of cure has expired. Each Mortgagee shall thereupon
have the additional periods of time to cure any uncured default, as set forth below, without
payment of default charges, fees, late charges or interest that might otherwise be payable by
Tenant. Landlord shall not terminate the Lease or exercise its other remedies under the Lease if:
(i) Within ninety (90) days after Mortgagee's receipt of the Mortgagee's Notice, any
Mortgagee (i) cures the default, or (ii) if the default reasonably requires more than ninety (90)
days to cure, commences to cure said default within such ninety (90)-day period and thereafter
diligently prosecutes the same to completion; or
(ii) Where the default cannot be cured by payment or expenditure of money or
without possession of the Property or otherwise, Mortgagee initiates foreclosure or other
appropriate proceedings within ninety (90) days after receipt of the Mortgagee's Notice,
thereafter cures all other defaults reasonably capable of cure by the payment of money to
Landlord, and thereafter continues to pay all rents, real property taxes and assessments, and
insurance premiums to be paid by Tenant under the Lease. Mortgagee shall then have ninety
(90) days following the later to occur of (i) the date of execution and delivery of a new lease of
the Property pursuant to Section 18.2.4 of the Lease (a "New Lease"), or (ii) the date on which
Mortgagee or its nominee is able to occupy the Property following foreclosure under such
Mortgage and the eviction of or vacating by Tenant of the leased premises, to cure such default;
provided, however, that if any such default, by its nature, is such that it cannot practicably be
cured within ninety (90) days, then Mortgagee shall have such additional time as shall be
reasonably necessary to cure the default provided that Mortgagee commences such cure within
such ninety (90)-day period and thereafter diligently prosecutes the cure to completion.
Page 39
(b) Cure by Mortgagee. Landlord agrees to accept performance by
Mortgagee of all cures, conditions and covenants as though performed by Tenant, and agrees to
permit Mortgagee access to the Property to take all such actions as may be necessary or useful to
perform any condition or covenants of the Lease or to cure any default of Tenant. Mortgagee
shall not be required to perform any act or cure any default which is not reasonably susceptible
to performance or cure by Mortgagee.
(c) Mortgagee Acquisition and Cure. If Mortgagee elects any of the
above -mentioned options, then upon Mortgagee's acquisition of the Lease by foreclosure,
whether by power of sale or otherwise or by deed or assignment in lieu of foreclosure, or if a
receiver be appointed, the Lease shall continue in full force and effect, provided that, if
Mortgagee elects the option provided in Section 18.2.3(a)(ii) above, then upon Mortgagee's
acquisition of the Lease, Mortgagee shall cure all prior defaults of Tenant under the Lease that
are reasonably capable of being cured by Mortgagee within the time set forth in said Section, and
Landlord shall treat Mortgagee as Tenant under the Lease. If Mortgagee commences an action
as set forth in Section 18.2.3(a)(ii) above, and thereafter Tenant cures such defaults (which cure
Landlord shall be obligated to accept) and Mortgagee then terminates all proceedings under the
option in said Section, then the Lease shall remain in full force and effect between Landlord and
Tenant.
18.2.4 New Lease. In the event the Lease is terminated for any reason prior to
the end of the Lease Term, Landlord shall promptly give Mortgagee written notice of such
termination and shall enter into a new lease ("New Lease") with Mortgagee or Mortgagee's
nominee covering the Property, provided that Mortgagee (a) requests such New Lease by written
notice to Landlord within sixty (60) days after Mortgagee's receipt of written notice by Landlord
of termination of the Lease, and (b) cures all prior defaults of Tenant that are reasonably capable
of being cured by Mortgagee. The New Lease shall be for the remainder of the Lease Term,
effective at the date of such termination, and shall only include all the rents and all the
covenants, agreements, conditions, provisions, restrictions and limitations contained in the
Lease, except as otherwise provided in the Lease. In connection with a New Lease, Landlord
shall assign to Mortgagee or its nominee all of Landlord's interest in all existing subleases of all
or any part of the Property and all attomments given by the sublessees. Landlord shall not
terminate or agree to terminate any sublease or enter into any new lease or sublease for all or any
portion of the Property without Mortgagee's prior written consent, unless Mortgagee fails to
deliver its request for a New Lease under this Section. In connection with any such New Lease,
Landlord shall, by grant deed, convey to Mortgagee or its nominee title to the Improvements, if
any, which become vested in Landlord as a result of termination of the Lease. Landlord shall
allow to the tenant under the New Lease a credit against rent equal to the net income derived by
Landlord from the Property during the period from the date of termination of the Lease until the
date of execution of the New Lease under this Section.
18.2.5 Security Deposits. Mortgagee or any other purchaser at a foreclosure sale
of the Mortgage (or Mortgagee or its nominee if one of them enters into a New Lease with
Landlord) shall succeed to all the interest of Tenant in any security or other deposits or other
impound payments paid by Tenant to Landlord.
Page 40
18.2.6 Permitted Delays. So long as Mortgagee is prevented by any process or
injunction issued by any court or by any statutory stay, or by reason of any action by any court
having jurisdiction of any bankruptcy or insolvency proceeding involving Tenant or any other
person, from commencing or prosecuting foreclosure or other appropriate proceedings in the
nature thereof, Mortgagee shall not be deemed for that reason to have failed to commence such
proceedings or to have failed to diligently prosecute such proceedings, provided that Mortgagee
uses reasonable efforts to contest and appeal the issuance or continuance of any such process,
stay or injunction.
18.2.7 Defaults Deemed Cured. On transfer of the Lease at any foreclosure sale
under the Mortgage or by deed or assignment in lieu of foreclosure, or upon creation of a New
Lease, any or all of the following defaults relating to the prior owner of the Lease shall be
deemed cured:
(a) Attachment, execution or other judicial levy upon the Lease;
(b)
the prior Tenant;
the Lease;
Assignment of the Lease for the direct or indirect benefit of creditors of
(c) Judicial appointment of a receiver or similar officer to take possession of
(d) Filing any petition by, for or against Tenant under any chapter of the
federal Bankruptcy Act or any federal or state debtor relief statute, as amended;
(e) Any failure by Tenant to make a disclosure of a hazardous substance
release as required by the California Health and Safety Code, the Lease or otherwise; and
(f) Any other defaults personal to Tenant and/or not otherwise reasonably
curable by Mortgagee.
18.2.8 Mortgagee Priority. Anything herein contained to the contrary
notwithstanding, the provisions of this Section shall inure only to the benefit of the holders of
Mortgages. If the holders of more than one such Mortgage shall make written requests upon
Landlord in accordance with this Lease, the new lease (as provided for in subsection 18.2.4
above) shall be entered into pursuant to the request of the holder whose Mortgage shall be prior
in lien thereto and thereupon the written requests for a new lease of each holder of a Mortgage
junior in lien shall be and be deemed to be void and of no force or effect.
18.3 Landlord's Forbearance and Right to Cure Defaults on Leasehold Mortgages
18.3.1 Notice. Landlord will give to Mortgagee, at such address as is specified
by the Mortgagee in accordance with Section 26.1 hereof, a copy of each notice or other
communication with respect to any claim that a default exists or is about to exist from Landlord
to Tenant hereunder at the time of giving such notice or communication to Tenant, and Landlord
will give to Mortgagee a copy of each notice of any rejection of this Lease by any trustee in
Page 41
bankruptcy of Tenant. Landlord will not exercise any right, power or remedy with respect to any
Event of Default hereunder, and no notice to Tenant of any such Event of Default and no
termination of this Lease in connection therewith shall be effective, unless Landlord has given to
Mortgagee written notice or a copy of its notice to Tenant of such Event of Default or any such
termination, as the case may be.
18.3.2 Mortgagee's Transferees, Etc. In the event the leasehold estate
hereunder shall be acquired by foreclosure, trustee's sale or deed or assignment in lieu of
foreclosure of a Mortgage, the purchaser at such sale or the transferee by such assignment and its
successors as holders of the leasehold estate hereunder shall not be liable for any Rent, if any, or
other obligations accruing after its or their subsequent sale or transfer of such leasehold estate
and such purchaser or transferee and its successors shall be entitled to transfer such estate or
interest without consent or approval of Landlord; provided that, the purchaser or transferee or
successor as holder of the leasehold estate hereunder shall be liable for the payment of all Rent,
if any, becoming due with respect to the period during which such purchaser, transferee or other
successor is the holder of the leasehold estate hereunder. This Section shall also apply to the
rights of a Mortgagee in connection with the entry into a new lease under Section 18.2.4 and to
the appointment of a receiver on behalf of a Mortgagee.
18.3.3 Insurance and Condemnation. In the event of any casualty to, or
condemnation of, all or any part of the leased premises or any improvements now or hereafter
located thereon, the provisions of the Mortgages relating thereto shall prevail over any provisions
of this Lease relating thereto.
18.4 No Liability of Mortgagee for Prior Indemnified Acts. A Mortgagee shall not
be obligated to assume the liability of Tenant for any indemnities arising for a period prior to
Mortgagee's acquiring the right to possession of the Property under this Lease.
18.5 Landlord Cooperation. Landlord covenants and agrees that it will act and fully
cooperate with Tenant in connection with Tenant's right to grant leasehold mortgages as
hereinabove provided. At the request of Tenant or any proposed or existing Mortgagee,
Landlord shall promptly execute and deliver (i) any documents or instruments reasonably
requested to evidence, acknowledge and/or perfect the rights of Mortgagees as herein provided;
and (ii) an estoppel certificate certifying the status of this Lease and Tenant's interest herein and
such matters as are reasonably requested by Tenant or such Mortgagees. Such estoppel
certificate shall include, but not be limited to, certification by Landlord that (a) this Lease is
unmodified and in full force and effect (or, if modified, state the nature of such modification and
certify that this Lease, as so modified, is in full force and effect), (b) all rents currently due under
the Lease have been paid, (c) there are not, to Landlord's knowledge, any uncured Events of
Default on the part of Tenant under the Lease or facts, acts or omissions which with the giving of
notice or passing of time, or both, would constitute an Event of Default. Any such estoppel
certificate may be conclusively relied upon by any proposed or existing leasehold Mortgagee or
assignee of Tenant's interest in this Lease.
18.6 Priority. The Lease, and any extensions, renewals or replacements thereof, and
any sublease entered into by Tenant as sublessor, and any Mortgage or other encumbrance
Page 42
recorded by any Mortgagee shall be superior to any mortgages, deeds of trust or similar
encumbrances placed by Landlord on the Property and to any lien right, if any, of Landlord on
the buildings, and any furniture, fixtures, equipment or other personal property of Tenant upon
the Property or any interest of Landlord in sublease rentals or similar agreements.
18.7 Claims. Landlord and Tenant shall deliver to Mortgagee notice of any litigation
or arbitration proceedings between the parties or involving the Property or the Lease. Mortgagee
shall have the right, at its option, to intervene and become a party to any such proceedings. If
Mortgagee elects not to intervene or become a party, Landlord shall deliver to Mortgagee prompt
notice of and a copy of any award, decision or settlement agreement made in connection with
any such proceeding.
18.8 Further Amendments. Landlord and Tenant shall cooperate in including in the
Lease by suitable amendment from time to time any provision which may be reasonably
requested by any proposed Mortgagee for the purpose of implementing the mortgagee protection
provisions contained in this Lease and allowing that Mortgagee reasonable means to protect or
preserve the lien of its Mortgage upon the occurrence of a default under the terms of the Lease.
Landlord and Tenant each agree to execute and deliver (and to acknowledge for recording
purposes, if necessary) any agreement required to effect any such amendment.
ARTICLE 19. SUBLEASING
19.1 Subleasing of Property. All subleases ("Subleases") made by Tenant shall be
subject to the following provisions and restrictions:
19.1.1 Tenant may, without the consent of Landlord, let individual units of the
Improvements to any person who qualifies and sublease the approximately 6,560 rentable square
feet of commercial space located on the first floor of the building.
19.1.2 Each Sublease shall contain a provision, satisfactory to Landlord,
requiring the Subtenant to attorn to Landlord upon (a) an Event of Default by Tenant under this
Lease, and (b) receipt by such Subtenant of written notice of such Event of Default and
instructions to make such Subtenant's rental payments to Landlord.
19.1.3 On any termination of this Lease prior to the expiration of the Term, all of
Tenant's interest as sublessor under any and all existing valid and enforceable Subleases for
which Landlord has issued a non -disturbance agreement shall be deemed automatically assigned,
transferred and conveyed to Landlord and subtenants under such Subleases shall be deemed to
have attorned to Landlord. Landlord shall thereafter be bound on such Subleases to the same
extent Tenant, as sublessor, was bound thereunder and Landlord shall have all the rights under
such Subleases that Tenant, as sublessor, had under such Subleases; provided, however, that any
amendments to any such Sublease made after the issuance of a non -disturbance agreement to a
subtenant shall not be binding on Landlord.
19.1.4 Any subtenant qualifying shall, upon written request, receive a non -
disturbance agreement from Landlord.
Page 43
19.1.5 Not later than thirty (30) days after each anniversary of the date of
commencement of the term of this Lease, Tenant shall deliver to Landlord a current list of the
name and mailing address of each Subtenant.
19.1.6 Tenant shall not accept, directly or indirectly, more than two (2) months
prepaid rent plus a reasonable security deposit from any subtenant.
19.1.7 Each Sublease shall expressly provide that it is subject to each and all of
the covenants, conditions, restrictions and provisions of this Lease.
19.2 Rights of Mortgagees. Notwithstanding anything contained in this Lease to the
contrary, all attornment provisions applicable to the Landlord shall also be applicable to a
Mortgagee and, as between Landlord and Mortgagee, the Mortgagee shall have priority in any
attornment situation.
ARTICLE 20. PERFORMANCE OF TENANT'S COVENANTS
20.1 Right of Performance. If Tenant shall at any time fail to pay any Imposition or
other charge in accordance with Article 4 hereof, within the time period therein permitted, or
shall fail to pay for or maintain any of the insurance policies provided for in Article 9 hereof,
within the time therein permitted, or to make any other payment or perform any other act on its
part to be made or performed hereunder, within the time permitted by this Lease, then Landlord,
after thirty (30) days' written notice to Tenant (or, in case of an emergency, on such notice, or
without notice, as may be reasonable under the circumstances) and without waiving or releasing
Tenant from any obligation of Tenant hereunder, may (but shall not be required to):
(a) pay such Imposition or other charge payable by Tenant pursuant to the
provisions of Article 4 hereof, or
(b) pay for and maintain such insurance policies provided for in Article 9
hereof, or
(c) make such other payment or perform such other act on Tenant's part to be
made or performed as in this Lease provided.
20.1.1 Rights of Mortgagees. Notwithstanding anything contained in this Lease
to the contrary, all of the performance rights available to Landlord under Section 20.1 shall also
be available to Mortgagee and, as between Landlord and Mortgagee, the rights of the Mortgagee
shall take precedence over the rights of Landlord.
20.2 Reimbursement and Damages. All sums so paid by Landlord and all costs and
expenses incurred by Landlord in connection with the performance of any such act, together with
interest thereon at the rate provided in Section 4.5 from the respective dates of Landlord's
making of each such payment or incurring of each such cost or expense, shall be paid by Tenant
to Landlord on demand. Landlord shall not be limited in the proof of any damages which
Page 44
Landlord may claim against Tenant arising out of or by reason of Tenant's failure to provide and
keep in force insurance as aforesaid, to the amount of the insurance premium or premiums not
paid or incurred by Tenant and which would have been payable upon such insurance, but
Landlord shall also be entitled to recover as damages for such breach, the uninsured amount of
any loss (to the extent of any deficiency in the insurance required by the provisions of this
Lease), damages, costs and expenses of suit, including attorneys' fees, suffered or incurred by
reason of damage to, or destruction of, the Improvements, occurring during any period in which
Tenant shall have failed or neglected to provide insurance as aforesaid.
ARTICLE 21. EVENTS OF DEFAULT; REMEDIES
21.2 Events of Default. Any one or all of the following events shall constitute an
Event of Default hereunder:
21.1.1. If Tenant shall default in the payment of any Rent when and as the same
becomes due and payable and such default shall continue for more than ten (10) days after
Landlord shall have given written notice thereof to Tenant; or
21.1.2 The abandonment or vacation of the Property by Tenant for a period of
thirty (30) days; or
21.1.3 The entry of any decree or order for relief by any court with respect to
Tenant, or any assignee or transferee of Tenant (hereinafter "Assignee"), in any involuntary case
under the Federal Bankruptcy Code or any other applicable federal or state law; or the
appointment of or taking possession by any receiver, liquidator, assignee, trustee, sequestrator or
other similar official of Tenant or any Assignee (unless such appointment is in connection with a
Mortgagee's exercise of its remedies under its Mortgage), or of any substantial part of the
property of Tenant or such Assignee, or the ordering or winding up or liquidating of the affairs of
Tenant or any Assignee and the continuance of such decree or order unstayed and in effect for a
period of ninety (90) days or more (whether or not consecutive); or the commencement by
Tenant or any such Assignee of a voluntary proceeding under the Federal Bankruptcy Code or
any other applicable state or federal law or consent by Tenant or any such Assignee to the entry
of any order for relief in an involuntary case under any such law, or consent by Tenant or any
such Assignee to the appointment of or taking of possession by a receiver, liquidator, assignee,
trustee, sequestrator or other similar official of Tenant or any such Assignee, or of any
substantial property of any of the foregoing, or the making by Tenant or any such Assignee of
any general assignment for the benefit of creditors; or Tenant or any such Assignee takes any
other voluntary action related to the business of Tenant or any such Assignee or the winding up
of the affairs of any of the foregoing.
21.1.4 If Tenant shall default in the performance of or compliance with any other
term, covenant or condition of this Lease (other than as set forth in Paragraph 21.1.1 of this
Section 21.1) and such default shall continue for more than thirty (30) days after Landlord shall
have given written notice thereof to Tenant, provided, however, if cure of such default
reasonably requires more than thirty (30) days, then, provided that Tenant commences to cure
Page 45
within such thirty (30) day period and thereafter diligently and continuously prosecutes the cure
to completion, Tenant shall not be in default during the cure period.
21.2 Remedies.
21.2.1 If an Event of Default shall occur and continue as aforesaid, then in
addition to any other remedies available to Landlord at law or in equity, Landlord shall have the
immediate option to terminate this Lease and bring suit against Tenant or submit the issue of
Tenant's default to arbitration as provided in Article 23 and recover as an award in such suit or
arbitration proceeding the following:
(a) the worth at the time of award of the unpaid rent and all other sums due
hereunder which had been earned at the time of termination;
(b) the worth at the time of award of the amount by which the unpaid rent and
all other sums due hereunder which would have been earned after termination until the time of
award exceeds the amount of such rental loss that Tenant proves could have been reasonably
avoided;
(c) the worth at the time of award of the amount by which the unpaid rent and
all other sums due hereunder for the balance of the Term after the time of award exceeds the
amount of such rental loss that Tenant proves could be reasonably avoided;
(d) any other amount necessary to compensate Landlord for all the detriment
proximately caused by the Tenant's failure to perform its obligations under this Lease or which
in the ordinary course of things could be likely to result therefrom; and
(e) such amounts in addition to or in lieu of the foregoing as may be permitted
from time to time by applicable California law.
21.2.2 The "worth at the time of the award" of the amounts referred to in
Subparagraphs 21.2.1(a) and 21.2.1(b) above shall be computed by allowing interest at the rate
provided in Section 4.5 as of the date of the award. The "worth at the time of award" of the
amount referred to in subparagraph 21.2.1(c) above shall be computed by discounting such
amount at the discount rate of the Federal Reserve Bank of San Francisco at the time of award
plus one percent (1%).
21.2.3 If an Event of Default occurs, Landlord shall also have the right, with or
without terminating this Lease, but subject to any nondisturbance agreements entered into with
Subtenants, to reenter the Property and remove all persons and property from the Property; such
property may be removed and stored in a public warehouse or elsewhere at the cost of and for the
account of Tenant.
21.2.4 If an Event of Default occurs, Landlord shall also have the right, with or
without terminating this Lease, to relet the Property. If Landlord so elects to exercise its right to
relet the Property but without terminating this Lease, then rentals received by Landlord from
Page 46
such reletting shall be applied: First, to the payment of any indebtedness other than rent due
hereunder from Tenant to Landlord; Second, to the payment of any cost of such reletting; Third,
to the payment of the cost of any alterations and repairs to the Property; Fourth, to the payment
of rent due and unpaid hereunder; and Fifth, the residue, if any, shall be held by Landlord and
applied in payment of future rent as the same may become due and payable hereunder. Should
the amount of rental received from such reletting during any month which is applied to the
payment of rent hereunder be less than that agreed to be paid during that month by Tenant
hereunder, then Tenant shall pay such deficiency to Landlord immediately upon demand therefor
by Landlord. Such deficiency shall be calculated and paid monthly. Tenant shall also pay to
Landlord, as soon as ascertained, any costs and expenses incurred by Landlord in such reletting
or in making alterations and repairs not covered by the rentals received from such reletting.
21.2.5 No reentry or taking possession of the Property by Landlord pursuant to
Paragraphs 21.2.3 or 21.2.4 shall be construed as an election to terminate this Lease unless a
written notice of such intention is given to Tenant or unless the termination thereof is decreed by
a court of competent jurisdiction. Notwithstanding any reletting without termination by Tenant
because of any default by Tenant, Landlord may at any time after such reletting elect to
terminate this Lease for any such default.
21.3 Receipt of Rent, No Waiver of Default. The receipt by Landlord of the rents or
any other charges due to Landlord, with knowledge of any breach of this Lease by Tenant or of
any default on the part of Tenant in the observance or performance of any of the conditions or
covenants of this Lease, shall not be deemed to be a waiver of any provisions of this Lease. No
acceptance by Landlord of a lesser sum than the rents or any other charges then due shall be
deemed to be other than on account of the earliest installment of the rents or other charges due,
nor shall any endorsement or statement on any check or any letter accompanying any check or
payment of rent or charges due be deemed an accord and satisfaction, and Landlord may accept
such check or payment without prejudice to Landlord's right to recover the balance of such
installment or pursue any other remedy provided in this Lease. The receipt by Landlord of any
rent or any other sum of money or any other consideration paid by Tenant after the termination
of this Lease, or after giving by Landlord of any notice hereunder to effect such termination,
shall not, except as otherwise expressly set forth in this Lease, reinstate, continue, or extend the
term of this Lease, or destroy, or in any manner impair the efficacy of any such notice of
termination as may have been given hereunder by Landlord to Tenant prior to the receipt of any
such sum of money or other consideration, unless so agreed to in writing and signed by
Landlord. Neither acceptance of the keys nor any other act or thing done by Landlord or by its
agents or employees during the Term shall be deemed to be an acceptance of a surrender of the
Property or the Improvements, excepting only an agreement in writing signed by Landlord
accepting or agreeing to accept such a surrender.
21.4 Effect on Indemnification. Notwithstanding the foregoing, nothing contained in
this Article 21 shall be construed to limit the Indemnitees' right to indemnification as otherwise
provided in this Lease.
Page 47
21.5 Limited Waiver of Right to Terminate Lease. Landlord hereby waives it right
to terminate this Lease during the Compliance Period for a default by Tenant other than the
failure to pay Annual Rent. That notwithstanding, Landlord, during the Compliance Period, shall
retain all other rights and remedies available hereunder or by law for such a non -monetary
default, including, without limitation, an action to compel performance of the covenant or
condition that is the subject of the alleged default.
ARTICLE 22. PERMITTED CONTESTS
Tenant, at no cost or expense to Landlord, may contest (after prior written notice to
Landlord), by appropriate legal proceedings conducted with due diligence, the amount or validity
or application, in whole or in part, of any Imposition or lien or any Legal Requirement or
Insurance Requirement, provided that (a) in the case of liens of mechanics, materialmen,
suppliers or vendors, or Impositions or liens therefor, such proceedings shall suspend the
collection thereof from Landlord, and shall suspend a foreclosure against the Property and/or the
Improvements, or any interest therein, or any Rent, if any, (b) neither the Property or the
Improvements, nor any part thereof or interest therein, or the Rent, if any, or any portion thereof,
would be in any danger of being sold, forfeited or lost by reason of such proceedings, (c) in the
case of a Legal Requirement, Landlord would not be in any danger of any criminal liability or,
unless Tenant shall have furnished a bond or other security therefor satisfactory to Landlord, any
additional civil liability for failure to comply therewith and the Property and the Improvements
would not be subject to the imposition of any lien as a result of such failure, and (d) Tenant shall
have furnished to Landlord, if requested, a bond or other security, satisfactory to Landlord. If
Tenant shall fail to contest any such matters, or to give Landlord security as hereinabove
provided, Landlord may, but shall not be obligated to, contest the matter or settle or compromise
the same without inquiring into the validity or the reasonableness thereof. Landlord, at the sole
cost and expense of Tenant, will cooperate with Tenant and execute any documents or pleadings
legally required for any such contest.
ARTICLE 23. ARBITRATION OF DISPUTES
23.1 Matters Subject to Arbitration. All disputes arising under this Lease shall be
submitted to arbitration prior to either party bringing suit based on such disputes, except that any
dispute relating to the following rights and obligations shall not be subject to arbitration:
or other liens:
23.1.1 Tenant's obligation to:
(a) pay Rent, if any, and other charges due under this Lease;
(b) indemnify Landlord as provided herein; and
(c) keep the Property and the Improvements free and clear of any mechanics'
Page 48
23.1.2 Landlord's right to:
(a) pursue any of the remedies defined in Article 21; and
(b) assign, transfer, sell or encumber its interest in the Property or this Lease;
23.1.3 Any right or obligation the exercise or performance of which is dependent
on Landlord's approval, if the issue is the reasonableness of Landlord's action.
23.1.4 Any right of the Mortgagee to exercise its remedies under its Mortgage or
in connection with the bankruptcy of the Tenant or Landlord.
23.2 Arbitration Process.
Either party may refer a dispute subject to arbitration for settlement by arbitration in
National City, California, in accordance with the Commercial Arbitration Rules of the American
Arbitration Association, and judgment upon the award rendered by the Arbitrator(s) may be
entered in any Court having jurisdiction.
NOTICE: BY INITIALING IN THE SPACE BELOW YOU ARE AGREEING TO
HAVE ANY DISPUTE ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION DECIDED BY NEUTRAL ARBITRATION
AS PROVIDED BY CALIFORNIA LAW AND YOU ARE GIVING UP ANY RIGHTS YOU
MAY POSSESS TO HAVE THE DISPUTE LITIGATED IN A COURT OR JURY TRIAL.
BY INITIALING IN THE SPACE BELOW YOU ARE GIVING UP YOUR JUDICIAL
RIGHTS TO DISCOVERY AND APPEAL, UNLESS SUCH RIGHTS ARE SPECIFICALLY
INCLUDED IN THE "ARBITRATION OF DISPUTES" PROVISION. IF YOU REFUSE TO
SUBMIT TO ARBITRATION AFTER AGREEING TO THIS PROVISION, YOU MAY BE
COMPELLED TO ARBITRATE UNDER THE AUTHORITY OF THE CALIFORNIA CODE
OF CIVIL PROCEDURE. YOUR AGREEMENT TO THIS ARBITRATION PROVISION IS
VOLUNTARY.
WE HAVE READ AND UNDERSTAND THE FOREGOING AND AGREE TO
SUBMIT DISPUTES ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION TO NEUTRAL ARBITRATION.
ex),
Tenant's Initials Landlord's Initials
ARTICLE 24. FORCE MAJEURE
24.1 Subject to Paragraph 24.2 below, any prevention, delay, nonperformance or
stoppage by Tenant due to any of the following causes shall be excused: any regulation, order,
act, restriction or requirement or limitation imposed by any federal, state, municipal or foreign
government or any department or agency thereof, or civil or military authority; acts of God; acts
Page 49
23.1.2 Landlord's right to:
(a) pursue any of the remedies defined in Article 21; and
(b) assign, transfer, sell or encumber its interest in the Property or this Lease;
23.1.3 Any right or obligation the exercise or performance of which is dependent
on Landlord's approval, if the issue is the reasonableness of Landlord's action.
23.1.4 Any right of the Mortgagee to exercise its remedies under its Mortgage or
in connection with the bankruptcy of the Tenant or Landlord.
23.2 Arbitration Process.
Either party may refer a dispute subject to arbitration for settlement by arbitration in
National City, California, in accordance with the Commercial Arbitration Rules of the American
Arbitration Association, and judgment upon the award rendered by the Arbitrator(s) may be
entered in any Court having jurisdiction.
NOTICE: BY INITIALING IN THE SPACE BELOW YOU ARE AGREEING TO
HAVE ANY DISPUTE ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION DECIDED BY NEUTRAL ARBITRATION
AS PROVIDED BY CALIFORNIA LAW AND YOU ARE GIVING UP ANY RIGHTS YOU
MAY POSSESS TO HAVE THE DISPUTE LITIGATED IN A COURT OR JURY TRIAL.
BY INITIALING IN THE SPACE BELOW YOU ARE GIVING UP YOUR JUDICIAL
RIGHTS TO DISCOVERY AND APPEAL, UNLESS SUCH RIGHTS ARE SPECIFICALLY
INCLUDED IN THE "ARBITRATION OF DISPUTES" PROVISION. IF YOU REFUSE TO
SUBMIT TO ARBITRATION AFTER AGREEING TO THIS PROVISION, YOU MAY BE
COMPELLED TO ARBITRATE UNDER THE AUTHORITY OF THE CALIFORNIA CODE
OF CIVIL PROCEDURE. YOUR AGREEMENT TO THIS ARBITRATION PROVISION IS
VOLUNTARY.
WE HAVE READ AND UNDERSTAND THE FOREGOING AND AGREE TO
SUBMIT DISPUTES ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION TO NEUTRAL ARBITRATION.
Tenant's Initials Landlord's Initials
ARTICLE 24. FORCE MAJEURE
24.1 Subject to Paragraph 24.2 below, any prevention, delay, nonperformance or
stoppage by Tenant due to any of the following causes shall be excused: any regulation, order,
act, restriction or requirement or limitation imposed by any federal, state, municipal or foreign
government or any department or agency thereof, or civil or military authority; acts of God; acts
Page 49
25.1.2 Any notice to Tenant shall be given to:
Kimball Tower Housing Associates, L.P.
do Community HousingWorks
3111 Camino Del Rio North, Suite 800
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
and to:
Kimball Tower Housing Associates, L.P.
do Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real
Estate Development
With a copy to:
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
And to:
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103USB Project No: 25982
Attn.: LIHTC Asset Management
Any party may, by virtue of written notice in compliance with this Section 25.1, alter or
change the address or the identity of the person to whom any notice, or copy thereof, is to be sent.
25.2 Certificates. Landlord or Tenant, as the case may be, shall execute, acknowledge
and deliver to the other, promptly upon request, a Certificate of Landlord or Tenant, as the case
may be, certifying (a) that this Lease is unmodified and in full force and effect (or, if there have
been modifications, that the Lease is in full force and effect, as modified, and stating the date of
each instrument so modifying the Lease), (b) the date, if any, through which the Rent, if any, has
been paid, (c) whether there are then existing any offsets or defenses against the enforcement of
any term hereof on the part of Tenant to be performed or complied with (and, if so, specifying the
same), and (d) whether any default exists hereunder and, if any such default exists, specifying the
nature and period of existence thereof and what action Landlord or Tenant, as the case may be, is
taking or proposes to take with respect thereto and whether notice thereof has been given to the
party in default. Any Certificate may be relied upon by any prospective purchaser, transferee, Tax
Page 50
and to:
Morgan Tower Housing Associates, L.P.
do Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real
Estate Development
With a copy to:
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
And to:
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103
USB Project No: 25982
Attn.: LIHTC Asset Management
Any party may, by virtue of written notice in compliance with this Section 25.1, alter or
change the address or the identity of the person to whom any notice, or copy thereof, is to be
sent.
25.2 Certificates. Landlord or Tenant, as the case may be, shall execute, acknowledge
and deliver to the other, promptly upon request, a Certificate of Landlord or Tenant, as the case
may be, certifying (a) that this Lease is unmodified and in full force and effect (or, if there have
been modifications, that the Lease is in full force and effect, as modified, and stating the date of
each instrument so modifying the Lease), (b) the date, if any, through which the Rent, if any, has
been paid, (c) whether there are then existing any offsets or defenses against the enforcement of
any term hereof on the part of Tenant to be performed or complied with (and, if so, specifying
the same), and (d) whether any default exists hereunder and, if any such default exists, specifying
the nature and period of existence thereof and what action Landlord or Tenant, as the case may
be, is taking or proposes to take with respect thereto and whether notice thereof has been given to
the party in default. Any Certificate may be relied upon by any prospective purchaser,
transferee, Tax Credit Partner, mortgagee or trustee under a deed of trust of the fee or leasehold
estate in the Property or any part thereof or of Landlord's or Tenant's interest under this Lease.
Tenant will also deliver to Landlord, promptly upon request, such information with respect to the
Property or any part thereof as from time to time may reasonably be requested.
Page 51
25.3 No Merger of Title. There shall be no merger of this Lease or the leasehold
estate created by this Lease with any other estate in the Property or any part thereof by reason of
the fact that the same person, firm, corporation or other entity may acquire or own or hold,
directly or indirectly: (a) this Lease or the leasehold estate created by this Lease or any interest
in this Lease or in any such leasehold estate, and (b) any other estate in the Property and the
Improvements or any part thereof or any interest in such estate, and no such merger shall occur
unless and until all persons, corporations, firms and other entities, including any leasehold
mortgagee or leasehold mortgagees, having any interest (including a security interest) in (i) this
Lease or the leasehold estate created by this Lease, and (ii) any other estate in the Property or the
Improvements or any part thereof shall join in a written instrument effecting such merger and
shall duly record the same.
25.4 Utility Services. Tenant shall pay or cause to be paid all charges for all public or
private utility services and all sprinkler systems and protective services at any time rendered to
or in connection with the Property or the Improvements, or any part thereof, and shall comply
with all contracts existing on the date hereof or subsequently executed by Tenant relating to any
such services, and will do all other things required for the maintenance and continuance of all
such services.
25.5 Ouiet Enjoyment. Tenant, upon paying the Rent, if any, and other charges
herein provided for and upon performing and complying with all covenants, agreements, terms
and conditions of this Lease to be performed or complied with by it, shall lawfully and quietly
hold, occupy and enjoy the Property during the term of this Lease without hindrance or
molestation by Landlord, or any person or persons claiming through Landlord.
25.6 No Claims Against Landlord. Nothing contained in this Lease shall constitute
any consent or request by Landlord, express or implied, for the performance of any labor or
services or the furnishing of any materials or other property in respect of the Property or any part
thereof, nor as giving Tenant any right, power or authority to contract for or permit the
performance of any labor or services or the furnishing of any materials or other property in such
fashion as would permit the making of any claim against Landlord or its interest in the Property
in respect thereof.
25.7 Inspection. Landlord and its authorized representatives may enter the Property or
any part thereof at all reasonable times for the purpose of inspecting, servicing or posting
notices, protecting the Property or the Improvements, or for any other lawful purposes. That
notwithstanding, Landlord may only enter residential units after giving Tenant three (3) days
prior written notice.
25.8 No Waiver by Landlord. To the extent permitted by applicable law, no failure
by Landlord to insist upon the strict performance of any term hereof or to exercise any right,
power or remedy consequent upon a default under this Lease, and no acceptance of rent during
the continuance of any such default, shall constitute a waiver of any such default or of any such
term. No waiver of any default shall affect or alter this Lease, which shall continue in full force
and effect, or the rights of Landlord with respect to any other then existing or subsequent default.
Page 52
25.9 Holding Over. In the event Tenant shall hold over or remain in possession of the
Property or the Improvements with the consent of Landlord after the expiration of the Term, such
holding over or continued possession shall create a tenancy for month to month only, upon the
same terms and conditions as are herein set forth so far as the same are applicable.
25.10 Exculpation of Certain Personal Liability. Notwithstanding anything to the
contrary provided in this Lease, including, without limitation, the remedies provisions set forth in
Section 21.2 above, it is specifically understood and agreed that except as to:
(a) the obligation to pay Annual Rent pursuant to Section 4.1;
(b) the obligation to pay any and all Impositions;
(c) acts of fraud and/or criminal misconduct;
(d) acts of gross negligence and/or willful misconduct;
(e) any and all legal costs and expenses reasonably incurred by Landlord in
the enforcement of this Lease; and/or
(f) liability for risks required to be covered by insurance under this Lease but
for which Tenant fails to maintain such coverage;
there shall be no personal liability or obligation on the part of any partner in Tenant or any
assignee or successor in interest of any such partner with respect to the provisions of this Lease;
provided, that, in no event shall the Tax Credit Partner have any personal liability with respect to
the provisions of this Lease.
25.11 No Partnership. Anything contained herein to the contrary notwithstanding,
Landlord does not in any way or for any purpose become a partner of Tenant in the conduct of its
business, or otherwise, or a joint venturer or member of a joint enterprise with Tenant hereunder.
25.12 Remedies Cumulative. The various rights, options, elections and remedies of
Landlord and Tenant, respectively, contained in this Lease shall be cumulative and no one of
them shall be construed as exclusive of any other, or of any right, priority or remedy allowed or
provided for by law and not expressly waived in this Lease.
25.13 Attornev's Fees. In the event of a dispute between the parties arising out of or in
connection with this Lease, whether or not such dispute results in arbitration or litigation, the
prevailing party (whether resulting from settlement before or after arbitration or litigation is
commenced) shall be entitled to have and recover from the losing party reasonable attorneys'
fees and costs of suit incurred by the prevailing party.
25.14 Time Is Of The Essence. Time is of the essence of this Lease and all of the
terms, provisions, covenants and conditions hereof.
Page 53
25.15 Survival of Representations, Warranties and Covenants. The respective
representations, warranties and covenants contained herein shall survive the Commencement
Date and continue throughout the Term.
25.16 Construction of Agreement. This Lease shall be construed in accordance with
the substantive laws of the State of California, without regard to the choice of law rules thereof.
The rule of construction that a document be construed strictly against its drafter shall have no
application to this Lease.
25.17 Severability. If one or more of the provisions of this Lease shall be held to be
illegal or otherwise void or invalid, the remainder of this Lease shall not be affected thereby and
shall remain in full force and effect to the maximum extent permitted under applicable laws and
regulations.
25.18 Entire Agreement: Modification. This Lease contains the entire agreement of
the parties with respect to the matters discussed herein. This Lease may be amended only by an
agreement in writing signed by the party against whom enforcement of any waiver, change,
modification, extensions or discharge is sought.
25.19 Binding Effect and Benefits. This Lease shall inure to the benefit of and be
binding on the parties hereto and their respective successors and assigns. Except as otherwise set
forth herein, nothing in this Lease, expressed or implied, is intended to confer on any person
other than the parties hereto or their respective successors and assigns any rights, remedies,
obligations, or liabilities under or by reason of this Lease.
25.20 Further Assurances. Each party hereto will promptly execute and deliver
without further consideration such additional agreement, assignments, endorsements and other
documents as the other party hereto may reasonably request to carry out the purposes of this
Lease.
25.21 Counterparts. This Lease may be executed simultaneously in counterparts, each
of which shall be deemed an original, but all of which together shall constitute one and the same
Lease.
25.22 Number and Gender. Whenever the singular number is used in this Lease and
required by the context, the same shall include the plural, and the masculine gender shall include
the feminine and neuter genders.
25.23 Incorporation by Reference. Every Exhibit attached to this Lease and referred
to herein is hereby incorporated by reference.
25.24 Tax Credit Partner Rights. Notwithstanding anything to the contrary contained
in this Lease, Landlord, prior to any action to enforce this Lease, shall give the Tax Credit
Partner notice and opportunity to cure for a period of not less than (a) fifteen (15) days if a
monetary default, and (b) thirty (30) days if a nonmonetary default; provided, however, if in
order to cure such a default Tax Credit Partner reasonably determines that it must remove the
Page 54
general partner of Tenant, Tax Credit Partner shall so notify Lender and so long as Tax Credit
Partner is diligently and continuously attempting to so remove such general partner, Tax Credit
Partner shall have until the date thirty (30) days after the effective date of the removal of the
general partner or general partners to cure such default but in no event more than one (1) year.
IN WITNESS WHEREOF, the undersigned have executed this Lease as of the date first
above written.
"Landlord"
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY,
a public body, corporate and politic
B
Leslie Deese, Executive Director
APPROVED AS TO FORM:
APP OVED AS TO FORM:
Christensen & Spath LLP
Landlord Special Counsel
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
Page 55
"Tenant"
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its:
By
sole member and manager
san M. Reynolds, ' esident : 1EO
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Erika Villablanca, Vice President
Page 56
EXHIBIT "A"
LEGAL DESCRIPTION OF THE PROPERTY
Real property in the City of National City, County of San Diego, State of California, described as
follows:
Lot 1 of Center City Project, in the City of National City, County of San Diego, State of
California according to Map thereof No. 8807, filed in the Office of the County Recorder of San
Diego on February 24, 1978, which buildings and improvements are and shall remain real
property.
Page 57
EXHIBIT `B"
INCOME COMPUTATION AND CERTIFICATION
NOTE TO APARTMENT OWNER: This form is designed to assist you in computing
Annual Income in accordance with the method set forth in the Department of Housing and Urban
Development ("HUD") Regulations (24 CFR 813). You should make certain that this form is at
all times up to date with the HUD Regulations.
Re: Morgan Tower, National City, California
I/We, the undersigned state that I/we have read and answered fully, frankly and
personally each of the following questions for all persons who are to occupy the unit being
applied for in the above apartment project. Listed below are the names of all persons who intend
to reside in the unit:
1.
Names of
Members of
Household
2.
Relationship to
Head of
Household
3.
Age
4.
Social Security
Number
5.
Place/Source of
Employment
6.
Monthly Gross
Income Amount
(before
deductions)
HEAD
SPOUSE
Income Computation
6. The total anticipated income, calculated in accordance with the provisions of this
paragraph 6, of all persons over the age of 18 years listed above for the 12-month period
beginning the date that I/we plan to move into a unit is $
Included in the total anticipated income listed above are:
EXHIBIT `B"
Page 1
(a) all wages and salaries, overtime pay, commissions, fees, tips and bonuses and
other compensation for personal services, before payroll deductions;
(b) the net income from the operation of a business or profession or from the rental of
real or personal property (without deducting expenditures for business expansion or amortization
of capital indebtedness or any allowance for depreciation of capital assets),
(c) interest and dividends (including income from assets excluded below);
(d) ,the full amount of periodic payments received from social security, annuities,
insurance policies, retirement funds, pensions, disability or death benefits and other similar types
of periodic receipts, including any lump sum payment for the delayed start of a periodic
payment;
(e) payments in lieu of earnings, such as unemployment and disability compensation,
worker's compensation and severance pay;
(f) the maximum amount of public assistance available to the above persons other
than the amount of any assistance specifically designated for shelter and utilities;
(g) periodic and determinable allowances, such as alimony and child support
payments and regular contributions and gifts received from persons not residing in the dwelling;
(h) all regular pay, special pay and allowances of a member of the Armed Forces
(whether or not living in the dwelling) who is the head of the household or spouse; and
(i) any earned income tax credit to the extent that it exceeds income tax liability.
Excluded from such anticipated income are:
(a) casual, sporadic or irregular gifts;
(b) amounts which are specifically for or in reimbursement of medical expenses;
(c) lump sum additions to family assets, such as inheritances, insurance payments
(including payments under health and accident insurance and workmen' s compensation), capital
gains and settlement for personal or property losses;
(d) amounts of educational scholarships paid directly to the student or the educational
institution, and amounts paid by the government to a veteran for use in meeting the costs of
tuition, fees, books and equipment. Any amounts of such scholarships or payments to veterans
not used for the above purposes are to be included in income;
EXHIBIT "B"
Page 2
(e) special pay to a household member who is away from home and exposed to
hostile fire;
(f) relocation payments under Title II of the Uniform Relocation Assistance and Real
Property Acquisition Policies Act of 1970;
(g)
foster child care payments;
(h) the value of coupon allotments for the purchase of foods pursuant to the Food
Stamp Act of 1977;
(i) payments to volunteers under the Domestic Volunteer Service Act of 1973;
(j) payments received under the Alaska Native Claims Settlement Act;
(k) income derived from certain submarginal land of the United States that is held in
trust for certain Indian tribes;
(1) payments or allowances made under the Department of Health and Human
Services' Low -Income Home Energy Assistance Program;
(m) payments received from the Job Training Partnership Act;
(n) income derived from the disposition of funds of the Grand River Band of Ottawa
Indians; and
(o) the first $2,000.00 of per capita shares received from judgment funds awarded by
the Indian Claims Commission or the Court of Claims.
7. Do the persons whose income or contributions are included in item 6 above:
(a) have savings, stocks, bonds, equity in real property or
other form of capital investment (excluding the values of necessary
items of personal property such as furniture and automobiles and Yes
interests in Indian trust land); or
(b) have they disposed of any assets (other than at a
foreclosure or Credit Bankruptcy sale) during the last two years at Yes
less than fair market value?
No
(c) If the answer to (a) or (b) above is yes, does the
combined total value of all such assets owned or disposed of by all Yes No
such persons total more than $5,000?
EXHIBIT "B"
Page 3
(d) If the answer to (c) above is yes, state:
(1) the amount of income expected to be derived
from such assets in the 12-month period beginning on the date of $
initial occupancy in the unit that you propose to rent:
(2) the amount of such income, if any, that was $
included in item 6 above:
8. (a) Are all of the individuals who propose to Yes No
reside in the unit full-time students*?
* A full-time student is an individual enrolled as a full-time student during each of 5 calendar
months during the calendar year in which occupancy of the unit begins at an educational
organization which normally maintains a regular faculty and curriculum and normally has a
regularly enrolled body of students in attendance and is not an individual pursuing a full-
time course of institutional or farm training under the supervision of an accredited agent of
such an educational organization or of a state or political subdivision thereof.
(b) If the answer to 8(a) is yes, is at least 1 of the
proposed occupants of the unit a husband and wife entitled to file a
joint federal income tax return?
Yes No
9. Neither myself nor any other occupant of the unit I/we propose to rent is the
owner of the rental housing project in which the unit is located (hereinafter the "Owner"), has
any family relationship to the Owner, or owns directly or indirectly any interest in the Owner.
For purposes of this paragraph, indirect ownership by an individual shall mean ownership by a
family member, ownership by a corporation, partnership, estate or trust in proportion to the
ownership or beneficial interest in such corporation, partnership, estate or trustee held by the
individual or a family member; and ownership, direct or indirect, by a partner of the individual.
10. This certificate is made with the knowledge that it will be relied upon by the
Owner to determine maximum income for eligibility to occupy the unit, and I/we declare that all
information set forth herein is true, correct and complete and based upon information I/we deem
reliable and that the statement of total anticipated income contained in paragraph 6 is reasonable
and based upon such investigation as the undersigned deemed necessary.
11. Uwe will assist the Owner in obtaining any information or documents required to
verify the statements made herein, including either an income verification from my/our present
employer(s) or copies of federal tax returns for the immediately preceding calendar year.
12. I/we acknowledge that I/we have been advised that the making of any
misrepresentation or misstatement in this declaration will constitute a material breach of my/our
agreement with the Owner to lease the unit and will entitle the Owner to prevent or terminate
my/our occupancy of the unit by institution of an action for ejection or other appropriate
proceedings.
EXHIBIT "B"
Page 4
13. Housing Commission Statistical Information (Optional - will be used for reporting
purposes only).
Hispanic
Race (Head of Household)
White Black
Native American Other
Asian
Physical Disability: Yes No
Uwe declare under penalty of perjury that the foregoing is true and correct.
Executed this day of in the County of
California.
Applicant
Applicant
[Signatures of all persons over the age of 18 years listed in number 2 above required.]
EXHIBIT "B"
Page 5
FOR COMPLETION BY APARTMENT OWNER ONLY:
1. Calculation of eligible income:
a. Enter amount entered for entire household in 6 above: $
b. (1) If answer to 7(c) above is yes, enter the total amount entered in
7(d)(1), subtract from that figure the amount entered in 7(d)(2) and enter the
remaining balance ($ )
(2) Multiply the amount entered in 7(c) times the current passbook
savings rate to determine what the total annual earnings on the amount in
7(c) would be if invested in passbook savings ($ ), subtract from
that figure the amount entered in 7(d)(2) and enter the remaining balance
($ )
(3) Enter at right the greater of the amount calculated under (1) and (2)
above:
$
c. TOTAL ELIGIBLE INCOME (line l.a plus line 1.b(3)): $
2. The amount entered in l.c:
Qualifies the applicant(s) as a Very Low -Income Tenant(s).
Does not qualify the applicant(s) as a Very Low -Income Tenant(s).
3. Number of apartment unit assigned: Bedroom
Size: Rent: $
Tenant -Paid Utilities:
Water Gas Electric
Trash Other (list Type)
4. Was this apartment unit last occupied for a period of 31 consecutive days
by persons whose aggregate anticipated annual income as certified in the
above manner upon their initial occupancy of the apartment unit qualified Yes No
them as Very Low -Income Tenants?
EXHIBIT "B"
Page 6
5. Method used to verify applicant(s) income:
Employer income verification.
Social Security Administration verification
Department of Social Services verification
Copies of tax returns
Other: ( )
Manager
EXHIBIT "B"
Page 7
Wages:
Title:
Article I. INCOME VERIFICATION
(For Employed Persons)
The undersigned employee has applied for a rental unit located in a project financed
under the Multifamily Housing Program for persons of low income.
Every income statement of a prospective tenant must be stringently verified. Please indicate
below the employee' s current annual income from wages, overtime, bonuses, commissions or
any other form of compensation received on a regular basis.
Overtime:
Bonuses:
Commissions:
Total Current Income:
I hereby certify that the statements above are true and complete to the best of my
knowledge.
Signature
I hereby grant you permission to disclose my income to in
order that they may determine my income eligibility for rental of an apartment located in their
project which has been financed under Multifamily Housing
Program.
Signature
Please send form to:
EXHIBIT "B"
Page 8
INCOME VERIFICATION
(For Social Security Recipients)
TO: SOCIAL SECURITY ADMINISTRATION
Ladies and Gentlemen:
I have applied for a rental unit located in a project financed under the
Multifamily Housing Program for persons of low income. Every income statement of a
prospective tenant must be stringently verified. In connection with my application for a rental
unit, I hereby give my consent to release to the specific
information requested below.
Signature
Social Security No.: Name (Print):
Address (Print):
Monthly Benefits Began/Will Begin:
Social Security Benefit Amount: $
Other Benefit(s): Amount: $
Medicare Deduction: $
Are benefits expected to change? Yes No
If yes, please state date and amount Date:
of change: Amount:
If recipient is not receiving full benefit amount, please indicate reason and date recipient will '
start receiving full benefit amount:
Reason: Date of Resumption: Amount: $
Signature
Telephone: Name (Print):
Title:
Please send form to:
EXHIBIT "B"
Page 9
INCOME VERIFICATION
(For Department of Social Services Aid Recipients)
TO: CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
Ladies and Gentlemen:
I am receiving assistance through your office. I have applied for a rental unit located in a
project fmanced under the Multifamily Housing Program for persons
of very low income. Every income statement of a prospective tenant must be stringently
verified. In connection with my application for a rental unit, I hereby authorize the Department
of Social Services to release to the specific information
requested below.
Signature
Caseload Number:
Case Number:
1. Number of persons included in budget:
Total monthly budget:
Name (Print):
Case Worker:
a. Amount of grant: $ Date aid last began:
b. Other income and source:
c. Is other income included in total budget? Yes No
3. Please specify type of aid
(AFDC, FR, Food Stamps, ANB, Medical, etc.)
4. If recipient is not receiving full grant, please indicate reason:
Overpayment due to client's failure to report other income
Computation error
Other
EXHIBIT "B"
Page 10
Date when full grant will resume:
Case Worker's Signature
Telephone:
District Office
Your very early response will be appreciated.
Please return form to:
EXHIBIT "B"
Page 11
INCOME VERIFICATION
(For Self -Employed Persons)
I hereby attach copies of my individual federal and state income tax returns for the
immediately preceding calendar year and certify that the information shown in such income tax
returns is true and complete to the best of my knowledge.
Signature
EXHIBIT "B"
Page 12
EXHIBIT "C"
CERTIFICATE OF CONTINUING PROGRAM COMPLIANCE
[Morgan Tower]
With reference to that certain Lease Agreement by and between MORGAN TOWER
HOUSING ASSOCIATES ("Tenant") and the COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY, dated as of , 2019
(the "Lease Agreement"), Tenant hereby certifies, as of , 2_, the following
percentages of units at the Morgan Tower, National City, California are occupied or being held vacant for
low-income tenants:
1. Occupied by 50% of Median Income Tenants:
%; Unit Nos.
The undersigned hereby certifies that the information contained in this Certificate is true and
complete and that Tenant is not in default under the Ground Lease.
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Susan M. Reynolds, President & CEO
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Erika Villablanca, Vice President
EXHIBIT "B"
Page 13
•
EXHIBIT "D"
PLAN FOR RESIDENT SERVICES
Mercy Housing California and/or an approved resident service provider will provide outcome -
based, result -oriented services and programs for residents starting no later than six (6) months
after the completion of rehabilitation of the Morgan Tower until expiration of the Term. The
services will be administered by on -site resident services' provider staff. Programs will be
tailored to the needs of the community and for the household. The services will include, but not
be limited to:
Health and Wellness —The program focuses on and evaluation of the inextricable linkage
between healthcare and housing. Services include basic health & needs assessments, ADL
support & screening, health benefit acquisition, health education & risk reduction, physical
activities, access to food, wellbeing checks, transition planning, and linkages to preventative and
behavioral health care. In addition to annual assessments, periodically monitor residents for
change in risk factors and service needs, formalized screenings, and on -site health risk reduction
activities such as disease management groups, fall prevention, and social support opportunities.
Economic Development/Housing Stability — This program creates households with safe and
stable housing and where renters are in good standing. Services include eviction prevention
coaching, lease education, housing options, housing inspection, linkages with fmancial
resources, and referrals.
Education/Community Participation — This program ties closely to health and wellness and
economic development/housing stability. Services include nutrition and exercise resources,
financial stability seminars, financial benefit acquisition, employment and job readiness support,
and technology literacy. Community participation activities for residents such as, community
projects & events, volunteer opportunities, voter registration, leaderships programming,
community safety initiatives, and family reconciliation.
EXHIBIT "E"
Page 1
WE HAVE READ AND UNDERSTAND THE FOREGOING AND AGREE TO
SUBMIT DISPUTES ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION TO NEUTRAL ARBITRATION.
Tenant's Initials Landlord's Initials
ARTICLE 24. FORCE MAJEURE
24.1 Subject to Paragraph 24.2 below, any prevention, delay, nonperformance or
stoppage by Tenant due to any of the following causes shall be excused: any regulation, order,
act, restriction or requirement or limitation imposed by any federal, state, municipal or foreign
government or any department or agency thereof, or civil or military authority; acts of God; acts
or omissions of Landlord or its agents or employees; fire; explosion; floods and/or earthquakes;
strikes, walkouts or inability to obtain materials; war, riots, sabotage or civil insurrection; or any
other causes beyond the reasonable control of Tenant.
24.2 No prevention, delay, or stoppage of performance shall be excused unless:
24.2.1 Tenant notifies Landlord within thirty (30) days of such prevention, delay
or stoppage that it is claiming excuse of its obligations under this Article 24; and
24.2.2 Tenant diligently proceeds within thirty (30) days of the conclusion of such
prevention, delay or stoppage to cure the condition causing the prevention, delay or stoppage; and
24.2.3 Tenant effects such cure within a reasonable time.
ARTICLE 25. GENERAL PROVISIONS
25.1 Notices. All notices or demands shall be in writing and shall be served personally,
by overnight courier, or by express or certified mail. Service shall be deemed conclusively made
at the time of service if personally served; the next business day if sent by overnight courier and
receipt is confirmed by the signature of an agent or employee of the party served; the next business
day after deposit in the United States mail, properly addressed and postage prepaid, return receipt
requested, if served by express mail; and three (3) days after deposit thereof in the United States
mail, properly addressed and postage prepaid, return receipt requested, if served by certified mail.
25.1.1 Any notice to Landlord shall be given to:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Blvd.
National City, California 91950
Attn: Executive Director
Page 49
"Tenant"
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Susan M. Reynolds, President & CEO
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Erika Villablanca, Vice President
Page 55
SECURITY AGREEMENT
(Morgan Tower)
THIS SECURITY AGREEMENT ("Agreement") is dated as of the 25th day of March, 2019, by
and between Morgan Tower Housing Associates, L.P., a California limited partnership ("Borrower")
and the Community Development Commission -Housing Authority of the City of National City
("Lender").
RECITALS
A. Lender has agreed to make a loan in the original principal amount of $15,106,284.00
("Loan") to Borrower as described in: (i) that certain Disposition and Development Agreement
(Kimball and Morgan Towers) ("DDA") dated as of June 19, 2018 by and between the Borrower,
Lender and Kimball Tower Housing Associates, L.P.; and (ii) that certain Promissory Note (Morgan
Tower) of even date herewith made by Borrower in favor of the Lender ("Note"). All capitalized
terms used but not defined herein have the definitions set forth in the DDA. The Loan is secured by,
among other things, a Deed of Trust executed by Borrower in favor of Lender. The DDA,
Promissory Note (Morgan Tower), Deed of Trust and this Agreement maybe referred to collectively
herein as the "Loan Documents."
B. Borrower and the Lender desire that the Loan and the Note should be further secured
by certain personal property owned by Borrower and the Property.
AGREEMENT
NOW, THEREFORE, for valid consideration, Borrower and the Lender agree, pledge and covenant
as follows:
1. Grant of Security Interest. Borrower hereby grants to the Lender a security interest, in the
following described personal property ("Collateral"):
SEE EXHIBIT "1" ATTACHED HERETO FOR DESCRIPTION OF COLLATERAL
2. Attachment of Security Interest. The security interest hereby created shall attach immediately
upon execution of this Agreement by Borrower and shall secure the payment of the Loan according
to the terms of the Promissory Note.
3. Proceeds Included. Borrower also hereby grants to the Lender a security interest in and to
any and all additions and modifications to, replacements and substitutions for, and products,
proceeds, and interest from the Collateral on any sale, transfer, exchange or other disposition thereof.
However, nothing in this Section 3 shall be deemed to constitute a grant of authority to Borrower to
sell, transfer, exchange or otherwise dispose of the Collateral without the prior written consent of the
Lender.
1
4. Warranties of Borrower. Borrower represents and warrants to Lender that:
(a) Borrower is or will be the full legal owner of the Collateral and except for any senior
lenders (including, without limitation, Senior Lender [as defined in the Note]), no other person or
entity has or will have any right, title, interest or claim in or to the Collateral or any part thereof,
except for the security interest created herein, or created pursuant to those certain deeds of trust and
security agreements securing loans to Borrower that are senior to the Loan and that were duly
approved by the Lender, and/or security interests in the Collateral granted by Borrower with the
knowledge and approval of Lender, in its reasonable discretion.
(b) Some or all of the Collateral is or will be located at the Property, and once so located,
it will not, during the continuance of this Agreement, be removed from the Property without the prior
written consent of Lender, except obsolete items. If the Collateral is moved or upon any default,
which continues beyond any applicable notice and cure periods, of this Agreement by Borrower, at
Lender's written request, at its own cost and expense, shall assemble the Collateral wherever in San
Diego County the Lender requests the Collateral to be assembled.
5. Duty to Maintain. Borrower shall maintain the Collateral, and each part or item thereof, in
good order and repair, ordinary wear and tear excepted, at Borrower's own cost and expense, and
shall not use the Collateral or allow the Collateral to be used in a manner which is likely to result in
deterioration of the Collateral to a degree beyond that associated with normal usage and ordinary
"wear and tear."
6. Insurance. Borrower shall keep the Collateral, and all parts and items thereof, insured, at
Borrower's own cost and expense, in an amount equal to the full replacement cost value of the
Collateral. Such insurance policy shall cover all insurable risks to which the Collateral might
foreseeably be exposed, and shall be issued by an insurance carrier acceptable to Lender, and shall
provide that the loss payable thereunder shall be paid to Borrower, Lender and to any senior secured
party, as their respective interests may appear. Notwithstanding the foregoing, this Section 6 shall
not be deemed to require a separate insurance policy covering the Collateral, if equivalent coverage
first satisfactory to Lender is provided as part of the insurance maintained by Borrower with respect
to the Morgan Property (as defined in the DDA).
7. Taxes. Borrower shall be solely liable for any taxes or assessments which are levied or
assessed against the Collateral and shall ensure the prompt payment of same.
8. Disposition of Collateral. Except for personal property in the ordinary course of business or
as otherwise allowed by the Loan Documents, the Borrower shall not (without the prior written
consent of Lender), sell, transfer, encumber, hypothecate, exchange or otherwise dispose of the
Collateral until the Loan secured hereby is fully and finally paid, except Borrower may replace items
of collateral in the ordinary course of business with items of equal or greater value.
9. Right to Inspect. Lender, through its agents or employees, shall have the right to enter the
Morgan Tower (as defined in the DDA) at normal business hours upon reasonable advance notice
2
and intervals to inspect and take inventory of the Collateral, provided the same does not
unnecessarily infringe upon the operation of the Morgan Tower.
10. Right to Make Payments. Lender shall be entitled, but not obligated, to pay, on behalf of
Borrower, after giving written notice to Borrower and ten (10) days from receipt of the notice in
which to make payment, any costs or expenses reasonably necessary to keep the Collateral fully
insured, properly repaired or maintained, and lien free, which costs or expenses Borrower should
have paid pursuant to this Agreement but failed to do so. The Lender shall have the right to enter the
Morgan Tower at normal business hours upon reasonable advance notice and intervals, to perform
such acts as it may deem necessary for the maintenance or protection of the Collateral. Any monies
expended or expenses incurred under this Section 10 shall be secured by the security interest created
by this Agreement, and shall be due and payable to Lender by Borrower, together with interest
thereon at the lesser of ten percent (10%) per annum or the maximum rate permitted by law, on
demand.
11. Assignment by Lender. With prior notice to the Borrower, the Lender may assign its rights
hereunder and its security interest created herein. In the event of such an assignment, Lender's
assignee shall be entitled, upon written notice to Borrower of such assignment, to all performance
required of Borrower under this Agreement, and to all payments and monies secured by this
Agreement.
12. Default. If Borrower fails to perform any obligation provided for in this Agreement or to pay
any obligation secured by this Agreement as such obligation comes due, after any notice or cure
periods provided herein or in any unexpired Loan Documents, then Borrower shall be in default of
this Agreement, and Lender shall be entitled to all of the rights and remedies afforded secured parties
under applicable provisions of Division 9 of the California Commercial Code on the date of this
Agreement, excluding the right to any deficiency judgment against Borrower. Further, Lender may
also:
(a) Enter the Morgan Tower to take possession of the Collateral, provided that the
Collateral shall not be removed from the Morgan Tower unless such removal is reasonably necessary
to protect the Collateral from destruction or unauthorized removal by Borrower or some third party;
or
(b) Enter the Morgan Tower and dispose of the Collateral, in the manner provided by the
California Commercial Code; and
(c) Apply the proceeds of any such disposition of the Collateral, in addition to the items
specified in Division 9 of the California Commercial Code, to the payment of reasonable attorneys'
fees and legal expenses incurred by Lender as a result of Borrower's default.
Before exercising any of the foregoing rights, Lender shall first give written notice of such
default to Borrower and its limited partner and Borrower shall have thirty (30) days from receipt of
the notice to cure any such default before Lender exercises its rights. Notwithstanding anything to
the contrary contained herein, the Lender hereby agrees that any cure of any default made or tender
3
by the Borrower's limited partner shall be deemed to be a cure by the Borrower and shall be accepted
or rejected on the same basis as if made or tendered by the Borrower.
13. Financing Statement. Borrower authorizes the Lender to file any Financing Statement(s)
necessary to perfect the security interest created by this Agreement. Such Financing Statement(s)
shall be on a form or forms approved by the California Secretary of State, and Lender shall pay the
fees associated with filing such documents.
14. No Waiver. Neither the acceptance of any partial or delinquent payment by Lender nor
Lender's failure to exercise any of its rights or remedies upon the occurrence of a default by
Borrower shall constitute a waiver of such default, a modification of this Agreement or of
Borrower's obligations under this Agreement, or a waiver of any subsequent default by Borrower.
15. Term. This Agreement shall continue in effect until each and every obligation of Borrower
under the Loan Documents has been satisfied (except any obligations that survive repayment of the
Loan, foreclosure of the Property or termination of the Loan Documents), or until the Deed of Trust
has terminated by virtue of a foreclosure of a senior lienholder.
16. Time of Essence. Time is hereby expressly declared to be of the essence of this Agreement.
17. Notices. All notices under this Agreement shall be in writing and sent (a) by certified or
registered U.S. mail, return receipt requested, (b) overnight by a nationally recognized overnight
courier such as UPS Overnight or FedEx, or (c) by personal delivery. All notices shall be effective
upon receipt (or refusal to accept delivery). All notices shall be delivered to the following addresses
(which addresses may be changed by written notice):
Lender:
Borrower:
And to:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Blvd.
National City, CA 91950
Attn: Executive Director
Morgan Tower Housing Associates, L.P.
do Community HousingWorks
2815 Camino Del Rio South, Suite 350
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
Morgan Tower Housing Associates, L.P.
do Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
4
Copy to:
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
And to:
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103
USB Project No: 25982
Attn.: LIHTC Asset Management
18. Certain Requirements Superior. All provisions of this Agreement shall be subject and
subordinate to:
(a) The rights of Senior Lender under the documents evidencing the Construction Loan
(as defined in the Note).
(b) Any and all federal, state and local statutes and regulations applicable to the Morgan
Tower, the Collateral or the Loan; and
(c) The provisions of the Note secured by this Agreement, to the extent of any inconsis-
tency between it and this Agreement.
19. Attorneys' Fees. If Borrower or the Lender initiates legal proceedings for the enforcement or
interpretation of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees
and costs of suit, in addition to any other relief to which the prevailing party may be entitled.
20. Severability. If any provision of this Agreement is held to be invalid or unenforceable by a
court of competent jurisdiction, then such provision shall be severed from the rest of this Agreement
and the remaining provisions shall remain in full force and effect.
21. Construction of Agreement. The provisions contained in this Agreement shall not be
construed in favor of or against either Borrower or the Lender, but shall be construed as if both
parties prepared this Agreement. This Agreement shall be construed in accordance with the laws of
the State of California.
22. Counterparts. This Agreement maybe executed in any number of counterparts and, as so
executed, the counterparts shall constitute one and the same Agreement. Borrower and the Lender
agree that each such counterpart is an original and shall be binding upon all of the parties, even
though all of the parties are not signatories to the same counterpart.
5
23. Exhibits and Recitals Incorporated. All exhibits referred to in this Agreement are hereby
incorporated in this Agreement by this reference, regardless of whether or not the exhibits are
actually attached to this Agreement. The Recitals to this Agreement are hereby incorporated in this
Agreement by this reference.
24. Signature Authority. All individuals signing this Agreement for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to one another
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
BORROWER:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By:
Its: sole member and manager
Community HousingWorks
By:
n M. Reynolds, Presi
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
cw U.04.86.4Aco..
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
6
LENDER:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY,
a public body, corporate and politic
Leslie Deese, Executive Director
APPROVED AS TO FORM:
By:
1'"
Angil P,.' orris -Jones, ity Attorney
APPROVED AS TO FORM:
Christensen & Spath LLP
Lender Special Counsel
By:
EXHIBIT "1"
TO SECURITY AGREEMENT
BORROWER: Morgan Tower Housing Associates, L.P.
LENDER: Community Development Commission -Housing Authority of the City of
National City
The following described property and any and all proceeds thereof, whether Borrower now or
hereafter has any right, title or interest in, on, about or concerning the real property (the "Property")
described in the Security Agreement.
(a) Tangible Property. All existing and future goods and tangible personal property
located on the Property or whenever located and used or useable in connection with the use,
operation or occupancy of the Property or in construction of any improvements now or hereafter
located on the Property ("Improvements"), including, but not limited to, all appliances, furniture and
furnishings, fittings, materials, supplies, equipment and fixtures, and all building material, supplies,
and equipment now or hereafter delivered to the Property and installed or used or intended to be
installed or used therein whether stored on the Property or elsewhere; and all renewals or
replacements thereof or articles in substitution thereof, but excluding equipment owner by third
parties and located on the property, such as cable television equipment, laundry equipment and solar
power equipment.
(b) General Intangibles. All general intangibles relating to design, development,
operation, management and use of the Property and construction of the improvements, including, but
not limited to, (i) all names under which or by which the Property of the improvements may at any
time be operated or known, all rights to carry on business under any such names or any variant
thereof, and all goodwill in any way relating to the Property, (ii) all permits, licenses, authorizations,
variances, land use entitlement, approvals and consents issued or obtained in connection with the
construction of the Improvements, (iii) all permits, licenses, approvals, consents, authorizations,
franchises and agreements issued or obtained in connection with the use, occupancy or operation of
the Property, (iv) all rights as a declarant (or its equivalent) under any covenants, conditions and
restrictions or other matters now or hereafter of record affecting the Property, (v) all materials
prepared for filing or filed with any governmental agency, (vi) all rights under any contract in
connection with the development, design, use, operation, management and construction of the
Property, and (vii) all books and records prepared and kept in connection with the acquisition,
construction, operation and occupancy of the Property and the Improvements.
(c) Contracts. All construction, service, engineering, consulting, leasing, architectural,
design and other similar contracts of any nature (including, without limitation, those of any general
contractors, subcontractors and materialmen), as such may be modified, amended or supplemented
from time to time, concerning the design, construction, management, operation, occupancy, use,
and/or disposition of any portion of or all of the Property.
8
(d) Plans and Reports. All architectural, design and engineering drawings, plans,
specifications, working drawings, shop drawings, general conditions, addenda, soil tests and reports
feasibility studies, appraisals, engineering reports, building permits, grading permits, and other
permits to rehabilitate the Morgan Tower, as defined in the DDA, environmental reports and similar
materials relating to any portion of or all of the Property and all modifications, supplements and
amendments thereto.
(e) Sureties. All payment and performance bonds or guarantees and any and all
modifications and extensions thereof relating to the Property.
(f) Payments. All reserves, deferred payments, deposits, refunds, cost savings, letters of
credit and payments of any kind relating to the construction, design, development, operation,
occupancy, use and disposition of all or any portion of the Property, including, without limitation,
any property tax rebates now owing or hereafter payable to Borrower, or reimbursement or other
payments now or hereafter payable to Borrower on account of prepayments or overpayments of fees
or payment of costs of infrastructure improvements that benefit real property other than the Property.
(g) Financing Commitments. All proceeds of the loan made by the Lender to the
Borrower and any commitment by any lender to extend permanent or additional construction
financing to the Borrower relating to the Property and all tax credits for the Morgan Property.
(h) Claims. All proceeds and claims arising on account of any damage to or taking of the
Property or any part thereof, and all causes of action and recoveries for any loss of diminution in the
value of the Property.
(i) Insurance. All policies of, and proceeds resulting from, insurance relating to the
Property or any of the above collateral, and any and all riders, amendments, extensions, renewals,
supplements, or extensions thereof, and all proceeds thereof, whether or not the proceeds are from
policies of insurance required by the Lender.
(j) Deposits. All deposits made with or other security given to utility companies by
Borrower with respect to the Property and the improvements, and all advance payments of insurance
premiums made by Borrower with respect thereto and claims or demands relating to insurance and
all deposit accounts whenever located.
(k) Stock. All shares of stock or other evidence of ownership of any part of the Property
that is owned by Borrower in common with others, including all water stock relating to the Property,
if any, and all documents or rights of membership in any owners' or members' association or similar
group having responsibility for managing or operating any part of the Property, and all the general
partnership interests in Borrower.
(1) Proceeds. All proceeds, whether cash, promissory notes, contract rights or otherwise,
of the sale or other disposition of all or any part of the estate of Borrower in the Property now or
hereafter existing thereon.
9
(m) Sale Contracts. All sales contracts, escrow agreements and broker's agreements
concerning the sale of any or all of the Property, and all amendments thereto and all amounts
deposited into escrow for payment to Borrower.
(n) Leases and Rents. All the leases, income, rents, issues, deposits, receipts, profits and
proceeds, and accounts receivable generated from the leasing, use and operation, of the Property and
the Collateral to which Borrower may be entitled, whether now due, past due, or to become due.
(o) Other. Without limiting the above items, all Goods, Accounts, Documents,
Instruments, Money, Financial Assets, Investment Properties, Chattel Paper and General Intangibles,
as those terms are defined in the Uniform Commercial Code from time to time in effect in the State
of California.
10
23. Exhibits and Recitals Incorporated. All exhibits referred to in this Agreement are hereby
incorporated in this Agreement by this reference, regardless of whether or not the exhibits are
actually attached to this Agreement. The Recitals to this Agreement are hereby incorporated in this
Agreement by this reference.
24. Signature Authority. All individuals signing this Agreement for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to one another
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
BORROWER:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its:
sole member and manager
By:
n M. Reynolds,l�rekident & CEO
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By: rn
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
6
23. Exhibits and Recitals Incorporated. All exhibits referred to in this Agreement are hereby
incorporated in this Agreement by this reference, regardless of whether or not the exhibits are
actually attached to this Agreement. The Recitals to this Agreement are hereby incorporated in this
Agreement by this reference.
24. Signature Authority. All individuals signing this Agreement for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to one another
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
BORROWER:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its:
Bv:
sole member and manager
. Reynolds, Pt & CEO
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By: &;talkj 00- ACIAAC,'
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
6
UNSECURED ENVIRONMENTAL INDEMNITY AGREEMENT
(Morgan Tower)
THIS UNSECURED ENVIRONMENTAL INDEMNITY AGREEMENT ("Indemnity")
is dated as of the 25t' day of March, 2019, by and between Morgan Tower Housing Associates, L.P.,
a California limited partnership ("Indemnitor"), to and for the benefit of the Community
Development Commission -Housing Authority of the City of National City ("Lender"), its successors
and assigns and, to the extent not otherwise referenced, the Indemnified Parties (as hereinafter
defined).
RECITALS
A. Lender has agreed to make a loan in the original principal amount of $15,106,284.00
("Loan") to Indemnitor as described in: (i) that certain Disposition and Development Agreement
(Kimball and Morgan Towers) dated as of June 19, 2018 by and between the Indemnitor, Lender and
Kimball Tower Housing Associates, L.P.; and (ii) that certain Promissory Note (Morgan Tower) of
even date herewith made by Indemnitor in favor of the Lender. All capitalized terms used but not
defined herein have the definitions set forth in the aforementioned Disposition and Development
Agreement (Kimball and Morgan Towers). The Loan is secured by, among other things, a Deed of
Trust and a Security Agreement executed by Indemnitor in favor of Lender. The Deed of Trust
encumbers that certain real property described on Exhibit A attached hereto (such property along
with any other property encumbered by the Deed of Trust, now or at any time in the future, shall be
referred to herein as the "Property").
B. The execution and delivery of this Indemnity by the Indemnitor to the Lender is a
condition to Lender making the Loan. Lender is making the Loan in reliance upon this Indemnity.
C. This Indemnity is unsecured and is separate from the security and other collateral
being delivered by Indemnitor in connection with the making of the Loan.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing and of Lender making the Loan,
and other valuable consideration, the receipt of which is hereby acknowledged, Indemnitor agrees as
follows:
1. Indemnity.
(a) Subject to Sections 2, 3 and 4 below, Indemnitor hereby agrees to defend, protect,
indemnify and hold harmless Lender, Lender's affiliates, directors, officers, shareholders, agents and
employees, and Lender's participants, successors and assigns specified in Section 4 hereof
(hereinafter, collectively, the "Indemnified Parties"), from and against, and shall reimburse the
Indemnified Parties for, any and all actual out-of-pocket cost (including, without limitation,
attorneys' fees, expenses and court costs), expense or loss arising from any claim, liability, damage,
injunctive relief, injury to person, property or natural resources, fine, penalty, action, and cause of
1
action (collectively, "Costs and Liabilities"), incurred by or asserted against any Indemnified Party
and arising directly or indirectly, in whole or in part, out of the release, discharge, deposit or
presence, or alleged or suspected release, discharge, deposit or presence, of any Hazardous Materials
at, on, within, under, about or from the Property, or in or adjacent to any part of the Property, or in
the soil, groundwater or soil vapor on or under the Property, or elsewhere in connection with the
transportation of Hazardous Materials to or from the Property in violation of any Hazardous
Materials Laws, whether or not known to Indemnitor or Indemnified Parties, whether foreseeable or
unforeseeable, regardless of the source of such release, discharge, deposit or presence or, except as
expressly provided to the contrary in Sections 2 and 4 hereof, regardless of when such release,
discharge, deposit or presence occurred or is discovered. Without limiting the generality of the
foregoing indemnity, such Costs and Liabilities shall include, without limitation, all actual out-of-
pocket costs incurred by Indemnified Parties in connection with (i) determining whether the Property
is in compliance with this Indemnity and with all applicable Hazardous Materials Laws or the
amount of money required to remediate any environmental contamination, and causing the Property
to be or become in compliance, with all applicable Hazardous Materials Laws, (ii) any removal or
remediation of any kind and disposal of any Hazardous Materials present at, on, under or within the
Property or released from the Property to the extent required by applicable Hazardous Materials
Laws in effect at the time of such removal, remediation or disposal, and (iii) repair of any damage to
the Property or any other property caused by any removal, remediation or disposal.
(b) Upon demand by any Indemnified Party, Indemnitor shall defend any investigation,
action or proceeding in connection with any claim or liability, or alleged claim or liability, that
would, if determined adversely to such Indemnified Party, be covered by the foregoing
indemnification provisions, such defense to be at Indemnitor's sole cost and expense and by counsel
reasonably approved by such Indemnified Party, which counsel may, without limiting the rights of an
Indemnified Party pursuant to the next succeeding sentence of this Section 1(b), also represent
Indemnitor in such investigation, action or proceeding. If any Indemnified Party determines
reasonably and in good faith that its defense by Indemnitor is being conducted in a manner which is
prejudicial to its interests, such Indemnified Party may elect to conduct its own defense through
counsel of its own choosing and at the expense of Indemnitor.
(c) As used herein, the term "Hazardous Materials" means and includes any flammable,
explosive, or radioactive materials or hazardous, toxic or dangerous wastes, substances or related
materials or any other chemicals, materials or substances, exposure to which is prohibited, limited or
regulated by any federal, state, county, regional or local authority or which, even if not so regulated,
may or could pose a hazard to the health and safety of the occupants of the Property or of property
adjacent to the Property, including, but not limited to, asbestos, PCBs, petroleum products and
byproducts, substances defined or listed as "hazardous substances" or "toxic substances" or similarly
identified in, pursuant to, or for purposes of, the California Solid Waste Management, Resource
Recovery and Recycling Act (California Government Code §66700 et semc .), the Comprehensive
Environmental Response, Compensation, and Liability Act, as amended (42 U.S.C. §9601, et seg.),
the Hazardous Materials Transportation Act (49 U.S.C. § 1801, et sue.), the Resource Conservation
and Recovery act (42 U.S.C. §6901, et sec .), Section 25117 or Section 25316 of the California
Health & Safety Code; and any so-called "Superfund" or "Superlien" law, or any other federal, state
or local statute, law, ordinance, code, rule, regulation, order or decree regulating, relating to or
2
imposing liability or standards of conduct concerning any hazardous, toxic or dangerous waste,
substance or material; or any substances or mixture regulated under the Toxic Substance Control Act
of 1976, as now or hereafter amended (15 U. S.C. §2601 et semc .); and any "toxic pollutant" under the
Clean Water Act, as now or hereafter amended (33 U.S.C. §1251 et seq.); and any hazardous air
pollutant under the Clean Air Act, as now or hereafter amended (42 U.S.C. §7901 et se ).
Notwithstanding the above, the term "Hazardous Materials" shall not include small amounts of
chemicals, cleaning agents and the like commonly employed in routine residential apartment uses in
a manner typical of occupants or owners in other similar residential properties, provided that such
substances are used in compliance with applicable laws. The term "Hazardous Materials Laws"
means any federal, state or local law, code, statute, ordinance, rule, regulation, rule of common law
or guideline relating to Hazardous Materials now or hereafter enacted or promulgated (collectively,
and including, without limitation, any such laws which require notice of the use, presence, storage,
generation, disposal or release of any Hazardous Materials to be provided to any party).
2. Time Limits on Claims. Notwithstanding the foregoing provisions:
(a) No claim shall be made hereunder by any Indemnified Party unless and until any one
of the following events shall have occurred: (i) repayment in full of the Loan (as evidenced by the
release and reconveyance of the Deed of Trust); or (ii) vesting of title to the Property in Lender or
any Indemnified Party through judicial or non judicial foreclosure or acceptance of a deed in lieu
thereof.
(b) Indemnitor shall not have any obligation under this Indemnity to an Indemnified Party
with respect to any Costs and Liabilities that, prior to the first to occur of the events described in
Section 2(a)(i) or (ii) above: (i) were actually known to Lender; (ii) were liquidated in amount, or
were otherwise readily determinable in amount without undue delay; and (iii) would have been
lawfully and properly includable as part of the secured indebtedness under the Deed of Trust in an
action for a deficiency judgment following a judicial foreclosure sale of the Property.
(c) If any Indemnified Party or any affiliate of any Indemnified Party has acquired
ownership of the Property through foreclosure or deed in lieu of foreclosure, the obligations of
Indemnitor hereunder shall apply, without limitation, to all Costs and Liabilities that arise out of or
are attributable to, whether directly or indirectly, ownership of the Property or any part thereof by any
Indemnified Party or any such affiliate, or to the position of such Indemnified Party or such affiliate
as an owner in the chain of title to the Property or any part thereof.
(d) If the Loan has been repaid in full, whether by voluntary payment or by foreclosure or
deed in lieu of foreclosure, the obligations of Indemnitor hereunder shall continue to apply, without
limitation, to all Costs and Liabilities that arise out of or are attributable to, whether directly or
indirectly, any claim or allegation against an Indemnified Party relating to any act or omission of
such Indemnified Party in respect of the Loan or the Property, or in connection with any exercise of
such Indemnified Parry's rights under any of the Loan Documents.
3
3. Acts of Indemnified Parties.
(a) Notwithstanding anything to the contrary herein, Indemnitor shall not be liable
hereunder to an Indemnified Party to the extent of that portion of any Costs and Liabilities which
Indemnitor establishes is attributable to the gross negligence or affirmative act of such Indemnified
Party, its agent or any successor in interest of an Indemnified Party at the Property which causes (i)
the release, discharge, deposit or presence, or alleged or suspected release, discharge, deposit or
presence of a Hazardous Material at the Property, or (ii) material aggravation of a then existing
Hazardous Material condition or occurrence at the Property, if and only if, in either such case
referred to in (i) or (ii) above, such act was in violation of any Hazardous Materials Laws or was
carried out without reasonable care under the circumstances.
(b) In addition, Indemnitor shall not be liable hereunder for that portion of any Costs and
Liabilities which Indemnitor establishes is attributable to the introduction and initial release,
discharge or deposit, or alleged or suspected introduction, initial release, discharge or deposit of a
Hazardous Material at the Property by any party, other than Indemnitor or an affiliate of Indemnitor,
at any time after Indemnitor's ownership interest in the Property terminates. Notwithstanding the
foregoing, but subject to Sections 2 and 3(a) above and Section 4 below, the liability of Indemnitor
hereunder shall otherwise remain in full force and effect after Lender or such affiliate of Lender so
acquires title to the Property, including without limitation with respect to any Hazardous Materials
which are discovered at the Property after the date Lender or such affiliate of Lender acquires title
but which were actually introduced to the Property prior to the date of such acquisition.
4. Indemnified Parties. This Indemnity and Indemnitor's obligations hereunder shall inure to
the benefit of and be enforceable only by (a) Lender, Lender's directors, officers, agents and
employees, (b) any person or entities to which any Lender participates, assigns or sells all or any
portion of its interest in the Loan, or which otherwise succeeds to the interest of Lender under the
Deed of Trust, whether by purchase or otherwise, and (c) any affiliate of Lender which acquires title
to the Property at a foreclosure sale or by deed in lieu of foreclosure.
5. Unsecured Obligations. The obligations of Indemnitor hereunder are unsecured. This
Indemnity is not intended to be, nor shall it be, secured by the Deed of Trust or any other instrument
or agreement executed by Indemnitor or any other entity or person in favor of Lender or any Indem-
nified Party relating to the Loan (except for any guaranty) (such documents together with the Deed of
Trust being referred to collectively herein as the "Loan Documents"). The obligations of Indemnitor
under this Indemnity are independent of any indemnification or other obligations of Indemnitor
under the Loan Documents with respect to any Hazardous Materials. The rights and remedies of the
Indemnified Parties under this Indemnity shall be in addition to any other rights and remedies of such
Indemnified Parties under the Loan Documents. In no event shall any provision of this Indemnity be
deemed to be waiver of or to be in lieu of any right or claim, including without limitation any right of
contribution or other right of recovery, that any person entitled to enforce this Indemnity might
otherwise have against Indemnitor under any Hazardous Materials Laws. Any sums payable
hereunder shall not be deemed to be based upon any diminution in or other impairment of the value
of any collateral held by Lender to secure the Loan.
4
6. Interest on Unpaid Amounts. Any amount claimed hereunder by an Indemnified Party not
paid by Indemnitor within thirty (30) days after written demand made by such Indemnified Party and
accompanied by a reasonable summary of the amounts claimed, shall bear interest at the rate of ten
percent (10%) per annum.
7. Limitations on Liability. The liability of Indemnitor under this Indemnity shall in no way be
limited or impaired by (a) any amendment or modification of the provisions of any of the Loan
Documents; (b) except as set forth in Sections 2, 3 and 4, any participation in or sale or assignment
of the Loan Documents or any sale or transfer of all or part of the Property; (c) the release of
Indemnitor or any person or entity from performance or observance of any of the agreements,
covenants, terms, or conditions contained in any of the Loan Documents by operation of law; and, in
any such case, whether with or without notice to Indemnitor and with or without consideration.
Except as provided in Sections 2, 3 and 4, Indemnitor's obligations hereunder shall in no way be
impaired, reduced or released by reason of (i) an Indemnified Party's omission or delay in exercising
any right described herein or (ii) any act or omission of an Indemnified Party in connection with any
notice, demand, warning, or claim regarding violations of codes, laws or ordinances governing the
Property.
8. Recourse Obligations. Notwithstanding anything to the contrary in the Loan Documents,
Indemnitor shall be personally liable on a recourse basis for the obligations of Indemnitor set forth
herein.
9. Successors and Assigns. This Indemnity shall be continuing, irrevocable and binding upon
each of the persons and entities comprising Indemnitor and their respective heirs, successors, and
assigns.
10. Inconsistencies. In the event of any inconsistencies or conflicts between the terms of this
Indemnity and the terms of the other Loan Documents (including any exculpatory language
contained therein), the terms of this Indemnity shall control.
11. Separate Causes of Action. A separate right of action hereunder shall arise each time an
Indemnified Party acquires knowledge of any matter described herein. Separate and successive
actions may be brought hereunder to enforce any of the provisions hereof at any time and from time
to time. No action hereunder shall preclude any subsequent action.
12. Severability. If any provision of this Indemnity shall be determined to be unenforceable in
any circumstances by a court of competent jurisdiction, then the balance of this Indemnity never-
theless shall be enforceable, and the subject provision shall be enforceable in all other circumstances.
13. Attorneys' Fees. In any action or proceeding brought by the Indemnified parties to enforce
any rights under this Indemnity, the prevailing party shall be entitled to all reasonable attorneys' fees
and all costs, expenses and disbursements in connection with such action.
14. Notices. All notices under this Indemnity shall be in writing and sent by (a) certified or
registered mail, return receipt requested, (b) by a nationally recognized overnight courier such as
5
UPS or FedEx, or (c) by personal delivery. All notices shall be delivered to the following addresses
(which addresses may be changed by written notice):
Lender:
Indemnitor:
And to:
Copy to:
And to:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Blvd.
National City, CA 91950
Attn: Executive Director
Morgan Tower Housing Associates, L.P.
do Community HousingWorks
3111 Camino Del Rio North, Suite 800
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
Morgan Tower Housing Associates, L.P.
c/o Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103
USB Project No: 25982
Attn.: LIHTC Asset Management
15. Governing Law. This Indemnity shall be governed by and construed in accordance with the
laws of the State of California.
16. Counterparts. This Indemnity may be executed in any number of counterparts and, as so
executed, the counterparts shall constitute one and the same agreement. The parties agree that each
such counterpart is an original and shall be binding upon all the parties, even though all of the parties
are not signatories to the same counterpart.
17. Exhibits and Recitals Incorporated. All exhibits referred to in this Indemnity, if any, are
hereby incorporated in this Indemnity by this reference, regardless of whether or not the exhibits are
6
actually attached to this Indemnity. The Recitals to this Indemnity are hereby incorporated in this
Agreement by this reference.
18. Signature Authority. All individuals signing this Indemnity for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to the Lender
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
IN WITNESS WHEREOF, this Indemnity is executed as of the day and year above written.
INDEMNITOR:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By: �^�-
M. Reynolds, President
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By: UtOS_te-
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
7
LENDER:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY,
a public body, corporate and politic
Bycr.a)1`
Leslie Deese, Executive Director
APPROVED AS TO FORM:
r
By: ///f
Anger
City Attorney
APPROVED AS TO FORM:
Christensen & Spath LLP
Lender Special Counsel
Exhibit "A"
Property Description
That certain leasehold interest in real property situated in the City of National City, County of San
Diego, State of California, described as follows:
Lot 1 of Center City Project, in the City of National City, County of San Diego, State of California
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego on
February 24, 1978, which buildings and improvements are and shall remain real property.
9
actually attached to this Indemnity. The Recitals to this Indemnity are hereby incorporated in this
Agreement by this reference.
18. Signature Authority. All individuals signing this Indemnity for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to the Lender
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
IN WITNESS WHEREOF, this Indemnity is executed as of the day and year above written.
INDEMNITOR:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
san M. Reynolds, Pre
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
& CEO
By: C4A1Ce"s
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
7
actually attached to this Indemnity. The Recitals to this Indemnity are hereby incorporated in this
Agreement by this reference.
18. Signature Authority. All individuals signing this Indemnity for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to the Lender
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
IN WITNESS WHEREOF, this Indemnity is executed as of the day and year above written.
INDEMNITOR:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
. Reynolds, President
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
cow
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
7
ESTOPPEL CERTIFICATE
MUFG UNION BANK, N.A.
Commercial Credit Loan Administration
3151 East Imperial Highway, 1st Floor
Brea, CA 92821
Attention: Manager
MUFG UNION BANK, N.A.
200 Pringle Ave., Suite 355
Walnut Creek, CA 94596
Attention: CDF Head
RE: Disposition and Development Agreement dated June 19, 2018 ("DDA") among the
Community Development Commission -Housing Authority of the City of National
City (the "Commission"), Morgan Tower Housing Associates, L.P., a California
limited partnership ("Morgan") and Kimball Tower Housing Associates, L.P., a
California limited partnership ("Developer"), and Ground Lease dated March 1,
2019 (the "Lease") between the Commission, as lessor, and Developer, as lessee,
relating to the real property located in the City of National City, County of San
Diego, State of California (the "Real Property"), and more particularly described
on Exhibit "A" attached hereto.
Terms not otherwise defined herein shall be given the meanings in the Lease.
The Commission has been advised by Developer that Developer has applied to the
California Statewide Communities Development Authority ("Governmental Lender") for a loan
in the amount of [$32,180,700] [CHECK] (the "Loan"), which shall be evidenced by that certain
Construction and Permanent Loan Agreement (Multifamily Housing Back to Back Loan Program)
dated of even date herewith by and among MUFG Union Bank, N.A. ("Bank"), Developer and
Governmental Lender (the "Loan Agreement"), and which shall be secured by, among other
things, a Deed of Trust, Assignment of Rents, Security Agreement and Fixture Filing in favor of
Governmental Lender and Bank encumbering Developer's leasehold interest under the Lease and
in and to the Real Property and all improvements now or hereafter situated on the Real Property
(the "Deed of Trust"). All right, title and interest of Governmental Lender with respect to the Loan
and the loan documents evidencing the Loan have been assigned to Bank. Lessor has been advised
that Governmental Lender and Bank are relying upon this Estoppel Certificate (this "Estoppel
Certificate") in making the Loan.
For purposes of this Estoppel Certificate, to the fullest extent the context so permits, (i) the
term "Transfer" shall mean any transfer of Developer's interest in the Real Property by judicial or
nonjudicial foreclosure, trustee's sale or any other action or proceeding for the enforcement of the
Deed of Trust, by Bank's exercise of its rights under the assignment of rents and leases contained
in the Deed of Trust or any of the other Loan documents, or by deed in lieu of foreclosure; and (ii)
the term "Bank" shall mean Bank, its successors and assigns and/or the purchaser through or
following a Transfer of the Real Property.
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13485864
With such understanding, the Commission hereby states, declares, represents, warrants and
certifies for the benefit of Governmental Lender and Bank, that as of the date hereof:
1. DDA and Ground Lease. Attached hereto as Exhibit "B" is a true, correct and
complete copy of the DDA and all amendments thereto (collectively, the "DDA") and attached
hereto as Exhibit "C" is a true and correct and complete copy of the Lease and all amendments
thereto (collectively, the "Lease"). The DDA and the Lease have been duly authorized, executed
and delivered by the Commission and are in full force and effect. The DDA, the Lease and the
documents attached as exhibits thereto, constitute the entire agreement between the Commission
and Developer pertaining to the Real Property (including, without limitation, all amendments,
assignments and subordination or nondisturbance agreements). Neither the DDA nor the Lease
shall be amended, supplemented or modified except as described above and attached hereto. There
are no other agreements, whether oral or written, between Developer and the Commission
concerning the Real Property.
2. Conditions Precedent. Each and every covenant, condition and obligation
contained in the DDA required to be performed or satisfied as of the date hereof, including, without
limitation, the conditions precedent specified in Sections 204.1 and 204.2 of the DDA have been
performed or satisfied by Developer or waived by the Commission.
3. Default under Morgan Property. Substantially concurrently with the execution of
the Lease with respect to the Real Property, the Commission shall enter into a separate ground
lease with Morgan with respect to the Morgan Property (as defined in the DDA). The Commission
acknowledges and agrees that from and after the date of this Estoppel Certificate, in the event of a
default or a failure of a condition precedent contained in the DDA related to the Morgan Property,
the Commission shall not terminate the DDA as to the Real Property and the Commission shall
not exercise any right or remedy under the DDA or any related agreement with respect to the Real
Property or the Developer of the Real Property.
4. Approvals of Commission. The Commission has approved of the Scope of
Rehabilitation (as defined in the DDA) pursuant to Section 301 of the DDA and the Initial Project
Budget (as defined in the DDA) pursuant to Section 307.1 of the DDA.
5. Priority of Ground Lease. The Commission currently holds all of the right, title
and interest of the "Commission" or "Landlord" under the Lease and has not assigned,
hypothecated, encumbered, mortgaged, pledged or subordinated any of its interest under the Lease
or any of its interest in the Real Property (or otherwise leased or encumbered any of the Real
Property except pursuant to the Lease) in whole or in part. The Commission agrees that any
mortgage, deed of trust or other encumbrance on the fee estate in the Real Property shall be junior
and subordinate to the Lease, the Deed of Trust, and any other leasehold mortgage, and the
Commission agrees to execute, acknowledge (if appropriate) and deliver any additional documents
reasonably requested by Bank to confirm the foregoing. The Commission recognizes Developer
identified above as the holder of the leasehold interest in the Real Property and the "Developer"
under the Lease.
6. Lease Term. The Lease term shall commence as of the date the memorandum of
the Lease records in the Official Records of the County of San Diego, State of California (the
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13485864
-2-
"Commencement Date") and the Lease term shall expire on the ninety-ninth (99th) anniversary of
the date on which a notice of completion with respect to the improvements constructed on the Real
Property records in the Official Records of the County of San Diego, State of California (the
"Termination Date") unless sooner terminated pursuant to the terms of the Lease.
7. Rent. Developer shall make all of its rent and other payments directly to
Commission under the Lease (and not to any receiver, assignee, property management company
or other person or entity). The annual rent under the Lease is $1.00 and is not subject to increase.
No additional rent or charge (including, without limitation, as applicable, taxes, maintenance,
operating expenses or otherwise) that has been billed to Developer by the Commission or, to
Commission's knowledge, by any other party, is overdue.
8. Security Deposit. No amounts have been paid by Developer to or for the account
of Commission by way of any deposit as security or for any other purpose, the return of which
Developer would be entitled.
9. No Defaults. No default, or any event or condition which, with the passing of time
or giving of notice or both, would constitute a default, on the part of the Commission, or, to the
Commission's knowledge, on the part of Developer, exists under the DDA or the Lease in the
performance of the terms, covenants and conditions of the DDA or the Lease required to be
performed on the part of Developer and Commission and no event has occurred which authorizes,
or with the lapse of time or with the giving of notice or both, will authorize either Commission or
Developer to terminate the DDA or the Lease. The Commission has no existing defenses as to its
obligations under the DDA or the Lease and claims no offsets against enforcement of the Lease by
Developer or counterclaim against Developer. To the Commission's actual knowledge, Developer
has no defense, set -offs, basis for withholding rent, claims or counterclaims against Commission
for any failure of performance of any of the terms of the DDA or the Lease.
10. Mortgagee Protections. The Commission agrees that Bank shall constitute a
"Mortgagee" and the Deed of Trust shall constitute a "Mortgage" within the meaning of the Lease,
including, without limitation, Section 18 of the Lease, such rights being incorporated herein by
reference for the benefit of Bank as if fully set forth, and, to the extent such consent is required
under the Lease and/or the DDA, the Commission hereby consents to the Deed of Trust and the
other security interests to be given to Bank, including, without limitation, an assignment of
Developer's interest in rents, issues and profits of the Real Property. The execution and delivery
by Developer of the Deed of Trust in favor of Bank, or any subsequent modification thereof, will
constitute neither a breach of Developer's obligations as Developer under the Lease and/or the
DDA nor an event of default thereunder. Foreclosure of the Deed of Trust or any sale thereunder,
whether by judicial proceedings or by virtue of any power of sale contained in the Deed of Trust,
or any conveyance of the leasehold interest under the Lease from Developer to Bank by virtue of
any deed in lieu of foreclosure or other appropriate proceedings in the nature thereof, or the
conveyance by Bank to a third -party purchaser following a foreclosure (or deed -in -lieu thereof),
shall not require the consent of the Commission or constitute of breach of any provision or of a
default under the Lease and/or the DDA. The Commission shall recognize Bank as Developer
under the Lease following any Transfer, subject to the obligations of Bank to comply with the
Lease and cure any defaults which are reasonably susceptible of cure by Bank as provided in
Section 18 of the Lease.
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13485864
-3-
11. Inconsistencies Between DDA and Lease. In the event of any inconsistency
between the terms and provisions of Sections 205, 315 and/or 603 of the DDA and Articles 17 and
18 of the Lease, the applicable terms and provisions of the Lease shall control.
12. No Merger. No merger of Developer's interest in the Real Property into the
Commission's interest in the Real Property shall result or be deemed to result by reason of
ownership of Developer's interest and the Commission's interest by the same party or by reason
of any other circumstances, without the prior written consent of Bank.
13. No Termination or Amendment. During the term of the Loan and until
reconveyance of the Deed of Trust, the Commission will not terminate or enter into any agreement
with any other party to terminate, cancel, surrender, amend, alter, modify or extend the Lease or
any interest of Developer thereunder without prior written consent of Bank and any such purported
agreement shall not be valid or effective without the prior written consent of Bank. Without
limiting the generality of the foregoing, Bank's prior written consent shall be required prior to
Developer being permitted to terminate the Lease following occurrence of damage, destruction, a
taking or abandonment of the Lease.
14. No Other Agreements. Except as otherwise provided in the Lease, the Commission
has no right or option to acquire any of Developer's right, title or interest in or to the Real Property
or any improvements or personal property located thereon. There are no provisions for, and the
Commission has no rights with respect to, terminating the Lease or increasing the rent payable
thereunder, except as expressly set forth in the Lease.
15. Bank to Act as Insurance Trustee. During the term of the Loan and until
reconveyance of the Deed of Trust, the Commission agrees that the Bank shall be designated as
the Insurance Trustee under the Lease.
16. No Liability. The Commission agrees that by acceptance of this Estoppel
Certificate or by acceptance of the Deed of Trust or other encumbrance of the Lease, Bank has not
become liable under the terms of the Lease. Developer and the Commission agree that Bank shall
be so liable only if Bank acquires ownership of the leasehold interest in the Real Property pursuant
to a Transfer, and then only for such period of time as Bank holds such leasehold interest. The
Commission further agrees that Bank's personal liability shall be limited to Bank's interest in the
Real Property, notwithstanding any assumption of the Lease or entering into a new lease by Bank.
17. No Litigation. There are no actions, whether voluntary or otherwise, pending
against the Commission under any insolvency, bankruptcy or other debtor relief laws of the United
States or any state. The Commission has not received written notice of any pending eminent
domain proceedings or other governmental actions or any judicial actions of any kind against the
Commission's interest in the Real Property. The Commission has not received written notice that
it or Developer is in violation of any governmental law or regulation applicable to the Real
Property, the interests therein or the operation thereon, including, without limitation, any
environmental laws or the Americans with Disabilities Act, and has no reason to believe that there
are grounds for any claim of any such violation.
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13485864
-4-
18. Notice of Termination. In the event of a foreclosure of the Deed of Trust or
assignment in lieu thereof, Bank elects to terminate the provisions of the Lease referenced in
Sections 8.21 and 17.2 of the Lease.
19. Insurance. Bank may be named as additional insured and loss payee under
insurance coverages carried by Developer and may participate in any settlement of proceeds
therefrom.
20. No Liability. The Commission agrees that Bank has not become liable under the
terms of the Lease by acceptance of this Certificate or by acceptance of the Deed of Trust or other
encumbrance of the Real Property.
21. Representations. The Commission represents and warrants that: (i) the
Commission is duly organized and existing; (ii) the persons executing this Estoppel Certificate are
duly authorized to execute and deliver the same on behalf of the Commission; (iii) the Commission
has taken such formal action of its governing body as may be required by law to bind Commission,
if any, and that the Commission is formally bound to the provisions of this Estoppel Certificate;
and (iv) entering into this Estoppel Certificate does not violate any provision of any other
agreement to which the Commission is bound.
22. Notices. The Commission agrees to deliver to Bank copies of all notices which the
Commission delivers to Developer substantially concurrently with the giving of such notice to
Developer and this Estoppel Certificate constitutes written request by Developer to the
Commission to deliver to Bank copies of all such notices at the following addresses for Bank:
MUFG UNION BANK, N.A.
Commercial Credit Loan Administration
3151 East Imperial Highway, 1 St Floor
Brea, CA 92821
Facsimile: (949) 553-7123
Attn: Manager
Reference: Kimball Tower Apartments
With a Copy to:
MUFG UNION BANK, N.A.
1901 Avenue of the Stars, Suite 600
Los Angeles, CA 90067
Attn: CDF Manager
Reference: Kimball Tower Apartments
And:
MUFG UNION BANK, N.A.
200 Pringle Ave., Suite 355
Walnut Creek, CA 94596
Attention: CDF Head
2773/014742-1191
13485864
-5-
23. Successors. This Estoppel Certificate shall inure to the benefit of the successors
and assigns of Bank.
24. Reliance. The Commission has executed this Estoppel Certificate for the benefit
and protection of Governmental Lender and Bank with full knowledge that Governmental Lender
and Bank are relying on this Estoppel Certificate in making the Loan to Developer. Upon the
request of Bank, but no more often than twice in any calendar year, the Commission and Developer
agree to execute and deliver to Governmental Lender and Bank an estoppel certificate setting forth
the substance of the provisions set forth in this Estoppel Certificate. In addition, the Commission
hereby agrees to consent to the encumbrance of the Real Property and to execute estoppel
certificates substantially similar to this Estoppel Certificate in favor of any other lender whose loan
is secured by a mortgage or deed of trust encumbering the Real Property.
25. Estoppel. This Estoppel Certificate constitutes, as against the Commission and for
the benefit of Governmental Lender and Bank and their respective successors and assigns, an
estoppel as to the information contained herein and a waiver of any right of the Commission to
disaffirm or contest the accuracy of such information. To the extent inconsistent with the Lease,
this Estoppel Certificate shall constitute an amendment to the Lease.
2773/014742-1191
13485864
[Signature Page Follows]
-6-
IN WITNESS WHEREOF, the Commission has executed this Estoppel Certificate as of
March 1, 2019.
COMMISSION:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF
NATIONAL CITY, a public body, corporate and
politic
By: �hL
Name: Leslie Deese
Title: Executive Director
APPROVED AS TO FORM:
Ara Ir
o is- on , City Atto
CHRISTENSEN & SPATH LLP,
Commission Special Counsel
By:
altp'th III, Esq.
2773/014742-1191
13485864
-7-
EXHIBIT "A"
LEGAL DESCRIPTION
Real property in the City of National City, County of San Diego, State of California, described as
follows:
Lot 2 of Center City Project, in the City of National City, County of San Diego, State of
California, according to Map thereof No. 8807, filed in the Office of the County Recorder of San
Diego County, February 24, 1978.
APN: 560-410-05-00
2773/014742-1191
13485864
EXHIBIT "B"
DDA
(See Attached)
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13485864
EXHIBIT "C"
GROUND LEASE
(See Attached)
2773/014742-1191
13485864
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480843A
AND WHEN RECORDED
MAIL TO:
Community Development Commission
of the City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
DOC# 2019-0113632
IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII IIIII IIIIIIIIIIIIIIIII
Mar 29, 2019 03:22 PM
OFFICIAL RECORDS
Ernest J. Dronenburg, Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $52.00 (SB2 Atkins: $0.00)
PCOR: AFNF
PAGES: 7
MEMORANDUM OF GROUND LEASE
(Please fill in document title(s) on this line)
1 IZI Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 0 Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
(date*) as document number of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑
5 ❑
6 ❑
Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE A DD E D TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional record ingfee applies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
- .Fao apt fie uw_
Ct•
RECORDING REQUESTED BY: '
e.
AND WHEN RECORDED RETURN TO:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF
NATIONAL CITY
Records Management Department
1243 National City Blvd.
National City, California 91950
APN: 560-410-04-00
MEMORANDUM OF GROUND LEASE
(Morgan Tower)
Transfer Tax $0
X Value under $100
THIS MEMORANDUM OF GROUND LEASE is executed in connection with that certain
GROUND LEASE [Morgan Tower], dated as of March 25, 2019 ("Ground Lease"), between the
Community Development Commission -Housing Authority of the City of National City ("Housing
Authority"), and Morgan Tower Housing Associates, L.P., a California limited partnership
("Tenant"), relating to the real property ("Property") located in the City of National City, California,
more particularly described in the attached Exhibit "A," which is incorporated herein by this
reference.
Pursuant to the Ground Lease, the Housing Authority has leased the Property to the Tenant
for a period commencing on the date this Memorandum of Ground Lease is recorded, and continuing
thereafter until the ninety-ninth (99th) anniversary of the date on which a notice of completion for the
construction of the project described in the Ground Lease is recorded in the Official Records.
This Memorandum of Ground Lease is being recorded in order to give notice of the Ground
Lease. This Memorandum of Ground Lease is not a complete summary of the terms and conditions
of the Ground Lease and is subject to, and shall not be used to interpret or modify, the Ground Lease.
Landlord:
Community Development Commission -Housing Authority of the City of National City
By:
Leslie Deese, Executive Director
APPROVED AS TO FORM:
B
L'✓/
• gil : ►torn -Jo es, City Atto
APPROVED AS TO FORM:
Christ. sen : Spath LLP
By:
Housing Autho ty Special Counsel
[SIGNATURES CONTINUED ON FOLLOW!
1
PAGE]
personally appeared, ,e`65 `e
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the
individual who signed the document to which this
certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of San Diego
On I r COU A , 2019 before me, D• f (frt`e( , notary public,
who proved to me
on the basis of satisfactory evidence to be the person(s) whose name(s) is/art subscribed to the
within instrument and acknowledged to me that he/she/they executed the same in his/her/their
authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the
entity on behalf of which the person(s) acted, executed the instrument.
I certify under penalty of perjury under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
3
(Seal)
D. PITCHER
Commission # 2143777
Notary Public - California z
San Diego County
My Comm. Expires Apr 15, 2020 P
TENANT:
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By:
Its: sole member and mana
By:
Community HousingWorks
Reynolds, President €EO
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Odswizi,v,,,
Erika Villablanca, Vice President
2
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Susan
M. Reynolds, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature 6
(Seal)
A. MCLEAN
Notary Public — California Z
Orange County
Commission # 2227349
My Comm. Expires Jan 30 2022
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Erika
Villablanca, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
r.m.a4b4‘641*"11
A. MCLEAN
L Notary Punic - Califomia
Orange County
Commission # 2227349
My Comm. Expires Jan 30.2022
EXHIBIT "A"
Property Description
That certain real property situated in the City of National City, county of San Diego, State of California,
described as follows:
Lot 1 of Center City Project, in the City of National City, county of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego on February
24, 1978, which buildings and improvements shall remain real property.
(Morgan Tower)
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480843A
AND WHEN RECORDED
MAIL TO:
Community Development Commission
of the City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
DOC# 2019-0114669
II II II I II II llll l(I IIII I IIIII II II I i l l l l l I III Ill
Apr 02, 2019 08:00 AM
OFFICIAL RECORDS
Ernest J. Dronenburg, Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $79.00 (SB2 Atkins: $0.00)
PCOR: N/A
PAGES: 17
1
DEED OF TRUST WITH ASSIGNMENT OF RENTS
(Please fill in documenttitle(s) on this line)
Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 Er Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
-3 - 2-9 --/9 (date*) as document number 20/ 9-//.3633 of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 0 Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
' of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property(that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recording feeapplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480843A
AND WHEN RECORDED
MAIL TO:
Community Development Commission
of the City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
DEED OF TRUST WITH ASSIGNMENT OF RENTS
(Please fill in document title(s) on this line)
1 J Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 IR Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
„3- 2.9 -if (date*) as document number Zo/ of Official
Records, or,
3 D Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 0 Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE A D D E D TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recordingfee applies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
COMMUNITY DEVELOPMENT
COMMISSION OF THE CITY OF
NATIONAL CITY
AND WHEN RECORDED RETURN TO:
COMMUNITY DEVELOPMENT
COMMISSION OF THE CITY OF
NATIONAL CITY
Records Management Department
1243 National City Blvd.
National City, California 91950
[Free Recording Requested
Government Code § 6103]
DEED OF TRUST
WITH ASSIGNMENT OF RENTS
[Morgan Tower]
This DEED OF TRUST is made as of March 25th, 2019, by and between MORGAN
TOWER HOUSING ASSOCIATES, L.P., a California limited partnership ("Trustor"),
STEWART TITLE GUARANTY COMPANY ("Trustee"), and COMMUNITY
DEVELOPMENT COMMISSION -HOUSING AUTHORITY OF THE CITY OF
NATIONAL CITY, a public body, corporate and politic ("Beneficiary").
Trustor grants, transfers and assigns to Trustee in trust, upon the trusts, covenants,
conditions and agreements and for the uses and purposes hereinafter contained, with power of
sale, and right of entry and possession, all of its ground leasehold title and interest in that real
property (the "Property") in the City of National City, County of San Diego, State of California,
described in Exhibit A attached hereto and incorporated herein by this reference.
Together with Beneficiary's interest in all buildings, structures and improvements of
every nature whatsoever now or hereafter situated on the Property; and
Together with the rents, issues and profits thereof; and together with all buildings and
improvements of every kind and description now or hereafter erected or placed thereon, and all
fixtures, including but not limited to all gas and electric fixtures, engines and machinery,
radiators, heaters, furnaces, heating equipment, laundry equipment, steam and hot-water boilers,
stoves, ranges, elevators and motors, bathtubs, sinks, water closets, basins, pipes, faucets and
other plumbing and heating fixtures, mantles, cabinets, refrigerating plant and refrigerators,
whether mechanical or otherwise, cooking apparatus and appurtenances, and all shades, awnings,
screens, blinds and other furnishings, it being hereby agreed that all such fixtures and furnishings
shall to the extent permitted by law be deemed to be permanently affixed to and a part of the
realty; and
Page 1
Together with all building materials and equipment now or hereafter delivered to said
premises and intended to be installed therein; and
Together with all plans, drawings, specifications, and articles of personal property now or
hereafter attached to or used in and about the building or buildings now erected or hereafter to be
erected on the Property which are necessary to the completion and comfortable use and
occupancy of such building or buildings for the purposes for which they were or are to be
erected, including all other goods and chattels and personal property as are ever used or
furnished in operating a building, or the activities conducted therein, similar to the one herein
described and referred to, and all renewals or replacements thereof or articles in substitution
therefor, whether or not the same are, or shall be attached to said building or buildings in any
manner.
To have and to hold the property hereinbefore described (including the Property and all
appurtenances), all such property being referred to collectively herein as the "Property," to
Trustee, its successors and assigns forever.
FOR THE PURPOSE of securing (1) payment of indebtedness of Trustor to the
Beneficiary in the principal sum of $15,106,284.00 (the "Commission Loan"), evidenced by a
promissory note of even date herewith between Trustor and Beneficiary (the "Commission Loan
Note"), together with all sums due thereunder including interest and other charges; and (2) the
performance of each agreement of Trustor in this Deed of Trust and the Commission Loan Note.
Said Commission Loan Note and all of its terms are incorporated herein by reference and this
conveyance shall secure any and all extensions, amendments, modifications or renewals thereof
however evidenced, and additional advances of the Commission Loan evidenced by any note
reciting that it is secured hereby.
AND TO PROTECT THE SECURITY OF THIS DEED OF TRUST, TRUSTOR
COVENANTS AND AGREES:
1. That it will pay the Commission Loan Note at the time and in the manner
provided therein;
2. That it will not permit or suffer the use of any of the Property for any purpose
other than the use for which the same was intended at the time this Deed of Trust was executed,
namely, as affordable rental housing;
3. That the Commission Loan Note is incorporated herein and made a part of this
Deed of Trust. Upon default under the Commission Loan Note or this Deed of Trust (after
expiration of any applicable cure rights), Beneficiary, at its option, may declare the whole of the
indebtedness secured hereby to be due and payable;
4. That all rents, profits and income from the Property covered by this Deed of Trust
are hereby assigned to Beneficiary for the purpose of discharging the debt hereby secured.
Permission is hereby given to Trustor so long as no default exists hereunder, to collect such
rents, profits and income;
Page 2
5. That upon default hereunder (after expiration of any applicable cure rights),
Beneficiary shall be entitled to the appointment of a receiver by any court having jurisdiction,
without notice, to take possession and protect the Property described herein and operate same
and collect the rents, profits and income therefrom;
6. That Trustor will keep the improvements now existing or hereafter erected on the
Property insured against loss by fire and such other hazards, casualties and contingencies as may
be required in writing from time to time by Beneficiary, and all such insurance shall be
evidenced by standard fire and extended coverage insurance policy or policies, in the amount of
the replacement value of the improvements. Such policies shall be endorsed with a standard
mortgage clause with loss payable to Beneficiary subordinate to the rights and interest of the
beneficiary of the Senior Loan Deed of Trust described in paragraph 31, below) and certificates
thereof together with copies of original policies shall be deposited with Beneficiary;
7. To pay, before delinquency, any taxes and assessments affecting said Property
when due, all encumbrances, charges and liens, with interest, on said Property or any part thereof
which appear to be prior or superior hereto, all costs, fees and expenses of this Trust;
8. To keep said Property in good condition and repair, not to remove or demolish
any buildings thereon; to complete or restore promptly and in good and workmanlike manner any
building which may be constructed, damaged, or destroyed thereon and to pay when due all
claims for labor performed and materials furnished therefor (unless contested in good faith if
Trustor provides security satisfactory to Beneficiary that any amounts found to be due will be
paid and no sale of the Property or other impairment of the security hereunder will occur); to
comply with all laws affecting said Property or requiring any alterations or improvements to be
made thereon; not to commit or permit waste thereof; not to commit, suffer or permit any act
upon said Property in violation of law and/or covenants, conditions and/or restrictions affecting
said Property; not to permit or suffer any alteration of or addition to the buildings or
improvements hereafter constructed in or upon said Property without the consent of Beneficiary;
9. To appear in and defend any action or proceeding purporting to affect the security
hereof or the rights or powers of Beneficiary or Trustee, and to pay all costs and expenses,
including cost of evidence of title and attorneys' fees in a reasonable sum, in any such action or
proceeding in which Beneficiary or Trustee may appear;
10. Should Trustor fail to make any payment or do any act as herein provided, then
Beneficiary or Trustee, but without obligation so to do and without notice to or demand upon
Trustor and without releasing Trustor from any obligation hereof, may make or do the same in
such manner and to such extent as either may deem necessary to protect the security hereof.
Beneficiary or Trustee, being authorized to enter upon said Property for such purposes, may
commence, appear in and/or defend any action or proceeding purporting to affect the security
hereof or the rights or powers of Beneficiary or Trustee; may pay, purchase, contest or
compromise any encumbrance, charge, or lien which in the judgment of either appears to be
prior or superior hereto; and, in exercising any such powers, may pay necessary expenses,
employ counsel, and pay counsel's reasonable fees;
Page 3
11. Beneficiary shall have the right to pay fire and other property insurance premiums
when due should Trustor fail to make any required premium payments. All such payments made
by Beneficiary shall be added to the principal sum secured hereby;
12. To pay immediately and without demand all sums so expended by Beneficiary or
Trustee, under permission given under this Deed of Trust, with interest from date of expenditure
at the rate specified in the Commission Loan Note;
13. That the Commission Loan advanced hereunder is to be used in the development
of the Property; and upon the failure of Trustor to keep and perform such covenants, the
principal sum and all arrears of interest, and other charges provided for in the Commission Loan
Note shall, at the option of Beneficiary, become due and payable, anything contained herein to
the contrary notwithstanding;
14. Trustor further covenants that it will not voluntarily create, suffer or permit to be
created against the Property, subject to this Deed of Trust, any lien or liens except as authorized
by Beneficiary and further that it will keep and maintain the Property free from the claims of all
persons supplying labor or materials which will enter into the construction of any and all
buildings now being erected or to be erected on the Property;
15. That any and all improvements made or about to be made upon the Property, and
all plans and specifications, comply with all applicable municipal ordinances and regulations and
all other regulations made or promulgated, now or hereafter, by lawful authority, and that the
same will upon completion comply with all such municipal ordinances and regulations and with
the rules of the applicable fire rating or inspection organization, bureau, association or office;
16. Trustor herein agrees to pay to Beneficiary or to the authorized loan servicing
representative of Beneficiary a charge not to exceed that permitted by law for providing a
statement regarding the obligation secured by this Deed of Trust as provided by Section 2954,
Article 2, Chapter 2, Title 14, Division 3 of the California Civil Code.
IT IS MUTUALLY AGREED THAT:
17. Subject to the additional cure rights in Section 17 of the Commission Loan Note,
if the construction of any improvements as herein referred to shall not be carried on with
reasonable diligence, or shall be discontinued at any time for any reason other than events of
Force Majeure pursuant to Paragraph 36 hereof, Beneficiary, after due notice to Trustor or any
subsequent owner and the failure by same to exercise any cure rights, is hereby invested with full
and complete authority to enter upon the Property, employ watchmen to protect such
improvements from depredation or injury and to preserve and protect the personal property
therein, and to continue any and all outstanding contracts for the erection and completion of said
building or buildings, to make and enter into any contracts and obligations wherever necessary,
either in its own name or in the name of Trustor, and to pay and discharge all debts, obligations
and liabilities incurred thereby. All such sums so advanced by Beneficiary (exclusive of
advances of the principal of the indebtedness secured hereby) shall be added to the principal of
the indebtedness secured hereby and shall be secured by this Deed of Trust and shall be due and
payable on demand;
Page 4
18. In the event of any fire or other casualty to the Project or eminent domain
proceedings resulting in condemnation of the Project or any part thereof, Trustor shall have the
right to rebuild the Project, and to use all available insurance or condemnation proceeds therefor,
provided that (a) such proceeds are sufficient to rebuild the Project in a manner that provides
adequate security to Beneficiary for repayment of the Commission Loan or if such proceeds are
insufficient then Trustor shall have funded any deficiency, (b) Beneficiary shall have the right to
approve plans and specifications for any major rebuilding and the right to approve disbursements
of insurance or condemnation proceeds for rebuilding under a construction escrow or similar
arrangement, and (c) no uncured material default then exists under the Commission Loan Note or
this Deed of Trust. If the casualty or condemnation affects only part of the Project and total
rebuilding is infeasible, then proceeds may be used for partial rebuilding and partial repayment
of the Commission Loan in a manner that provides adequate security for repayment of the
remaining balance of the Commission Loan. The rights of the Beneficiary to any insurance
proceeds or condemnation awards pursuant to this paragraph 18 are and shall be subject to the
prior right to any insurance proceeds or condemnation awards of the beneficiary of the Senior
Loan Deed of Trust described in paragraph 31;
19. Upon default by Trustor in making any payments provided for herein or in the
Commission Loan Note secured hereby, and if such default is not made good within fifteen (15)
days after notice from Beneficiary, or if Trustor shall fail to perform any covenant or agreement
in this Deed of Trust within thirty (30) days after written demand therefor by Beneficiary (or, in
the event that more than thirty (30) days is reasonably required to cure such default, should
Trustor fail to promptly commence such cure, and diligently prosecute same to completion),
Beneficiary may declare all sums secured hereby immediately due and payable by delivery to
Trustee of written declaration of default and demand for sale, and of written notice of default and
of election to cause the Property to be sold, which notice Trustee shall cause to be duly filed for
record and Beneficiary may foreclose this Deed of Trust. Beneficiary shall also deposit with
Trustee this Deed of Trust, the Commission Loan Note and all documents evidencing
expenditures secured hereby;
20. After the lapse of such time as may then be required by law following the
recordation of said notice of default, and notice of sale having been given as then required by
law, Trustee, without demand on Trustor, shall sell said Property at the time and place fixed by it
in said notice of sale, either as a whole or in separate parcels, and in such order as it may
determine at public auction to the highest bidder for cash in lawful money of the United States,
payable at time of sale. Trustee may postpone sale of all or any portion of said Property by
public announcement at the time and place of sale, and from time to time thereafter may
postpone the sale by public announcement at the time fixed by the preceding postponement.
Trustee shall deliver to the purchaser its deed conveying the property so sold, but without any
covenant or warranty, express or implied. The recitals in the deed of any matters or facts shall be
conclusive proof of the truthfulness thereof. Any person, including Trustor, Trustee or
Beneficiary, may purchase at the sale. Trustee shall apply the proceeds of sale to payment of (1)
the expenses of such sale, together with the reasonable expenses of this trust including therein
reasonable Trustee's fees or attorneys' fees for conducting the sale, and the actual cost of
publishing, recording, mailing and posting notice of the sale; (2) the cost of any search and/or
other evidence of title procured in connection with such sale and revenue stamps on Trustee's
deed; (3) all sums expended under the terms hereof, not then repaid, with accrued interest at the
Page 5
rate specified in the Commission Loan Note; (4) all other sums then secured hereby; and (5) the
remainder, if any, to the person or persons legally entitled thereto;
21. Beneficiary may from time to time substitute a successor or successors to any
Trustee named herein or acting hereunder to execute this Deed of Trust. Upon such appointment,
and without conveyance to the successor trustee, the latter shall be vested with all title, powers,
and duties conferred upon any Trustee herein named or acting hereunder. Each such appointment
and substitution shall be made by written instrument executed by Beneficiary, containing
reference to this Deed of Trust and its place of record, which, when duly recorded in the proper
office of the county or counties in which the property is situated, shall be conclusive proof of
proper appointment of the successor trustee;
22. The pleading of any statute of limitations as a defense to any and all obligations
secured by this Deed of Trust is hereby waived to the full extent permissible by law;
23. Upon written request of Beneficiary stating that all sums secured hereby have
been paid, and upon surrender of this Deed of Trust and the Commission Loan Note to Trustee
for cancellation and retention and upon payment of its fees, Trustee shall reconvey, without
warranty, the property then held hereunder. The recitals in such reconveyance of any matters of
fact shall be conclusive proof of the truthfulness thereof. The grantee in such reconveyance may
be described as "the person or persons legally entitled thereto";
24. The trust created hereby is irrevocable by Trustor;
25. This Deed of Trust applies to, inures to the benefit of, and binds all parties hereto,
their heirs, legatees, devisees, administrators, executors, successors, and assigns. The term
"Beneficiary" shall include not only the original Beneficiary hereunder but also any future owner
and holder including pledgees, of the Commission Loan Note secured hereby. In this Deed of
Trust, whenever the context so requires, the masculine gender includes the feminine and/or
neuter, and the singular number includes the plural. All obligations of each Trustor hereunder are
joint and several;
26. Trustee accepts this trust when this Deed of Trust, duly executed and
acknowledged, is made public record as provided by law. Except as otherwise provided by law,
Trustee is not obligated to notify any party hereto of pending sale under this Deed of Trust or of
any action or proceeding in which Trustor, Beneficiary, or Trustee shall be a party unless
brought by Trustee;
27. The undersigned Trustor requests that copies of any notice of default and of any
notice of sale hereunder be mailed to it at:
Morgan Tower Housing Associates, L.P.
Community HousingWorks
3111 Camino Del Rio North, Suite 800
San Diego, California 92108
Attn. Susan M. Reynolds
Page 6
And to:
With a copy to:
With a copy to:
Morgan Tower Housing Associates, L.P.
do Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103
USB Project No: 25982
Attn.: LIHTC Asset Management
28. Trustor agrees at any time and from time to time upon receipt of a written request
from Beneficiary, to furnish to Beneficiary a detailed statement in writing of income, rents,
profits, and operating expenses of the premises, and the names of the occupants and tenants in
possession, together with the expiration dates of their leases and full information regarding all
rental and occupancy agreements, and the rents provided for by such leases and rental and
occupancy agreements, and such other information regarding the Property and their use as may
be requested by Beneficiary.
29. The full principal amount outstanding plus accrued but unpaid interest thereon,
shall be due and payable on the earlier to occur of the following:
(a) As more particularly provided in the Commission Loan Note, sale,
transfer, assignment or refinancing of the Property as provided further in this paragraph 29;
unless: (i) in the case of a sale in which the sale proceeds are insufficient to repay in full the
Commission Loan, the Beneficiary approves such sale and the purchaser assumes the balance of
the Commission Loan in accordance with the terms of the Commission Loan Note; or (ii) in the
case of a refinancing in which the refinancing proceeds are insufficient to repay in full the
Commission Loan, the Beneficiary approves such refinancing and the Borrower remains
obligated pursuant to the terms of the Note. Notwithstanding anything to the contrary contained
in the Loan Documents, (i) Trustor may refinance the Senior Loan without the prior consent of
the Beneficiary (the "Refinanced Indebtedness"), and the Beneficiary hereby agrees to
subordinate the Commission Loan and all documents securing or evidencing the Commission
Loan, including, but not limited to, this Deed of Trust, to the Refinanced Indebtedness and the
lien of any deed of trust or mortgage securing the Refinanced Indebtedness, provided that the
principal balance of the Refinanced Indebtedness does not exceed the then outstanding principal
balance of the Senior Loan plus the costs of refinancing the Senior Loan, and (ii) the foregoing
refmance shall not constitute a "refinance" for purposes of this Section 29.
Page 7
(b) In order to induce Beneficiary to make the loan evidenced hereby, Trustor
agrees that in the event of any transfer of the Property without the prior written consent of
Beneficiary (other than a transfer resulting from a foreclosure, or conveyance by deed in lieu of
foreclosure, by the holder of the Senior Loan Deed of Trust), Beneficiary shall have the absolute
right at its option, without prior demand or notice, to declare all sums secured hereby
immediately due and payable. Consent to one such transaction shall not be deemed to be a
waiver of the right to require consent to future or successive transactions. Beneficiary may grant
or deny such consent in its sole discretion and, if consent should be given, any such transfer shall
be subject to this paragraph 29, and any such transferee shall assume all obligations hereunder
and agree to be bound by all provisions contained herein. Such assumption shall not, however,
release Trustor from any liability thereunder without the prior written consent of Beneficiary.
(c) As used herein, "transfer" includes the sale, agreement to sell, transfer or
conveyance of the Property, or any portion thereof or interest therein, whether voluntary,
involuntary, by operation of law or otherwise, the execution of any installment land sale contract
or similar instrument affecting all or a portion of the Property, or the lease of all or substantially
all of the Property. "Transfer" shall not include the leasing of individual residential units or the
commercial space on the Property.
(d) The term "Sale" means any transfer, assignment, conveyance or lease
(other than to a tenant for occupancy) of the Property and/or the improvements thereon, or any
portion thereof, or any interest therein by the Trustor, and (if Trustor is a partnership) includes
any transfer, assignment or sale of any partnership interest in the Trustor (other than the removal
of the general partner by a limited partner in Trustor in accordance with Trustor's partnership
agreement) by an individual or entity which is a general partner in the Trustor, or any interest by
any individual or entity which holds an interest in any such general or limited partner in the
Trustor, which brings the cumulative total of all such direct and indirect transfers, assignments
and sales during the term of this Deed of Trust to more than thirty-five percent (35%) of the
ownership interests in the Trustor, and any such transfer, assignment or sale of a direct or
indirect partnership interest thereafter. Sale includes a sale in condemnation or under threat
thereof other than by Beneficiary. Sale does not include dedications and grants of easements to
public and private utility companies of the kind customary in real estate development.
Notwithstanding anything to the contrary contained in this Deed of Trust,
Trustor, prior to any action to enforce this Deed of Trust, shall give U.S. Bancorp Community
Development Corporation, and its successors and assigns (the "Tax Credit Partner") notice and
opportunity to cure for a period of not less than (a) fifteen (15) days to cure a monetary default,
and (b) thirty (30) days to cure a nonmonetary default; provided, however, if in order to cure
such a default Tax Credit Partner reasonably determines that it must remove the general partner
of Borrower, Tax Credit Partner shall so notify Trustor and so long as Tax Credit Partner is
diligently and continuously attempting to so remove such general partner, Tax Credit Partner
shall have until the date thirty (30) days after the effective date of the removal of the general
partner or general partners to cure such default but in no event more than one (1) year.
Notwithstanding the foregoing, the following shall not constitute a "Sale"
under this Deed of Trust: (a) a Sale made pursuant to an option granted to a general partner of
Trustor on or before the date of recordation of this Deed of Trust in the Official Records of San
Page 8
Diego County, California, or (b) (i) prior to the payment in full of all required capital
contributions to Trustor, any assignment of an interest as limited partner of Trustor by the Tax
Credit Partner to an entity whose general partner or managing member is controlled by the Tax
Credit Partner or is under common control with the Tax Credit Partner, (ii) after the payment in
full of all required capital contributions to Trustor, any assignment or transfer of an interest as
limited partner of Trustor by its Tax Credit Partner to any person or entity, which assignments
shall not require the consent of Beneficiary, provided that the Tax Credit Partner, shall give
written notice to Beneficiary of such assignment; or (c) the Tax Credit Partner's removal of the
general partner of Trustor as general partner, and substitution of the Tax Credit Partner or an
affiliate of the Tax Credit Partner as a general partner of Trustor, which removal shall not require
Beneficiary approval, provided that the Tax Credit Partner shall give notice to Beneficiary of its
intent to so remove such general partner not less than ten (10) days prior to such removal. Any
proposed replacement of the general partner with an entity other than the Tax Credit Partner or
an affiliate of the Tax Credit Partner will be subject to Beneficiary's prior reasonable approval.
30. Trustor shall permit Beneficiary and its agents or representatives, to inspect the
Property at any and all reasonable times, with or without advance notice. Inspections shall be
conducted so as not to interfere with the tenants' use and enjoyment of the Property.
31. It is hereby expressly agreed and acknowledged by Trustor and Beneficiary that
this Deed of Trust is a second and subordinate deed of trust, and that the Commission Loan
secured hereby, and the Commission Loan Note are subject and subordinate only to the deed of
trust securing a loan to Trustor in which MUFG Union Bank, N.A., a national banking
association ("Senior Lender") is the Beneficiary, including any loan that refinances the balance
of the Senior Loan or an assignment of the Senior Loan (collectively referred to as the "Senior
Loan").
32. For purposes of this Deed of Trust, "Hazardous Materials" mean and include any
hazardous, toxic or dangerous waste, substance or material including, without limitation,
flammable explosives, radioactive materials, asbestos, hazardous wastes, toxic substances and
any materials or substances defined as hazardous materials, hazardous substances or toxic
substances in (or for purposes of) the Comprehensive Environmental Response, Compensation
and Liability Act of 1380 ("CERCLA"), as amended (42 U.S.C. §9601, et seq.), the Hazardous
Materials Transportation Act (49 U.S.C. §1801 et seq.), the Resource Conservation and
Recovery Act (42 U.S.C. §6901 et seq.) and those substances defined as hazardous wastes in
§25117 of the California Health and Safety Code or as hazardous substances in §25316 of the
California Health and Safety Code or in any regulations promulgated under either such law, any
so-called "Superfund" or "Superlien" law, or any other federal, state or local statute, law,
ordinance, code, rule, regulation, order or decree regulating, relating to, or imposing liability or
standards of conduct concerning any hazardous, toxic or dangerous waste, substance or material,
as now or at any time hereafter in effect. Hazardous Materials expressly exclude substances
typically used in the construction, development, operation and maintenance of an apartment
complex provided such substances are used in accordance with all applicable laws.
33. In addition to the general and specific representations, covenants and warranties
set forth in the Deed of Trust or otherwise, Trustor represents, covenants and warrants, with
respect to Hazardous Materials, as follows:
Page 9
(a) Other than as expressly disclosed to Trustor by Beneficiary, neither
Trustor nor, to the best knowledge of Trustor, any other person, has ever caused or permitted any
Hazardous Materials to be manufactured, placed, held, located or disposed of on, under or at the
Property or any part thereof, and neither the Property nor any part thereof, or any property
adjacent thereto, has ever been used (whether by the Trustor or, to the best knowledge of the
Trustor, by any other person) as a manufacturing site, dump site or storage site (whether
permanent or temporary) for any Hazardous Materials;
(b) Trustor hereby agrees to indemnify Beneficiary, its officers, employees,
contractors and agents, and hold Beneficiary, its officers, employees, contractors and agents
harmless from and against any and all losses, liabilities, damages, injuries, costs, expenses and
claims of any and every kind whatsoever paid, incurred or suffered by, or asserted against
Beneficiary, its officers, employees, contractors or agents for, with respect to, or as a direct or
indirect result of, the presence or use, generation, storage, release, threatened release or disposal
of Hazardous Materials on or under the Property or the escape, seepage, leakage, spillage,
discharge, emission or release of any Hazardous Materials from the Property (including, without
limitation, any losses, liabilities, damages, injuries, costs, expenses or claims asserted or arising
under CERCLA, any so-called "Superfund" or "Superlien" law, or any other federal, state or
local statute, law, ordinance, code, rule, regulation, order or decree regulating, relating to or
imposing liability or standards of conduct concerning any Hazardous Materials), caused by
Trustor.
(c) Trustor has not received any notice of (i) the happening of any event
involving the use, spillage, discharge or cleanup of any Hazardous Materials ("Hazardous
Discharge") affecting Trustor or the Property or (ii) any complaint, order, citation or notice with
regard to air emissions, water discharges, noise emissions or any other environmental, health or
safety matter affecting Trustor or the Property ("Environmental Complaint") from any person or
entity, including, without limitation, the United States Environmental Protection Agency
("EPA"). If Trustor receives any such notice after the date hereof, then Trustor will give, within
seven (7) business days thereafter, oral and written notice of same to Beneficiary.
(d) Without limitation of Beneficiary's rights under this Deed of Trust, but
only to the extent Trustor is not effectuating a remediation of the Property, Beneficiary shall
have the right, but not the obligation, to enter onto the Property or to take such other actions as it
deems necessary or advisable to clean up, remove, resolve or minimize the impact of, or
otherwise deal with, any such Hazardous Materials or Environmental Complaint upon its receipt
of any notice from any person or entity, including without limitation, the EPA, asserting the
existence of any Hazardous Materials or an Environmental Complaint on or pertaining to the
Property which, if true, could result in an order, suit or other action against Trustor affecting any
part of the Property by any governmental agency or otherwise which, in the sole opinion of
Beneficiary, could jeopardize its security under this Deed of Trust. All reasonable costs and
expenses incurred by Beneficiary in the exercise of any such rights shall be secured by this Deed
of Trust and shall be payable by Trustor upon demand together with interest thereon at a rate
equal to the highest rate payable under the Commission Loan Note secured hereby.
Page 10
34. The following shall be an Event of Default:
(a) Failure of Trustor to pay, when due, principal and interest and any other
sums or charges on the Commission Loan Note, in accordance with the provisions set forth in the
Commission Loan Note;
(b) A violation of the terms, conditions or covenants of the Commission Loan
Note or this Deed of Trust; or
(c) A default (after expiration of any cure period provided therein) under the
Senior Loan Deed of Trust to which the lien of this Deed of Trust is subordinate.
35. Subject to the extensions of time set forth in paragraph 36, and subject to the
further provisions of this paragraph 35 and of paragraph 37, failure or delay by the Trustor to
perform any term or provision of this Deed of Trust constitutes a default under this Deed of
Trust. The Trustor must immediately commence to cure, correct, or remedy such failure or delay
and shall complete such cure, correction or remedy with reasonable diligence.
(a) The Beneficiary shall give written notice of default to the Trustor,
specifying the default complained of by the Beneficiary. Delay in giving such notice shall not
constitute a waiver of any default nor shall it change the time of default.
(b) The Trustor shall not be in default so long as it endeavors to complete
such cure, correction or remedy with reasonable diligence, provided such cure, correction or
remedy is completed within thirty (30) days after receipt of written notice (or such additional
time as may be deemed by the Beneficiary to be reasonably necessary to correct the cause).
(c) Any failures or delays by the Beneficiary in asserting any of its rights and
remedies as to any default shall not operate as a waiver of any default or of any such rights or
remedies. Delays by the Beneficiary in asserting any of its rights and remedies shall not deprive
the Beneficiary of its right to institute and maintain any actions or proceedings which it may
deem necessary to protect, assert, or enforce any such rights or remedies.
36. Notwithstanding specific provisions of this Deed of Trust, performance hereunder
shall not be deemed to be in default where delays or defaults are due to: war; insurrection;
strikes; lock -outs; riots; floods; earthquakes; fires; casualties; acts of God or other deities; acts of
the public enemy; epidemics; quarantine restrictions; freight embargoes; lack of transportation;
governmental restrictions or priority; litigation; unusually severe weather; inability to secure
necessary labor, materials or tools; delays of any contractor or supplier; acts of the other party;
acts or failure to act of the Beneficiary, or any other public or governmental agency or entity
(except that any act or failure to act of Beneficiary shall, not excuse performance by Beneficiary);
or any other causes beyond the reasonable control or without the fault of the party claiming an
extension of time to perform. An extension of time for any such cause shall be for the period of
the enforced delay and shall commence to run from the time the party claiming such extension
gives notice to the other party, provided notice by the party claiming such extension is given
Page 11
within thirty (30) days after the commencement of the cause. Times of performance under this
Deed of Trust may also be extended in writing by the Beneficiary and Trustor.
37. If a monetary event of default occurs under the terms of the Commission Loan
Note or this Deed of Trust, prior to exercising any remedies thereunder Beneficiary shall give
Trustor written notice of such default. Trustor shall have a period of fifteen (15) days after such
notice is given within which to cure the default prior to exercise of remedies by Beneficiary
under the Commission Loan Note and this Deed of Trust.
38. If a non -monetary event of default occurs under the terms of the Commission
Loan Note or this Deed of Trust, prior to exercising any remedies thereunder, Beneficiary shall
give Trustor notice of such default. If the default is reasonably capable of being cured within
thirty (30) days, Trustor shall have such period to effect a cure prior to exercise of remedies by
the Beneficiary under the Commission Loan Note and this Deed of Trust. If the default is such
that it is not reasonably capable of being cured within thirty (30) days, and Trustor (a) initiates
corrective action within said period, and (b) diligently, continually, and in good faith works to
effect a cure as soon as possible, then Trustor shall have such additional time as is reasonably
necessary to cure the default prior to exercise of any remedies by Beneficiary. In no event shall
Beneficiary be precluded from exercising remedies if its security becomes or is about to become
materially jeopardized by any failure to cure a default or the default is not cured within one
hundred eighty (180) days after the first notice of default is given.
39. Upon the occurrence of an Event of Default as described in paragraph 34, Trustor
shall be obligated to repay the Commission Loan and, subject to the nonrecourse provision of
the Commission Loan Note, Beneficiary may seek to enforce payment of any and all amounts
due by Trustor pursuant to the terms of the Commission Loan Note.
40. All expenses (including reasonable attorneys' fees and costs and allowances)
incurred in connection with an action to foreclose, or the exercise of any other remedy provided
by this Deed of Trust, including the curing of any Event of Default, shall be the responsibility of
Trustor.
41. Notwithstanding anything to the contrary contained herein or in any documents
secured by this Deed of Trust or contained in any subordination agreement, the Beneficiary
acknowledges and agrees that in the event of a foreclosure or deed -in -lieu of foreclosure
(collectively, "Foreclosure") with respect to the Property encumbered by this Deed of Trust, the
following rule contained in Section 42(h)(6)(E)(ii) of the Internal Revenue Code of 1986 (26
U.S.C. Section 42 (h)(6)(E)(ii)), as amended, shall apply:
For a period of three (3) years from the date of Foreclosure, with respect to any
unit that had been regulated by the Regulatory Agreement with the California Tax
Credit Allocation Committee, (i) none of the tenants occupying those units at the
time of Foreclosure may be evicted or their tenancy terminated (other than for
good cause), (ii) nor may any rent be increased except as otherwise permitted
under Section 42 of the Code.
Page 12
Except as provided in paragraph 31, each successor owner of an interest in the Property, other
than through foreclosure, deed in lieu of foreclosure or an owner who takes an interest in the
Property after a foreclosure has occurred, shall take its interest subject to this Deed of Trust.
"Trustor"
MORGAN TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Morgan Development LLC,
Its: managing general partner
By: Community HousingWorks
Its:
By:
sole member and manager
. Reynolds, President & r EO
By: Mercy Morgan Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Erika Villablanca, Vice President
Page 13
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Susan
M. Reynolds, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
A. MCLEAN
Notary Public - California Z
Orange County
Commission # 2227349
My Comm. Expires Jan 30.2022
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Erika
Villablanca, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
ii-ii-Y-.11,1-41,416.ati
A. MCLEAN
Notary Public — California
Orange County
Commission # 2227349
My Comm. Expires Jan 30.2022
EXHIBIT A
DESCRIPTION OF REAL PROPERTY
That certain real property located in the County of San Diego, State of California, more particularly
described as follows:
PARCEL A:
Lot 1 of Center City Project, in the City of National City, County of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego County,
February 24, 1978.
PARCEL B:
Easement for pedestrian and vehicular access for ingress and egress as conveyed by the Reciprocal
Easement Agreement recorded March 29, 2019 as Instrument No. 2019-0114030 of Official Records of
San Diego County.
Assessor Parcel Number 560-410-04-00
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480843A
AND WHEN RECORDED
MAIL TO:
City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
DOC# 2019-0114675
I II II II I11111 II I11 I1111 I11111 IIIIIIII 1I 1I1 I1111I I II
Apr 02, 2019 08:00 AM
OFFICIAL RECORDS
Ernest J. Dronenburg, Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $38.00 (SB2 Atkins: $0.00)
PCOR: N/A
PAGES: 3
SUBSTITUTION OF TRUSTEE AND FULL RECONVEYANCE OF DEED OF TRUST
(Please fill in document title(s) on this line)
1 ❑ Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 0 Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
(date*) as document number of Official
Records, or,
3 Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 [] Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ® Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 D Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recordingfeeapplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480843A
AND WHEN RECORDED
MAIL TO:
City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
SUBSTITUTION OF TRUSTEE AND FULL RECONVEYANCE OF DEED OF TRUST
(Please fill in documenttitle(s) on this line)
1 ❑ Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 ❑ Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
(date*) as document number of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ® Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE A D D E D TO PROVIDE SENATE BILL 2 EXEMP11ON INFORMATION
(Additional record ing fee a pplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
CITY OF NATIONAL CITY
AND WHEN RECORDED RETURN TO:
CITY OF NATIONAL CITY
Records Management Department
1243 National City Blvd.
National City, California 91950
This document is exempt from payment of a recording fee pursuant to Government Code Section 6103.
SUBSTITUTION OF TRUSTEE AND FULL RECONVEYANCE OF DEED OF TRUST
(Morgan Tower)
Community Development Commission of the City of National City is the trustor, Stewart Title
Company is the original trustee, and the City of National City ("Beneficiary") is the beneficiary
under the that certain Deed of Trust, Security Agreement and Fixture Filing (With Assignment of
Rents), recorded against the property described therein, in the Office of the Recorder of the
County of San Diego on March 10, 2011, as Document 2011-0130705 ("Deed of Trust").
1. Substitution of Trustee. The undersigned, as the sole present Beneficiary under the Deed
of Trust, hereby substitutes the City of National City, whose address is 1243 National City Blvd.
National City, CA 91950, as trustee in the place of said original trustee.
2. Full Reconveyance of Deed of Trust. The City of National City, as Trustee, hereby
reconveys to the person(s) legally entitled thereto, without warranty, all of the estate, title and
interest acquired by the Trustee under the Deed of Trust in and to that real property described in
the Deed of Trust.
CITY OF NATIONAL CITY (Substituted Trustee and Beneficiary)
By.
Leslie Deese, City Manager
APPROVED AS TO FORM:
By
APPROVED AS TO FORM:
Christensen & Spath LLP
City and CDC -HA Special Counsel
B
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the
individual who signed the document to which this
certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of San Diego
On YroTan a6 , 2019, before me, D- PI-irke( , notary
public, personally appeared 1,.eSLre DSe who proved to
me on the basis of satisfactory evidence to be the person(s) whose name(s) is/ace subscribed to
the within instrument and acknowledged to me that he/she/they- executed the same in
his/her/their authorized capacity(ies), and that by higher/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
D. PITCHER
Commission # 2145777
Notary Public - California
San Diego County
My Comm. Expires Apr 15, 2020
DOC# 2019-0142997
When Recorded Return To:
COMMUNITY DEVELOPMENT COMMISSION
PO Box 7070
Pasadena, CA 91109
Recording Requested By:
BCM-LIEN SOLUTIONS
LAKEISHA WALL
Phone #: 800-833-5778
PIN: 5604100400
II
II
II
II
II
II
Apr 19, 2019 11:49 AM
OFFICIAL RECORDS
Ernest J. Dronenburg. Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $187.00 (SB2 Atkins: $150.00)
PCOR: N/A
PAGES: 2
SUBSTITUTION OF TRUSTEE AND FULL RECONVEYANCE
WHEREAS, COMMUNITY DEVELOPMENT COMMISSION OF THE CITY OF NATIONAL CITY was the Original
Trustor, UNITED CALIFORNIA BANK, A CALIFORNIA CORPORATION, the Original Trustee, and, UNITED
CALIFORNIA BANK, A CALIFORNIA CORPORATION, the Original Beneficiary, under that certain Deed of Trust dated
03/03/1978 and recorded 03/03/1978 as Instrument No: 1978-0085823, Official Records of San Diego County, State of
California and
Property Address: 14th to 15th St B, National City, CA, 91950
Loan Amount: $5,125,000.00
WHEREAS, the undersigned present beneficiary desires to substitute a new Trustee under said Deed of
Trust in place and instead of UNITED CALIFORNIA BANK, A CALIFORNIA CORPORATION.
Now therefore, the undersigned hereby substitutes himself/herself/themselves as Trustee under said Deed of Trust and
does hereby reconvey, without warranty, to the person or persons legally entitled hereto, the Estate now held by him
thereunder.
Whenever the context hereof so requires, the masculine gender includes the feminine and/or neuter, and the singular
numbers includes the plural.
The undersigned hereby accepts said appointment as trustee under the above deed of trust, and as successor trustee,
and pursuant to the request of said owner and holder and in accordance with the provisions of said deed of trust, does
hereby
RECONVEY WITHOUT WARRANT, TO THE PERSONS LEGALLY ENTITLED THERETO, all the estate now held by it
under said deed of trust.
Dated:
Arr.) ,a, , .()1�,
BENEFICIARY / NEW TRUSTEE
Wells Fargo Bank, N.A., successor by merger to United California Bank, a California corporation
c'J
By: Kevin E. Smith, Officer
Its:
Page # 1 69,40580 RPY Ref# 2291854 21041 CA073 San Diego Co 984203885 COMMUNITY DEVELOPMENT COMMISSION
STATE OF C-
On A 9Y` I ' as 2.0 k before me, the undersigned, a notary public in and for said state, personally
appeared Kevin E. Smith, Officer of Wells Fargo Bank, N.A., successor by merger to
United California Bank, a California corporation personally known to me or proved to me on the basis of satisfactory
evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he/she
executed the same in his/her capacity, and that by his/her signature on the instrument, the individual, or the person upon
behalf of which the individual acted, executed the instrument.
Notary Public
Wanda Anderson
NOTARY PUBLIC
Stokes County, NC
My Commission Expires July 2, 2023
Page # 2 69240580 RPY Ref# 2291854 21041 CA073 San Diego Co 984203885 COMMUNITY DEVELOPMENT COMMISSION
RESOLUTION NO. 78-16
A RESOLUTION AUTHORIZING THE ISSUANCE OF A DEED OF
TRUST NOTE IN THE AGGREGATE PRINCIPAL AMOUNT OF
$5,125,000 OF THE COMMUNITY DEVELOPMENT COMMISSION
OF THE CITY OF NATIONAL CITY FOR THE PURPOSE OF
PROVIDING INTERIM CONSTRUCTION AND PERMANENT
FINANCING OF THE COST OF ACQUIRING, CONSTRUCTING
AND EQUIPPING A 151-UNIT HOUSING PROJECT FOR
OCCUPANCY BY ELDERLY PERSONS OF LOW INCOME, AUTHORIZING
THE EXECUTION OF RELATED, SUPPORTING DOCUMENTATION,
AND PRESCRIBING CERTAIN OTHER MATTERS RELATING THERETO.
WHEREAS, a shortage of decent, safe and sanitary dwelling
accommodations exists in the City of National City, California, for
elderly persons of low income; and
WHEREAS, the Issuer is authorized under the provisions of
the Housing Authorities Law of the State of California (Part 2 of
Division 24 of the Health and Safety Code) (the "Act") to provide
for the construction of housing projects to provide safe and sanitary
dwelling accommodations for persons of low income at rents which persons
of low income can afford; and
WHEREAS, the Issuer is further authorized under the provisions
of the Act to issue notes, bonds, interim certificates or other
obligations for any of its corporate purposes which may be secured by
a pledge of any revenues or a mortgage or deed of trust encumbering any
housing project or other property of the Issuer; and
WHEREAS, the Issuer proposes to acquire, construct and equip
a 151-unit housing project to be known as Kimball Plaza (the "Project")
for leasing dwelling units to elderly persons of low income; and
WHEREAS, the Issuer will enter into an agreement with ROEL
CONSTRUCTION COMPANY, INC., 3455 Hancock, P. O. Box 80216, San Diego,
California (the "Contractor"), providing for the construction and
equipping of the Project by the Contractor for an aggregate contract
price of $4,510,000.00; and
WHEREAS, pursuant to the provisions and requirements of
Section 8 of the United States Housing Act of 1937, as amended, the
Issuer proposes to enter into an Agreement to Enter into Housing Assistance
Payments Contract (the "HAP Agreement") with the United States of America,
acting through the Department of Housing and Urban Development ("HUD"),
providing for the execution of a Housing Assistance Payments Contract
(the "HAP Contract") upon the completion of the Project and its acceptance
by HUD; and
WHEREAS, under the HAP Contract HUD agrees to pay to the
Issuer housing assistance payments on behalf of eligible tenants occupying
dwelling units in the Project; and
WHEREAS, in order to obtain funds with which to provide for
the interim construction financing and the permanent financing of the
Project, the Issuer proposes to issue its Deed of Trust Note in the
aggregate principal amount of $5,125,000 to be secured by a Deed of Trust
of even date to United California Bank of Pasadena, California (the
"Lender"); and
WHEREAS, in order to provide for the further security of the
Deed of Trust Note and to prescribe the terms and conditions upon which
the loan is being made and the Project constructed, operated, managed and
maintained, the Issuer proposes to execute additional documents and
instruments including a Deed of Trust,Regulatory Agreement, Construction
Contract and Building Loan Agreement on forms as prescribed and approved
by HUD; and
WHEREAS, the Executive Director of the Issuer has caused
to be prepared and presented to this meeting the following instruments
which are attached hereto:
(1) The form of Deed of Trust Note;
(2) 'The form of the HAP Agreement, including the
form of HAP Contract attached thereto;
(3) Form of Request for Offers to Commit To Fund a
Housing Loan with respect to the Deed of Trust
Note;
(4) The form of Deed of Trust;
(5) The form of Regulatory Agreement;
(6) The form of Construction Contract;
(7) The form of Building Loan Agreement; and
(8) Various other related, supporting exhibits, documents,
certifications, assurances, oaths, and agreements.
WHEREAS, it appears that each of the documents and instruments
above referred to which are now before this meeting is in appropriate
form and is an appropriate instrument to be executed and delivered for
the purposes intended:
NOW, THEREFORE, Be It and .It Is Hereby Resolved by the
Commissioners of the Community Development Commission of the City of
National City, as follows:
Section 1. Findings and Determinations. It is hereby found
and determined that it is necessary and desirable for the Issuer to acquire,
construct and equip the Project and to provide for the interim and
permanent financing thereof through the issuance and sale of its Deed of
Trust Note in order to provide safe and sanitary housing in the City of
National City at rents which elderly persons of low income can afford and
to bring long range benefits to the City of National City.
Section 2. Authorization of the Note. For the purpose of
providing interim and permanent financing for the acquisition, construction
and equipping of the Project, including necessary expenses incidental to
the issuance of the Deed of Trust Note, the Issuer hereby determines to
issue its Deed of Trust Note in the aggregate principal amount of $5,125,000
(Kimball Plaza Project), dated , 1978, maturing
on , 2018, and bearing interest at the rate of 6-1/2%
per annum, payable monthly. Level monthly installments of principal,
interest and mortgage insurance premium shall be in the approximate
amount of $38,568. The Chairman and the Secretary of the Issuer are
hereby authorized and directed to execute, attest, acknowledge and deliver
the Deed of Trust Note in substantially the form presented to this meeting
or with such changes therein as may be approved by the officers of the
Issuer executing the same, their execution thereof to constitute conclusive
evidence of their approval of all changes from the form of Deed of Trust
Note presented to this meeting, which form of Deed of Trust Note is
hereby in all respects approved and incorporated by reference and made a
part hereof.
The Deed of Trust Note shall be payable as to principal and
interest and the obligations of the Issuer under the Deed of Trust Note
shall be paid and satisfied solely from the assets and revenues of the
Issuer pledged therefor under the Deed of Trust Note, the Deed of Trust,
and the Regulatory Agreement. The Note shall not be a debt of the City
of National City, the State of California, or any of the State's
political subdivisions, or an indebtedness within the meaning of any
constitutional or statutory debt limitation. Principal of, interest on,
and the mortgage insurance premium with respect to the Deed of Trust Note
shall be payable in lawful money of the United States of America at the
principal office of the Lender.
Section 3. Execution and Delivery of Deed of Trust Note. The
Deed of Trust Note shall be executed in the name of the Issuer with the
manual signature of the Chairman and attested with the manual signature
of the Secretary and the SEAL of the Issuer shall be impressed thereon.
The Chairman or any other officer of the Issuer shall cause the Deed of
Trust Note, as so executed and attested, to be delivered to the Lender.
Section 4. Approval of Deed of Trust, Regulatory Agreement,
Construction Contract and Building Loan Agreement. To provide for the
details of and to prescribe the terms and conditions upon which the Deed
of Trust Note is to be secured, the construction and equipping of the
Project is to be accomplished, and the operation, management and maintenance
of the Project is to be performed and regulated, the Chairman and Secretary
of the Issuer are hereby authorized and directed to execute, attest,
acknowledge and deliver the Deed of Trust, Regulatory Agreement, Construction
Contract and Building Loan Agreement in substantially the forms presented
to this meeting or with such changes therein as may be approved by the
officers of the Issuer executing the same, their execution thereof to
constitute conclusive evidence of their approval of all changes from the
forms of the above -identified instruments presented to this meeting,
which forms are hereby in all respects approved and incorporated by reference
and made a part hereof.
Section 5. Approval of HAP Agreement. The form of HAP '
Agreement presented to this meeting is hereby approved; and the Chairman
and the Secretary of the Issuer are hereby authorized and directed to
execute and deliver the HAP Agreement in the name of and on behalf of the
Issuer in substantially the form of HAP Agreement presented to this meeting
or with such insertions, additions and Exhibits as may be approved by
the officers of the Issuer executing the same, their execution thereof
to constitute conclusive evidence of their approval of all insertions
into the form of HAP Agreement presented to this meeting.
Section 6. Approval of Request for Offers to Commit to Fund
a Housing Loan. The form of Request for Offers to Commit to Fund a
Housing Loan Presented to this meeting is hereby approved and its prior
utilization is hereby authorized, ratified and confirmed.
Section 7. Ratification of Actions. The actions of the
Chairman or any other officer of the Issuer in doing any and all acts
necessary in connection with the acquisition, construction and equipping
of the Project and the issuance of the Deed of Trust Note are hereby
ratified and confirmed.
Section 8. Further Actions Authorized. The proper officers,
agents and employees of the Issuer are hereby authorized, empowered and
directed to do all such acts and things and to execute all such certifications,
financing statements, assignments, documents, oaths, agreements and other
instruments as may be necessary in connection with the acquisition,
construction and equipping of the Project and the issuance of the Deed of
Trust Note.
Section 9. Severability. If any section, paragraph or provision
of this resolution shall be held to be invalid or unenforceable for any
reason, the invalidity or unenforceability of such section, paragraph or
provision shall not affect any of the remaining provisions of this
resolution.
Section 10. Repeal of Conflicting Resolutions; Effective Date.
All resolutions or parts thereof in conflict herewith are, to the extent
of such conflict, hereby repealed and this resolution shall take effect
from and after its adoption.
ADOPTED and APPROVED this 21st day of February, 1978.
Kile Morgan, Q?Sairman
ATTEST:
rnnld A. Petersnn. Secretary
NOES: None
Chairman Morgan declared the motion approved and adopted.
Resolution No.
78-16(Srs.Hsing)
MOTION:
* * * * * * * * * * * * * *
At the request of the Executive Director Chairman
Morgan added Resolution No. 78-16(Srs. Hsing) to
the Agenda.
The Executive Director read the following:
"Resolution No. 78-16(Srs. Hsing)
A RESOLUTION AUTHORIZING THE ISSUANCE OF A DEED OF
TRUST NOTE IN THE AGGREGATE PRINCIPAL AMOUNT OF
$5,125,000 OF THE COMMUNITY DEVELOPMENT COMMISSION
OF THE CITY`OF NATIONAL CITY FOR THE PURPOSE OF
PROVIDING INTERIM CONSTRUCTION AND PERMANENT
FINANCING OF THE COST OF ACQUIRING, CONSTRUCTING
AND EQUIPPING A 151-UNIT HOUSING PROJECT FOR
OCCUPANCY BY ELDERLY PERSONS OF LOW INCOME, AUTHORIZING
THE EXECUTION OF RELATED, SUPPORTING DOCUMENTATION,
AND PRESCRIBING CERTAIN OTHER MATTERS RELATING THERETO."
Mr. Reid made a motion to adopt Resolution No. 78-16.
Mr. Van Deventer seconded the motion.
On Roll Call the Members voted as follows:
AYES: Camacho, Morgan, Reid, and Van Deventer
NOES: None
ABSTAINED:Dalla
Chairman Morgan declared the motion approved and adopted.
5'7"9
RECORDING RF:OUESTED BY
When Recorded Mad tot
Cnited California Bank
ATTENTION: Mike Clancy
245 South Loa kobles
Pasadena, CA 91109
FHA FORM NO 410440
(CORPORATE)
, Re.. Oec.Tlsr (97))
78=085823
.
x. LJi3
��ppRLcLE f:J REQUEST OF
Zs? Ada .J A43.
MAR 3 1124 AM'18
OFFICIAL RECOROS
SAN CALIF.
HARLEY B Y P LOOM
RECORDER $6.00
srACP ABOVE THIS LINE FOR RECORDER'S USE
CONSTRUCTION AND PERMANENT
DEED OF TRUST
W'ilh Aaaigmmmt of Rents
TIIISDM) OFTRUST. Made this tat day of Mar oh , 14 78,byandbetween
Community Development Commission of the City of National Cityheremcalled Truster,
andCnited California Bank, A California Corporation
.rniUnited California Bank, A California Corporation
, herein called TruslcclsI.
.herein called Beneficiary.
WI I -NI SSLTII That Truster grants, transfers, and assigns to 'Trustee in trust, upon the trusts, covenants, conditions and
agreements and for the Oct and purposes hereinafter contained, with power of sale, all that real property situate, lying and being
mCity of National City, San Diego ('aunty, State of California. described as follows
Lot #1 of Center City project in the City of National City, County of
San Diego, State of California according to map thereof #8807
filed in the office of the county recorder of San Diego County on
February24,1978.
Logcthe' with the rents. Issue., and profits thereof. SUBJECT. HOWEVER, to the right, power. and authority hereinafter given to
and conferred upon Beneficiary to collect and apply such rents, Issues, and profits, and together with all buildings and improvements
of every kind and description now or hereafter erected or placed thereon, and ell fixtures. Including but not Invited to all gas and
electric fixtures. engines and machinery. radiators, heaters, furnace., heating equipment, laundry equipment, steam and hot-water
writers. stoves, ranges, elevators and motors, bath tubs, sinks, water closet., basin', pipes, faucets and other plumbing and heating
fixtures. mantels, cabinets, refrigerating plant and refrigerators, whether Inechunlcst or otherwise. cooking apparatus and
appurtenances, and all shades, awnings, screens, blinds and other furnishings, it being hereby agreed that all such fixtures and
I urnulungs shall to the extent permitted by law he deemed to bit permanently affixed to and a part of the realty. and
together with all building melons!, and equipment now or hereafter delivered to said premises and intended to be installed
therein, and
Together with all articles sal personal property now or hereafter attached to or used in and about the building or buildings now
erected or hereafter to he erected on the lands described which are necessary to the complete and comfortable use and occupancy it
such building or buildings for the purposes for which they were or are to he erected, including all other goods and chattels and
personal property as are ever used or furnished in operating a building, or the activities conducted therein, similar to the one herein
described and referred to, and all renewals or replacements thereof or article. in substitution therefor, whether or nut the same are. to
shall he attached to said building or buildings in any manner, and said Trustor agrees to execute a chattel mortgage covering the
afureseid fixtures and articles of personal property, at the time of placing such personel property or any part thereof in the building or
buildings to be erected on the lands herein deacnbed in the manner and form required by law, at its expense and satistactory to the
Beneficiary.
To have and to hold the property hereinbefore described together with appurtenances to the 'Trustee. its or his successors and
assigns forever.
FOR THE PURPOSE of securing performance of each agreement of Tru.lur herein and payment of a Just Indebtedness of the
Irustt,r to the Beneficiary in the pnncipal auto irfFive Million One Hundred Twenty—five Thousand
PollanpISS 5 , 125 , 000--- I, evidenced by Its nolo of even date herewith, bearing interest from date sin outstanding
balance.. all 4Rhalf percent ( 6_1/2_1') per annum, said principal and interest being payable in monthly installments a.
provided in said note with a final maturity of let of August 2019
which note is identified as being secured hereby by a certificate thereon. Said note and all of its terns are incorporated herein by
reference and this conveyance shall secure any and all extensions thereof, however evidenced.
f y'rll
l* i
I 1
I
lob
5131)
AND to PROTF.cTTllti SI cURI'IY OF THIS OHFD OF TRUST, TRUSTOR COVENANTS AND AGRI'FS:
I . That it will pay the Note at the timer and in the manner provided therein;
2. That it will not permit or suffer the use of any of the properly fur any purpose other than the use for which the same was
intended at the time this Deed of Trust was executed;
?. that the Regulatory Agreement. if any, executed by the Traitor and the Secretary of Housing and Urban Development, acting
h) and through the Federal Housing Commissioner, which in being recorded aintultaneously herewith, is incorporated in and made a
part of this Deed of Trust. Upon default under the Regulatory Agreement end upon the request of the Secretary of Mousing and
l'rhan Development, acting by and through the Federal Housing Commnlsaioner, the Beneficiary. at its option, may declare the whole
of the indebtedness secured hereby to be due end payable;
4. That all rents. profits and income from the property covered by Ole Deed of Trust are hereby assigned to the Beneficiary for
the purpose of discharging the debt hereby secured. Permission is hereby given to Trustor so long as no default exists hereunder,
t,r collect such rents, profits and income for use in accordance with the provisions of the Regulatory Aareemen I.
5. That upon default hereunder Beneficiary shall be entitled to the appointment of a receiver by uny court having Jurisdiction.
without notice. to take possession and protect the property described herein and operate same and collect the rents, profits and
income therefrom,
h. That at the option of the Trustor the principal balance secured hereby may be reatmortteed on terms acceptable to the
Secretary of !lousing and Urban Development. acting by and through the Federal housing ('omm�isuioner if a partial prepayment
cults front an award in condemnation in accordance with provisions of Paragraph 21 herein, or (ram an insurance payment made in
accordance with provisions of Paragraph 7 herein, where there is a resulting loss of project income;
7. I hat the Trustor will keep the improvements now existing ur hereafter erected on the deeded property insured against loss by
lire and such other hazards, caxualtiex, and contingencies. as may he stipulated by the Secretary of Housing and Urban Development.
acting h) and through the Federal Mousing ('onunixsioner upon the insurance of the Deed of Trust and other hazards as may be
required front time to time by the Beneficiary, and all such insurance shall be evidenced by standard fire and extended cover-
age insurance policy or policies, in amounts not leas than necessary to comply with the applicable Coinsurance Clause percentage.
lint in no event shall the amounts of coverage be less than RO percent of the Insurable Values or not less than the unpaid balance of the
insured Deed of Trust. whichever is the leaser, and in default thereof the Beneficiary shall have the right to effect insurance. Such
policies shall he endorsed with standard Mortgagee clause with loss payable to the Beneficiary and the Secretary of Ilousina and Urban
Development as interest may appear, and shall be deposited with the Beneficiary;
that if the premises covered hereby, or any part thereof, shall be damaged by fire or other hazard against which insurance is held
as herein -Move provided, the amounts paid by any insurance company in pursuance of the contract of insurance to the extent of the
indebtedness then remaining unpaid, shall he paid to the Beneficiary, and, at its option, may be applied to the debt or released for the
repairing or rebuilding of the premises. Any unexpired insurance shall inure to the benefit of, and pass to, the purchaser of the
pniperty covered thereby at any trustee's sole held hereunder,
x, ti,gether with and in addition to the monthly payments of interest or of principal and interest payable under the terms of said
mote. to pay to Beneficiary monthly until said note is fully paid, beginning on the Hest day of the first month after the date hereof, the
following sums'.
tar An amount sufficient to provide the Beneficiary with funds to pay the next mortgage insurance premium if this instrument
and the note secured hereby are insured. or a monthly service charge, if they are held by the Secretary of Housing and
Urban Development, as follows
it) If and so lung as said note of even date and and this instrument are insured or are reinsured under the provisions of
the National Housing Act, an amount sufficient to accumulate in the hands of the Beneficiary one month prior to its
due date the annual mortgage insurance premium. In order to provide such Beneficiary with funds to pay such
premium to the Secretary of !lousing and Urban Development, pursuant to the National housing Act, as amended.
and applicable Regulations thereunder, or
I Ill Beginning with the first day of the month following an assignment of this instrument and the note secured hereby to
the Secretary of blousing and Urban Development, a monthly service charge which shall be an amount equal to
one -twelfth of one-half percent (I /12 of I/2%) of the average outstanding principal balance due on the note
computed for each successive year beginning with the first of the month following such assignment. without
taking into account delinquencies or prepayments.
in) A sum equal to the ground rents, if any, next due, plus the premiums that will next become due and payable on policies of
fire and other property insurance covering the premises covered hereby. plus water rates, taxes and assessments next
due on the premises covered hereby loll as estimated by the Beneficiary) less all sums already paid therefor divided by
the number of months to elapse before one month prior to the date when such ground rents. premiums, water rates.
taxes and assessments will become delinquent, such sums to be held by Beneficiary in trust to pay said ground rents,
premiums, water rates, tuxes, and special assessments.
r All payments mentioned in the two preceding subsections of this paragraph and all payments to be made under the note
secured hereby shall be added together and the aggregate amount thereof shell he paid each month in a single payment to
be applied by Beneficiary to the following items in the order set forth:
(t) premium charges under the Contract of Insurance with the Secretary of flouting and Urban Development, acting by
and through the Federal Housing Commissioner ur service charge;
1I1) ground rents, taxes, special asaesumenta, water rates, fire and other property insurance premiums;
(III) interest on the note secured hereby;
(IV) amortization of the principal of said note,
ii. Any excess funds accumulated under paragraph (b) above remaining after payment of the items therein mentioned, shall he
. redited to subsequent monthly payments of the acme nature required there-ndyr, but if any such item shall exceed the estimate
therefor. the Trustor shall without demand Iortliwith nuke good the deficient y. Failure to du so before the due dale of such item
shall be a default hereunder. In case of termination of the Contract of Mortgage Insurance by prepayment of the mortgage in full. or
otherwise (except as hereinafter provided). accumulations under paragraph In) above not required to meet payments due under the
i ontract of Mortgage Insurance, shall be credited to the Trustor. If the property is sold under foreclosure or is otherwise acquired by
the Beneficiary after default. any remaining balance of the accumulations under paragraph lb) above shall be credited to the pnncipal
of the debt as of the date of commencement of foreclosure proceedings or as of the date the property is otherwise .t.oto.aid Ind
ass uniulattuns under paragraph (a) above shall he landlady applied unless required to pay sums due to the Sects y and
l'rhan Development. acting by and through the Federal housing Commissioner under the Contract of Mortgage Ire
•
I O. to keep said property in good condition and repair, nut to remove ur demolish any buildings thereon. tit sire
promptly and in good and workmanlike manner any building which may be constructed, damaged, or destruyei ray
when due all clams for labor performed end materials furnished therefor, to comply with all laws affecting said; ins
any alteration. or improvements to he made thereon, nut to commit in permit waste thereof. nut to cninnmt, suf act
upon said property in violation of law and/or covenants, conditions and/or restrictions affecting said property; n Ter
any alteration of or addition to the buddinp or improvements hereafter constructed in or upon said property w (' ▪ of
the Beneficiary;
I I to appear in and defend any action or proceeding purporting to affect the security hereof or the sal
Beneficiary or Trustee, and to pay ell costs and expenses, including cost of evidence of title and attorney's fee en,
in any such action or proceeding in which Beneficiary ur trustee may appear;
12. Should Trustor fail to make any payment or do soy act as herein provided, then Beneficiary or Trustee, but without
obligation so to do and without notice to or demand upon Truatur and without releasing Traitor from any obligation hereof, may
nuke or do the same in such manner and to such extent as either may deem necessary to protect the security hereof, Beneficiary or
• 'a' t I
•
L
• • i
Iruxtre being authorized to enter upon said property for such purposes; may commence, appear In and/or defend any action or
•eding purporting to stied the security hereof or the rights or powers of Beneficiary or Truster; may pay. purchase, contest. or
nniprouuse any encumbrance, charge, or lien which In the judgment of either appears to be prior or superior hereto; and, in exercising
,rip such powers, may pay necessary expenses, employ counsel. and pay his reasonable fees;
13. The Beneficiary %hall have the right to pay mortgage usurance premiums or tire and other property insurance premiums when
due to the extent that monthly payments mule hereunder for the purpose of meeting %air ere Insufficient. All such payments made
by the Beneficiary shall he added to the principal sum secured hereby;
la to pay immediately and without deetund all sums sit expended by Beneficiary or Trustee, under permission given under this
[seed of trust, with interest from date of expenditure al the rate specified In said note;
I S. 'that the funds to be advanced hereunder are to he used in the eunstruction of certain mnptiivements on the lands herein
des.nhrd in accordance with a certain building loan agreement made by and between the Trustor and the Beneficiary dated 1 a L
2iarclt . Iq 715 which said building loan agreement (except suclt part or parts thereof as iris) he inconsistent herewith) is'
incorporated herein by reference to the same extent and effect as if fully set forth herein, and made a part of this Deed of Trust. and
on the tailor of the Truster to keep and per ornt all the covenants, conditions, and agreements of said building loan agreement.
thereupon, the principal sum and all arrears itf in terext, and other charges provided for herein shall at the option of the Be net iciary of
this Deed of Trust become due and payable. anything contained herein to the contrary notwithstanding. This covenant shall he
terminated upon the completion of the building or buildings to the satisfaction of the Beneficary and the nuking of the final advance
as proudi d in said building 11.4111 agreement;
lira the 'rust or further covenants that it will not voluntarily create, suffer, or permit to he created against the properly suh)ect
t,• this Deed of trust any lien or liens inferior or superior to the Lien of this Deed of Trust and further that it will keep and maintain
the vnt. tree from the cluing of all persons supplying labor or mu teriuts which will enter into the construction of any and all buildings
now being erected or lit bw. erected on said premises;
1 7, that the improvements about to he made upon the premixes, covered by the Deed of Trust, and all plans and specifications
comply with sill municipal ordinances and regulations and all of other regulations made or promulgated, now or hereafter, by lawful
ant hunt), and that the same will upon completion comply with all such municipal urdilianees and regulations and with the rules of the
apph. able fire rating or inspection orga nica eon, bureau, assuctatton or office;
t b. That so long as this Deed of Trust and the said note secured hereby are insured under the provisions of the National homing
Act. or held by the Secretary of Ile .rising and Urban Develop tine nt, it will not execute or file for record any instrument which imposes
a restriction upon the sale or occupancy of the mortgaged property on the busts of race. color, or creed,
I q. Truster herein agrees to pay to Beneficiary or to the euthorited loan servicing representative of the Beneficiary a charge not
to exceed Si 5 for providing a statement regarding the obligation secured by this Deed of Trust as provided by Section 21)54, Article 2.
Chapter 2, Talc 14. Part 4. Division 3, of the Civil ('ode of the State of ('ulifornis,
It IS MUTUALLY AGREI'I) THAT.
20 That if the construction of the improvements herein referred to shall not he carried on with reasonable diligence, or shall he
discontinued at any time tor any reason other than strikes or lockouts. the Beneficiary, after due notice to the Trustor or any
subsequent owner, is hereby invested with full and complete authority to enter upon the said premises, employ watchmen to protect
such improvements from depredation or injury and to preserve and protect the personal property therein, and to carom lie any and all
outstanding contracts for the erection and completion of said building or buildings, to make and enter into any contracts and
obligations wherever necessary, either in its own name ur In the name of the Trustor, and to pay and discharge all debts. obligations
and liabilities incurred thereby. All such sums so advanced by the Beneficiary (exclusive of advances of the principal of the
indebtedness secured hereby) shall be added to the principal of the indebtedness secured hereby arid shall be secured by this Deed of
I rust and shall he due and payable on demand with interest at the rate specified in said note, but nu such advances shall be insured
unless same are specifically approved by the Secretary of Housing and Urban Development, netting by and through the Federal )lousing
(-umurisooner prior to the making thereof;
21 Should the property or any part thereof he taken or damaged by reason of any public unprovenent or condemnation
po•.eeding, or damaged by fire, or earthquake, or in any other manner, the Beneficiary shell be entitled to all compensation, awards.
and utter payments or relief therefor, and shall he entitled at its option to commence, appear in and prosecute in its own name, any
action or proceedinp, or to make any compromise or settlement. In connection with such taking or danmage. All such compensation,
awards. damages. rights of action and proceeds, including the proceeds of any policies of fire and other insurance affecting said
property, are hereby assigned to the Beneficiary. After deducting therefrom all its expenses. Including attorney's feet, the balance of
the proceeds shall be applied lit the amount due under the Note 'secured hereby in (I) amounts equal to the next mat unng installment
or installment■ of principal and 121 with any balance to he credited to the next payment due under the Note. Nu amount applied to
the reduction of the principal amount due in accordance with (I) shall be considered an optional prepayment as the Tenn is used in
this Deed of Trust and the Note secured thereby, nor relieve the truster from making regular monthly payment's commencing on the
first month following the date of receipt of the award;
22. Upon default by Trustor m [nuking any monthly payment provided for herein or In the note secured hereby, and if such
default is not made goind pour to the due dale of the next much installment, or if Trustor shall fail to perform any covenant or
agreement in this Deed of Trutt, the Beneficiary rimy declare all suns secured hereby immediately due and payable by delivery to
I rumen: of written declaration of default and demand fur sale, and of wr'ttrn notice of default and of election to cause the properly to
he sold, which notice Trustee. shall cause to be duly filed for record and the Beneficiary may !'unclose this teed of 'frusl Beneficiary
shall suit deposit with'irustee this Deed, the role and all documents evidencing expenditures secured hereby;
23. Alter the lapse of such time as may then be required by law following the recordation of said notice of defaults, and notice of
sale having been given as then required by law, 'Muster, without demand tin Trustor, shall sell said property at the time and place fixed
by it in said notice of sale, either as a whole or in separate parcels. and in such order as it may determine at public auction to the
highest bidder for cash in lawful money of the United States. payable at time sal sale. Trustee may postpone sale of all or any portion
of said property by public announcement at the time and place of sale, and from time to time thereafter may postpone the sale by
public announcement al the time fixed by the preceding postponement. Trustee shall deliver to the purchaser to Deed conveying the
property so sold, but without any convenunt or warranty, express or implied. 'the recitals in the Deed of any matters or facts shall he
conclusive proof of the truthfulness thereof, Any person, including truster, Trustee, or Benultclury. may purchase at the sale. the
trustee shall apply the proceeds of sale to payment of I I) the expenses of audi sale, together with the reasonable expenses of this trust
including therein reasonable Trustee's fees or attorney's fees fur conducting the sale, and the actual cost of publishing, recording.
mailing and posting notice of the sale; 121 the cost of any search and/or other evidence of Mlle procured in eunneclion with such sale
and revenue stamps on invitees' Deed; 13) all sum% expended under the terms hereof, nut then repaid, with accrued interest at the rate
specified in said note; (4) all other sums then secured hereby, and 15) ihu remainder, If any, to the person or persons legally entitled
thereto;
24, Beneficiary may from Itme to time substitute a successor ur successors to any 'trustee named herein or acting hereunder to
execute this Trust, Upon such appointment, end without conveyance to the successor trustee, the latter shall be }} .with all title,
powers, and duties conferred upon any Trustee herein named or acting hereunder. Each such appointment and
made by written instrument executed by Beneficiary, containing reference to this Deed and its place of recur
recorded in the proper office of the county ur counties In which the property is situated, shall he cunclu 0 Cr
appointment of the successor trustee; I)
25 'I he pleading of any statute of Ilntitations a% a defense to any and all obligations secured by this bred rir the
lull extent permissible by law; b
Cif
N ad of
Cu onto,
��af the
2.b. Upon written request of Benefleiary stating that all autos secured hereby have been paid, and upon s
trust and said note to Trustee for cancellation and retention and upon payment of its fees, Trustee shall reed
the property then held hereunder. The melts). in such reconveyance of any matters or fact shell he
truthfulness thereof, The grantee in such reconveyance may be described is. "the person or persons legally en
27, '-he trust created hereby Is irrevocable by Trustor;
Ay
582
]S. This Deed of Trust applies to, inures to the benefit of, and hinds all parties hereto. their heirs, legatees. devisees,
administrators, executors, successors, and assigns. The term "Bend Uciary" shall include not only the original Beneficiary hereunder hot
a No any future owner and holder including pledgees, of the note secured hereby. In this Deed, whenever the context so requires, the
masculine gender includes the feminine and/or neuter, and the aingular number includes the plural. All obligations of each Truxlor
hereunder are joint and several;
.u. Trustee accepts this Trust when this Deed of Trust. duly executed and acknowledged, Is made public record as provided by
law. I•xcept as otherwise provided by law the Trustee is not obligated to notify any party hereto of pending sale under this Deed of
I rust or of any action of proceeding in which Truxlor, Beneficiary, or Trustee shall be a party unless brought by Trustee',
30. The Undersigned TRUSTOR RIQUI STS that a copy of any notice of default and of any notice of sale hereunder he mailed
to hint at the mailing address opposite his name hereto. Failure to Insert such address shall he deemed a waiver of any request
hereunder fur a copy of such notices.
Surer old .�'innl,rr
1243 National Avenue
.11,10l,t( Address for Nnllr rt N r I rt,rinr
COY arta Srute Communityr evulopment Com-
National City, CA 92050 miaeion of the City of
National City
IN WITAthSS -1(QIf. HL.OF the Truxlor has caused ill name to he hereunto s scrth its duly authorized officers and is
et 'n'tu seal ufflged the day and year herein first above written. COIRnunit "^
'.Il ORINIHATY SF Al j
By
By
COl• fission of the City of
National City
Chairman
Srrrerarr.
Si.A fif•OP'CALIIOR NIA,
(OUNTY OF Si n
On this / �•-r-
.2)
day of /%%d r a. fs . A.D. I'Oe, before no,
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/ , a Notary Public in and fur said County and State.
coat to • /i.-
residing therein, duly cuiffinisxioned and sworn, personally appeared A-,/f /s +.ram+♦ •./ .Ir•s+/✓ ,I. /+*rr�.•
known to me to he the sear.. t J r y of the corporation that executed the
within instrument and acknowledged to me that much corporation executed the same.
IN WITNESS
w ell l e❑
101AI.I
: MAL SEAL
DAVID L. SHELDON
NOTARy eu.LIC CALIFORNIA
PRINCIPAL OFFICE IN
hAN Di100 COUNTY
My Commission Wirt/ Aug. 22, 1*
and affixed my official seal the day and year tr this Certificate first above
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CALIFORNIA
RECORDER'S INSTRUCTIONS
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GROUND LEASE
(Kimball Tower)
By and Between
COMMUNITY DEVELOPMENT COMMISSION -HOUSING AUTHORITY OF THE
CITY OF NATIONAL CITY
"Landlord"
and
KIMBALL TOWER HOUSING ASSOCIATES, L.P.
"Tenant"
Dated as of March 25, 2019
Page 1
GROUND LEASE
THIS GROUND LEASE (the "Lease"), dated, for identification purposes only, as of the
25th day of March, 2019, is entered into by and between the COMMUNITY DEVELOPMENT
COMMISSION -HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY, a public
body, corporate and politic ("Landlord" or "Commission"), and KIMBALL TOWER HOUSING
ASSOCIATES, L.P., a California limited partnership ("Tenant" or "Developer").
RECITALS
A. WHEREAS, Commission is a California community development commission
acting to implement the California Housing Authorities Law, Part 2 of Division 24 of the Health
and Safety Code;
B. WHEREAS, Developer is controlled by an experienced owner, developer and
manager of affordable housing for very -low and low-income families;
C. WHEREAS, Commission is the owner of certain real property situated in the City
of National City, County of San Diego, State of California, and legally described in Exhibit "A"
(the "Property");
D. WHEREAS, Commission desires to grant and convey an easement for ingress,
egress and parking, over that portion of the adjacent property ("Lot 6") owned by the Commission
and legally described in Exhibit "E" (the `Basement Area") and to reserve from the lease of the
Property a nonexclusive easement for vehicular and pedestrian ingress and egress over that portion
of the Property depicted on Exhibit "F";
E. WHEREAS, the Commission, Developer and Morgan Tower Housing Associates,
L.P., a California limited partnership entered into that certain "Disposition and Development
Agreement" dated as of June 18, 2018 (the "DDA");
F. WHEREAS, the DDA provided that upon the satisfaction of certain conditions,
Commission would ground lease the Property to Developer; and
G. WHEREAS, all conditions precedent to the parties entering into this Lease have
been satisfied or waived.
NOW, THEREFORE, for and in consideration of the mutual promises, covenants, and
conditions herein contained, Commission and Developer agree as follows:
ARTICLE 1. LEASE OF THE PROPERTY
1.1 Lease of the Property. Landlord leases to Tenant, and Tenant hires from
Landlord, the Property on the terms and conditions as set forth in this Lease, reserving therefrom
a nonexclusive, appurtenant easement for vehicular and pedestrian ingress and egress for Landlord
Page 2
and guests, invitees, employees, and contractors of Lot 6 over that portion of the Property depicted
on Exhibit "F" attached hereto.
1.2 Purpose of Lease. The purpose of this Lease is to provide for the rehabilitation,
maintenance, management and operation of a 151-unit (which includes two managers' units),
multi -family, low-income rental housing project. Tenant will not occupy or use the Property, or
permit the Property to be used or occupied, nor do or permit anything to be done in or on the
Property, in whole or in part, for any other purpose. The foregoing notwithstanding, after the
foreclosure of a Mortgage, or acceptance by a Mortgagee of an assignment or deed in lieu of
foreclosure, the Property may be used for any lawful purpose.
1.3 Recorded Encumbrances. This Lease, the interests of Landlord and Tenant
hereunder, and the Property, are in all respects subject to and bound by all of the covenants,
conditions, restrictions, reservations, rights, rights -of -way and easements of record including,
without limitation: those items shown as exceptions to title in that certain Preliminary Report dated
as of July 26, 2018, issued by Stewart Title Company with respect to the Property.
1.4 Memorandum of Lease. A short form Memorandum of Lease referring to this
Lease is being executed by Landlord and Tenant concurrently herewith, and recorded in the
Official Records of the County of San Diego, California (the "Official Records").
1.5 Assignment of Utility Rights. Landlord, by virtue of its fee title to the Property,
may hold certain rights, entitlements or credits with respect to utility capacity, connections, etc.
(the "Utility Rights"). Landlord hereby assigns said Utility Rights to Tenant as an incidence of its
leasehold interest in the Property.
1.6 Grant of Easement. Landlord hereby grants and conveys to Tenant an easement
for access and parking (the "Easement") over the Easement Area, which easement shall be (i) for
vehicular and pedestrian use only, as applicable; (ii) exclusive, (iii) appurtenant and perpetual and
irrevocable by the Landlord; and (iv) for the benefit of Tenant and its tenants, employees,
contractors, guests and invitees ("Permitted Users"). The Easement Area is depicted on Exhibit
"F" attached hereto. Tenant shall be responsible for the cost and performance of any maintenance,
replacement and/or repair of the Easement Area so as to keep such areas in good condition and
repair and in compliance with all applicable governmental requirements and the terms of this
Lease. In addition, Tenant shall maintain insurance covering the Easement Area in the amounts
and subject to the requirements set forth in this Lease. Landlord and Tenant agree that, if either
Landlord or Tenant so desires, Landlord and Tenant shall cooperate in good faith in effectuating a
lot line adjustment whereby the northern boundary of the Property will be moved to encompass
the Easement Area, subject to the requirements and consent of any lender and the limited partner
of Tenant.
ARTICLE 2. DEFINITIONS
All capitalized terms used herein may be defined where first used in this Lease and/or as
set forth in this Article 2. Unless otherwise defined herein, all capitalized terms shall have the
same meanings ascribed to them in the DDA. For the purpose of supplying such definitions, the
Page 3
DDA, notwithstanding anything contained therein or herein to the contrary, shall not merge with
this Lease.
"Award" means any compensation or payment made or paid for the Total, Partial or
Temporary Taking of all or any part of or interest in the Property and/or the Improvements,
whether pursuant to judgment, agreement or otherwise.
"Capital Improvements" means all work and improvements with respect to the Property
for which costs and expenses may be capitalized in accordance with GAAP.
"Commencement Date" has the meaning set forth in Article 3 of this Lease.
"Compliance Period" has the meaning set forth in Section 42(i)(1) of the Internal Revenue
Code of 1986, as amended.
"Construction Loan" refers to the loan to the Tenant from the Senior Lender, the proceeds
of which are used to rehabilitate the Project.
"Conversion Date" means the date upon which the Construction Loan converts to an
amortizing term loan in accordance with the terms of the Senior Loan Documents and Senior Loan
Security Documents.
"Easement" has the meaning set forth in Section 1.6.
"Easement Area" has the meaning set forth in Recital "D".
"Environmental Law" means any federal, state or local environmental, health and/or
safety -related law, rule, regulation, requirement, order, ordinance, directive, guideline, permit or
permit condition, currently existing and as amended, enacted, issued or adopted in the future. The
term Environmental Law includes, but is not limited to, the Comprehensive Environmental
Response, Compensation and Liability Act of 1980, as amended, and similar state or local laws.
"Event of Default" has the meaning set forth in Article 21.
"Executive Director" means the Executive Director of Landlord or his/her designee.
"Hazardous Materials" means any chemical, substance, object, condition, material,
waste, or controlled substance which is or may be hazardous to human health or safety or to the
environment, due to its radioactivity, ignitability, corrosiveness, explosivity, flammability,
reactivity, toxicity, infectiousness, or other harmful or potentially harmful properties or effects,
including, without limitation, all chemicals, substances, materials, or wastes that are now or
hereafter may be listed, defined, or regulated in any manner by any federal, state, or local
government agency or entity, or under any federal, state, or local law, regulation, ordinance, rule,
policy or procedure due to such properties or effects.
Page 4
"Impositions" means all taxes (including, without limitation, sales and use taxes);
assessments (including, without limitation, all assessments for public improvements or benefits
whether or not commenced or completed prior to the Commencement Date and whether or not to
be completed within the Term); water, sewer or other rents, rates and charges; excises; levies;
license fees; permit fees; inspection fees and other authorization fees and other charges; in each
case whether general or special, ordinary or extraordinary, foreseen or unforeseen, of every
character (including all interests and penalties thereon), which are attributable or applicable to any
portion of the Term and may be assessed, levied, confirmed or imposed on or in respect of, or be
a lien upon (a) the Property or the Improvements, or any part thereof, or any estate, right or interest
therein, (b) any occupancy, use or possession of or activity conducted on the Property or the
Improvements, or any part thereof, or (c) this Lease. The term "Impositions" shall also include
any and all increases in the foregoing, whether foreseen or unforeseen, ordinary or extraordinary,
including, without limitation, any increase in real property taxes resulting from a sale of the
Property by Landlord.
"Improvements" means all buildings, structures and other improvements, including the
building fixtures thereon, now located on the Property or hereafter constructed on the Property; all
landscaping, fencing, walls, paving, curbing, drainage facilities, lighting, parking areas, roadways
and similar site improvements now located or hereafter placed upon the Property.
"Indemnitees" means Landlord, the City of National City, California ("City") and their
employees, agents, members and officials.
"Index" means the Consumer Price Index -Urban Wage Earners and Clerical Workers (San
Diego, All Items, Base 1982-84 = 100) as published by the United States Department of Labor,
Bureau of Labor Statistics. Should the Bureau discontinue the publication of the Index, or publish
the same less frequently or on a different schedule, or alter the same in some other manner
including, without limitation, changing the name of the Index or the geographic area covered by
the Index, Landlord and Tenant shall adopt a substitute index or procedure which reasonably
reflects and monitors consumer prices.
"Insurance Requirements" means all terms of any insurance policy covering or
applicable to the Property or the Improvements, or any part thereof, all requirements imposed by
the issuer of any such policy, and all orders, rules, regulations and other requirements of the
National Board of Fire Underwriters (or any other body exercising similar functions) applicable to
or affecting the Property or the Improvements, or any part thereof, or any use or condition of the
Property or the Improvements, or any part thereof.
"Lease Year" means the year commencing on the first day of the first full calendar month
following the Commencement Date, or anniversary thereof, and ending at midnight on the last day
of the month in which an anniversary of the Commencement Date occurs.
"Legal Requirements" means all laws, statutes, codes, acts, ordinances, orders,
judgments, decrees, injunctions, rules, regulations, permits, licenses, authorizations, directions and
requirements of and agreements with all governments, departments, commissions, boards, courts,
authorities, agents, officials and officers, foreseen or unforeseen, ordinary or extraordinary, which
Page 5
now or at any time hereafter may be applicable to the Property or the Improvements, or any part
thereof, or to any of the adjoining sidewalks, streets or ways, or to any use or condition of the
Property or the Improvements, or any part thereof.
"Memorandum of Lease" refers to the memorandum of lease which has been recorded as
described in Section 1.4.
"Mortgage" has the meaning set forth in Section 18.1.1 of this Lease.
"Mortgagee" has the meaning set forth in Section 18.1.1 of this Lease.
"Notice of Intended Taking" means any notice or notification on which a reasonably
prudent person would rely and which said person would interpret as expressing an existing
intention of Taking as distinguished from a mere preliminary inquiry or proposal. It includes,
without limitation, the service of a condemnation summons and complaint on a party to this Lease.
The notice is considered to have been received when a party to this Lease receives from the
condemning agency or entity a notice of intent to take, in writing, containing a description or map
of the taking which reasonably defines the extent of the taking.
"Official Records" means the Official Records of San Diego County, California.
"Partial Taking" means any taking of the fee title of the Property and/or the
Improvements that is not either a Total, Substantial or Temporary Taking.
"Plans" means the plans and specifications for the Rehabilitation, a set of which, initialed
by Tenant, are on file in the offices of Landlord.
"Potential Default" means any condition or event which, with the lapse of time or the
giving of notice, or both, would constitute an Event of Default.
"Project" refers to the Property and the Improvements constructed and maintained
thereon.
"Property" has the meaning set forth in Recital "C," above.
"Rehabilitation" means rehabilitation of the Improvement and the Property pursuant to
the Plans.
"Senior Lender" means MUFG Union Bank, N.A., a national banking association and its
successors and assigns.
"Substantial Taking" means the taking of so much of the Property and/or the
Improvements that the portion of the Property and/or the Improvements not taken cannot be
repaired or reconstructed, taking into consideration the amount of the Award available for repair
or reconstruction, so as to constitute a complete, rentable structure, capable of producing a
proportionately fair and reasonable net annual income after payment of all operating expenses, and
Page 6
all other charges payable under this Lease, and after performance of all covenants and conditions
required by Tenant by law and under this Lease.
"Taking" means a taking or damaging, including severance damage, by eminent domain
or by inverse condemnation or for any public or quasi -public use under any statute. The taking
may occur as a result of a transfer pursuant to the recording of a final order in condemnation, a
voluntary transfer or conveyance to the taking authority under threat of condemnation, or a transfer
while condemnation proceedings are pending. Unless otherwise provided, the taking shall be
deemed to occur as of the earlier of (a) the date actual physical possession is taken by the
condemnor, or (b) the date on which the right to compensation and damages accrues under the law
applicable to the Property and/or the Improvements. A taking as used in this Lease does not
include the voluntary dedication of any portion of the Property necessary to obtain building permits
or to comply with any other applicable governmental rule, regulation or statute; nor does it include
the enactment of any law, ordinance or regulation which may affect the use or value of the Property
but which does not involve an actual taking of any portion thereof. Eminent domain actions filed
by Landlord against owners of portions of the Property and pending as of the Commencement Date
shall not be deemed, construed or interpreted as a Taking under this Lease.
"Tax Credit Partner" means U.S. Bancorp Community Development Corporation, a
Minnesota corporation,and its successors and assigns.
"Temporary Taking" means a taking of all or any part of the Property and/or the
Improvements for a term certain which term is specified at the time of taking. Temporary Taking
does not include a taking which is to last for an indefinite period or a taking which will terminate
only upon the happening of a specified event unless it can be determined at the time of the taking
substantially when such event will occur. If a taking for an indefinite term should take place, it
shall be treated as a Total, Substantial or Partial Taking in accordance with the definitions set forth
herein.
"Term" has the meaning set forth in Article 3 of this Lease.
"Total Taking" means the taking of the fee title to all of the Property.
"Unit" means a dwelling unit on the Property.
ARTICLE 3. TERM
The term of this Lease (the "Term") shall commence on the date the Memorandum of Lease
records in the Official Records (the "Commencement Date"), and shall continue thereafter until
the ninety-ninth (90) anniversary of the date on which a Notice of Completion records in the
Official Records for the Rehabilitation.
ARTICLE 4. RENTAL
4.1
advance.
Rent. The rent shall be the nominal sum of One Dollar ($1.00) per year payable in
Page 7
4.2 Right to Audit. Tenant shall keep full and accurate books of account, records and
other pertinent data with respect to operations of the Project. Such books of account, records, and
other pertinent data shall be kept for a period of three (3) years after the end of each Lease Year.
Landlord shall be entitled within two (2) years after the end of each Lease Year to inspect and
examine all Tenant's books of account, records, and other pertinent data. Tenant shall cooperate
fully with Landlord in making the inspection. Landlord shall also be entitled, at the Landlord's
sole cost and expense, also within two (2) years after the end of each Lease Year, to an independent
audit of Tenant's books of account, records, and other pertinent data.
4.3 Utilities. Tenant shall be responsible for the payment of all water, gas, electricity
and other utilities used by Tenant on the Property.
4.4 Taxes and Assessments.
4.4.1 Notice of Possessory Interest; Payment of Taxes and Assessments on
Value of Entire Property. In accordance with California Revenue and Taxation Code Section
107.6(a), Landlord states that by entering into this Lease, a possessory interest subject to property
taxes may be created. Tenant or other party in whom the possessory interest is vested may be
subject to the payment of property taxes levied on such interest.
4.4.2 Payment of Taxes. Subject to any applicable exemptions, Tenant shall pay
the real property and/or possessory interest taxes applicable to the Property during the term of this
Lease. All such payments shall be made prior to the delinquency date of such payment. Tenant
shall promptly furnish Landlord with satisfactory evidence that such taxes have been paid or that
an exemption from such taxes has been obtained. If any such taxes paid by Tenant shall cover any
period of time prior to or after the expiration of the Term, Tenant's share of such taxes shall be
equitably prorated to cover only the period of time within the tax fiscal year during which this
Lease shall be in effect, and Landlord shall reimburse Tenant to the extent required. If Tenant
shall fail to pay any such taxes, Landlord shall have the right to pay the same, in which case Tenant
shall repay such amount to Landlord within ten (10) days after demand from Landlord together
with interest at the rate set forth in Section 4.5.
4.4.3 Definition. As used herein, the term "real property tax" shall include any
form of real estate tax or assessment (including, without limitation, on possessory interests),
general, special, ordinary or extraordinary, and any license fee, commercial rental tax,
improvement bond or bonds, levy or tax (other than inheritance, personal income, or estate taxes)
imposed on the Property or any interest (including, without limitation, possessory interests) therein
by any authority having the direct or indirect power to tax, including any city, state or federal
government, or any school, agricultural, sanitary, fire, street, drainage or other improvement
district thereof, as against any legal or equitable interest of Landlord or Tenant in the Property or
in the real property of which the Property are a part, as against Landlord's right to rent or other
income therefrom, and as against Landlord's business of leasing the Property. The term "real
property tax" shall also include any tax, fee, levy, assessment or charge (i) in substitution of,
partially or totally, any tax, fee, levy, assessment or charge hereinabove included within the
definition of "real property tax," or (ii) the nature of which was hereinbefore included within the
Page 8
definition of "real property tax," or (iii) which is imposed as a result of a transfer, either partial or
total, of Landlord's interest in the Property or which is added to a tax or charge hereinbefore
included within the definition of real property tax by reason of such transfer, or (v) which is
imposed by reason of this lease transaction, any modifications or changes hereto, or any transfers
hereof.
4.4.4 Personal Property. Tenant shall pay prior to delinquency all taxes
assessed against and levied upon trade fixtures, furnishings, equipment and all other personal
property of Tenant contained in the Property or elsewhere. When possible, Tenant shall cause said
trade fixtures, furnishings, equipment and all other personal property to be assessed and billed
separately from the real property of Landlord.
4.4.6 Apportionment. If any of Tenant's said personal property shall be assessed
with Landlord's real property, Tenant shall pay Landlord the taxes attributable to Tenant not later
than the later of (a) ten (10) days after receipt of a written statement setting forth the taxes
applicable to Tenant's property or (b) fifteen (15) days prior to the date said taxes are due and
payable.
4.5 Overdue Interest. Any amount due to Landlord, if not paid when due and before
expiration of the applicable grace period, if any, shall bear interest from the date due until paid at
the lower of: (a) the reference or prime rate of Bank of America, N.T. & S.A., in effect from time
to time plus three percent (3%); or (b) the highest rate of interest allowed under applicable usury
law.
ARTICLE 5. POSSESSION OF PROPERTY
5.1 Acceptance of Premises. Tenant hereby accepts the Property.
5.2 Ownership of Improvements. During the term of this Lease title to all
Improvements, now existing or later made, on the Property are and shall be vested in Tenant.
Tenant shall not, however, remove or demolish any Improvements from the Property except as
permitted herein. Concurrently with recordation of the Memorandum of Lease, Landlord shall
execute a grant deed conveying ownership of the Improvements to the Tenant. Upon termination
of this Lease, ownership to the Improvements shall automatically revert back to the Landlord. At
all times during the Term, Tenant alone shall be entitled to all of the tax attributes of ownership of
the Improvements, including, without limitation, the right to claim depreciation and the right to
claim the low-income housing tax credit described in Section 42 of the Internal Revenue Code, as
well as all other benefits for income tax purposes.
5.3 Surrender of Property.
5.3.1 Upon Expiration. Tenant agrees that on expiration or termination of the
Term, the Improvements on the Property shall become the property of Landlord, free from any
liens or claims whatsoever, without any further compensation therefor from Landlord to Tenant or
any other person.
Page 9
5.3.2 Condition. On expiration or termination of the Term, Tenant shall
peaceably and quietly leave and surrender the Property and the Improvements to Landlord in good
order, condition and repair, reasonable wear and tear and obsolescence excepted. Tenant shall
leave in place and in good order, condition and repair, all fixtures and machinery; except (if Tenant
is not then in default under this Lease) Tenant shall have the right to remove only Tenant -owned
appliances, other unattached equipment, furniture and merchandise that Tenant shall have
installed, which removal must be done without damage to the Property or Improvements. Landlord
shall have the right to have the Property and the Improvements inspected at Tenant's cost to
determine whether the Property and the Improvements have been properly maintained, repaired
and restored in accordance with the terms of this Lease. That notwithstanding, Tenant shall not
be responsible for the interior condition of individual occupied apartments on the termination or
expiration of this Lease.
5.3.3 Delivery of Documents. Contemporaneous with the expiration or
termination of the Term, Tenant shall immediately deliver to Landlord the following:
(a) Such documents, instruments and conveyances as Landlord may reasonably
request to enable Landlord's ownership of the Property and the Improvements to be reflected of
record, including, without limitation, a quitclaim deed in recordable form to the Property and the
Improvements.
(b) If requested by Landlord, title insurance, surety bond, or other security
reasonably acceptable to Landlord insuring against all claims and liens against the Property and
the Improvements other than those incurred by Landlord or accepted by Landlord in writing.
(c) All rehabilitation and construction plans, surveys, permits and other
documents relating to the Improvements as may be in the possession of Tenant at the time and
from time to time thereafter.
(d) All documents and instruments required to be delivered by Tenant to
Landlord pursuant to this Section shall be in form reasonably satisfactory to Landlord.
5.4 Abandonment. Tenant shall not abandon or vacate the Property or the
Improvements at any time during the Term. If Tenant shall abandon, vacate or otherwise surrender
the Property or the Improvements, or be dispossessed (other than dispossession as the result of a
Substantial Taking or a Taking) thereof by process of law or otherwise, the same shall constitute
a default under this Lease on the part of Tenant and, in addition to any other remedy available on
the part of Landlord, any of Tenant's property left in, upon or about the Property or the
Improvements (except for underground storage tanks) shall, at Landlord's option, be deemed to be
abandoned and shall become the property of Landlord. The appointment of a receiver pursuant to
a Mortgagee's exercise of its rights under a Mortgage, or the foreclosure of a Mortgage, shall not
be a default under this Section.
ARTICLE 6. REPRESENTATIONS AND WARRANTIES
Page 10
6.1 Landlord's Representations. Landlord represents and warrants to Tenant that it
owns the Property in fee simple and has the power and authority to enter into this Lease and
perform all obligations and agreements incidental or pertinent to the Lease. Landlord makes no
representation or warranty with respect to the condition of the Property or its fitness or availability
for any particular use, and Landlord shall not be liable for any latent or patent defect therein.
6.2 Tenant's Representations. Tenant represents and warrants to Landlord that it has
examined the Property and acknowledges that it hereby accepts possession of the Property in its
"AS IS" condition, with all faults and defects, including, without limitation, infestation of or
damage to the Property caused by wood -destroying pests or organisms.
ARTICLE 7. DEVELOPMENT OF THE PROPERTY
7.1 Rehabilitation. Within thirty (30) days after the Construction Loan Closing, or
such longer period as the Executive Director may approve, Tenant shall commence the
Rehabilitation. All Improvements, together with any off -site improvements, shall be rehabilitated
in a good and workmanlike manner using materials of good quality and in substantial compliance
with the Plans as modified pursuant to this Article 7, and shall comply with all applicable
governmental permits, laws, ordinances and regulations. Any of the Plans, including, without
limitation, landscaping plans, not approved by the Executive Director as of the Construction Loan
Closing shall be subject to the prior approval of the Executive Director.
7.2 Rehabilitation Cost. Tenant shall bear the cost of the Rehabilitation, including all
fees and mitigation measures.
7.3 Changes; Landlord Consent. Except as otherwise provided in this Lease, Tenant
shall not make any changes in the Plans without the Executive Director's prior written consent if
such change (a) constitutes a material change in the building material or in the architectural design,
value or quality of any of the Improvements, or (b) would result in an increase in rehabilitation
costs in excess of Seventy -Five Thousand Dollars ($75,000.00) for any single change or in excess
of Three Hundred Thousand Dollars ($300,000.00) for all such changes. Without limiting the
above, Landlord agrees that Tenant may make minor changes which do not change the Projects
aesthetics without the Executive Director's prior written consent, provided that such changes do
not violate any of the conditions specified herein.
7.3.1 Submission Requirement; Consent Process. Tenant shall submit any
proposed material changes in the Plans to the Executive Director at least ten (10) days prior to the
commencement of the Rehabilitation relating to such proposed material change. Requests for any
material change which requires consent shall be accompanied by working drawings and a written
description of the proposed change, submitted on a change order form acceptable to the Executive
Director, signed by Tenant and, if required by the Executive Director, also by the Project architect.
If a proposed change is approved, then Tenant shall be notified in writing within ten (10) days after
submission. If the Executive Director fails to disapprove a proposed change within said ten (10)-
day period, and state the reason(s) for such disapproval with reasonable particularity, then the
proposed change shall be deemed approved.
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7.4 Landlord's Review. Landlord does not have, and by this Lease expressly
disclaims, the right to or duty for any review of the Plans for the purpose of determining
compliance with building codes, safety features or standards or for the purpose of determining or
approving engineering or structural design, sufficiency or integrity. Landlord's approval of a
direction or request to change the plans, specifications or drawings submitted by Tenant is not and
shall not be a review or approval of the quality, adequacy or suitability of such plans, specifications
or drawings, nor of the labor, materials, services or equipment to be furnished or supplied in
connection therewith. Landlord does not have and expressly disclaims any right of supervision or
control over the architects, designers, engineers or other draft persons and professionals
responsible for the drafting and formulation of the Plans, or any right of supervision or control of
contractors, builders, trades and other persons engaged in constructing and fabricating the
improvements pursuant to the Plans. Landlord further acknowledges that it shall not have any
right to disapprove any plan, specification or drawing which logically evolves from any previously
approved plan, specification or drawing or to request or require a change in any previously
approved item.
7.5 Soil Conditions. Landlord makes no covenants or warranties respecting the
condition of the soil or subsoil or any other condition of the Property, provided, however, that the
foregoing shall not constitute a release of Landlord under any statute or common law theory.
7.6 Diligent Prosecution to Completion. Once the work is begun, Tenant shall, with
reasonable diligence, prosecute the Rehabilitation to completion. The Rehabilitation shall be com-
pleted and ready for use not later than seven hundred twenty days (720) days after the Construction
Loan Closing (subject to the right to notice and cure set forth in Section 21.1.4); provided,
however, that the time for completion shall be extended for as long as Tenant shall be prevented
from completing the Rehabilitation by delays beyond Tenant's control. Additionally, upon the
written request of Tenant, the Executive Director may, at his sole and absolute discretion, grant
one or more extensions of the date by which the Rehabilitation must be completed of, in the
aggregate, not more than ninety (90) days. All work shall be performed in a good and workmanlike
manner, shall substantially comply with the Plans, and shall comply with all applicable
governmental permits, laws, ordinances, and regulations.
7.7 Right of Access. During normal construction hours, representatives of Landlord
shall have the reasonable right of access to the Property without charges or fees for the purpose of
inspecting the work of the Rehabilitation; provided, however, that such representatives shall
present and identify themselves at Tenant's construction office, be accompanied by a
representative of Tenant while on the Property and obey Tenant's, or its contractor's, safety rules
and regulations. In addition, Landlord shall have the right to authorize the City and other public
agencies to enter the Property, upon the same terms after reasonable prior written notice to Tenant,
for the purpose of constructing, reconstructing, maintaining or repairing any public improvements
or public facilities located on the Property. Landlord shall deliver written notice of the identity of
its representatives to Tenant before such representatives enter the Property. Landlord hereby
indemnifies and holds Tenant, and its contractors, subcontractors, agents, representatives and
employees, and the Property, harmless from and against any loss, cost, damage or liability,
including, without limitation, attorneys' fees, which results from the exercise by Landlord, or any
party acting under Landlord's authority, of the rights granted by this Section.
Page 12
7.8 Governmental Approvals. If requested by Landlord in writing, Tenant covenants
and agrees to deliver to Landlord conformed copies (and certified copies of all recorded
instruments) of all governmental approvals and permits obtained by Tenant for the Rehabilitation
in accordance with the Plans. In no event shall Tenant commence Rehabilitation of any
Improvements pursuant to the provisions of this Article 7 until such time as Tenant shall have
obtained all necessary governmental approvals and permits to so construct such Improvements.
7.9 Landlord's Right to Discharge Lien. If Tenant does not cause to be recorded the
bond described in California Civil Code Section 3143 or otherwise protect the Property under any
alternative or successor statute, and a final judgment has been entered against Tenant by a court of
competent jurisdiction for the foreclosure of a mechanic's, materialman's, contractor's, or
subcontractor's lien claim, and if Tenant fails to stay the execution of the judgment by lawful
means or to pay the judgment, Landlord shall have the right, but not the duty, subject to the notice
and cure rights of Mortgagees and the Tax Credit Partner set forth elsewhere in this Lease, to pay
or otherwise discharge, stay, or prevent the execution of any such judgment or lien or both. Tenant
shall reimburse Landlord for all sums paid by Landlord under this Section, together with all
Landlord's reasonable attorneys' fees and costs, plus interest on those sums, fees, and costs from
the date of payment until the date of reimbursement at the rate set forth in Section 4.5.
7.10 Force Maieure. All obligations of Tenant to promptly commence and thereafter
diligently prosecute to completion the Rehabilitation shall be extended by such number of days as
Tenant shall be delayed by reason of events of force majeure pursuant to Article 24.
7.11 Notice of Non -Responsibility. After the recordation of the Certificate of
Completion for the Improvements in the Official Records, Tenant shall provide Landlord with
prior written notice of not less than fifteen (15) days before commencing construction of any
structural alteration of the Improvements, or any non-structural alteration which will cost more
than Twenty -Five Thousand Dollars ($25,000.00), and shall permit Landlord to record and post
appropriate notices of non -responsibility on the Property. The foregoing Twenty -Five Thousand
Dollar ($25,000.00) limitation shall be increased each calendar year by the corresponding
percentage increase in the Index.
7.12 Notice of Completion. On completion of Rehabilitation of the Improvements,
Tenant shall file or cause to be filed a notice of completion. Tenant hereby appoints Landlord as
Tenant's attorney -in -fact to file the notice of completion on Tenant's failure to do so after the
Rehabilitation work has been substantially completed.
7.13 Subsequent Alterations. Following the Rehabilitation in substantial accordance
with the Plans, Tenant may from time to time, at its sole expense, make improvements and other
alterations to the Property which Tenant reasonably determines to be beneficial. Tenant shall not
make any alteration or improvement to the Property the cost of which exceeds Fifty Thousand
Dollars ($50,000.00) without Landlord's prior written consent, which consent shall not be
unreasonably withheld or delayed. The foregoing dollar amount limitations shall be increased
each calendar year by the corresponding increase in the Index. Tenant shall timely pay any
obligation incurred by Tenant with respect to any such alterations or improvements that could
Page 13
become a lien against the Property and shall defend, indemnify and hold Landlord harmless in
connection therewith.
ARTICLE 8. USE OF THE PROPERTY, HAZARDOUS MATERIALS, AND NON-
DISCRIMINATION
8.1 Definitions Applicable to this Article. All capitalized terms used in this Article
8 and not elsewhere defined shall have the following meanings:
"Adjusted Income" means the adjusted income of a person (together with the
adjusted income of all persons of the age of eighteen (18) years or older who intend to reside with
such person in one residential unit) as calculated in the manner prescribed under Section
142(d)(2)(B) of the Code.
"Affordable Rent for 50% of Median Income Tenants" means monthly rent
(including the Utility Allowance, and excluding any supplemental rental assistance from the State
of California, the federal government or any other public agency) not in excess of thirty percent
(30%) of one -twelfth (1/12th) of fifty percent (50%) of the Median Income for the Area adjusted
for family size appropriate for the Unit, pursuant to California Health & Safety Code Section
33413, 50052.5 and 50053.
"Certificate of Continuing Program Compliance" shall mean the Certificate to
be filed annually (or quarterly at the written request of the Executive Director) by Tenant with the
Executive Director which shall be substantially in the form attached to this Lease as Exhibit "C".
"Code" means the Internal Revenue Code of 1986, as amended, including the
Regulations promulgated thereunder or under any predecessor statute.
"50% of Median Income Tenants" means persons or families with Adjusted
Income that does not exceed fifty percent (50%) of the Median Income for the Area, adjusted for
household size.
"Median Income for the Area" means the median income for the area as
determined and published annually by the Secretary of Housing and Urban Development under
Section 8 of the United States Housing Act of 1937, as amended, or if programs under Section 8
are terminated, median income for the Area determined under the method used by the Secretary of
Housing and Urban Development prior to such termination.
"Utility Allowance" means a monthly allowance for Utility Services based on a
utility allowance schedule published annually by Landlord.
"Utility Services" means all utility services included on the utility allowance
schedule published annually by Landlord.
8.2 Affordable Housing. As hereinafter more particularly provided, Tenant shall use
the Property and the Improvements as multi -family rental housing with certain ancillary purposes.
Page 14
One hundred forty-nine (149) of the Units shall be leased to 50% of Median Income Tenants at
Affordable Rent for 50% of Median Income Tenants. Except for such reasonable periods during
which a Unit is, or Units are, being maintained, repaired or rehabilitated, Tenant shall actively
market any vacant unit or units and lease it or them as soon as reasonably possible so as to satisfy
the subleasing requirements immediately above. Provided, however, the Landlord acknowledges
that there are currently several Units which are currently occupied by tenants whose incomes
exceed 50% of Median Income (the "Existing Over -Income Units"), and the Landlord agrees that
the Existing Over -Income Units will continue to be treated as eligible, so long as upon the vacancy
of any Existing Over -Income Unit, such Unit must then be rented to and occupied by a qualifying
household. In the selection of subtenants for occupancy of the Units, Tenant shall give priority to
eligible persons and families displaced by Landlord or by the National City Redevelopment
Agency. Any such priority shall be subject to the rules and regulations of the Tax Credit Program
and to each such subtenant meeting screening criteria (pursuant to the management plan delivered
by Tenant to Landlord) approved by the Executive Director, which approval shall not be
unreasonably withheld.
8.3 Increase in Person's or Family's Income. For purposes of satisfying the
obligation to rent the dwelling units as set forth in Section 8.2 above, a person or family who at
the commencement of his, hers or its occupancy qualified as a 50% of Median Income Tenant shall
continue to be treated as such Tenant irrespective of any later increase in his, her or their income.
A Unit occupied by a 50% of Median Income Tenant shall be deemed, upon the termination of
such person's or family's occupancy, to be continuously occupied by such 50% of Median Income
Tenant until reoccupied, provided that Owner actively, diligently and continuously markets such
Unit for occupancy by a Tenant of the same income classification.
8.4 Section 8 Certificate Holders. Tenant shall accept as Low -Income Tenants, on
the same basis as all other prospective Low -Income Tenants, persons and families that are
recipients of federal certificates for rent subsidies pursuant to the existing program under Section
8 of the United States Housing Act of 1937, as amended, or its successor, and shall not apply
selection criteria to Section 8 certificate holders that are more burdensome than the criteria applied
to all other prospective Low -Income Tenants. Tenant agrees to modify the subleases for the Units,
as necessary, to allow the rental of Units to Section 8 certificate holders.
8.5 Rent Increases. Tenant may adjust the Affordable Rents in accordance with
periodic revisions to the Median Income for the area by the U.S. Secretary of Housing and Urban
Development; provided, however, that the Affordable Rent for any Unit may not be increased
more often than one time per 12-month period, and only after at least thirty (30) days prior written
notice to the affected Low -Income Tenant.
8.6 Initial Income Certification. Immediately prior to the initial occupancy of each
new subtenant, and at least annually thereafter, Tenant shall obtain, in substantially the form set
forth on Exhibit "B", current income certification statements for each subtenant. Tenant shall
make a good faith effort to verify each income certification statement provided by an applicant for
subtenancy or a subtenant by taking one or more of the following steps as part of the verification
process: (a) obtain a pay stub for the most recent pay period, (b) obtain an income tax return for
the most recent tax year, (c) conduct a credit check, criminal background check or similar search,
Page 15
(d) obtain an income verification form from the applicant's or subtenant's current employer, (e)
obtain an income verification form from the Social Security Administration and/or the California
Department of Social Services if the applicant receives assistance from either of such agencies, or
(f) if the applicant is unemployed and has no such tax return, obtain another form of independent
verification. Tenant shall maintain each such income certification statement on file for not less
than three (3) years.
8.7 Annual Recertification. Not less than annually, Tenant shall obtain and maintain
a file, again in substantially the form set forth in Exhibit "B", of current income recertification
statements for each subtenant. Tenant shall make a good faith effort to verify each income
recertification statement in the manner described in Section 8.6. Tenant shall also maintain each
such income recertification statement on file for not less than three (3) years.
8.8 Form of Sublease. The form of sublease or subrental agreement used by Tenant
shall clearly notify subtenants that Tenant has relied on the income certification supplied by the
subtenant, and will rely on the annual income recertification to be supplied by the subtenant, in
determining qualification for occupancy at Affordable Rent, and that any material misstatement in
such certification or recertification will be cause for immediate termination of such sublease or
subrental agreement.
8.9 Low -Income Housing Tax Credit Program. Notwithstanding anything contained
in this Lease to the contrary, if and when the Property is subject to the requirements of the Federal
Low -Income Housing Tax Credit Program under the provisions of Section 42 of the Code (the
"Tax Credit Program"), and there is a conflict between the requirements of the Tax Credit Program
and the affordability provisions set forth in Sections 8.1 or 8.3 through 8.8 above, inclusive, the
Tax Credit Program provisions shall prevail.
8.10 Access and Reporting. Tenant shall permit the representatives of Landlord at any
time or from time to time, upon one business day's notice, to inspect, audit and copy all of its
properties, books, records and accounts. Tenant shall maintain a system of accounting established
and administered in accordance with sound business practices to permit preparation of financial
statements which shall be in conformity with GAAP basis of accounting. Tenant shall furnish or
cause to be furnished to Landlord the following:
(a) Notice of Default. As soon as possible, and in any event not later than five (5)
days after the occurrence of any Event of Default, a statement of an officer of Tenant describing
the details of such Event of Default and any curative action Tenant proposes to take;
(b) Annual Statements. As soon as available, and in any event not later than one
hundred twenty (120) days after the close of each fiscal year of Tenant, financial statements of
Tenant, including a profit and loss statement, reconciliation of capital accounts and a consolidated
statement of changes in financial position of Tenant as at the close of and for such fiscal year, all
in reasonable detail, certified as provided in clause (a) above by an officer or partner of Tenant
and, upon request of Landlord, if total operating expenses for such year exceed the total amount
set forth in the Pro Forma Budget by more than five percent (5%), accompanied by a compilation
report prepared by a firm of certified public accountants, and in a format, each reasonably
acceptable to the Executive Director;
Page 16
(c) Pro Forma Budget. As soon as available and in any event not later than December
15 of each calendar year beginning with the year in which Rehabilitation is completed, Tenant
shall provide Landlord with a detailed projection of operating income and budgets of estimated
operating expenses for the immediately succeeding calendar year (the "Pro Forma Budget") and a
detailed cash flow projection for the next succeeding year. Tenant shall also submit to Landlord
on request additional detail, information and assumptions used in the preparation of the Pro Forma
Budget. Tenant shall use commercially reasonable efforts to operate the Property during such
calendar year within the Pro Forma Budget;
(d) Tax Returns. As soon as available, and in any event not later than at the time of
filing with the Internal Revenue Service, the federal tax returns (and supporting schedules, if any)
of Tenant;
(e) Certificate of Performance. Concurrently with delivery of each of the financial
statements provided for in clause (b) above, a certificate of an officer or partner of Tenant stating
that Tenant has, in all material respects, performed and observed each of its covenants contained
in this Lease and that no Event of Default or Potential Default has occurred or, if any such event
has occurred, specifying its nature;
(f) Redevelopment Monitoring. Tenant shall submit to Landlord on an annual basis
the annual report required by Section 33418 of the California Health and Safety Code. The annual
report shall include for each dwelling unit the rental rate and the income and the family size of the
occupants.
(g) Rent Roll. As soon as possible and in any event not later than forty-five (45) days
after the close of each calendar quarter, the rent roll as of the end of such calendar quarter setting
forth such information, and in such format, as is reasonably acceptable to the Executive Director;
(h) Audit Reports. Promptly upon receipt thereof, copies of all reports submitted to
Tenant by independent certified public accountants in connection with each annual, interim or
special audit of the financial statements of Tenant made by such accountants, including the
comment letter submitted by such accountants to management in connection with their annual
audit;
(i) Notices, Certificates or Communications. Immediately upon giving or receipt
thereof, copies of any notices, certificates or other communications given by or on behalf of Tenant
or received by or on behalf of Tenant from lenders pursuant to or in connection with any of the
loan documents, as well as any notices and other communications delivered to the Property or to
Tenant naming Landlord or the "Construction Lender" as addressee, or which could reasonably be
deemed to affect the Rehabilitation or the ability of Tenant to perform its obligations to Landlord;
(j) Monthly Leasing Report. As soon as available and in no event later than the
twenty fifty (25th) day of every calendar month, a monthly property analysis report for the Property
indicating the current leasing status for the Property;
Page 17
(k) Monthly Operating Statements. As soon as available and in no event later than
the twenty-fifth (25th) day of every calendar month, commencing with the first full calendar month
following commencement of lease -up of the Property, a "Monthly Operating Statement" showing
all operating income, operating expenses, and debt service the prior month, in a form reasonably
satisfactory to the Executive Director;
(1) Certificate of Continuing Program Compliance. Tenant shall submit to
Landlord on an annual basis the Certificate of Continuing Program Compliance.
(m) Other Information. Such other documents and information relating to the affairs
of Tenant and the Property as Landlord reasonably may request from time to time which Tenant
can provide for a reasonable cost.
8.11 Onsite Manager. Tenant, through an onsite professional property manager or
property management company, shall manage the Project or cause it to be managed. Any manager
or management company retained to act as agent for Tenant in meeting the obligation of providing
an onsite manager shall be subject to prior written approval of the Executive Director, which
approval shall not be unreasonably withheld or delayed. Mercy Housing Management ("Mercy")
is hereby approved by Landlord as the initial property manager. In exercising his/her approval
rights hereunder, the Executive Director may require proof of ability and qualifications of the
manager and/or management company based upon (i) prior experience, (ii) assets, and (iii) other
factors determined by the Executive Director as necessary. The Executive Director can approve of
property manager and/or management company upon submittal of one or more candidates
proposed by Tenant. Furthermore, upon sixty (60) days prior written demand from Landlord with
cause, Tenant shall remove and replace a property manager and/or property management company.
In any agreement with a property manager or property management company ("Management
Agreement"), Tenant shall expressly reserve the right to terminate such agreement upon written
demand of Landlord with cause. That notwithstanding, Landlord agrees that Mercy shall be
entitled to a thirty (30)-day notice of default and a reasonable opportunity to cure before any such
termination.
8.12 No Use of Hazardous Materials on the Property. Tenant covenants and agrees
that it shall not, and that it shall not permit any subtenant to, treat, use, store, dispose, release,
handle or otherwise manage Hazardous Materials on the Property from and after the date hereof
except in connection with any rehabilitation, operation, maintenance or repair of the Improvements
or in the ordinary course of its business, and that such conduct shall be done in compliance with
all applicable federal, state and local laws, including all Environmental Laws. Tenant's violation
of the foregoing prohibition shall constitute a breach hereunder and Tenant shall indemnify, hold
harmless and defend the Landlord for such violation as provided below.
8.13 Notice and Remediation by Tenant. Tenant shall promptly give the Landlord
written notice of any significant release of any Hazardous Materials, and/or any notices, demands,
claims or orders received by Tenant from any governmental agency pertaining to Hazardous
Materials which may affect the Property.
Page 18
8.14 Environmental Indemnity. Tenant agrees to indemnify, protect, hold harmless,
and defend (with counsel reasonably satisfactory to Landlord) the Indemnitees from and against
any and all losses, costs, claims, expenses, damages (including, without limitation, foreseeable or
unforeseeable consequential damages), and liabilities directly or indirectly arising out of or in any
way connected with (a) Tenant's breach or violation of any covenant, prohibition or warranty in
this Lease concerning Hazardous Materials, or (b) the activities, acts or omissions of Tenant, its
employees, contractors or agents on or affecting the Property from and after the Commencement
Date, including but not limited to the release of any Hazardous Materials or other kinds of
contamination or pollutants of any kind into the air, soil, groundwater or surface water on, in, under
or from the Property. This indemnification supplements and in no way limits the scope of the
indemnification set forth in Article 13.
8.15 Termination; Subtenants. The agreements and obligations of Tenant under this
Article 8 with regard to indemnification of Landlord shall survive the scheduled termination or
sooner expiration of the Term for any reason, for five (5) years and all claims relating thereto must
be delivered in writing to Tenant within such period. That notwithstanding, the extension of time
within which to deliver a claim to Tenant shall not extend, beyond the date of expiration or
termination of this Lease, the period in which Claims may arise. No action by any subtenant in
violation of its sublease shall constitute a cause to terminate this Lease provided that Tenant
diligently pursues its available remedies against such subtenant.
8.16 Nondiscrimination. There shall be no discrimination against or segregation of any
person or group of persons, on account of race, color, creed, religion, sex, marital status, national
origin, or ancestry, in the leasing, subleasing, transferring, use, occupancy, tenure, or enjoyment
of the Property nor shall the Tenant itself, or any person claiming under or through Tenant,
establish or permit any such practice or practices of discrimination or segregation with reference
to the selection, location, number, use or occupancy of tenants, lessees, sublessees, subtenants, or
vendees in the Property.
8.17 Form of Nondiscrimination and Nonsegregation Clauses. Tenant covenants and
agrees for itself, its successors, its assigns and every successor in interest to the Property or any
part thereof, that it shall refrain from restricting the lease, sublease, rental, transfer, use, occupancy,
tenure, or enjoyment of the Property (or any part thereof) on the basis of sex, marital status, race,
color, religion, creed, ancestry or national origin of any person. All such leases, or contracts
pertaining thereto shall contain or be subject to substantially the following nondiscrimination or
nonsegregation clauses:
8.17.1 In leases: "The lessee herein covenants by and for itself, its successors and
assigns, and all persons claiming under or through them, and this lease is made and accepted upon
and subject to the following conditions: That there shall be no discrimination against or
segregation of any person or group of persons, on account of sex, marital status, race, color,
religion, creed, national origin, or ancestry, in the leasing, subleasing, renting, transferring, use,
occupancy, tenure or enjoyment of the land herein leased, nor shall lessee itself, or any person
claiming under or through it, establish or permit such practice or practices of discrimination or
segregation with reference to the selection, location, number, or occupancy of tenants, lessees,
sublessees, tenants, or vendees in the land herein leased."
Page 19
8.17.2 In contracts: "There shall be no discrimination against or segregation of,
any person or group of persons on account of sex, marital status, race, color, religion, creed,
national origin or ancestry in the sale, lease, sublease, rental, transfer, use, occupancy, tenure or
enjoyment of the land, nor shall the transferee itself or any person claiming under or through it,
establish or permit any such practice or practices of discrimination or segregation with reference
to the selection, location, number, use or occupancy of tenants, lessees, subtenants, sublessees, or
vendees of the land."
8.18 Resident Services. From not later than six (6) months after the date of issuance of
a temporary certificate of occupancy for the Project until expiration of the Term, Tenant shall
provide, or cause to be provided by a reasonably qualified person or firm, services to the residents
of the Project in accordance with the plan therefor attached hereto as Exhibit "D". Mercy Housing
California is hereby approved by Landlord as the initial provider of such resident services. The
Executive Director shall have approval of resident service provider provide upon submittal of one
or more candidates proposed by the Tenant.
8.19 Effect and Duration of Covenants. Subject to Section 8.21 below, the covenants
established in this Article shall, without regard to technical classification and designation, be
binding on Tenant and any successor in interest to the Property, or Tenant's leasehold interest
therein, or any part thereof, for the benefit and in favor of the Landlord, its successors and assigns,
and the City until the expiration of the Term, except to the extent said covenant expressly provides
that it shall survive the expiration of the Term.
8.20 Indemnification. Tenant hereby saves, defends, indemnifies and holds the
Indemnitees harmless from and against any and all losses, costs, damages or liabilities, including,
without limitation, reasonable attorneys' fees and costs, which result from the breach of any
representations and warranties contained in this Article 8.
8.21 Terminable Upon Foreclosure. Notwithstanding anything contained in this Lease
to the contrary, upon foreclosure of a Mortgage, or acceptance by a Mortgagee of an assignment
or deed in lieu of foreclosure, Section 8.1 through Section 8.16, inclusive, Section 8.18 and Section
8.20 of this Lease shall be terminable by the purchaser at the foreclosure sale, or the assignee or
grantee of a deed in lieu of foreclosure, by notice to Landlord. Termination of such Sections
pursuant to this provision shall not affect the validity of the remaining provisions of this Lease and
Tenant's rights hereunder.
ARTICLE 9. INSURANCE
9.1 Landlord Not Liable. Except as the result of the sole or willful negligence or
intentional acts or omissions by Landlord or its representatives, employees or agents, or as
otherwise expressly set forth herein, Landlord shall not be liable for injury to Tenant's business or
any loss of income therefrom or for any damage or liability of any kind or for any injury to or
death of persons or damage to property of Tenant, or to Tenant's agents, employees, servants,
contractors, subtenants, licensees, concessionaires, customers or business invitees or any other
person which occurs on the Property during the Term.
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9.2 Indemnification. Except as the result of the sole or willful negligence or
intentional acts or omissions by Landlord or its representatives, employees or agents, Tenant shall
indemnify, defend and hold the Indemnitees harmless from and against all liability, loss, damage,
cost or expense (including reasonable attorneys' fees and court costs) arising from or as a result of
the death of any person or any accident, injury, loss or damage whatsoever caused to any person
or to the property of any person caused by Tenant's performance of its obligations under this Lease
or any errors or omissions of Tenant, whether such performance, errors or omissions of Tenant be
made by Tenant, its contractors or subcontractors, or anyone directly or indirectly employed by
Tenant, and whether such damage shall accrue or be discovered before or after the termination of
this Lease. This indemnification provision supplements and in no way limits the scope of the
indemnifications in Article 13. The indemnity obligation of Tenant under this Article shall survive
the expiration or termination, for any reason, of this Lease. This Section notwithstanding,
indemnification with respect to Hazardous Materials shall be governed by Section 8.14.
9.3 Insurance. From and after the Commencement Date until the termination of this
Lease, Tenant shall take out and maintain the following types of insurance in the forms and
amounts (as may be increased each calendar year by the corresponding increase in the Index) set
forth below, at Tenant's sole expense. Notwithstanding the amounts of insurance set forth below,
the Executive Director shall have the right, but not the obligation, to reduce the amounts required
from time to time.
9.3.1 Comprehensive General Liability in an amount not less than Two Million
Dollars ($2,000,000.00) combined single limit for each occurrence or Four Million Dollars
($4,000,000.00) general aggregate for bodily injury, personal injury and property damage
including contractual liability, which limits maybe achieved through the use of an umbrella/excess
liability policy(ies). The limits of this insurance shall be increased to an amount not less than Five
Million Dollars ($5,000,000.00) combined single limit (which limits may be achieved through the
use of an umbrella/excess liability policy(ies)) upon the recordation of the Certificate of
Completion for any of the Improvements in the Official Records. The Indemnitees shall be
covered as additional insureds with respect to liability arising out of activities by or on behalf of
Tenant or in connection with the use or occupancy of the Property and the Easement Area.
Coverage shall be in a form acceptable to the City Risk Manager and shall be primary and
non-contributing with any insurance or self-insurance maintained by City or Commission.
9.3.2 Automobile Liability in an amount not less than One Million Dollars
($1,000,000.00) combined single limit per accident for bodily injury and property damage
covering owned, non -owned and hired vehicles.
9.3.3 Workers' Compensation as required by the Labor Code of the State of
California and Employers' Liability insurance in an amount not less than One Million Dollars
($1,000,000.00).
9.3.4 "All Risk" or "Special Form" property including builder's risk protection
during the course of Rehabilitation, covering the full replacement value of the Improvements
constructed on or about the Property by Tenant. Said insurance shall include debris removal, and,
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if typically carried upon similar affordable housing projects in San Diego County, California,
coverage for flood if this protection is required by the Senior Lender. Landlord shall be named as
loss payee under a standard loss payable endorsement.
9.4 Other Insurance. Tenant shall also obtain and maintain such other insurance in
forms and amounts reasonably required from time to time by Landlord or the City Risk Manager
for protection against the same or other insurable hazards which are then typically insured against
by similar properties in San Diego County, California, provided that such coverage is available at
commercially reasonable rates.
9.5 Contractors. All contractors employed by Tenant with contracts of Fifty
Thousand Dollars ($50,000.00) or more shall be required to furnish evidence of Comprehensive
General Liability insurance subject to all the requirements stated herein with limits of not less than
One Million Dollars ($1,000,000.00) combined single limit each occurrence. The Indemnitees
shall have the right to receive evidence of compliance with the foregoing by contractors at any
time upon written request therefor.
9.6 Acceptable Terms of Coverage. Acceptable insurance coverage shall be placed
with carriers admitted to write insurance in California, or carriers with a rating of or equivalent to
A-:VIII by A.M. Best & Company. Any deviation from this rule shall require specific approval in
writing from the City's Risk Manager. Any deductibles in excess of Twenty -Five Thousand
Dollars ($25,000.00) per occurrence or self -insured retentions must be declared to and approved
by the City Risk Manager. At the option of the City Risk Manager, Tenant may be required to
reduce or eliminate such deductibles or self -insured retentions or to procure a bond guaranteeing
payment of losses and related investigations, claim administration and defense costs. In the event
such insurance provides for deductibles or self -insured retention, Tenant agrees that it will fully
protect the Indemnitees in the same manner as those interests would have been protected had the
policy or policies not contained a deductible or retention. Coverage under each policy shall not be
suspended, avoided or canceled by either party except after thirty (30) days' prior written notice
to Landlord. Tenant shall furnish the Indemnitees with certificates of insurance and with original
endorsements effecting coverage as required under this Article. The certificates and endorsements
for each insurance policy shall be signed by a person authorized by the insurer to bind coverage
on its behalf. The Indemnitees reserve the right to require complete certified copies of all insurance
policies not previously provided at any time.
9.7 Blanket Coverage. Notwithstanding anything to the contrary set forth in this
Article 9, Tenant's obligations to carry the insurance provided for herein may be brought within
the coverage of a so-called blanket policy or policies of insurance carried and maintained by
Tenant; provided, however, (i) that the Indemnitees and other parties in interest to it shall be named
as additional insureds as their interests may appear, and (ii) that the coverage afforded the
Indemnitees will not be reduced or diminished by reason of the use of such blanket policy of
insurance, and (iii) that the requirements set forth in this Article 9, are otherwise satisfied.
9.8 Waiver of Subrogation. Each policy of insurance procured pursuant to Article 9
shall contain, if obtainable upon commercially reasonable terms, either (i) a waiver by the insurer
of the right of subrogation against either party hereto for negligence of such party, or (ii) a
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statement that the insurance shall not be invalidated should any insured waive in writing prior to a
loss any or all right of recovery against any party for loss accruing to the property described in the
insurance policy. Each of the parties hereto waives any and all rights of recovery against the other,
or against the officers, employees, agents and representatives of such other party, for loss or
damage to such waiving party or its property or the property of others under its control, arising
from any cause insured against under the form of insurance policies required to be carried pursuant
to Article 9 of this Lease or under any other policy of insurance carried by such waiving party.
ARTICLE 10. MAINTENANCE; REPAIRS; ALTERATIONS; RECONSTRUCTION
10.1 General Maintenance. Throughout the Term, Tenant shall, at Tenant's sole cost
and expense, maintain the Property and the Improvements and the Easement Area in good
condition and repair, ordinary wear and tear excepted, and in accordance with all applicable
federal, state and local laws, ordinances and regulations of (a) governmental agencies and bodies
having or claiming jurisdiction and all their respective departments, bureaus, and officials, (b)
insurance underwriting boards or insurance inspection bureaus having or claiming jurisdiction, and
(c) all insurance companies insuring all or any part of the Property or the Improvements, or both.
10.2 Program Maintenance. In addition to the routine maintenance and repair required
pursuant to Section 10.1, Tenant shall perform the following programmed maintenance on the
Improvements:
(a) Tenant shall maintain the Improvements, including all common areas, all interior
and exterior facades, and all exterior project site areas, in a safe and sanitary fashion suitable for a
high quality, rental housing project. The Tenant agrees to provide administrative services,
supplies, contract services, maintenance, maintenance reserves, and management for the entire
project including interior tenant spaces, common area spaces and exterior common areas.
(b) Clean-up maintenance shall include, but not be limited to: maintenance of all
private paths, parking areas, driveways, the Easement Area, and other paved areas in clean and
weed -free condition; maintenance of all such areas clear of dirt, mud, trash, debris or other matter
which is unsafe or unsightly; removal of all trash, litter and other debris from improvements and
landscaping prior to mowing; clearance and cleaning of all areas maintained prior to the end of the
day on which the maintenance operations are performed to ensure that all cuttings, weeds, leaves
and other debris are properly disposed of by maintenance workers.
(c) Landscape maintenance shall include, but not be limited to: watering/irrigation;
fertilization; mowing, edging, and trimming of grass; tree and shrub pruning; trimming and
shaping of trees and shrubs to maintain a healthy, natural appearance and safe road conditions and
visibility, and optimum irrigation coverage; replacement, as needed, of all plant materials; control
of weeds in all planters, shrubs, lawns, ground covers, or other planted areas; and staking for
support of trees.
All maintenance work shall conform to all applicable federal and state Occupational Safety and
Health Act standards and regulations for the performance of maintenance. Upon the request of
Tenant, the Executive Director, at his sole and absolute discretion, may grant a waiver or deferral
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of any program maintenance requirement. Tenant shall keep such records of maintenance and
repair as are necessary to prove performance of the program maintenance requirements.
ARTICLE 11. OWNERSHIP OF AND RESPONSIBILITY FOR IMPROVEMENTS
1 1.1 Ownership During Term.
11.1.1 Improvements. All Improvements on the Property as permitted or required
by this Lease shall, during the Term, be and remain the property of Tenant, and Landlord shall not
have title thereto. Tenant shall not, however, demolish or remove any Improvements from the
Property except as permitted herein.
11.1.2 Personal Property. All personal property, furnishings, fixtures and
equipment, including, without limitation, Tenant -owned appliances, which are not so affixed to
the Property or the buildings thereon as to require substantial damage to the buildings upon
removal thereof shall constitute personal property including, but not limited to: (a) functional items
related to the everyday operations of the Property; (b) personal property furnishings, fixtures and
equipment of the nature or type deemed by law as permanently resting upon or attached to the
buildings or land by any means, including, without limitation, cement, plaster, nails, bolts or
screws, or essential to the ordinary and convenient use of the Property and the Improvements. At
any time during the Term and at termination thereof, Tenant shall have the right to remove any
and all such personal property, furnishings, fixtures and equipment; provided, that Tenant repairs
any damage to the Property or the Improvements caused by such removal.
11.1.3 Basic Building Systems. For purposes of this Lease, the personal property,
furnishings, fixtures and equipment described in this Section 11.1 shall not include those major
building components or fixtures necessary for operation of the basic building systems such as, but
not limited to, the elevators, plumbing, sanitary fixtures, heating and central air-cooling system.
11.2 Ownership at Expiration or Termination.
11.2.1 Property of Landlord. At the expiration or earlier termination of the Term,
except as provided in Section 11.2.2, all Improvements which constitute or are a part of the
Property shall become (without the payment of compensation to Tenant or others) the property of
Landlord free and clear of all claims and encumbrances on such Improvements by Tenant, and
anyone claiming under or through Tenant, except for such title exceptions permitted or required
during the Term. Tenant shall then quitclaim to Landlord any and all rights, interests and claims
to the Improvements. Tenant agrees to and shall defend, indemnify and hold Landlord harmless
from and against all liability and loss which may arise from the assertion of any such claims and
any encumbrances on such Improvements (except claims arising due to Landlord's actions) and
except for such title exceptions permitted or required during the Term.
11.2.2 Removal by Tenant. Tenant shall not be required or permitted to remove
the Improvements, or any of them, at the expiration or sooner termination of the Term; provided,
however, that, within thirty (30) days following the expiration or sooner termination of the Term,
Tenant may remove all personal property, furniture, and equipment.
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11.2.3 Unremoved Property. Any personal property, furnishings or equipment
not removed by Tenant within thirty (30) days after the expiration or sooner termination of the
Term, shall, without compensation to Tenant, become Landlords' property, free and clear of all
claims to or against them by Tenant or any third person, firm or entity arising by, through or under
Tenant.
11.2.4 Maintenance and Repair of Improvements. Subject to the provisions of
this Lease concerning condemnation, alterations and damage and destruction, Tenant agrees to
assume full responsibility for the operation and maintenance of the Property and the Improvements
and all fixtures and furnishings thereon or therein throughout the Term hereof without expense to
Landlord, and to perform all repairs and replacements necessary to maintain and preserve the
Property, the Improvements, fixtures and furnishings in a decent, safe and sanitary condition
consistent with good practices and in compliance with all applicable laws. Tenant agrees that
Landlord shall not be required to perform any maintenance, repairs or services, or to assume any
expense not specifically assumed herein in connection with the Property and the Improvements
thereon unless specifically required under the terms of this Lease.
Except as otherwise provided in this Section 11.2 and in Section 11.4, the condition of the
Improvements required to be maintained hereunder upon completion of the work of maintenance
or repair shall be equal in value, quality and use to the condition of such Improvements before the
event giving rise to the work.
11.3 Waste. Subject to the alteration rights of Tenant and damage and destruction or
condemnation of the Property or any part thereof, Tenant shall not commit or suffer to be
committed any waste of the Property or the Improvements, or any part thereof. Tenant agrees to
keep the Property and the Improvements clean and clear of refuse and obstructions, and to dispose
properly of all garbage, trash and rubbish.
11.4 Alteration of Improvements. Except as provided in Section 7.1, Tenant shall not
make or permit to be made any material, exterior alteration of, addition to or change in, the
Improvements which would materially affect the exterior elevations (including materials selection
and color) or the size, bulk and scale of the Property, other than routine maintenance and repairs,
nor demolish all or any part of the Improvements, without the prior written consent of Landlord.
Nothing herein shall prohibit interior alterations or decorations, or the removal and replacement of
interior improvements consistent with the specified use of the Property. In requesting consent for
such exterior improvements as required by the foregoing, Tenant shall submit to Landlord detailed
plans and specifications of the proposed work and an explanation of the need and reasons thereof.
Tenant may make such other improvements, alterations, additions or changes to the Improvements
which do not materially affect the exterior elevations (including materials selection and color) or
the size, bulk and scale thereof without Landlord's prior written consent. Notwithstanding the
prohibition in this Section 11.4, Tenant may make such changes, repairs, alterations,
improvements, renewals or replacements to the exterior elevations, materials, size, bulk or scale
of the Improvements as are required (a) by reason of any law, ordinance, regulation or order of a
competent government authority, (b) for the continued safe and orderly operation of the Property,
or (c) to continue to receive the Low Income Housing Tax Credit.
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ARTICLE 12. SIGNS
Tenant shall not place or suffer to be placed on the Property or upon the roof or any exterior
door or wall or on the exterior or interior of any window of the Improvements, any sign, awning,
canopy, marquee, advertising matter, decoration, lettering or other thing of any kind (exclusive of
the signs, awnings and canopies, if any, which may be provided for in the Plans) without the written
consent of the Executive Director first had and obtained.
ARTICLE 13. INDEMNIFICATION
Tenant will protect, indemnify and save the Indemnitees harmless from and against all
liabilities, obligations, claims, damages, penalties, causes of action, judgments, costs and expenses
(including, without limitation, reasonable attorneys' fees and expenses) imposed upon or incurred
by or asserted against Landlord, or the Property or the Improvements during the Term, unless
caused solely by the willful act or gross negligence of Landlord, by reason of (a) any accident or
injury to or death of persons or loss of or damage to property occurring on or about the Property
or the Improvements, (b) any failure on the part of Tenant to perform or comply with any of the
terms of this Lease, or (c) any negligence or tortious act on the part of Tenant or any of its agents,
employees, contractors, subtenants, licensees or invitees. In the event that any action, suit or
proceeding is brought against the Indemnitees by reason of any such occurrence, Tenant, upon
Landlord's request, will, at Tenant's expense, defend such action, suit or proceeding with counsel
approved by Landlord. This Section notwithstanding, indemnification with respect to Hazardous
Materials shall be governed by Section 8.14.
ARTICLE 14. DAMAGE OR DESTRUCTION OF PROPERTY OR
IMPROVEMENTS
14.1 Tenant's Repair Obligation.
14.1.1 In case of damage to or destruction of the Property or the Improvements, or
any part thereof, by fire or other cause at any time during the Term of this Lease, Tenant, if and to
the extent insurance proceeds are available, shall restore the same as nearly as possible to their
value, condition and character immediately prior to such damage or destruction. Such restoration
shall be commenced with due diligence and in good faith, and prosecuted with due diligence and
in good faith, unavoidable delays excepted.
14.1.2 In case of damage to or destruction of the Improvements by fire or other
cause resulting in a loss exceeding in the aggregate Ten Thousand Dollars ($10,000), Tenant shall
promptly give written notice thereof to Landlord.
14.2 Tenant's Restoration of Premises.
14.2.1 If, during the Term, the Improvements are damaged or destroyed, and the
total amount of loss does not exceed thirty-three percent (33%) of the replacement value of the
Improvements, Tenant shall make the loss adjustment with the insurance company insuring the
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loss, with the approval of Landlord, which approval shall not be unreasonably withheld or delayed.
The proceeds shall be paid directly to a Mortgagee, if any, and if there is not a Mortgagee, to
Landlord and Tenant for the sole purpose of making the restoration of the Improvements in
accordance with this Article 14.
14.2.2 If, during the Term, the Improvements are damaged or destroyed, and the
total amount of loss exceeds thirty-three percent (33%) of the replacement value of the
Improvements, Tenant shall make the loss adjustment with the insurance company insuring the
loss, with the approval of Landlord, which approval shall not be unreasonably withheld or delayed,
and the insurance company shall immediately pay the proceeds to a bank or trust company
designated by Landlord and approved by Tenant ("Insurance Trustee"), which approval shall not
be unreasonably withheld or delayed. Any leasehold mortgagee shall be an acceptable Insurance
Trustee. All sums deposited with the Insurance Trustee shall be held for the following purposes
and the Insurance Trustee shall have the following powers and duties:
(a) The sums shall be paid in installments by the Insurance Trustee to the
contractor retained by Tenant and approved by Landlord as construction progresses, for payment
of the cost of restoration. A ten percent (10%) retention fund shall be established that will be paid
to the contractor on completion of restoration, payment of all costs, expiration of all applicable
lien periods, and proof that the Property and the Improvements are free of all mechanics' liens and
lienable claims;
(b) Payments shall be made on presentation of certificates or vouchers from the
architect or engineer retained by Tenant and approved by Landlord (which approval shall not be
unreasonably withheld or delayed) showing the amount due. If the Insurance Trustee, in its
reasonable discretion, determines that the certificates or vouchers are being improperly approved
by the architect or engineer retained by Tenant, the Insurance Trustee shall have the right to appoint
an architect or an engineer to supervise construction and to make payments on certificates or
vouchers approved by the architect or engineer retained by the Insurance Trustee. The reasonable
expenses and charges of the architect or engineer retained by the Insurance Trustee shall be paid
by the Insurance Trustee out of the trust fund;
(c) If, after the work of restoration has commenced, the sums held by the
Insurance Trustee are not sufficient to pay the actual cost of restoration, Tenant shall deposit the
amount of the deficiency with the Insurance Trustee within ten (10) days after receipt of request
for payment of such amount from the Insurance Trustee, which request shall be made by the
Insurance Trustee promptly after it is determined there will be a deficiency;
(d) If the Insurance Trustee has received notice from Landlord that the Tenant
is in default under this Lease, then, subject to the lien of a Mortgagee's Mortgage and the
Mortgagee's prior written consent, the Insurance Trustee shall pay to Landlord an amount
sufficient to cure such default as specified in Landlord's notice to the Insurance Trustee;
(e) Any amounts remaining after making the payments hereinabove referred to
in clauses (a), (b) and (d), and after paying the reasonable costs and expenses of the Insurance
Page 27
Trustee, shall be paid to any leasehold Mortgagee to the extent (a) required by any Mortgage and
(b) such leasehold Mortgagee makes written demand therefor to the Insurance Trustee;
(f) Any undisbursed funds remaining after compliance with all of the
provisions of this Section 14.2 shall, if and to the extent required by any Mortgage, be delivered
to the Mortgagee, and if there is no leasehold Mortgagee, to Tenant; and
(g) All actual costs and charges of the Insurance Trustee shall be paid by
Tenant. If the Insurance Trustee resigns or for any reason is unwilling to act or continue to act,
Landlord shall substitute a new Insurance Trustee in the manner described in this Section.
14.2.3 Both parties shall promptly execute all documents and perform all acts
reasonably required by the Insurance Trustee to perform its obligations under this Section 14.2.
14.3 Procedure for Restoring Improvements.
14.3.1 If and to the extent Tenant is obligated to restore the Improvements pursuant
to this Article 14, Tenant shall restore the Improvements substantially in accordance with the
Plans. Within forty-five (45) days after the date of such damage or destruction (as such time may
be reasonably extended at the written request of Tenant), Tenant, at its cost, shall prepare and
deliver to Landlord final plans and specifications and working drawings complying with applicable
laws that will be necessary for such restoration. Such plans and specifications shall specify
differences from the Plans. The plans and specifications and working drawings are subject to the
approval of Landlord only insofar as they vary from the Plans. Landlord shall have twenty (20)
days after receipt of the plans and specifications and working drawings to either approve or
disapprove the plans and specifications and working drawings and return them to Tenant. If
Landlord disapproves the plans and specifications and working drawings, Landlord shall notify
Tenant of its objections in writing, specifying the objections clearly and stating what modifications
are required for Landlord's approval. Tenant acknowledges that the plans and specifications and
working drawings shall be subject to approval of the appropriate government bodies and that they
will be prepared in such a manner as to obtain that approval.
14.3.2 The restoration shall be accomplished as follows:
(a) Tenant shall complete the restoration within fifteen (15) months (or such
longer time as is necessary in the Landlord's discretion) after final plans and specifications and
working drawings have been approved by the appropriate government bodies and all required
permits have been obtained.
(b) Tenant shall retain a licensed contractor that is bondable. The contractor
shall be required to carry public liability and property damage insurance, builders risk insurance,
standard fire and extended coverage insurance, with vandalism and malicious mischief
endorsements, during the period of construction in accordance with Article 9. Such insurance shall
contain waiver of subrogation clauses in favor of Landlord and Tenant in accordance with the
provisions of and to the extent required by Section 9.8.
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(c) Tenant shall notify Landlord of the date of commencement of the restoration
not later than ten (10) days before commencement of the restoration to enable Landlord to post
and record notices of nonresponsibility. The contractor retained by Tenant shall not commence
construction until a completion bond and a labor and materials bond have been delivered to
Landlord to insure completion of the construction.
(d) Tenant shall accomplish the restoration in a manner that will cause the least
inconvenience, annoyance, and disruption to the Property and the Improvements.
(e) On completion of the restoration Tenant shall immediately record a notice
of completion.
(f) If Section 14.2.2 is applicable, the restoration shall not be commenced until
sums sufficient to cover the cost of restoration are placed with the Insurance Trustee as provided
in said Section 14.2.2.
14.4 Mortgagee Protection. The following provisions are for the protection of a
Mortgagee and shall, notwithstanding anything contained in this Lease to the contrary, control:
14.4.1 Insurance. Any insurance proceeds payable from any policy of insurance
(other than liability insurance) required by the Lease shall be paid to the Mortgagee, if any, to the
extent required by the Mortgage. The Mortgagee, if any, shall have the right to participate in all
adjustments, settlements, negotiations or actions with the insurance company regarding the amount
and allocation of any such insurance proceeds. Any insurance policies permitted or required by
this Lease shall name the Mortgagee, if any, as an additional insured or loss payee, as appropriate,
if required by such Mortgage.
14.4.2 Restoration. Tenant shall have no obligation to restore or repair the
Improvements following the occurrence of any casualty for which insurance is not required under
this Lease. The Mortgagee, if any and if it exercises any of its remedies set forth in this Lease,
shall have no obligation to restore or repair damage to the Improvements that cost in excess of
available insurance proceeds. Tenant shall have no obligation to restore or repair damage to the
Improvements if the casualty occurs during the last five (5) years of the Lease term. In the event
such a loss occurs in the last five (5) years, then, at the election of Tenant, with the prior written
consent of the Mortgagee, if any, insurance proceeds shall be used, first, to clear the Property of
the damaged Improvements and any debris, and second, to reduce or pay in full the Mortgage, with
any excess being payable as provided in this Lease.
Article 15. EMINENT DOMAIN
15.1 Notice. The party receiving any notice of the kind specified in this Section 15.1
shall promptly give the other party notice of the receipt, contents and date of the notice received.
For purposes of this Article 15, the term "Notice" shall include:
(a) Notice of Intended Taking;
Page 29
(b) Service of any legal process relating to condemnation of the Property or the
Improvements;
(c) Notice in connection with any proceedings or negotiations with respect to such
condemnation; or
(d) Notice of intent or willingness to make or negotiate a private purchase, sale or
transfer in lieu of condemnation.
15.2 Representation in Proceedings or Negotiations. Landlord and Tenant shall each
have the right to represent their respective interests in each proceeding or negotiation with respect
to a Taking or intended Taking and to make full proof of their claims. No agreements or settlement
with or sale or transfer to the condemning authority shall be made without the consent of Landlord,
but, as to its reversionary interest only, Landlord may enter into such agreement, settlement, sale
or transfer without the consent of Tenant. Landlord and Tenant each agree to execute and deliver
to the other any instruments which may be required to effectuate or facilitate the provisions of this
Lease relating to condemnation.
15.3 Total Taking.
15.3.1 In the event of a Total Taking, this Lease shall terminate as of the date of
the Taking.
15.3.2 If this Lease is terminated pursuant to this Section 15.3, and separate
Awards are not made to Landlord and Tenant for their respective fee and leasehold interests, the
Award for such Taking shall be apportioned and distributed as follows:
15.3.2.1 First, to the Mortgagee, if any, to the extent of the Mortgage;
15.3.2.2 Second, to Landlord, a sum equal to the fair market value of
the Property (subject to the remaining Term and the Rent reserved) on the date immediately
preceding the Taking as determined by the appraisal method set forth in Article 16 and determined
as if there were no taking nor threat of condemnation. The parties shall commence said appraisal
by the earlier of ten (10) days after Tenant's receipt of a copy of a Notice of Intended Taking or
ten (10) days after the date of the Taking;
15.3.2.3 Third, to Tenant, a sum equal to the fair market value of the
Improvements made by Tenant on the date immediately preceding the Taking as determined by
the appraisal method set forth in Article 16 and determined as if there were no Taking, nor threat
of condemnation; plus the residual value of the Term, subject to the Rent reserved; plus any part
of the Award attributable to the Low Income Housing Tax Credit; and
15.3.2.4 Fourth, to Landlord, the remainder, if any.
15.4 Substantial Taking.
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15.4.1 In the event of a Taking which, in Tenant's reasonable judgment is
substantial, Tenant may, subject to the rights of the Mortgagee, if any, terminate this Lease. If
Tenant elects to terminate this Lease under this provision, Tenant shall give written notice of its
election to do so to Landlord within forty-five (45) days after receipt of a copy of a Notice of
Intended Taking. In the event Landlord disputes the right of Tenant to terminate this Lease under
this provision, Landlord shall give Tenant notice of this fact within forty-five (45) days after
receiving the notice of Tenant's election to terminate, and the parties shall either raise this issue in
the eminent domain proceeding, if any, as an issue with respect to the apportionment of the Award
between Landlord and Tenant or, if there is no eminent domain proceeding, submit the issue to
arbitration as provided in Article 23. In the event it is determined that Tenant does not have the
right to terminate this Lease, the apportionment of the Award for such Taking and the obligations
of Tenant to restore shall be governed by the terms of Section 15.6 or Section 15.8, whichever is
applicable.
15.4.2 In the event it is determined that Tenant has the right to terminate this Lease,
or in the event Landlord does not dispute Tenant's right to terminate this Lease, such termination
shall be as of the time when the Taking entity takes possession of the portion of the Property and
the Improvements taken. In such event, the Award for such Substantial Taking (including any
award for severance, consequential or other damages which will accrue to the portion of the
Property and/or the Improvements not taken) shall be apportioned and distributed as follows:
(a) First, to the Mortgagee, if any, to the extent of the Mortgage;
(b) Second, to Landlord, a sum equal to the fair market value of the Property
taken (subject to the remaining Term and the Rent reserved) immediately preceding the date of the
Taking as determined by the appraisal process provided for in Article 16, commenced as provided
in Section 15.3.2, and as modified by Section 15.6.3;
(c) Third, to Landlord, an amount equal to the portion of the award for
severance, consequential or other damages which accrued to the portion of the Property and/or
Improvements not taken;
(d) Fourth, to Tenant a sum equal to the fair market value of the Improvements
made by Tenant taken immediately preceding the date of the Taking as determined by the appraisal
process provided for in Article 16, commenced as provided in Section 15.3.2, and as modified by
Section 15.6.3; plus the residual value of the Term, subject to the Rent reserved; plus any part of
the Award attributable to the Low Income Housing Tax Credit; and
(e) Fifth, to Landlord, the remainder, if any.
15.5 Tenant's Right to Revoke Notice of Termination. Notwithstanding anything to
the contrary contained in Section 15.4, if Tenant has elected to terminate this Lease, and the taking
authority abandons or revises the Taking, Tenant shall have forty-five (45) days from receipt of
written notice of such abandonment or revision to revoke its notice of termination of this Lease.
15.6 Partial Taking.
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15.6.1 In the event of a Partial Taking, this Lease shall continue in full force and
effect and Landlord and Tenant shall agree upon an equitable reduction in the Annual Rent. If the
parties fail to agree upon such reduction within sixty (60) days from the date Tenant is required to
give up such occupancy, use or access, whichever is earlier, Landlord and Tenant shall each choose
one arbitrator and the two arbitrators so chosen shall choose a third arbitrator. The decision of any
two of the arbitrators concerning the reduction in Annual Rent, if any, shall be binding on the
Landlord and Tenant and any expense of the arbitrators only shall be divided equally between
Landlord and Tenant (each party shall be liable for any and all costs incurred by such party,
including without limitation attorneys' fees and expert fees).
15.6.2 The Award for such Partial Taking shall be apportioned and distributed first
to the Mortgagee, if any, to the extent of the Mortgage, then to Landlord and Tenant in proportion
to the fair market value of their respective interests in the Property and Improvements, as such
interests existed immediately prior to such Partial Taking. Tenant's only interest in the Property
and the Improvements for purposes of this Section 15.6.2 is in those Improvements rehabilitated
by Tenant. Notwithstanding anything contained herein to the contrary, any part of the Award
attributable to the Low Income Housing Tax Credit shall belong to Tenant.
15.6.3 The fair market value of the parties' respective interests in the Property and
the Improvements shall be determined by the appraisal process provided in Article 16, except that
the assumptions listed in such Article shall not apply. Rather, the appraisal shall be based on the
value of the Property as improved and encumbered by this Lease and on the value of the
Improvements as they stand, but without regard to any Taking or threat of condemnation.
15.6.4 Any Award for severance, consequential or other damages which accrues
by reason of the Partial Taking to the portion of the Property or the Improvements not taken shall
be distributed first to the Mortgagee, if any, to the extent of the Mortgage, then shall be apportioned
between Landlord and Tenant in accordance with the diminution in value of their respective
interests.
15.7 Obligation to Repair on Partial Taking. Promptly after any Partial Taking and
regardless of the amount of the Award for such Taking, Tenant shall, to the extent of the Award
received by Tenant and in the manner specified in the provisions of this Lease, repair, alter, modify
or reconstruct the Improvements and/or other improvements on the Property so as to make them
usable for the designated purpose and capable of producing a fair and reasonable net income.
15.8 Temporary Taking.
15.8.1 In the event of a Temporary Taking of the whole or any part of the Property
and/or Improvements, the Term shall not be reduced or affected in any way and Tenant shall
continue to pay in full any sum or sums of money and charges herein reserved and provided to be
paid by Tenant, and, subject to the other provisions of this Section 15.8, Tenant shall be entitled
to any Award or payment for the temporary use of the Property and/or Improvements prior to the
termination of this Lease, and Landlord shall be entitled to any Award or payment for such use
after the termination of this Lease.
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15.8.2 If, following such Temporary Taking, possession of the Property and/or
Improvements shall revert to Tenant prior to the expiration of the Term, Tenant shall, unless at
such time there remains less than five (5) years in the Term, restore the Property and/or Improve-
ments whether or not the Taking authority has made any Award or payment for such restoration
and regardless of the amount of any award or payment and in all other respects indemnify and hold
Landlord harmless from the effects of such Taking so that the Property and/or Improvements in
every respect shall upon completion of such restoration be in the same condition as they were prior
to the taking thereof.
15.8.3 If, following such Temporary Taking, possession of the Property shall
revert to Landlord after expiration of the Term, any sums deposited pursuant to this Section 15.8
shall be paid over to Landlord in their entirety and without apportionment and Tenant shall be
excused from its obligation to restore the Property and/or Improvements.
15.8.4 Any Award or payment for damages or cost of restoration made on or after
the termination of this Lease shall be paid first to the Mortgagee, if any, to the extent of the
Mortgage, then to Landlord absolutely, together with the remaining balance of any other funds
paid to Tenant for such damages or cost of restoration and Tenant shall thereupon be excused from
any obligation to restore the Property and/or Improvements upon the termination of such
Temporary Taking except that any obligation that may have accrued for Tenant to restore the
Property and/or Improvements prior to the commencement of said Temporary Taking shall
continue to be the obligation of Tenant.
15.9 Mortgagee Protection. Notwithstanding anything contained in this Lease to the
contrary, any and all condemnation proceeds shall be paid first to the Mortgagee, if any, to be
applied to reduce the Mortgage if required by the mortgage documents.
ARTICLE 16. APPRAISAL
Whenever an appraisal of the Property is called for under the terms of this Lease, the parties
shall use the following procedure:
16.1 Appointment of Appraiser. Within ten (10) days after notice from Landlord to
Tenant, Landlord and Tenant shall each appoint an MAI appraiser to participate in the appraisal
process provided for in this Article 16 and shall give written notice thereof to the other party. Upon
the failure of either party so to appoint, the nondefaulting party shall have the right to apply to the
Superior Court of the County of San Diego, California, to appoint an appraiser to represent the
defaulting party. Within ten (10) days of the parties' appointment, the two (2) appraisers shall
jointly appoint a third MAI appraiser and give written notice thereof to Landlord and Tenant, or if
within ten (10) days of the appointment of said appraisers the two (2) appraisers shall fail to appoint
a third, then either party hereto shall have the right to make application to said Superior Court to
appoint such third appraiser.
16.2 Determination of Fair Market Value.
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16.2.1 Within thirty (30) days after the appointment of the third appraiser, the
appraisers shall determine the fair market value of the Property and the Improvements in
accordance with the provisions hereof, and shall execute and acknowledge their determination of
fair market value in writing and cause a copy thereof to be delivered to each of the parties hereto.
16.2.2 The appraisers shall determine the fair market value of the Property and the
Improvements as of the date of Landlord's notice referred to in Section 16.1 above, based on sales
of comparable property in the area in which the Property is located. If, however, in the judgment
of a majority of the appraisers, no such comparable sales are available, then the appraisal shall be
based on the following assumptions: (i) that the Property is free and clear of this Lease, the
Improvements and all other improvements, and all easements and encumbrances; and (ii) that the
Property is available for immediate sale and development for the purposes and at the density and
intensity of development permitted under the zoning, subdivision and land use planning ordinances
and regulations applicable to the Property in effect on the Commencement Date of this Lease, and
any changes or amendments thereto or modification or variance from the provisions thereof or
conditional use permits which could reasonably be anticipated to have been granted or approved
as of the date of this Lease. Notwithstanding anything contained herein to the contrary, if the
appraisal, for the particular purposes for which it is being done, should reasonably reflect the rent
restrictions imposed on the Property pursuant to Article 8 of this Lease, and such other covenants,
conditions and restrictions to which the Property is subject pursuant to this Lease or to other
documents recorded against the Property in the Official Records of the County of San Diego,
California, then such covenants, conditions and restrictions shall be taken into consideration by
the appraisers.
16.2.3 If a majority of the appraisers are unable to agree on fair market value within
thirty (30) days of the appointment of the third appraiser, the three (3) appraisals shall be added
together and their total divided by three (3). The resulting quotient shall be the fair market value
of the Property and the Improvements. If, however, the low appraisal and/or high appraisal is or
are more than ten percent (10%) lower and/or higher than the middle appraisal, the low and/or high
appraisal shall be disregarded. If only one appraisal is disregarded, the remaining two appraisals
shall be added together and their total divided by two (2). The resulting quotient shall be the fair
market value of the Property and the Improvements. If both the low and high appraisals are
disregarded, the middle appraisal shall be the fair market value of the Property.
16.4 Payment of Fees. Each of the parties hereto shall (a) pay for the services of its
appointee, (b) pay one-half (1/2) of the fee charged by the appraiser selected by their appointees,
and (c) pay one-half (1/2) of all other proper costs of the appraisal.
ARTICLE 17. ASSIGNMENT/TRANSFER
17.1 Prohibition Against Transfer.
17.1.1 Prior to Recordation of the Certificate of Completion. Prior to
recordation of the Certificate of Completion, but subject to Article 19 pursuant to which Tenant is
permitted to sublease the Units for residential occupancy, Tenant shall not assign or attempt to
assign this Lease or any right herein (other than to a general or limited partnership of which Tenant
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is the managing general partner) without the prior written consent of Landlord, which consent may
be withheld in Landlord's absolute discretion.
17.1.2 Following Recordation of the Certificate of Completion. Following
recordation of the Certificate of Completion, but subject to Article 19 pursuant to which Tenant is
permitted to sublease the Units for residential occupancy, Tenant shall not assign or attempt to
assign this Lease or any right herein, nor make any total or partial sublease, sale, transfer,
conveyance or assignment of the whole or any part of the Property or the Improvements thereon,
without the prior written consent of Landlord, which consent shall not be unreasonably withheld.
In the absence of specific written agreement by Landlord, no unauthorized sublease, sale, transfer,
conveyance or assignment of the Property, or any portion thereof, or approval thereof by Landlord
shall be deemed to relieve Tenant or any other party from any obligations under this Lease.
Notwithstanding anything to the contrary contained herein, Tenant shall be permitted to assign the
Lease to an affiliate of the managing general partner of Tenant in accordance with the option and
right of first refusal granted under Tenant's partnership documents.
17.1.3 Qualifications of Tenant. In connection with the above prohibition and
limitation on assignments, Tenant acknowledges that the qualifications, expertise and identities of
Tenant are of particular concern to Landlord, and that Landlord continues to rely on such expertise
to ensure the satisfactory completion of the Rehabilitation and operation of the Improvements on
the Property. Tenant further recognizes that it is because of such qualifications and identities that
Landlord is entering into this Lease with Tenant. No voluntary or involuntary successor in interest
of Tenant shall acquire any rights or powers under this Lease except as expressly set forth in the
Lease.
17.1.4 Conditions. Tenant's right to make an assignment after the recordation of
the Certificate of Completion shall be subject to compliance with the following further conditions:
(a) No Default. At the time of such assignment, this Lease shall be in full force
and effect and either no Event of Default (as defined in Section 21.1) then exists or no Event of
Default will exist upon consummation of the assignment.
(b) Assumption. The assignee shall have executed an express assumption of
the obligations and liabilities of Tenant under this Lease from and after the date of delivery and
recording of the assignment and there shall have been delivered to Landlord at the time of the
request for such assignment a conformed copy of such assumption.
(c) Net Worth of Assignee. The assignee shall have a Net Worth equal to at
least One Million Dollars ($1,000,000.00) ("Net Worth Minimum"), which Net Worth Minimum
shall be increased on the date that is five (5) years after the first day of the first calendar year
following the Commencement Date, and on the same date every fifth (5th) year thereafter ("Net
Worth Adjustment Date"), by an amount equal to the percentage change in construction industry
costs, from the first day of the calendar year following the Commencement Date until the
applicable Net Worth Adjustment Date, as published by the Engineering News Record, or such
similar construction industry index as the parties shall agree in the event such information is not
available in the Engineering News Record or such publication is no longer published. Net Worth
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is to be evidenced by a statement of financial condition as of a date not more than three hundred
sixty (360) days prior to the date of assignment which is accompanied either by an opinion of a
certified or a chartered public accountant or by a certificate by the chief financial or accounting
officer of the assignee that it fairly represents the financial condition of the assignee. In the event
Tenant agrees to remain liable under this Lease from and after the effective date of such assignment
and to guaranty the obligations of the assignee under this Lease, the Net Worth Minimum standard
set forth in this Section 17.1 shall not apply to such assignee.
Notwithstanding the foregoing, the Executive Director, at her sole and absolute
discretion, shall be permitted to waive the Net Worth Minimum standard for a proposed assignee
that is (a) a California nonprofit, public benefit corporation, and (b) has demonstrated experience
and ability in owning, operating and managing similar affordable housing projects in the State of
California. Any assignee pursuant to the option or right of first refusal granted under Tenant's
partnership documents shall not be subject to the Net Worth Minimum requirement.
17.1.5 Assignment Agreement. No assignment of any interest in the Lease made
with Landlord's consent or as herein otherwise permitted shall be effective unless and until there
shall have been delivered to Landlord an executed counterpart of such assignment or other transfer
document containing an agreement, in recordable form, executed by the assignor and the proposed
assignee, wherein and whereby such assignee assumes due performance of the obligations on the
assignor's part to be performed under this Lease from the effective date of the assignment to the
end of the Term.
17.1.6 Further Assignments. The consent by Landlord to an assignment shall not
in any way be construed to relieve Tenant from obtaining the express consent in writing of
Landlord to any further assignment if required by the terms of this Lease.
17.2 Terminable Upon Foreclosure. Notwithstanding anything contained in this Lease
to the contrary, upon foreclosure of a Mortgage, or acceptance by a Mortgagee of an assignment
or deed in lieu of foreclosure, Article 17 of this Lease shall be terminable by the purchaser at the
foreclosure sale, or the assignee or grantee of a deed in lieu of foreclosure, by notice to Landlord.
17.3 Other Rights of Mortgagees. Landlord agrees that none of the restrictions or
limitations on assignment or transfer by Tenant set forth in this Article 17 shall be construed to
limit or abrogate the rights of a Mortgagee to (a) seek the appointment of a receiver, or (b) delegate
or assign its rights under this Lease to any third party in connection with the exercise of said
Mortgagee's rights and remedies under its Mortgage.
17.4 Limitation on Transfer by Landlord. Landlord agrees, during the Compliance
Period, not to transfer its interest in the Property or under this Lease without the prior written
approval of the Tax Credit Partner; provided, however, no such approval shall be required for such
a transfer to another public body.
17.5 Transfer by Tax Credit Partner. Notwithstanding the foregoing limitations on
transfer and assignment, nothing herein shall limit or condition a transfer, sale, assignment or other
conveyance of all or a portion of the limited partner interests of the Tax Credit Partner to any
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affiliate of the Tax Credit Partner, and the interests of the Tax Credit Partner shall be freely
transferable to any affiliate of the Tax Credit Partner without the consent or approval of but only
with prior, written notice to Landlord; provided however that in the event of non-payment of
capital contribution obligations by the transferee pursuant to the terms and conditions of the
Tenant's Partnership Agreement, the Tax Credit Partner shall remain liable for the amount of such
unpaid capital contribution obligations. After all required capital contributions of the Tax Credit
Partner have been made to the Tenant, no consent shall be required for the transfer of all or a
portion of the interest of the Tax Credit Partner to any person or entity.
ARTICLE 18. MORTGAGES
18.1 Leasehold Mortgages
18.1.1 General Provisions. At all times during the Term, Tenant shall have the
right to mortgage, pledge, deed in trust, assign rents, issues and profits and/or collaterally (or
absolutely for purposes of security if required by any lender) assign its interest in this Lease, or
otherwise encumber this Lease, and/or the interest of Tenant hereunder, in whole or in part, and
any interests or rights appurtenant to this Lease, and to assign or pledge the same as security for
any debt (the holder of any such mortgage, pledge or other encumbrance, and the beneficiary of
any such deed of trust being hereafter referred to as "Mortgagee" and the mortgage, pledge, deed
of trust or other instrument hereafter referred to as "Mortgage"), upon and subject to each and all
of the following terms and conditions:
(a) Prior to the issuance of a Certificate of Completion, Mortgages entered into
by Tenant shall be limited in purpose to and shall not exceed the amount necessary and appropriate
to develop the Improvements, and to acquire and install equipment and fixtures thereon. Said
amount shall include all hard and soft costs of acquisition, development, Rehabilitation, lease -up
and operation of the Improvements. After the recordation of the Certificate of Completion, the
limitation contained in this subsection shall no longer apply.
(b) Any permitted Mortgages entered into by Tenant are to be originated only
by lenders approved in writing by Landlord, which approval will not be unreasonably withheld.
Landlord shall state the reasons for any such disapproval. Notwithstanding the forgoing, Landlord
shall be deemed to have automatically approved (i) a commercial or savings bank, a trust company,
an insurance company, a savings and loan association, a building and loan association, an
educational institution, a pension, retirement or welfare fund, or other fund authorized to make
loans in the State of California; (ii) any other entity having a net worth of $50,000,000 or more
whether or not a so-called institution, or any division, subsidiary, parent or affiliate owned or
controlled by, owning or in control of or in common control or ownership with any entities
described in (i) or (ii); or (iii) a lender regularly engaged in business in an office or location in the
State of California, or who has a registered agent for service of process in California. In addition,
any lender must be duly licensed or registered with any regulatory agency having jurisdiction over
its operation, if any; and any lender must not be under any order or judgment of any court or
administrative agency restricting or impairing its operation as a lender where the restriction or
impairment would be directly related to the proposed loan to Tenant. Notwithstanding anything
to the contrary contained herein, Landlord hereby approves the Senior Lender as the lender of the
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Construction Loan and Pacific Premier Bank as the lender of the Affordable Housing Project loan.
If the lender is other than as set forth in the immediately preceding sentence or a lender deemed
automatically approved pursuant to subdivisions (i), (ii) or (iii) of this Section, then upon the
reasonable request of Landlord, the beneficial owners of lender must be disclosed to Landlord.
(c) All rights acquired by said Mortgagee shall be subject to each and all of the
covenants, conditions and restrictions set forth in this Lease, and to all rights of Landlord
thereunder, none of which covenants, conditions and restrictions is or shall be waived by Landlord
by reason of the giving of such Mortgage.
If Tenant encumbers its leasehold estate by way of a Mortgage as permitted herein,
and should Landlord be advised in writing of the name and address of the Mortgagee, then this
Lease shall not be terminated or canceled on account of any Event of Default by Tenant in the
performance of the terms, covenants or conditions hereof until Landlord shall have complied with
the provisions of Section 18.2 as to the Mortgagee's rights to cure and to obtain a new lease.
18.1.2 Consent of Mortgagee Required. No cancellation, surrender, termination,
or modification of this Lease shall be effective without the written consent of the holder of any
Mortgage.
18.2 Rights and Obligations of Leasehold Mortgagees. If Tenant or Tenant's
successors or assigns shall mortgage the leasehold interest herein demised, then, as long as any
such Mortgage shall remain unsatisfied of record, the following provisions shall apply:
18.2.1 No Cancellation. Landlord will not cancel, accept a surrender of, terminate
or modify this Lease in the absence of a default by Tenant without the prior consent in writing of
the Mortgagee.
18.2.2 Notice of Defaults. Landlord agrees to give each Mortgagee immediate
notice of all defaults by Tenant under the Lease, and to simultaneously give to each Mortgagee a
written copy of all notices and demands that Landlord gives to Tenant. No notice or demand under
the Lease shall be effective until after notice is received by Mortgagee. Any notices of default
given by Landlord under the Lease shall describe the default(s) with reasonable detail. Each
Mortgagee shall have the right to cure any breach or default within the time periods given below.
18.2.3 Mortgagee's Cure Rights.
(a) Notice and Cure. After receipt by Tenant of a notice of default under the
Lease and the expiration of any applicable period of cure given to Tenant under the Lease,
Landlord shall deliver an additional notice ("Mortgagee's Notice") to each Mortgagee specifying
the default and stating that Tenant's period of cure has expired. Each Mortgagee shall thereupon
have the additional periods of time to cure any uncured default, as set forth below, without payment
of default charges, fees, late charges or interest that might otherwise be payable by Tenant.
Landlord shall not terminate the Lease or exercise its other remedies under the Lease if:
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(i) Within ninety (90) days after Mortgagee's receipt of the Mortgagee's Notice, any
Mortgagee (i) cures the default, or (ii) if the default reasonably requires more than ninety (90) days
to cure, commences to cure said default within such ninety (90)-day period and thereafter diligently
prosecutes the same to completion; or
(ii) Where the default cannot be cured by payment or expenditure of money or without
possession of the Property or otherwise, Mortgagee initiates foreclosure or other appropriate
proceedings within ninety (90) days after receipt of the Mortgagee's Notice, thereafter cures all
other defaults reasonably capable of cure by the payment of money to Landlord, and thereafter
continues to pay all rents, real property taxes and assessments, and insurance premiums to be paid
by Tenant under the Lease. Mortgagee shall then have ninety (90) days following the later to occur
of (i) the date of execution and delivery of a new lease of the Property pursuant to Section 18.2.4
of the Lease (a "New Lease"), or (ii) the date on which Mortgagee or its nominee is able to occupy
the Property following foreclosure under such Mortgage and the eviction of or vacating by Tenant
of the leased premises, to cure such default; provided, however, that if any such default, by its
nature, is such that it cannot practicably be cured within ninety (90) days, then Mortgagee shall
have such additional time as shall be reasonably necessary to cure the default provided that
Mortgagee commences such cure within such ninety (90)-day period and thereafter diligently
prosecutes the cure to completion.
(b) Cure by Mortgagee. Landlord agrees to accept performance by
Mortgagee of all cures, conditions and covenants as though performed by Tenant, and agrees to
permit Mortgagee access to the Property to take all such actions as may be necessary or useful to
perform any condition or covenants of the Lease or to cure any default of Tenant. Mortgagee shall
not be required to perform any act or cure any default which is not reasonably susceptible to
performance or cure by Mortgagee.
(c) Mortgagee Acquisition and Cure. If Mortgagee elects any of the
above -mentioned options, then upon Mortgagee's acquisition of the Lease by foreclosure, whether
by power of sale or otherwise or by deed or assignment in lieu of foreclosure, or if a receiver be
appointed, the Lease shall continue in full force and effect, provided that, if Mortgagee elects the
option provided in Section 18.2.3(a)(ii) above, then upon Mortgagee's acquisition of the Lease,
Mortgagee shall cure all prior defaults of Tenant under the Lease that are reasonably capable of
being cured by Mortgagee within the time set forth in said Section, and Landlord shall treat
Mortgagee as Tenant under the Lease. If Mortgagee commences an action as set forth in Section
18.2.3(a)(ii) above, and thereafter Tenant cures such defaults (which cure Landlord shall be
obligated to accept) and Mortgagee then terminates all proceedings under the option in said
Section, then the Lease shall remain in full force and effect between Landlord and Tenant.
18.2.4 New Lease. In the event the Lease is terminated for any reason prior to the
end of the Lease Term, Landlord shall promptly give Mortgagee written notice of such termination
and shall enter into a new lease ("New Lease") with Mortgagee or Mortgagee's nominee covering
the Property, provided that Mortgagee (a) requests such New Lease by written notice to Landlord
within sixty (60) days after Mortgagee's receipt of written notice by Landlord of termination of
the Lease, and (b) cures all prior defaults of Tenant that are reasonably capable of being cured by
Mortgagee. The New Lease shall be for the remainder of the Lease Term, effective at the date of
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such termination, and shall only include all the rents and all the covenants, agreements, conditions,
provisions, restrictions and limitations contained in the Lease, except as otherwise provided in the
Lease. In connection with a New Lease, Landlord shall assign to Mortgagee or its nominee all of
Landlord's interest in all existing subleases of all or any part of the Property and all attornments
given by the sublessees. Landlord shall not terminate or agree to terminate any sublease or enter
into any new lease or sublease for all or any portion of the Property without Mortgagee's prior
written consent, unless Mortgagee fails to deliver its request for a New Lease under this Section.
In connection with any such New Lease, Landlord shall, by grant deed, convey to Mortgagee or
its nominee title to the Improvements, if any, which become vested in Landlord as a result of
termination of the Lease. Landlord shall allow to the tenant under the New Lease a credit against
rent equal to the net income derived by Landlord from the Property during the period from the date
of termination of the Lease until the date of execution of the New Lease under this Section.
18.2.5 Security Deposits. Mortgagee or any other purchaser at a foreclosure sale
of the Mortgage (or Mortgagee or its nominee if one of them enters into a New Lease with
Landlord) shall succeed to all the interest of Tenant in any security or other deposits or other
impound payments paid by Tenant to Landlord.
18.2.6 Permitted Delays. So long as Mortgagee is prevented by any process or
injunction issued by any court or by any statutory stay, or by reason of any action by any court
having jurisdiction of any bankruptcy or insolvency proceeding involving Tenant or any other
person, from commencing or prosecuting foreclosure or other appropriate proceedings in the
nature thereof, Mortgagee shall not be deemed for that reason to have failed to commence such
proceedings or to have failed to diligently prosecute such proceedings, provided that Mortgagee
uses reasonable efforts to contest and appeal the issuance or continuance of any such process, stay
or injunction.
18.2.7 Defaults Deemed Cured. On transfer of the Lease at any foreclosure sale
under the Mortgage or by deed or assignment in lieu of foreclosure, or upon creation of a New
Lease, any or all of the following defaults relating to the prior owner of the Lease shall be deemed
cured:
(a) Attachment, execution or other judicial levy upon the Lease;
(b) Assignment of the Lease for the direct or indirect benefit of creditors of the
prior Tenant;
(c) Judicial appointment of a receiver or similar officer to take possession of
the Lease;
(d) Filing any petition by, for or against Tenant under any chapter of the federal
Bankruptcy Act or any federal or state debtor relief statute, as amended;
(e) Any failure by Tenant to make a disclosure of a hazardous substance release
as required by the California Health and Safety Code, the Lease or otherwise; and
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(f) Any other defaults personal to Tenant and/or not otherwise reasonably
curable by Mortgagee.
18.2.8 Mortgagee Priority. Anything herein contained to the contrary
notwithstanding, the provisions of this Section shall inure only to the benefit of the holders of
Mortgages. If the holders of more than one such Mortgage shall make written requests upon
Landlord in accordance with this Lease, the new lease (as provided for in subsection 18.2.4 above)
shall be entered into pursuant to the request of the holder whose Mortgage shall be prior in lien
thereto and thereupon the written requests for a new lease of each holder of a Mortgage junior in
lien shall be and be deemed to be void and of no force or effect.
18.3 Landlord's Forbearance and Right to Cure Defaults on Leasehold Mortgages
18.3.1 Notice. Landlord will give to Mortgagee, at such address as is specified by
the Mortgagee in accordance with Section 26.1 hereof, a copy of each notice or other
communication with respect to any claim that a default exists or is about to exist from Landlord to
Tenant hereunder at the time of giving such notice or communication to Tenant, and Landlord will
give to Mortgagee a copy of each notice of any rejection of this Lease by any trustee in bankruptcy
of Tenant. Landlord will not exercise any right, power or remedy with respect to any Event of
Default hereunder, and no notice to Tenant of any such Event of Default and no termination of this
Lease in connection therewith shall be effective, unless Landlord has given to Mortgagee written
notice or a copy of its notice to Tenant of such Event of Default or any such termination, as the
case may be.
18.3.2 Mortgagee's Transferees, Etc. In the event the leasehold estate hereunder
shall be acquired by foreclosure, trustee's sale or deed or assignment in lieu of foreclosure of a
Mortgage, the purchaser at such sale or the transferee by such assignment and its successors as
holders of the leasehold estate hereunder shall not be liable for any Rent, if any, or other obligations
accruing after its or their subsequent sale or transfer of such leasehold estate and such purchaser
or transferee and its successors shall be entitled to transfer such estate or interest without consent
or approval of Landlord; provided that, the purchaser or transferee or successor as holder of the
leasehold estate hereunder shall be liable for the payment of all Rent, if any, becoming due with
respect to the period during which such purchaser, transferee or other successor is the holder of
the leasehold estate hereunder. This Section shall also apply to the rights of a Mortgagee in
connection with the entry into a new lease under Section 18.2.4 and to the appointment of a
receiver on behalf of a Mortgagee.
18.3.3 Insurance and Condemnation. In the event of any casualty to, or
condemnation of, all or any part of the leased premises or any improvements now or hereafter
located thereon, the provisions of the Mortgages relating thereto shall prevail over any provisions
of this Lease relating thereto.
18.4 No Liability of Mortgagee for Prior Indemnified Acts. A Mortgagee shall not
be obligated to assume the liability of Tenant for any indemnities arising for a period prior to
Mortgagee's acquiring the right to possession of the Property under this Lease.
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18.5 Landlord Cooperation. Landlord covenants and agrees that it will act and fully
cooperate with Tenant in connection with Tenant's right to grant leasehold mortgages as
hereinabove provided. At the request of Tenant or any proposed or existing Mortgagee, Landlord
shall promptly execute and deliver (i) any documents or instruments reasonably requested to
evidence, acknowledge and/or perfect the rights of Mortgagees as herein provided; and (ii) an
estoppel certificate certifying the status of this Lease and Tenant's interest herein and such matters
as are reasonably requested by Tenant or such Mortgagees. Such estoppel certificate shall include,
but not be limited to, certification by Landlord that (a) this Lease is unmodified and in full force
and effect (or, if modified, state the nature of such modification and certify that this Lease, as so
modified, is in full force and effect), (b) all rents currently due under the Lease have been paid, (c)
there are not, to Landlord's knowledge, any uncured Events of Default on the part of Tenant under
the Lease or facts, acts or omissions which with the giving of notice or passing of time, or both,
would constitute an Event of Default. Any such estoppel certificate may be conclusively relied
upon by any proposed or existing leasehold Mortgagee or assignee of Tenant's interest in this
Lease.
18.6 Priority. The Lease, and any extensions, renewals or replacements thereof, and
any sublease entered into by Tenant as sublessor, and any Mortgage or other encumbrance
recorded by any Mortgagee shall be superior to any mortgages, deeds of trust or similar
encumbrances placed by Landlord on the Property and to any lien right, if any, of Landlord on the
buildings, and any furniture, fixtures, equipment or other personal property of Tenant upon the
Property or any interest of Landlord in sublease rentals or similar agreements.
18.7 Claims. Landlord and Tenant shall deliver to Mortgagee notice of any litigation or
arbitration proceedings between the parties or involving the Property or the Lease. Mortgagee
shall have the right, at its option, to intervene and become a party to any such proceedings. If
Mortgagee elects not to intervene or become a party, Landlord shall deliver to Mortgagee prompt
notice of and a copy of any award, decision or settlement agreement made in connection with any
such proceeding.
18.8 Further Amendments. Landlord and Tenant shall cooperate in including in the
Lease by suitable amendment from time to time any provision which may be reasonably requested
by any proposed Mortgagee for the purpose of implementing the mortgagee protection provisions
contained in this Lease and allowing that Mortgagee reasonable means to protect or preserve the
lien of its Mortgage upon the occurrence of a default under the terms of the Lease. Landlord and
Tenant each agree to execute and deliver (and to acknowledge for recording purposes, if necessary)
any agreement required to effect any such amendment.
ARTICLE 19. SUBLEASING
19.1 Subleasing of Property. All subleases ("Subleases") made by Tenant shall be
subject to the following provisions and restrictions:
19.1.1 Tenant may, without the consent of Landlord, let individual units of the
Improvements to any person who qualifies.
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19.1.2 Each Sublease shall contain a provision, satisfactory to Landlord, requiring
the Subtenant to attorn to Landlord upon (a) an Event of Default by Tenant under this Lease, and
(b) receipt by such Subtenant of written notice of such Event of Default and instructions to make
such Subtenant's rental payments to Landlord.
19.1.3 On any termination of this Lease prior to the expiration of the Term, all of
Tenant's interest as sublessor under any and all existing valid and enforceable Subleases for which
Landlord has issued a non -disturbance agreement shall be deemed automatically assigned,
transferred and conveyed to Landlord and subtenants under such Subleases shall be deemed to
have attorned to Landlord. Landlord shall thereafter be bound on such Subleases to the same
extent Tenant, as sublessor, was bound thereunder and Landlord shall have all the rights under
such Subleases that Tenant, as sublessor, had under such Subleases; provided, however, that any
amendments to any such Sublease made after the issuance of a non -disturbance agreement to a
subtenant shall not be binding on Landlord.
19.1.4 Any subtenant qualifying shall, upon written request, receive a non -
disturbance agreement from Landlord.
19.1.5 Not later than thirty (30) days after each anniversary of the date of
commencement of the term of this Lease, Tenant shall deliver to Landlord a current list of the
name and mailing address of each Subtenant.
19.1.6 Tenant shall not accept, directly or indirectly, more than two (2) months
prepaid rent plus a reasonable security deposit from any subtenant.
19.1.7 Each Sublease shall expressly provide that it is subject to each and all of the
covenants, conditions, restrictions and provisions of this Lease.
19.2 Rights of Mortgagees. Notwithstanding anything contained in this Lease to the
contrary, all attornment provisions applicable to the Landlord shall also be applicable to a
Mortgagee and, as between Landlord and Mortgagee, the Mortgagee shall have priority in any
attornment situation.
ARTICLE 20. PERFORMANCE OF TENANT'S COVENANTS
20.1 Right of Performance. If Tenant shall at any time fail to pay any Imposition or
other charge in accordance with Article 4 hereof, within the time period therein permitted, or shall
fail to pay for or maintain any of the insurance policies provided for in Article 9 hereof, within the
time therein permitted, or to make any other payment or perform any other act on its part to be
made or performed hereunder, within the time permitted by this Lease, then Landlord, after thirty
(30) days' written notice to Tenant (or, in case of an emergency, on such notice, or without notice,
as may be reasonable under the circumstances) and without waiving or releasing Tenant from any
obligation of Tenant hereunder, may (but shall not be required to):
(a) pay such Imposition or other charge payable by Tenant pursuant to the
provisions of Article 4 hereof, or
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(b) pay for and maintain such insurance policies provided for in Article 9
hereof, or
(c) make such other payment or perform such other act on Tenant's part to be
made or performed as in this Lease provided.
20.1.1 Rights of Mortgagees. Notwithstanding anything contained in this Lease
to the contrary, all of the performance rights available to Landlord under Section 20.1 shall also
be available to Mortgagee and, as between Landlord and Mortgagee, the rights of the Mortgagee
shall take precedence over the rights of Landlord.
20.2 Reimbursement and Damages. All sums so paid by Landlord and all costs and
expenses incurred by Landlord in connection with the performance of any such act, together with
interest thereon at the rate provided in Section 4.5 from the respective dates of Landlord's making
of each such payment or incurring of each such cost or expense, shall be paid by Tenant to
Landlord on demand. Landlord shall not be limited in the proof of any damages which Landlord
may claim against Tenant arising out of or by reason of Tenant's failure to provide and keep in
force insurance as aforesaid, to the amount of the insurance premium or premiums not paid or
incurred by Tenant and which would have been payable upon such insurance, but Landlord shall
also be entitled to recover as damages for such breach, the uninsured amount of any loss (to the
extent of any deficiency in the insurance required by the provisions of this Lease), damages, costs
and expenses of suit, including attorneys' fees, suffered or incurred by reason of damage to, or
destruction of, the Improvements, occurring during any period in which Tenant shall have failed
or neglected to provide insurance as aforesaid.
ARTICLE 21. EVENTS OF DEFAULT; REMEDIES
21.2 Events of Default. Any one or all of the following events shall constitute an Event
of Default hereunder:
21.1.1. If Tenant shall default in the payment of any Rent when and as the same
becomes due and payable and such default shall continue for more than ten (10) days after
Landlord shall have given written notice thereof to Tenant; or
21.1.2 The abandonment or vacation of the Property by Tenant for a period of
thirty (30) days; or
21.1.3 The entry of any decree or order for relief by any court with respect to
Tenant, or any assignee or transferee of Tenant (hereinafter "Assignee"), in any involuntary case
under the Federal Bankruptcy Code or any other applicable federal or state law; or the appointment
of or taking possession by any receiver, liquidator, assignee, trustee, sequestrator or other similar
official of Tenant or any Assignee (unless such appointment is in connection with a Mortgagee's
exercise of its remedies under its Mortgage), or of any substantial part of the property of Tenant
or such Assignee, or the ordering or winding up or liquidating of the affairs of Tenant or any
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Assignee and the continuance of such decree or order unstayed and in effect for a period of ninety
(90) days or more (whether or not consecutive); or the commencement by Tenant or any such
Assignee of a voluntary proceeding under the Federal Bankruptcy Code or any other applicable
state or federal law or consent by Tenant or any such Assignee to the entry of any order for relief
in an involuntary case under any such law, or consent by Tenant or any such Assignee to the
appointment of or taking of possession by a receiver, liquidator, assignee, trustee, sequestrator or
other similar official of Tenant or any such Assignee, or of any substantial property of any of the
foregoing, or the making by Tenant or any such Assignee of any general assignment for the benefit
of creditors; or Tenant or any such Assignee takes any other voluntary action related to the business
of Tenant or any such Assignee or the winding up of the affairs of any of the foregoing.
21.1.4 If Tenant shall default in the performance of or compliance with any other
term, covenant or condition of this Lease (other than as set forth in Paragraph 21.1.1 of this Section
21.1) and such default shall continue for more than thirty (30) days after Landlord shall have given
written notice thereof to Tenant, provided, however, if cure of such default reasonably requires
more than thirty (30) days, then, provided that Tenant commences to cure within such thirty (30)
day period and thereafter diligently and continuously prosecutes the cure to completion, Tenant
shall not be in default during the cure period.
21.2 Remedies.
21.2.1 If an Event of Default shall occur and continue as aforesaid, then in addition
to any other remedies available to Landlord at law or in equity, Landlord shall have the immediate
option to terminate this Lease and bring suit against Tenant or submit the issue of Tenant's default
to arbitration as provided in Article 23 and recover as an award in such suit or arbitration
proceeding the following:
(a) the worth at the time of award of the unpaid rent and all other sums due
hereunder which had been earned at the time of termination;
(b) the worth at the time of award of the amount by which the unpaid rent and
all other sums due hereunder which would have been earned after termination until the time of
award exceeds the amount of such rental loss that Tenant proves could have been reasonably
avoided;
(c) the worth at the time of award of the amount by which the unpaid rent and
all other sums due hereunder for the balance of the Term after the time of award exceeds the
amount of such rental loss that Tenant proves could be reasonably avoided;
(d) any other amount necessary to compensate Landlord for all the detriment
proximately caused by the Tenant's failure to perform its obligations under this Lease or which in
the ordinary course of things could be likely to result therefrom; and
(e) such amounts in addition to or in lieu of the foregoing as may be permitted
from time to time by applicable California law.
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21.2.2 The "worth at the time of the award" of the amounts referred to in
Subparagraphs 21.2.1(a) and 21.2.1(b) above shall be computed by allowing interest at the rate
provided in Section 4.5 as of the date of the award. The "worth at the time of award" of the amount
referred to in subparagraph 21.2.1(c) above shall be computed by discounting such amount at the
discount rate of the Federal Reserve Bank of San Francisco at the time of award plus one percent
(1%).
21.2.3 If an Event of Default occurs, Landlord shall also have the right, with or
without terminating this Lease, but subject to any nondisturbance agreements entered into with
Subtenants, to reenter the Property and remove all persons and property from the Property; such
property may be removed and stored in a public warehouse or elsewhere at the cost of and for the
account of Tenant.
21.2.4 If an Event of Default occurs, Landlord shall also have the right, with or
without terminating this Lease, to relet the Property. If Landlord so elects to exercise its right to
relet the Property but without terminating this Lease, then rentals received by Landlord from such
reletting shall be applied: First, to the payment of any indebtedness other than rent due hereunder
from Tenant to Landlord; Second, to the payment of any cost of such reletting; Third, to the
payment of the cost of any alterations and repairs to the Property; Fourth, to the payment of rent
due and unpaid hereunder; and Fifth, the residue, if any, shall be held by Landlord and applied in
payment of future rent as the same may become due and payable hereunder. Should the amount
of rental received from such reletting during any month which is applied to the payment of rent
hereunder be less than that agreed to be paid during that month by Tenant hereunder, then Tenant
shall pay such deficiency to Landlord immediately upon demand therefor by Landlord. Such
deficiency shall be calculated and paid monthly. Tenant shall also pay to Landlord, as soon as
ascertained, any costs and expenses incurred by Landlord in such reletting or in making alterations
and repairs not covered by the rentals received from such reletting.
21.2.5 No reentry or taking possession of the Property by Landlord pursuant to
Paragraphs 21.2.3 or 21.2.4 shall be construed as an election to terminate this Lease unless a
written notice of such intention is given to Tenant or unless the termination thereof is decreed by
a court of competent jurisdiction. Notwithstanding any reletting without termination by Tenant
because of any default by Tenant, Landlord may at any time after such reletting elect to terminate
this Lease for any such default.
21.3 Receipt of Rent, No Waiver of Default. The receipt by Landlord of the rents or
any other charges due to Landlord, with knowledge of any breach of this Lease by Tenant or of
any default on the part of Tenant in the observance or performance of any of the conditions or
covenants of this Lease, shall not be deemed to be a waiver of any provisions of this Lease. No
acceptance by Landlord of a lesser sum than the rents or any other charges then due shall be
deemed to be other than on account of the earliest installment of the rents or other charges due,
nor shall any endorsement or statement on any check or any letter accompanying any check or
payment of rent or charges due be deemed an accord and satisfaction, and Landlord may accept
such check or payment without prejudice to Landlord's right to recover the balance of such
installment or pursue any other remedy provided in this Lease. The receipt by Landlord of any
rent or any other sum of money or any other consideration paid by Tenant after the termination of
Page 46
this Lease, or after giving by Landlord of any notice hereunder to effect such termination, shall
not, except as otherwise expressly set forth in this Lease, reinstate, continue, or extend the term of
this Lease, or destroy, or in any manner impair the efficacy of any such notice of termination as
may have been given hereunder by Landlord to Tenant prior to the receipt of any such sum of
money or other consideration, unless so agreed to in writing and signed by Landlord. Neither
acceptance of the keys nor any other act or thing done by Landlord or by its agents or employees
during the Term shall be deemed to be an acceptance of a surrender of the Property or the
Improvements, excepting only an agreement in writing signed by Landlord accepting or agreeing
to accept such a surrender.
21.4 Effect on Indemnification. Notwithstanding the foregoing, nothing contained in
this Article 21 shall be construed to limit the Indemnitees' right to indemnification as otherwise
provided in this Lease.
21.5 Limited Waiver of Right to Terminate Lease. Landlord hereby waives it right to
terminate this Lease during the Compliance Period for a default by Tenant other than the failure
to pay Annual Rent. That notwithstanding, Landlord, during the Compliance Period, shall retain
all other rights and remedies available hereunder or by law for such a non -monetary default,
including, without limitation, an action to compel performance of the covenant or condition that
is the subject of the alleged default.
ARTICLE 22. PERMITTED CONTESTS
Tenant, at no cost or expense to Landlord, may contest (after prior written notice to
Landlord), by appropriate legal proceedings conducted with due diligence, the amount or validity
or application, in whole or in part, of any Imposition or lien or any Legal Requirement or Insurance
Requirement, provided that (a) in the case of liens of mechanics, materialmen, suppliers or
vendors, or Impositions or liens therefor, such proceedings shall suspend the collection thereof
from Landlord, and shall suspend a foreclosure against the Property and/or the Improvements, or
any interest therein, or any Rent, if any, (b) neither the Property or the Improvements, nor any part
thereof or interest therein, or the Rent, if any, or any portion thereof, would be in any danger of
being sold, forfeited or lost by reason of such proceedings, (c) in the case of a Legal Requirement,
Landlord would not be in any danger of any criminal liability or, unless Tenant shall have furnished
a bond or other security therefor satisfactory to Landlord, any additional civil liability for failure
to comply therewith and the Property and the Improvements would not be subject to the imposition
of any lien as a result of such failure, and (d) Tenant shall have furnished to Landlord, if requested,
a bond or other security, satisfactory to Landlord. If Tenant shall fail to contest any such matters,
or to give Landlord security as hereinabove provided, Landlord may, but shall not be obligated to,
contest the matter or settle or compromise the same without inquiring into the validity or the
reasonableness thereof. Landlord, at the sole cost and expense of Tenant, will cooperate with
Tenant and execute any documents or pleadings legally required for any such contest.
ARTICLE 23. ARBITRATION OF DISPUTES
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23.1 Matters Subiect to Arbitration. All disputes arising under this Lease shall be
submitted to arbitration prior to either party bringing suit based on such disputes, except that any
dispute relating to the following rights and obligations shall not be subject to arbitration:
23.1.1 Tenant's obligation to:
(a) pay Rent, if any, and other charges due under this Lease;
(b) indemnify Landlord as provided herein; and
(c) keep the Property and the Improvements free and clear of any mechanics'
or other liens:
23.1.2 Landlord's right to:
(a) pursue any of the remedies defined in Article 21; and
(b) assign, transfer, sell or encumber its interest in the Property or this Lease;
23.1.3 Any right or obligation the exercise or performance of which is dependent
on Landlord's approval, if the issue is the reasonableness of Landlord's action.
23.1.4 Any right of the Mortgagee to exercise its remedies under its Mortgage or
in connection with the bankruptcy of the Tenant or Landlord.
23.2 Arbitration Process.
Either party may refer a dispute subject to arbitration for settlement by arbitration in
National City, California, in accordance with the Commercial Arbitration Rules of the American
Arbitration Association, and judgment upon the award rendered by the Arbitrator(s) may be
entered in any Court having jurisdiction.
NOTICE: BY INITIALING IN THE SPACE BELOW YOU ARE AGREEING TO
HAVE ANY DISPUTE ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION DECIDED BY NEUTRAL ARBITRATION AS
PROVIDED BY CALIFORNIA LAW AND YOU ARE GIVING UP ANY RIGHTS YOU MAY
POSSESS TO HAVE THE DISPUTE LITIGATED IN A COURT OR JURY TRIAL. BY
INITIALING IN THE SPACE BELOW YOU ARE GIVING UP YOUR JUDICIAL RIGHTS TO
DISCOVERY AND APPEAL, UNLESS SUCH RIGHTS ARE SPECIFICALLY INCLUDED IN
THE "ARBITRATION OF DISPUTES" PROVISION. IF YOU REFUSE TO SUBMIT TO
ARBITRATION AFTER AGREEING TO THIS PROVISION, YOU MAY BE COMPELLED
TO ARBITRATE UNDER THE AUTHORITY OF THE CALIFORNIA CODE OF CIVIL
PROCEDURE. YOUR AGREEMENT TO THIS ARBITRATION PROVISION IS
VOLUNTARY.
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MAY POSSESS TO HAVE THE DISPUTE LITIGATED IN A COURT OR JURY TRIAL.
BY INITIALING IN THE SPACE BELOW YOU ARE GIVING UP YOUR JUDICIAL
RIGHTS TO DISCOVERY AND APPEAL, UNLESS SUCH RIGHTS ARE SPECIFICALLY
INCLUDED IN THE "ARBITRATION OF DISPUTES" PROVISION. IF YOU REFUSE TO
SUBMIT TO ARBITRATION AFTER AGREEING TO THIS PROVISION, YOU MAY BE
COMPELLED TO ARBITRATE UNDER THE AUTHORITY OF THE CALIFORNIA CODE
OF CIVIL PROCEDURE. YOUR AGREEMENT TO THIS ARBITRATION PROVISION IS
VOLUNTARY.
WE HAVE READ AND UNDERSTAND THE FOREGOING AND AGREE TO
SUBMIT DISPUTES ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION TO NEUTRAL ARBITRATION.
Tenant's Initials Landlord's Initials
ARTICLE 24. FORCE MAJEURE
24.1 Subject to Paragraph 24.2 below, any prevention, delay, nonperformance or
stoppage by Tenant due to any of the following causes shall be excused: any regulation, order,
act, restriction or requirement or limitation imposed by any federal, state, municipal or foreign
government or any department or agency thereof, or civil or military authority; acts of God; acts
or omissions of Landlord or its agents or employees; fire; explosion; floods and/or earthquakes;
strikes, walkouts or inability to obtain materials; war, riots, sabotage or civil insurrection; or any
other causes beyond the reasonable control of Tenant.
24.2 No prevention, delay, or stoppage of performance shall be excused unless:
24.2.1 Tenant notifies Landlord within thirty (30) days of such prevention, delay
or stoppage that it is claiming excuse of its obligations under this Article 24; and
24.2.2 Tenant diligently proceeds within thirty (30) days of the conclusion of
such prevention, delay or stoppage to cure the condition causing the prevention, delay or
stoppage; and
24.2.3 Tenant effects such cure within a reasonable time.
ARTICLE 25. GENERAL PROVISIONS
25.1 Notices. All notices or demands shall be in writing and shall be served
personally, by overnight courier, or by express or certified mail. Service shall be deemed
conclusively made at the time of service if personally served; the next business day if sent by
overnight courier and receipt is confirmed by the signature of an agent or employee of the party
served; the next business day after deposit in the United States mail, properly addressed and
postage prepaid, return receipt requested, if served by express mail; and three (3) days after
Page 49
MAY POSSESS TO HAVE THE DISPUTE LITIGATED IN A COURT OR JURY TRIAL.
BY INITIALING IN THE SPACE BELOW YOU ARE GIVING UP YOUR JUDICIAL
RIGHTS TO DISCOVERY AND APPEAL, UNLESS SUCH RIGHTS ARE SPECIFICALLY
INCLUDED IN THE "ARBITRATION OF DISPUTES" PROVISION. IF YOU REFUSE TO
SUBMIT TO ARBITRATION AFTER AGREEING TO THIS PROVISION, YOU MAY BE
COMPELLED TO ARBITRATE UNDER THE AUTHORITY OF THE CALIFORNIA CODE
OF CIVIL PROCEDURE. YOUR AGREEMENT TO THIS ARBITRATION PROVISION IS
VOLUNTARY.
WE HAVE READ AND UNDERSTAND THE FOREGOING AND AGREE TO
SUBMIT DISPUTES ARISING OUT OF THE MATTERS INCLUDED IN THE
"ARBITRATION OF DISPUTES" PROVISION TO NEUTRAL ARBITRATION.
Tenant's Initials Landlord's Initials
ARTICLE 24. FORCE MAJEURE
24.1 Subject to Paragraph 24.2 below, any prevention, delay, nonperformance or
stoppage by Tenant due to any of the following causes shall be excused: any regulation, order,
act, restriction or requirement or limitation imposed by any federal, state, municipal or foreign
government or any department or agency thereof, or civil or military authority; acts of God; acts
or omissions of Landlord or its agents or employees; fire; explosion; floods and/or earthquakes;
strikes, walkouts or inability to obtain materials; war, riots, sabotage or civil insurrection; or any
other causes beyond the reasonable control of Tenant.
24.2 No prevention, delay, or stoppage of performance shall be excused unless:
24.2.1 Tenant notifies Landlord within thirty (30) days of such prevention, delay
or stoppage that it is claiming excuse of its obligations under this Article 24; and
24.2.2 Tenant diligently proceeds within thirty (30) days of the conclusion of
such prevention, delay or stoppage to cure the condition causing the prevention, delay or
stoppage; and
24.2.3 Tenant effects such cure within a reasonable time.
ARTICLE 25. GENERAL PROVISIONS
25.1 Notices. All notices or demands shall be in writing and shall be served
personally, by overnight courier, or by express or certified mail. Service shall be deemed
conclusively made at the time of service if personally served; the next business day if sent by
overnight courier and receipt is confirmed by the signature of an agent or employee of the party
served; the next business day after deposit in the United States mail, properly addressed and
postage prepaid, return receipt requested, if served by express mail; and three (3) days after
Page 49
or omissions of Landlord or its agents or employees; fire; explosion; floods and/or earthquakes;
strikes, walkouts or inability to obtain materials; war, riots, sabotage or civil insurrection; or any
other causes beyond the reasonable control of Tenant.
24.2 No prevention, delay, or stoppage of performance shall be excused unless:
24.2.1 Tenant notifies Landlord within thirty (30) days of such prevention, delay
or stoppage that it is claiming excuse of its obligations under this Article 24; and
24.2.2 Tenant diligently proceeds within thirty (30) days of the conclusion of
such prevention, delay or stoppage to cure the condition causing the prevention, delay or
stoppage; and
24.2.3 Tenant effects such cure within a reasonable time.
ARTICLE 25. GENERAL PROVISIONS
25.1 Notices. All notices or demands shall be in writing and shall be served
personally, by overnight courier, or by express or certified mail. Service shall be deemed
conclusively made at the time of service if personally served; the next business day if sent by
overnight courier and receipt is confirmed by the signature of an agent or employee of the party
served; the next business day after deposit in the United States mail, properly addressed and
postage prepaid, return receipt requested, if served by express mail; and three (3) days after
deposit thereof in the United States mail, properly addressed and postage prepaid, return receipt
requested, if served by certified mail.
25.1.1 Any notice to Landlord shall be given to:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Blvd.
National City, California 91950
Attn: Executive Director
25.1.2 Any notice to Tenant shall be given to:
Morgan Tower Housing Associates, L.P.
do Community HousingWorks
3111 Camino Del Rio North, Suite 800
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
Page 50
Credit Partner, mortgagee or trustee under a deed of trust of the fee or leasehold estate in the
Property or any part thereof or of Landlord's or Tenant's interest under this Lease. Tenant will
also deliver to Landlord, promptly upon request, such information with respect to the Property or
any part thereof as from time to time may reasonably be requested.
25.3 No Merger of Title. There shall be no merger of this Lease or the leasehold estate
created by this Lease with any other estate in the Property or any part thereof by reason of the fact
that the same person, firm, corporation or other entity may acquire or own or hold, directly or
indirectly: (a) this Lease or the leasehold estate created by this Lease or any interest in this Lease
or in any such leasehold estate, and (b) any other estate in the Property and the Improvements or
any part thereof or any interest in such estate, and no such merger shall occur unless and until all
persons, corporations, firms and other entities, including any leasehold mortgagee or leasehold
mortgagees, having any interest (including a security interest) in (i) this Lease or the leasehold
estate created by this Lease, and (ii) any other estate in the Property or the Improvements or any
part thereof shall join in a written instrument effecting such merger and shall duly record the same.
25.4 Utility Services. Tenant shall pay or cause to be paid all charges for all public or
private utility services and all sprinkler systems and protective services at any time rendered to or
in connection with the Property or the Improvements, or any part thereof, and shall comply with
all contracts existing on the date hereof or subsequently executed by Tenant relating to any such
services, and will do all other things required for the maintenance and continuance of all such
services.
25.5 Quiet Enjoyment. Tenant, upon paying the Rent, if any, and other charges herein
provided for and upon performing and complying with all covenants, agreements, terms and
conditions of this Lease to be performed or complied with by it, shall lawfully and quietly hold,
occupy and enjoy the Property during the term of this Lease without hindrance or molestation by
Landlord, or any person or persons claiming through Landlord.
25.6 No Claims Against Landlord. Nothing contained in this Lease shall constitute
any consent or request by Landlord, express or implied, for the performance of any labor or
services or the furnishing of any materials or other property in respect of the Property or any part
thereof, nor as giving Tenant any right, power or authority to contract for or permit the performance
of any labor or services or the furnishing of any materials or other property in such fashion as
would permit the making of any claim against Landlord or its interest in the Property in respect
thereof.
25.7 Inspection. Landlord and its authorized representatives may enter the Property or
any part thereof at all reasonable times for the purpose of inspecting, servicing or posting notices,
protecting the Property or the Improvements, or for any other lawful purposes. That
notwithstanding, Landlord may only enter residential units after giving Tenant three (3) days prior
written notice.
25.8 No Waiver by Landlord. To the extent permitted by applicable law, no failure by
Landlord to insist upon the strict performance of any term hereof or to exercise any right, power
or remedy consequent upon a default under this Lease, and no acceptance of rent during the
Page 51
continuance of any such default, shall constitute a waiver of any such default or of any such term.
No waiver of any default shall affect or alter this Lease, which shall continue in full force and
effect, or the rights of Landlord with respect to any other then existing or subsequent default.
25.9 Holding Over. In the event Tenant shall hold over or remain in possession of the
Property or the Improvements with the consent of Landlord after the expiration of the Term, such
holding over or continued possession shall create a tenancy for month to month only, upon the
same terms and conditions as are herein set forth so far as the same are applicable.
25.10 Exculpation of Certain Personal Liability. Notwithstanding anything to the
contrary provided in this Lease, including, without limitation, the remedies provisions set forth in
Section 21.2 above, it is specifically understood and agreed that except as to:
(a) the obligation to pay Annual Rent pursuant to Section 4.1;
(b) the obligation to pay any and all Impositions;
(c) acts of fraud and/or criminal misconduct;
(d) acts of gross negligence and/or willful misconduct;
(e) any and all legal costs and expenses reasonably incurred by Landlord in the
enforcement of this Lease; and/or
(f) liability for risks required to be covered by insurance under this Lease but
for which Tenant fails to maintain such coverage;
there shall be no personal liability or obligation on the part of any partner in Tenant or any assignee
or successor in interest of any such partner with respect to the provisions of this Lease; provided,
that, in no event shall the Tax Credit Partner have any personal liability with respect to the
provisions of this Lease.
25.11 No Partnership. Anything contained herein to the contrary notwithstanding,
Landlord does not in any way or for any purpose become a partner of Tenant in the conduct of its
business, or otherwise, or a joint venturer or member of a joint enterprise with Tenant hereunder.
25.12 Remedies Cumulative. The various rights, options, elections and remedies of
Landlord and Tenant, respectively, contained in this Lease shall be cumulative and no one of them
shall be construed as exclusive of any other, or of any right, priority or remedy allowed or provided
for by law and not expressly waived in this Lease.
25.13 Attorney's Fees. In the event of a dispute between the parties arising out of or in
connection with this Lease, whether or not such dispute results in arbitration or litigation, the
prevailing party (whether resulting from settlement before or after arbitration or litigation is
commenced) shall be entitled to have and recover from the losing party reasonable attorneys' fees
and costs of suit incurred by the prevailing party.
Page 52
25.14 Time Is Of The Essence. Time is of the essence of this Lease and all of the terms,
provisions, covenants and conditions hereof.
25.15 Survival of Representations, Warranties and Covenants. The respective
representations, warranties and covenants contained herein shall survive the Commencement Date
and continue throughout the Term.
25.16 Construction of Agreement. This Lease shall be construed in accordance with the
substantive laws of the State of California, without regard to the choice of law rules thereof. The
rule of construction that a document be construed strictly against its drafter shall have no
application to this Lease.
25.17 Severability. If one or more of the provisions of this Lease shall be held to be
illegal or otherwise void or invalid, the remainder of this Lease shall not be affected thereby and
shall remain in full force and effect to the maximum extent permitted under applicable laws and
regulations.
25.18 Entire Agreement: Modification. This Lease contains the entire agreement of
the parties with respect to the matters discussed herein. This Lease may be amended only by an
agreement in writing signed by the party against whom enforcement of any waiver, change,
modification, extensions or discharge is sought.
25.19 Binding Effect and Benefits. This Lease shall inure to the benefit of and be
binding on the parties hereto and their respective successors and assigns. Except as otherwise set
forth herein, nothing in this Lease, expressed or implied, is intended to confer on any person other
than the parties hereto or their respective successors and assigns any rights, remedies, obligations,
or liabilities under or by reason of this Lease.
25.20 Further Assurances. Each party hereto will promptly execute and deliver without
further consideration such additional agreement, assignments, endorsements and other documents
as the other party hereto may reasonably request to carry out the purposes of this Lease.
25.21 Counterparts. This Lease may be executed simultaneously in counterparts, each
of which shall be deemed an original, but all of which together shall constitute one and the same
Lease.
25.22 Number and Gender. Whenever the singular number is used in this Lease and
required by the context, the same shall include the plural, and the masculine gender shall include
the feminine and neuter genders.
25.23 Incorporation by Reference. Every Exhibit attached to this Lease and referred to
herein is hereby incorporated by reference.
25.24 Tax Credit Partner Rights. Notwithstanding anything to the contrary contained
in this Lease, Landlord, prior to any action to enforce this Lease, shall give the Tax Credit Partner
Page 53
notice and opportunity to cure for a period of not less than (a) fifteen (15) days if a monetary
default, and (b) thirty (30) days if a nonmonetary default; provided, however, if in order to cure
such a default Tax Credit Partner reasonably determines that it must remove the general partner of
Tenant, Tax Credit Partner shall so notify Lender and so long as Tax Credit Partner is diligently
and continuously attempting to so remove such general partner, Tax Credit Partner shall have until
the date thirty (30) days after the effective date of the removal of the general partner or general
partners to cure such default but in no event more than one (1) year.
[SIGNATURES ON FOLLOWING PAGE]
Page 54
IN WITNESS WHEREOF, the undersigned have executed this Lease as of the date first above
written.
"Landlord"
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY,
a public body, corporate and politic
)
Leslie Deese, Executive Director
APPROVED AS TO FORM:
By:
AP ' OVED AS TO FOR :
Christensen & Spath LLP
Landl s rd ' pecial Counsel
By:
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
Page 55
"Tenant"
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its:
sole member and manager
By:
S - M. Reynolds, ' res' ' ent & CEO
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Oil e
Erika Villablanca, Vice President
Page 56
EXHIBIT "A"
LEGAL DESCRIPTION OF THE PROPERTY
Real property in the City of National City, County of San Diego, State of California, described as
follows:
Lot 2 of Center City Project, in the City of National City, County of San Diego, State of California
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego on
February 24, 1978, which buildings and improvements are and shall remain real property.
Page 56
EXHIBIT `B"
INCOME COMPUTATION AND CERTIFICATION
NOTE TO APARTMENT OWNER: This form is designed to assist you in computing
Annual Income in accordance with the method set forth in the Department of Housing and Urban
Development ("HUD") Regulations (24 CFR 813). You should make certain that this form is at
all times up to date with the HUD Regulations.
Re: Morgan Tower, National City, California
I/We, the undersigned state that Uwe have read and answered fully, frankly and personally
each of the following questions for all persons who are to occupy the unit being applied for in the
above apartment project. Listed below are the names of all persons who intend to reside in the
unit:
1.
Names of
Members of
Household
2.
Relationship to
Head of
Household
3.
Age
4.
Social Security
Number
5.
Place/Source of
Employment
6.
Monthly Gross
Income Amount
(before
deductions)
HEAD
SPOUSE
Income Computation
6. The total anticipated income, calculated in accordance with the provisions of this
paragraph 6, of all persons over the age of 18 years listed above for the 12-month period beginning
the date that I/we plan to move into a unit is $
Included in the total anticipated income listed above are:
EXHIBIT `B"
Page 1
(a) all wages and salaries, overtime pay, commissions, fees, tips and bonuses and other
compensation for personal services, before payroll deductions;
(b) the net income from the operation of a business or profession or from the rental of
real or personal property (without deducting expenditures for business expansion or amortization
of capital indebtedness or any allowance for depreciation of capital assets),
(c) interest and dividends (including income from assets excluded below);
(d) the full amount of periodic payments received from social security, annuities,
insurance policies, retirement funds, pensions, disability or death benefits and other similar types
of periodic receipts, including any lump sum payment for the delayed start of a periodic payment;
(e) payments in lieu of earnings, such as unemployment and disability compensation,
worker's compensation and severance pay;
(f) the maximum amount of public assistance available to the above persons other than
the amount of any assistance specifically designated for shelter and utilities;
(g) periodic and determinable allowances, such as alimony and child support payments
and regular contributions and gifts received from persons not residing in the dwelling;
(h) all regular pay, special pay and allowances of a member of the Armed Forces
(whether or not living in the dwelling) who is the head of the household or spouse; and
(i) any earned income tax credit to the extent that it exceeds income tax liability.
Excluded from such anticipated income are:
(a) casual, sporadic or irregular gifts;
(b) amounts which are specifically for or in reimbursement of medical expenses;
(c) lump sum additions to family assets, such as inheritances, insurance payments
(including payments under health and accident insurance and workmen' s compensation), capital
gains and settlement for personal or property losses;
(d) amounts of educational scholarships paid directly to the student or the educational
institution, and amounts paid by the government to a veteran for use in meeting the costs of tuition,
fees, books and equipment. Any amounts of such scholarships or payments to veterans not used
for the above purposes are to be included in income;
fire;
(e) special pay to a household member who is away from home and exposed to hostile
EXHIBIT "B"
Page 2
(f) relocation payments under Title II of the Uniform Relocation Assistance and Real
Property Acquisition Policies Act of 1970;
(g)
foster child care payments;
(h) the value of coupon allotments for the purchase of foods pursuant to the Food
Stamp Act of 1977;
(i) payments to volunteers under the Domestic Volunteer Service Act of 1973;
(j) payments received under the Alaska Native Claims Settlement Act;
(k) income derived from certain submarginal land of the United States that is held in
trust for certain Indian tribes;
(1) payments or allowances made under the Department of Health and Human
Services' Low -Income Home Energy Assistance Program;
(m) payments received from the Job Training Partnership Act;
(n) income derived from the disposition of funds of the Grand River Band of Ottawa
Indians; and
(o) the first $2,000.00 of per capita shares received from judgment funds awarded by
the Indian Claims Commission or the Court of Claims.
7. Do the persons whose income or contributions are included in item 6 above:
(a) have savings, stocks, bonds, equity in real property or
other form of capital investment (excluding the values of necessary
items of personal property such as furniture and automobiles and Yes No
interests in Indian trust land); or
(b) have they disposed of any assets (other than at a
foreclosure or Credit Bankruptcy sale) during the last two years at less Yes No
than fair market value?
(c) If the answer to (a) or (b) above is yes, does the
combined total value of all such assets owned or disposed of by all Yes No
such persons total more than $5,000?
EXHIBIT "B"
Page 3
(d) If the answer to (c) above is yes, state:
(1) the amount of income expected to be derived
from such assets in the 12-month period beginning on the date of initial $
occupancy in the unit that you propose to rent:
(2) the amount of such income, if any, that was $
included in item 6 above:
8. (a) Are all of the individuals who propose to reside Yes No
in the unit full-time students*?
* A full-time student is an individual enrolled as a full-time student during each of 5 calendar
months during the calendar year in which occupancy of the unit begins at an educational
organization which normally maintains a regular faculty and curriculum and normally has a
regularly enrolled body of students in attendance and is not an individual pursuing a full-time
course of institutional or farm training under the supervision of an accredited agent of such an
educational organization or of a state or political subdivision thereof.
(b) If the answer to 8(a) is yes, is at least 1 of the proposed
occupants of the unit a husband and wife entitled to file a joint federal
income tax return?
Yes No
9. Neither myself nor any other occupant of the unit I/we propose to rent is the owner
of the rental housing project in which the unit is located (hereinafter the "Owner"), has any family
relationship to the Owner, or owns directly or indirectly any interest in the Owner. For purposes
of this paragraph, indirect ownership by an individual shall mean ownership by a family member,
ownership by a corporation, partnership, estate or trust in proportion to the ownership or beneficial
interest in such corporation, partnership, estate or trustee held by the individual or a family
member; and ownership, direct or indirect, by a partner of the individual.
10. This certificate is made with the knowledge that it will be relied upon by the Owner
to determine maximum income for eligibility to occupy the unit, and I/we declare that all
information set forth herein is true, correct and complete and based upon information I/we deem
reliable and that the statement of total anticipated income contained in paragraph 6 is reasonable
and based upon such investigation as the undersigned deemed necessary.
11. I/we will assist the Owner in obtaining any information or documents required to
verify the statements made herein, including either an income verification from my/our present
employer(s) or copies of federal tax returns for the immediately preceding calendar year.
12. I/we acknowledge that I/we have been advised that the making of any
misrepresentation or misstatement in this declaration will constitute a material breach of my/our
EXHIBIT "B"
Page 4
agreement with the Owner to lease the unit and will entitle the Owner to prevent or terminate
my/our occupancy of the unit by institution of an action for ejection or other appropriate
proceedings.
13. Housing Commission Statistical Information (Optional - will be used for reporting
purposes only).
Hispanic
Race (Head of Household)
White Black
Native American Other
Physical Disability: Yes No
Asian
I/we declare under penalty of perjury that the foregoing is true and correct.
Executed this day of in the County of
California.
Applicant
Applicant
[Signatures of all persons over the age of 18 years listed in number 2 above required.]
EXHIBIT "B"
Page 5
FOR COMPLETION BY APARTMENT OWNER ONLY:
1. Calculation of eligible income:
a. Enter amount entered for entire household in 6 above:
b. (1) If answer to 7(c) above is yes, enter the total amount entered in
7(d)(1), subtract from that figure the amount entered in 7(d)(2) and enter the
remaining balance ($ )
(2) Multiply the amount entered in 7(c) times the current passbook
savings rate to determine what the total annual earnings on the amount in 7(c)
would be if invested in passbook savings ($ ), subtract from that
figure the amount entered in 7(d)(2) and enter the remaining balance
($ )
(3) Enter at right the greater of the amount calculated under (1) and (2)
above:
$
c. TOTAL ELIGIBLE INCOME (line l .a plus line 1.b(3)): $
2. The amount entered in 1.c:
Qualifies the applicant(s) as a Very Low -Income Tenant(s).
Does not qualify the applicant(s) as a Very Low -Income Tenant(s).
3. Number of apartment unit assigned: Bedroom
Size: Rent: $
Tenant -Paid Utilities:
Water Gas Electric
Trash Other (list Type)
4. Was this apartment unit last occupied for a period of 31 consecutive days by
persons whose aggregate anticipated annual income as certified in the above
manner upon their initial occupancy of the apartment unit qualified them as Yes No
Very Low -Income Tenants?
EXHIBIT "B"
Page 6
5. Method used to verify applicant(s) income:
Employer income verification.
Social Security Administration verification
Department of Social Services verification
Copies of tax returns
Other: ( )
Manager
EXHIBIT "B"
Page 7
'ages:
Title:
Article I. INCOME VERIFICATION
(For Employed Persons)
The undersigned employee has applied for a rental unit located in a project financed under
the Multifamily Housing Program for persons of low income. Every
income statement of a prospective tenant must be stringently verified. Please indicate below the
employee' s current annual income from wages, overtime, bonuses, commissions or any other
form of compensation received on a regular basis.
Overtime:
Bonuses:
Commissions:
Total Current Income:
I hereby certify that the statements above are true and complete to the best of my
knowledge.
Signature
I hereby grant you permission to disclose my income to in order
that they may determine my income eligibility for rental of an apartment located in their project
which has been financed under Multifamily Housing Program.
Signature
Please send form to:
EXHIBIT "B"
Page 8
INCOME VERIFICATION
(For Social Security Recipients)
TO: SOCIAL SECURITY ADMINISTRATION
Ladies and Gentlemen:
I have applied for a rental unit located in a project financed under the
Multifamily Housing Program for persons of low income. Every income statement of a
prospective tenant must be stringently verified. In connection with my application for a rental
unit, I hereby give my consent to release to the specific
information requested below.
Signature
Social Security No.: Name (Print):
Address (Print):
Monthly Benefits Began/Will Begin:
Social Security Benefit Amount: $
Other Benefit(s): Amount: $
Medicare Deduction: $
Are benefits expected to change? Yes No
If yes, please state date and amount Date:
of change: Amount:
If recipient is not receiving full benefit amount, please indicate reason and date recipient will start
receiving full benefit amount:
Reason:
Signature
Date of Resumption: Amount: $
Telephone: Name (Print):
Title:
Please send form to:
EXHIBIT "B"
Page 9
INCOME VERIFICATION
(For Department of Social Services Aid Recipients)
TO: CALIFORNIA DEPARTMENT OF SOCIAL SERVICES
Ladies and Gentlemen:
I am receiving assistance through your office. I have applied for a rental unit located in a
project financed under the Multifamily Housing Program for persons
of very low income. Every income statement of a prospective tenant must be stringently verified.
In connection with my application for a rental unit, I hereby authorize the Department of Social
Services to release to the specific information requested
below.
Signature
Caseload Number:
Case Number:
1. Number of persons included in budget:
Total monthly budget:
Name (Print):
Case Worker:
a. Amount of grant: $ Date aid last began:
b. Other income and source:
c. Is other income included in total budget? Yes No
3. Please specify type of aid
(AFDC, FR, Food Stamps, ANB, MediCal, etc.)
4. If recipient is not receiving full grant, please indicate reason:
Overpayment due to client's failure to report other income
Computation error
Other
EXHIBIT "B"
Page 10
Date when full grant will resume:
Case Worker's Signature
Telephone:
District Office
Your very early response will be appreciated.
Please return form to:
EXHIBIT "B"
Page 11
INCOME VERIFICATION
(For Self -Employed Persons)
I hereby attach copies of my individual federal and state income tax returns for the
immediately preceding calendar year and certify that the information shown in such income tax
returns is true and complete to the best of my knowledge.
Signature
EXHIBIT "B"
Page 12
EXHIBIT "C"
CERTIFICATE OF CONTINUING PROGRAM COMPLIANCE
[Kimball Tower]
With reference to that certain Lease Agreement by and between KIMBALL TOWER HOUSING
ASSOCIATES ("Tenant") and the COMMUNITY DEVELOPMENT COMMISSION -HOUSING
AUTHORITY OF THE CITY OF NATIONAL CITY, dated as of , 2019 (the "Lease
Agreement"), Tenant hereby certifies, as of , 2 , the following percentages of units
at the Kimball Tower, National City, California are occupied or being held vacant for low-income tenants:
1. Occupied by 50% of Median Income Tenants:
%; Unit Nos.
The undersigned hereby certifies that the information contained in this Certificate is true and
complete and that Tenant is not in default under the Ground Lease.
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
Susan M. Reynolds, President & CEO
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Erika Villablanca, Vice President
EXHIBIT "B"
Page 13
EXHIBIT "D"
PLAN FOR RESIDENT SERVICES
Mercy Housing California and/or an approved resident service provider will provide outcome -
based, result -oriented services and programs for residents starting no later than six (6) months after
the completion of rehabilitation of the Kimball Tower until expiration of the Term. The services
will be administered by on -site resident services' provider staff. Programs will be tailored to the
needs of the community and for the household. The services will include, but not be limited to:
Health and Wellness —The program focuses on and evaluation of the inextricable linkage between
healthcare and housing. Services include basic health & needs assessments, ADL support &
screening, health benefit acquisition, health education & risk reduction, physical activities, access
to food, wellbeing checks, transition planning, and linkages to preventative and behavioral health
care. In addition to annual assessments, periodically monitor residents for change in risk factors
and service needs, formalized screenings, and on -site health risk reduction activities such as
disease management groups, fall prevention, and social support opportunities.
Economic Development/Housing Stability — This program creates households with safe and stable
housing and where renters are in good standing. Services include eviction prevention coaching,
lease education, housing options, housing inspection, linkages with financial resources, and
referrals.
Education/Community Participation — This program ties closely to health and wellness and
economic development/housing stability. Services include nutrition and exercise resources,
financial stability seminars, financial benefit acquisition, employment and job readiness support,
and technology literacy. Community participation activities for residents such as, community
projects & events, volunteer opportunities, voter registration, leaderships programming,
community safety initiatives, and family reconciliation
EXHIBIT "E"
Page 1
EXHIBIT "E"
Easement Area Legal Description
EXHIBIT "E"
Page 2
PORTION OF LOT 6 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY,
COUNTY OF SAN DIEGO, STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF
NO. 8807, RECORDED JANUARY 4, 1978, AS FILE NO. 78-075321, FILED IN THE
OFFICE OF THE COUNTY RECORDER OF SAN DIEGO COUNTY.
COMMENCING AT THE EASTERLY CORNER SAID LOT 6 AND ALSO BEING ON THE
WESTERLY 30 FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE SOUTHERLY
ALONG SAID EASTERLY LINE SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST,
RECORD PER MAP 8807) A DISTANCE OF 66.48 FEET TO THE TRUE POINT OF
BEGINNING; THENCE CONTINUING ALONG SAID EASTERLY LINE SOUTH 17°47'19"
EAST (SOUTH 17°47'52" EAST) A DISTANCE OF 52.66 FEET TO THE SOUTHERLY
LINE OF SAID LOT 6; THENCE WESTERLY ALONG SAID SOUTHERLY LINE, SOUTH
72°04'42" WEST (SOUTH 72°04'09" WEST) A DISTANCE OF 290.53 (290.70) FEET TO
THE WESTERLY LINE OF SAID LOT 6 AND ALSO BEING ON THE EASTERLY 40
FOOT RIGHT-OF-WAY OF D AVENUE; THENCE NORTHERLY ALONG SAID
WESTERLY LINE NORTH 17°46'21" WEST (NORTH 17°46'54" WEST) A DISTANCE OF
50.22 FEET; THENCE LEAVING SAID WESTERLY LINE NORTH 72°45'57" EAST A
DISTANCE OF 175.92 FEET; THENCE NORTH 17°12'20" WEST A DISTANCE OF 5.01
FEET; THENCE NORTH 72° 18' 17" EAST A DISTANCE OF 114.56 FEET TO THE TRUE
POINT OF BEGINNING.
CONTAINING 0.34 ACRES OR 14709.33 SQUARE FEET MORE OR LESS.
EXHIBIT "F"
Easement Area and Landlord Reservation of Easement
RESERVATION OF EASEMENT FROM PARCEL A:
Reserving from the lease of the property a non-exclusive easement for vehicular and pedestrian ingress
and egress over that portion of the property more fully described as follows:
PORTION OF LOT 2 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY, COUNTY OF SAN
DIEGO, STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF NO. 8807, RECORDED JANUARY
4, 1978, AS FILE NO. 78-075321, FILED IN THE OFFICE OF THE COUNTY RECORDER OF SAN DIEGO
COUNTY.
BEGINNING AT THE EASTERLY CORNER SAID LOT 6 AND ALSO BEING ON THE WESTERLY 30
FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE SOUTHERLY ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST, RECORD PER MAP 8807) A DISTANCE OF 66.48
FEET; THENCE LEAVING SAID EASTERLY LINE, NORTH 72°18'17" EAST A DISTANCE OF 38.83 FEET
TO THE BEGINNING OF A 780.00 FOOT RADIUS CURVE CONCAVE NORTHEASTERLY, A RADIAL
TO SAID CURVE BEING SOUTH 39°07'04" WEST AND ALSO BEING ON SAID WESTERLY 30 FOOT
RIGHT-OF-WAY OF KIMBALL WAY; THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE
THROUGH A CENTRAL ANGLE OF 05°39'41", AN ARC LENGTH OF 77.07 FEET TO THE POINT OF
BEGINNING.
CONTAINING 0.03 ACRES OR 1241.62 SQUARE FEET MORE OR LESS.
PARCEL C (EASEMENT AREA):
An easement for pedestrian and vehicular access for ingress and egress and vehicular parking as
conveyed by the Ground Lease disclosed by the Memorandum of Ground Lease recorded , 2019
as Instrument No. 2019- of Official Records, more fully described as follows:
PORTION OF LOT 6 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY, COUNTY OF SAN
DIEGO, STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF NO. 8807, RECORDED JANUARY
4, 1978, AS FILE NO. 78-075321, FILED IN THE OFFICE OF THE COUNTY RECORDER OF SAN DIEGO
COUNTY.
COMMENCING AT THE EASTERLY CORNER SAID LOT 6 AND ALSO BEING ON THE WESTERLY 30
FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE SOUTHERLY ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST, RECORD PER MAP 8807) A DISTANCE OF 66.48
FEET TO THE TRUE POINT OF BEGINNING; THENCE CONTINUING ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST) A DISTANCE OF 52.66 FEET TO THE SOUTHERLY
LINE OF SAID LOT 6; THENCE WESTERLY ALONG SAID SOUTHERLY LINE, SOUTH 72°04'42" WEST
(SOUTH 72°04'09" WEST) A DISTANCE OF 290.53 (290.70) FEET TO THE WESTERLY LINE OF SAID
LOT 6 AND ALSO BEING ON THE EASTERLY 40 FOOT RIGHT-OF-WAY OF D AVENUE; THENCE
NORTHERLY ALONG SAID WESTERLY LINE NORTH 17°46'21" WEST (NORTH 17°46'54" WEST) A
DISTANCE OF 50.22 FEET; THENCE LEAVING SAID WESTERLY LINE NORTH 72°45'57" EAST A
DISTANCE OF 175.92 FEET; THENCE NORTH 17°12'20" WEST A DISTANCE OF 5.01 FEET; THENCE
NORTH 72°18'17" EAST A DISTANCE OF 114.56 FEET TO THE TRUE POINT OF BEGINNING.
CONTAINING 0.34 ACRES OR 14709.33 SQUARE FEET MORE OR LESS.
JDEPICTION OF EASEMENT AREA AND RESERVATION OF EASEMENT ATTACHED1
EXHIBIT "E"
Page 4
/r
Car/
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s
MAP 8807
LOT6
NON-EXCLUSIVE EASEMENT FROM
LOT 2 TO LOT 6 FOR VEHICULAR
ND PEDESTRIAN ACCESS
EASEMENT FRIM LOT 6 TO L I 2
FOR INGRESS, EGRESS, AND PARKING\
MAP 8807
❑ L! 2
/ X r A I Ti
REC%PROAL ACCESSJ"EASEM NT
(COMMON AREAS, PARK/NG, &
DRIVEWAYS) BETWEEN LOTS 1 AND 2
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EXCEL
ENGINEERING
LAM PLANK •RIGKEDIG
440 STALE RAC& ESLYNDV6 G 92029
01(769)745-1118 a (1 »145 1SO
U.S. Department Of Housing and Urban Development
Office of Public and Indian Housing
SECTION 8 PROJECT -BASED VOUCHER PROGRAM
PBV HOUSING ASSISTANCE PAYMENTS CONTRACT
EXISTING HOUSING
PART 1 OF HAP CONTRACT
1. CONTRACT INFORMATION
a. Parties
This housing assistance payments (HAP) contract is entered into between:
Community Development Commission -Housing Authority of the City of National City
( PHA) and
Kimball Tower Housing Associates, L.P. (owner).
b. Contents of contract
The HAP contract consists of Part 1, Part 2 and the contract exhibits listed in paragraph c.
c. Contract exhibits
The HAP contract includes the following exhibits:
EXHIBIT A: TOTAL NUMBER OF UNITS IN PROJECT COVERED BY THIS HAP
CONTRACT; INITIAL RENT TO OWNER; AND THE NUMBER AND
DESCRIPTION OF THE CONTRACT UNITS. (See 24 CFR 983.203 for
required items.)
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EXHIBIT B: SERVICES, MAINTENANCE AND EQUIPMENT TO BE
PROVIDED BY THE OWNER WITHOUT CHARGES IN ADDITION
TO RENT TO OWNER
EXHIBIT C: UTILITIES AVAILABLE IN THE CONTRACT UNITS, INCLUDING
A LISTING OF UTILITIY SERVICES TO BE PAID BY THE OWNER
(WITHOUT CHARGES IN ADDITION TO RENT TO OWNER) AND
UTILITIES TO BE PAID BY THE TENANTS
EXHIBIT D: FEATURES PROVIDED TO COMPLY WITH PROGRAM
ACCESSIBILITY FEATURES OF SECTION 504 OF THE
REHABILITATION ACT OF 1973
ADDITIONAL EXHIBITS
d. Effective date and term of HAP contract
1. Effective date
a. The PHA may not enter into a HAP contract for any contract unit until the PHA
has determined that the unit complies with the housing quality standards.
b For all contract units, the effective date of the HAP contract is:
April 1, 2019
c The term of the HAP contract begins on the effective date.
2. Length of initial term
a. Subject to paragraph 2.b, the initial term of the HAP contract for all contract units
is: 20 years
b. The initial term of the HAP contract may not be less than one year, nor more than
fifteen years.
3. Extension of term
The PHA and owner may agree to enter into an extension of the HAP contract at
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the time of initial HAP contract execution or any time prior to expiration of the
contract. Any extension, including the term of such extension, must be in
accordance with HUD requirements. A PHA must determine that any extension
is appropriate to achieve long-term affordability of the housing or expand
housing opportunities.
4. Requirement for sufficient appropriated funding
a. The length of the initial term and any extension term shall be subject to
availability, as determined by HUD, or by the PHA in accordance with HUD
requirements, of sufficient appropriated funding (budget authority), as provided in
appropriations acts and in the PHA's annual contributions contract (ACC) with
HUD, to make full payment of housing assistance payments due to the owner for
any contract year in accordance with the HAP contract.
b. The availability of sufficient funding must be determined by HUD or by the PHA
in accordance with HUD requirements. If it is determined that there may not be
sufficient funding to continue housing assistance payments for all contract units
and for the full term of the HAP contract, the PHA has the right to terminate the
HAP contract by notice to the owner for all or any of the contract units. Such
action by the PHA shall be implemented in accordance with HUD requirements.
e. Occupancy and payment
1. Payment for occupied unit
During the term of the HAP contract, the PHA shall make housing assistance
payments to the owner for the months during which a contract unit is leased to
and occupied by an eligible family. If an assisted family moves out of a contract
unit, the owner may keep the housing assistance payment for the calendar month
when the family moves out ("move -out month"). However, the owner may not
keep the payment if the PHA determines that the vacancy is the owner's fault.
2. Vacancy payment
THE PHA HAS DISCRETION WHETHER TO INCLUDE THE VACANCY
PAYMENT PROVISION (PARAGRAPH e.2), OR TO STRIKE THIS PROVISION
FROM THE HAP CONTRACT FORM.
a. If an assisted family moves out of a contract unit, the PHA may provide vacancy
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payments to the owner for a PHA -determined vacancy period extending from the
beginning of the first calendar month after the move -out month for a period not
exceeding two full months following the move -out month.
b. The vacancy payment to the owner for each month of the maximum two -month
period will be determined by the PHA, and cannot exceed the monthly rent to
owner under the assisted lease, minus any portion of the rental payment received
by the owner (including amounts available from the tenant's security deposit).
Any vacancy payment may only cover the period the unit remains vacant.
c. The PHA may only make vacancy payments to the owner if:
1. The owner gives the PHA prompt, written notice certifying that the family
has vacated the unit and the date when the family moved out (to the best
of the owner's knowledge and belief);
2. The owner certifies that the vacancy is not the fault of the owner and that
the unit was vacant during the period for which payment is claimed;
3. The owner certifies that it has taken every reasonable action to minimize
the likelihood and length of vacancy; and
4. The owner provides any additional information required and requested by
the PHA to verify that the owner is entitled to the vacancy payment.
d. The PHA must take every reasonable action to minimize the likelihood and length
of vacancy.
e. The owner may refer families to the PHA, and recommend selection of such
families from the PHA waiting list for occupancy of vacant units.
f. The owner must submit a request for vacancy payments in the form and manner
required by the PHA and must provide any information or substantiation required
by the PHA to determine the amount of any vacancy payments.
3. PHA is not responsible for family damage or debt to owner
Except as provided in this paragraph e (Occupancy and Payment), the PHA will
not make any other payment to the owner under the HAP contract. The PHA will
not make any payment to owner for any damages to the unit, or for any other
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amounts owed by a family under the family's lease.
f. Income -mix ing requirement
1. Except as provided in paragraphs f.2 and 3, the PHA will not make housing
assistance payments under the HAP contract for more than 25 percent of the total
number of dwelling units (assisted or unassisted) in any project. The term
"project" means a single building, multiple contiguous buildings, or multiple
buildings on contiguous parcels of land assisted under this HAP contract.
2. The limitation in paragraph f.1 does not apply to single-family buildings.
3. In referring eligible families to the owner for admission to the number of contract
units in any project exceeding the 25 percent limitation under paragraph f.1, the
PHA shall give preference to elderly or disabled families, or to families receiving
supportive services, for the number of contract units designated for occupancy by
such families. The owner shall rent the designated number of contract units to
such families referred by the PHA from the PHA waiting list.
4. The PHA and owner must comply with all HUD requirements regarding income
mixing.
5. The following specifies the number of contract units (if any):
a. Designated for occupancy by disabled families;
b Designated for occupancy by elderly families;
c. Designated for occupancy by elderly or disabled families; or
d. Designated for occupancy by families receiving supportive services.
❑ Check this box if any contract units are designated for disabled families.
The following number of contract units shall be rented to disabled
families:
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ii Check this box if any contract units are designated for elderly families.
The following number of contract units shall be rented to elderly families:
149
El Check this box if any contract units are designated for elderly or disabled
families.
The following number of contract units shall be rented to elderly or disabled
families:
❑ Check this box if any contract units are designated for families receiving
supportive services.
The following number of contract units shall be rented to families
receiving supportive services:
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EXECUTION OF HAP CONTRACT FOR EXISTING HOUSING
PUBLIC HOUSING AGENCY (PHA)
Name of PHA (Print)
Community Development Commission -Housing Authority of the City of National City
By_l,,,_
Signature of authorized representative
Name and official title (Print) Leslie Deese, Executive Director
3Lash19
Date
OWNER
Name of Owner (Print)
Kimball Tower Housing Associates, L.P.
By:
Signature of authorized representative
Name and title (Print) Susan M. Reynolds
President & CEO
Date
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U.S. Department Of Housing and Urban Development
Office of Public and Indian Housing
SECTION 8 PROJECT -BASED VOUCHER PROGRAM
PBV HOUSING ASSISTANCE PAYMENTS CONTRACT
EXISTING HOUSING
PART 2 OF HAP CONTRACT
2. DEFINITIONS
Contract units. The housing units covered by this HAP contract. The contract units are
described in Exhibit A.
Existing housing. Housing units that already exist on the proposal selection date and
that substantially comply with the housing quality standards on that date. The units must
fully comply with the housing quality standards before execution of the HAP contract.
Family. The persons approved by the PHA to reside in a contract unit with assistance
under the program.
HAP contract. This housing assistance payments contract between the PHA and the
owner. The contract consists of Part 1, Part 2, and the contract exhibits (listed in section
1.c of the HAP contract).
Housing assistance payment. The monthly assistance payment by the PHA for a
contract unit, which includes: (1) a payment to the owner for rent to the owner under the
family's lease minus the tenant rent; and (2) an additional payment to or on behalf of the
family if the utility allowance exceeds total tenant payment.
Household. The family and any PHA -approved live-in aide.
Housing quality standards (HQS). The HUD minimum quality standards for dwelling
units occupied by families receiving project -based voucher program assistance.
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HUD. U.S. Department of Housing and Urban Development.
HUD requirements. HUD requirements which apply to the project -based voucher
program. HUD requirements are issued by HUD headquarters, as regulations, Federal
Register notices or other binding program directives.
Owner. Any person or entity who has the legal right to lease or sublease a unit to a
participant.
Premises. The building or complex in which a contract unit is located, including
common areas or grounds.
Principal or interested party. This term includes a management agent and other persons
or entities participating in project management, and the officers and principal members,
shareholders, investors, and other parties having a substantial interest in the HAP
contract, or in any proceeds or benefits arising from the HAP contract.
Program. The project -based voucher program (see authorization for project -based
assistance at 42 U.S.C. 1437f(o)(13)).
PHA. Public Housing Agency. The agency that has entered into the HAP contract with
the owner. The agency is a public housing agency as defined in the United States
Housing Act of 1937 (42 U.S.C. 1437a(b)(6)).
Proposal selection date. The date the PHA gives written notice of proposal selection to
the owner whose proposal is selected in accordance with the criteria established in the
PHA's administrative plan.
Rent to owner. The total monthly rent payable to the owner under the lease for a
contract unit. Rent to owner includes payment for any housing services, maintenance and
utilities to be provided by the owner in accordance with the lease.
Tenant. The person or persons (other than a live-in aide) who executes the lease as a
lessee of the dwelling unit.
Tenant rent. The portion of the rent to owner payable by the family, as determined by
the PHA in accordance with HUD requirements. The PHA is not responsible for paying
any part of the tenant rent.
3. PURPOSE
a. This is a HAP contract between the PHA and the owner.
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b. The purpose of the HAP contract is to provide housing assistance payments for
eligible families who lease contract units that comply with the HUD HQS from
the owner.
c. The PHA must make housing assistance payments to the owner in accordance
with the HAP contract for contract units leased and occupied by eligible families
during the HAP contract term. HUD provides funds to the PHA to make housing
assistance payments to owners for eligible families.
4. RENT TO OWNER; HOUSING ASSISTANCE PAYMENTS
a. Amount of initial rent to owner
The initial rent to owner for each contract unit is stated in Exhibit A, which is
attached to and made a part of the HAP contract. At the beginning of the HAP
contract term, and until rent to owner is adjusted in accordance with section 5 of
the HAP contract, the rent to owner for each bedroom size (number of bedrooms)
shall be the initial rent to owner amount listed in Exhibit A.
b. HUD rent requirements
Notwithstanding any other provision of the HAP contract, the rent to owner may
in no event exceed the amount authorized in accordance with HUD requirements.
The PHA has the right to reduce the rent to owner, at any time, to correct any
errors in establishing or adjusting the rent to owner in accordance with HUD
requirements. The PHA may recover any overpayment from the owner.
c. PHA payment to owner
1. Each month the PHA must make a housing assistance payment to the
owner for a unit under lease to and occupied by an eligible family in
accordance with the HAP contract.
2. The monthly housing assistance payment to the owner for a contract unit
is equal to the amount by which the rent to owner exceeds the tenant rent.
3. Payment of the tenant rent is the responsibility of the family. The PHA is
not responsible for paying any part of the tenant rent, or for paying any
other claim by the owner against a family. The PHA is only responsible
for making housing assistance payments to the owner on behalf of a
family in accordance with the HAP contract.
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4. The owner will be paid the housing assistance payment under the HAP
contract on or about the first day of the month for which payment is due,
unless the owner and the PHA agree on a later date.
5. To receive housing assistance payments in accordance with the HAP
contract, the owner must comply with all the provisions of the HAP
contract. Unless the owner complies with all the provisions of the HAP
contract, the owner does not have a right to receive housing assistance
payments.
6. If the PHA determines that the owner is not entitled to the payment or any
part of it, the PHA, in addition to other remedies, may deduct the amount
of the overpayment from any amounts due the owner, including amounts
due under any other housing assistance payments contract.
7. The owner will notify the PHA promptly of any change of circumstances
that would affect the amount of the monthly housing assistance payment,
and will return any payment that does not conform to the changed
circumstances.
d. Termination of assistance for family
The PHA may terminate housing assistance for a family under the HAP contract
in accordance with HUD requirements. The PHA must notify the owner in writing
of its decision to terminate housing assistance for the family in such case.
5. ADJUSTMENT OF RENT TO OWNER
a. PHA determination of adjusted rent
1. At each annual anniversary during the term of the HAP contract, the PHA
shall adjust the amount of rent to owner, upon request to the PHA by the
owner, in accordance with law and HUD requirements. In addition, the
PHA shall adjust the rent to owner when there is a five percent or greater
decrease in the published, applicable Fair Market Rent in accordance with
24 CFR 983.302.
2. The adjustment of rent to owner shall always be determined in accordance
with all HUD requirements. The amount of the rent to owner may be
adjusted up or down, in the amount defined by the PHA in accordance
with HUD requirements.
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b. Reasonable rent
The rent to owner for each contract unit, as adjusted by the PHA in accordance
with 24 CFR 983.303, may at no time exceed the reasonable rent charged for
comparable units in the private unassisted market. The reasonable rent shall be
determined by the PHA in accordance with HUD requirements.
c. No special adjustments
The PHA will not make any special adjustments of the rent to owner.
d. Owner compliance with HAP contract
The PHA shall not approve, and the owner shall not receive, any increase of rent
to owner unless all contract units are in accordance with the HQS, and the owner
has complied with the terms of the assisted leases and the HAP contract.
e. Notice of rent adjustment
Rent to owner shall be adjusted by written notice by the PHA to the owner in
accordance with this section. Such notice constitutes an amendment of the rents
specified in Exhibit A.
6. OWNER RESPONSIBILITY
The owner is responsible for:
a. Performing all management and rental functions for the contract units.
b. Maintaining the units in accordance with HQS.
c. Complying with equal opportunity requirements.
d. Enforcing tenant obligations under the lease.
e. Paying for utilities and housing services (unless paid by the family under the
lease).
f. Collecting from the tenant:
1. Any security deposit;
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2. The tenant rent; and
3. Any charge for unit damage by the family.
7. OWNER CERTIFICATION
The owner certifies that at all times during the term of the HAP contract:
a. All contract units are in good and tenantable condition. The owner is maintaining
the premises and all contract units in accordance with the HQS.
b. The owner is providing all the services, maintenance and utilities as agreed to
under the HAP contract and the leases with assisted families.
c. Each contract unit for which the owner is receiving housing assistance payments
is leased to an eligible family referred by the PHA, and the lease is in accordance
with the HAP contract and HUD requirements.
d. To the best of the owner's knowledge, the members of the family reside in each
contract unit for which the owner is receiving housing assistance payments, and
the unit is the family's only residence.
e. The owner (including a principal or other interested party) is not the parent, child,
grandparent, grandchild, sister, or brother of any member of a family residing in a
contract unit.
f. The amount of the housing assistance payment is the correct amount due under
the HAP contract.
g. The rent to owner for each contract unit does not exceed rents charged by the
owner for other comparable unassisted units.
h. Except for the housing assistance payment and the tenant rent as provided under
the HAP contract, the owner has not received and will not receive any payments
or other consideration (from the family, the PHA, HUD, or any other public or
private source) for rental of the contract unit.
i. The family does not own, or have any interest in the contract unit. If the owner is
a cooperative, the family may be a member of the cooperative.
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8. CONDITION OF UNITS
a. Owner maintenance and operation
The owner must maintain and operate the contract units and premises to provide
decent, safe and sanitary housing in accordance with the HQS, including
performance of ordinary and extraordinary maintenance. The owner must provide
all the services, maintenance and utilities set forth in Exhibits B and C, and in the
lease with each assisted family.
b. PHA inspections
1. The PHA must inspect each contract unit before execution of the HAP
contract. The PHA may not enter into a HAP contract covering a unit
until the unit fully complies with the HQS.
2. Before providing assistance to a new family in a contract unit, the PHA
must inspect the unit. The PHA may not provide assistance on behalf of
the family until the unit fully complies with the HQS.
3. At least annually during the term of the HAP contract, the PHA must
inspect a random sample, consisting of at least 20 percent of the contract
units in each building, to determine if the contract units and the premises
are maintained in accordance with the HQS. Turnover inspections
pursuant to paragraph 2 of this section are not counted towards meeting
this annual inspection requirement.
4. If more than 20 percent of the annual sample of inspected contract units in
a building fail the initial inspection, the PHA must reinspect 100 percent
of the contract units in the building.
5. The PHA must inspect contract units whenever needed to determine that
the contract units comply with the HQS and that the owner is providing
maintenance, utilities, and other services in accordance with the HAP
contract. The PHA must take into account complaints and any other
information that comes to its attention in scheduling inspections.
c. Violation of the housing quality standards
1. If the PHA determines a contract unit is not in accordance with the HQS,
the PHA may exercise any of its remedies under the HAP contract for all
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or any contract units. Such remedies include termination, suspension or
reduction of housing assistance payments, and termination of the HAP
contract.
2. The PHA may exercise any such contractual remedy respecting a contract
unit even if the family continues to occupy the unit.
3. The PHA shall not make any housing assistance for a dwelling unit that
fails to meet the HQS, unless the owner corrects the defect within the
period specified by the PHA and the PHA verifies the correction. If a
defect is life threatening, the owner must correct the defect within no more
than 24 hours. For other defects, the owner must correct the defect within
no more than 30 calendar days (or any PHA -approved extension).
d. Maintenance and replacement —owner's standard practice
Maintenance and replacement (including redecoration) must be in accordance
with the standard practice for the building concerned as established by the owner.
9. LEASING CONTRACT UNITS
a. Selection of tenants
1. During the term of the HAP contract, the owner must lease all contract
units to eligible families selected and referred by the PHA from the PHA
waiting list. (See 24 CFR 983.251.)
2. The owner is responsible for adopting written tenant selection procedures
that are consistent with the purpose of improving housing opportunities for
very low-income families and reasonably related to program eligibility
and an applicant's ability to perform the lease obligations.
3. Consistent with HUD requirements, the owner may apply its own
admission procedures in determining whether to admit a family referred
by the PHA for occupancy of a contract unit. The owner may refer
families to the PHA, and recommend selection of such families from the
PHA waiting list for occupancy of vacant units.
4. The owner must promptly notify in writing any rejected applicant of the
grounds for rejection.
5. The PHA must determine family eligibility in accordance with HUD
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requirements.
6. The contract unit leased to each family must be appropriate for the size of
the family under the PHA's subsidy standards.
7. If a contract unit was occupied by an eligible family at the time the unit
was selected by the PHA, or is so occupied on the effective date of the
HAP contract, the owner must offer the family the opportunity to lease the
same or another appropriately -sized contract unit with assistance under the
HAP contract.
8. The owner is responsible for screening and selecting tenants from the
families referred by the PHA from its waiting list.
b. Vacancies
1. The owner must promptly notify the PHA of any vacancy in a contract
unit. After receiving the owner notice, the PHA shall make every
reasonable effort to refer a sufficient number of families for owner to fill
the vacancy.
2. The owner must rent vacant contract units to eligible families on the PHA
waiting list referred by the PHA.
3. The PHA and the owner must make reasonable good faith efforts to
minimize the likelihood and length of any vacancy.
4. If any contract units have been vacant for a period of 120 or more days
since owner notice of vacancy (and notwithstanding the reasonable good
faith efforts of the PHA to fill such vacancies), the PHA may give notice
to the owner amending the HAP contract to reduce the number of contract
units by subtracting the number of contract units (by number of bedrooms)
that have been vacant for such period.
10. TENANCY
a. Lease
The lease between the owner and each assisted family must be in accordance with
HUD requirements. In all cases, the lease must include the HUD -required tenancy
addendum. The tenancy addendum must include, word-for-word, all provisions
required by HUD.
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b. Termination of tenancy
1. The owner may only terminate a tenancy in accordance with the lease and
HUD requirements.
2. The owner must give the PHA a copy of any owner eviction notice to the
tenant at the same time that the owner gives notice to the tenant. Owner
eviction notice means a notice to vacate, or a complaint or other initial
pleading used to commence an eviction action under State or local law.
c. Family payment
1. The portion of the monthly rent to owner payable by the family ("tenant
rent") will be determined by the PHA in accordance with HUD
requirements. The amount of the tenant rent is subject to change during
the term of the HAP contract. Any changes in the amount of the tenant
rent will be effective on the date stated in a notice by the PHA to the
family and the owner.
2. The amount of the tenant rent as determined by the PHA is the maximum
amount the owner may charge the family for rent of a contract unit,
including all housing services, maintenance and utilities to be provided by
the owner in accordance with the HAP contract and the lease.
3. The owner may not demand or accept any rent payment from the tenant in
excess of the tenant rent as determined by the PHA. The owner must
immediately return any excess rent payment to the tenant.
4. The family is not responsible for payment of the portion of the contract
rent covered by the housing assistance payment under the HAP contract.
The owner may not terminate the tenancy of an assisted family for
nonpayment of the PHA housing assistance payment.
5. The PHA is only responsible for making the housing assistance payments
to the owner on behalf of the family in accordance with the HAP contract.
The PHA is not responsible for paying the tenant rent, or any other claim
by the owner.
d. Other owner charges
1. Except as provided in paragraph 2, the owner may not require the tenant or
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family members to pay charges for meals or supportive services.
Nonpayment of such charges is not grounds for termination of tenancy.
2. In assisted living developments receiving project -based voucher
assistance, owners may charge tenants, family members, or both for meals
or supportive services. These charges may not be included in the rent to
owner, nor may the value of meals and supportive services be included in
the calculation of reasonable rent. Non-payment of such charges is
grounds for termination of the lease by the owner in an assisted living
development.
3. The owner may not charge the tenant or family members extra amounts
for items customarily included in rent in the locality or provided at no
additional cost to the unsubsidized tenant in the premises.
e. Security deposit
1. The owner may collect a security deposit from the family.
2. The owner must comply with HUD and PHA requirements, which may
change from time to time, regarding security deposits from a tenant.
3. The PHA may prohibit security deposits in excess of private market
practice, or in excess of amounts charged by the owner to unassisted
families.
4. When the family moves out of the contract unit, the owner, subject to
State and local law, may use the security deposit, including any interest on
the deposit, in accordance with the lease, as reimbursement for any unpaid
tenant rent, damages to the unit or other amounts which the family owes
under the lease. The owner must give the family a written list of all items
charged against the security deposit and the amount of each item. After
deducting the amount used as reimbursement to the owner, the owner must
promptly refund the full amount of the balance to the family.
5. If the security deposit is not sufficient to cover amounts the family owes
under the lease, the owner may seek to collect the balance from the family.
However, the PHA has no liability or responsibility for payment of any
amount owed by the family to the owner.
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11. FAMILY RIGHT TO MOVE
a. The family may terminate its lease at any time after the first year of occupancy.
The family must give the owner advance written notice of intent to vacate (with
a copy to the PHA) in accordance with the lease. If the family has elected to
terminate the lease in this manner, the PHA must offer the family the
opportunity for tenant -based rental assistance in accordance with HUD
requirements.
b. Before providing notice to terminate the lease under paragraph a, the family
must first contact the PHA to request tenant -based rental assistance if the family
wishes to move with continued assistance. If tenant -based rental assistance is
not immediately available upon lease termination, the PHA shall give the family
priority to receive the next available opportunity for tenant -based rental
assistance.
12. OVERCROWDED, UNDER -OCCUPIED, AND ACCESSIBLE UNITS
The PHA subsidy standards determine the appropriate unit size for the family size and
composition. The PHA and owner must comply with the requirements in 24 CFR
983.259.
13. PROHIBITION OF DISCRIMINATION
a. The owner may not refuse to lease contract units to, or otherwise discriminate
against any person or family in leasing of a contract unit, because of race, color,
religion, sex, national origin, disability, age or familial status.
b. The owner must comply with the following requirements: The Fair Housing Act
(42 U.S.C. 3601-19) and implementing regulations at 24 CFR part 100 et seq. ;
Executive Order 11063, as amended by Executive Order 12259 (3 CFR, 1959-
1963 Comp., p. 652 and 3 CFR, 1980 Comp., p. 307) (Equal Opportunity in
Housing Programs) and implementing regulations at 24 CFR part 107; title VI of
the Civil Rights Act of 1964 (42 U.S.C. 2000d-2000d-4) (Nondiscrimination in
Federally Assisted Programs) and implementing regulations at 24 CFR part 1; the
Age Discrimination Act of 1975 (42 U.S.C. 6101-6107) and implementing
regulations at 24 CFR part 146; section 504 of the Rehabilitation Act of 1973 (29
U.S.C. 794) and implementing regulations at part 8 of this title; title II of the
Americans with Disabilities Act, 42 U.S.C. 12101 et seq. ; 24 CFR part 8; section
3 of the Housing and Urban Development Act of 1968 (12 U.S.C. 1701u) and
implementing regulations at 24 CFR part 135; Executive Order 11246, as
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amended by Executive Orders 11375, 11478, 12086, and 12107 (3 CFR, 1964-
1965 Comp., p. 339; 3 CFR, 1966-1970 Comp., p. 684; 3 CFR, 1966-1970
Comp., p. 803; 3 CFR, 1978 Comp., p. 230; and 3 CFR, 1978 Comp., p. 264,
respectively) (Equal Employment Opportunity Programs) and implementing
regulations at 41 CFR chapter 60; Executive Order 11625, as amended by
Executive Order 12007 (3 CFR, 1971-1975 Comp., p. 616 and 3 CFR, 1977
Comp., p. 139) (Minority Business Enterprises); Executive Order 12432 (3 CFR,
1983 Comp., p. 198) (Minority Business Enterprise Development); and Executive
Order 12138, as amended by Executive Order 12608 (3 CFR, 1977 Comp., p. 393
and 3 CFR, 1987 Comp., p. 245) (Women's Business Enterprise).
c. The PHA and the owner must cooperate with HUD in the conducting of
compliance reviews and complaint investigations pursuant to all applicable civil
rights statutes, Executive Orders, and all related rules and regulations.
14. PHA DEFAULT AND HUD REMEDIES
If HUD determines that the PHA has failed to comply with the HAP contract, or has
failed to take appropriate action to HUD's satisfaction or as directed by HUD, for
enforcement of the PHA's rights under the HAP contract, HUD may assume the PHA's
rights and obligations under the HAP contract, and may perform the obligations and
enforce the rights of the PHA under the HAP contract.
15. OWNER DEFAULT AND PHA REMEDIES
a. Owner default
Any of the following is a default by the owner under the HAP contract:
1. The owner has failed to comply with any obligation under the HAP
contract, including the owner's obligations to maintain all contract units in
accordance with the housing quality standards.
2. The owner has violated any obligation under any other housing assistance
payments contract under Section 8 of the United States Housing Act of
1937 (42 U.S.C. 14370.
3. The owner has committed any fraud or made any false statement to the
PHA or HUD in connection with the HAP contract.
4. The owner has committed fraud, bribery or any other corrupt or criminal
act in connection with any Federal housing assistance program.
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5. If the property where the contract units are located is subject to a lien or
security interest securing a HUD loan or a mortgage insured by HUD and:
A. The owner has failed to comply with the regulations for the
applicable mortgage insurance or loan program, with the mortgage
or mortgage note, or with the regulatory agreement; or
B. The owner has committed fraud, bribery or any other corrupt or
criminal act in connection with the HUD loan or HUD -insured
mortgage.
6. The owner has engaged in any drug -related criminal activity or any violent
criminal activity.
b. PHA remedies
1. If the PHA determines that a breach has occurred, the PHA may exercise
any of its rights or remedies under the HAP contract.
2. The PHA must notify the owner in writing of such determination. The
notice by the PHA to the owner may require the owner to take corrective
action (as verified by the PHA) by a time prescribed in the notice.
3. The PHA's rights and remedies under the HAP contract include recovery
of overpayments, termination or reduction of housing assistance payments,
and termination of the HAP contract.
c. PHA remedy is not waived
The PHA's exercise or non -exercise of any remedy for owner breach of the HAP
contract is not a waiver of the right to exercise that remedy or any other right or
remedy at any time.
16. @QIIIRD@ BY 'IIQYDRIX IIHR INFORMATION AND ACCESS
a. Required information
The owner must prepare and furnish any information pertinent to the HAP
contract as may reasonably be required from time to time by the PHA or HUD.
The owner shall furnish such information in the form and manner required by the
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PHA or HUD.
b. PHA and HUD access to premises
The owner must permit the PHA or HUD or any of their authorized
representatives to have access to the premises during normal business hours and,
for the purpose of audit and examination, to have access to any books, documents,
papers and records of the owner to the extent necessary to determine compliance
with the HAP contract, including the verification of information pertinent to the
housing assistance payments or the HAP contract.
17. PHA AND OWNER RELATION TO THIRD PARTIES
a. Injury because of owner action or failure to act
The PHA has no responsibility for or liability to any person injured as a result of
the owner's action or failure to act in connection with the implementation of the
HAP contract, or as a result of any other action or failure to act by the owner.
b. Legal relationship
The owner is not the agent of the PHA. The HAP contract does not create or
affect any relationship between the PHA and any lender to the owner or any
suppliers, employees, contractors or subcontractors used by the owner in
connection with the implementation of the HAP contract.
c. Exclusion of third party claims
Nothing in the HAP contract shall be construed as creating any right of a family
or other third party (other than HUD) to enforce any provision of the HAP
contract, or to assert any claim against HUD, the PHA or the owner under the
HAP contract.
d. Exclusion of owner claims against HUD
Nothing in the HAP contract shall be construed as creating any right of the owner
to assert any claim against HUD.
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18. PHA -OWNED UNITS
Notwithstanding Section 17 of this HAP contract, a PHA may own units assisted under
the project -based voucher program, subject to the special requirements in 24 CFR 983.59
regarding PHA -owned units.
19. CONFLICT OF INTEREST
a. Interest of members, officers, or employees of PHA, members of local
governing body, or other public officials
1. No present or former member or officer of the PHA (except tenant -
commissioners), no employee of the PHA who formulates policy or
influences decisions with respect to the housing choice voucher program
or project -based voucher program, and no public official or member of a
governing body or State or local legislator who exercises functions or
responsibilities with respect to these programs, shall have any direct or
indirect interest, during his or her tenure or for one year thereafter, or in
the HAP contract.
2. HUD may waive this provision for good cause.
b. Disclosure
The owner has disclosed to the PHA any interest that would be a violation of the
HAP contract. The owner must fully and promptly update such disclosures.
c. Interest of member of or delegate to Congress
No member of or delegate to the Congress of the United States of America or
resident -commissioner shall be admitted to any share or part of this HAP Contract
or to any benefits arising from the contract.
20. EXCLUSION FROM FEDERAL PROGRAMS
a. Federal requirements
The owner must comply with and is subject to requirements of 2 CFR part 2424.
b. Disclosure
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The owner certifies that:
1. The owner has disclosed to the PHA the identity of the owner and any
principal or interested party.
2. Neither the owner nor any principal or interested party is listed on the U.S.
General Services Administration list of parties excluded from Federal
procurement and nonprocurement programs; and none of such parties are
debarred, suspended, subject to a limited denial of participation or
otherwise excluded under 2 CFR part 2424.
21. TRANSFER OF THE CONTRACT OR PROPERTY
a. When consent is required
1. The owner agrees that neither the HAP contract nor the property may be
transferred without the advance written consent of the PHA in accordance
with HUD requirements.
2. "Transfer" includes:
A. Any sale or assignment or other transfer of ownership, in any form,
of the HAP contract or the property;
B. The transfer of any right to receive housing assistance payments
that may be payable pursuant to the HAP contract;
C. The creation of a security interest in the HAP contract or the
property;
D. Foreclosure or other execution on a security interest; or
E. A creditor's lien, or transfer in bankruptcy.
3. If the owner is a corporation, partnership, trust or joint venture, the owner is not
required to obtain advance consent of the PHA pursuant to paragraph a for
transfer of a passive and non -controlling interest in the ownership entity (such as
a stock transfer or transfer of the interest of a limited partner), if any interests so
transferred cumulatively represent less than half the beneficial interest in the HAP
contract or the property. The owner must obtain advance consent pursuant to
paragraph a for transfer of any interest of a general partner.
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b Transferee assumption of HAP contract
No transferee (including the holder of a security interest, the security holder's
transferee or successor in interest, or the transferee upon exercise of a security
interest) shall have any right to receive any payment of housing assistance
payments pursuant to the HAP contract, or to exercise any rights or remedies
under the HAP contract, unless the PHA has consented in advance, in writing to
such transfer, and the transferee has agreed in writing, in a form acceptable to the
PHA in accordance with HUD requirements, to assume the obligations of the
owner under the HAP contract, and to comply with all the terms of the HAP
contract.
c. Effect of consent to transfer
1. The creation or transfer of any security interest in the HAP contract is
limited to amounts payable under the HAP contract in accordance with the
terms of the HAP contract.
2. The PHA's consent to transfer of the HAP contract or the property does
not to change the terms of the HAP contract in any way, and does not
change the rights or obligations of the PHA or the owner under the HAP
contract.
3. The PHA's consent to transfer of the HAP contract or the property to any
transferee does not constitute consent to any further transfers of the HAP
contract or the property, including further transfers to any successors or
assigns of an approved transferee.
d. When transfer is prohibited
The PHA will not consent to the transfer if any transferee, or any principal or
interested party is debarred, suspended subject to a limited denial of
participation, or otherwise excluded under 2 CFR part 2424, or is listed on the
U.S. General Services Administration list of parties excluded from Federal
procurement or nonprocurement programs.
2+2sidMIlayeBlYglrATIEURINQ required for existing housing projects.
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23. OWNER LOBBYING CERTIFICATIONS
a. The owner certifies, to the best of owner's knowledge and belief, that:
1. No Federally appropriated funds have been paid or will be paid, by or on
behalf of the owner, to any person for influencing or attempting to
influence an officer or employee of any agency, a Member of Congress, an
officer or employee of Congress, or an employee of a Member of
Congress in connection with the awarding of the HAP contract, or the
extension, continuation, renewal, amendment, or modification of the HAP
contract.
2. If any funds other than Federally appropriated funds have been paid or
will be paid to any person for influencing or attempting to influence an
officer or employee of any agency, a Member of Congress, an officer or
employee of Congress, or an employee of a Member of Congress in
connection with the HAP contract, the owner must complete and submit
Standard Form-LLL, "Disclosure Form to Report Lobbying," in
accordance with its instructions.
b. This certification by the owner is a prerequisite for making or entering into this
transaction imposed by 31 U.S.C. 1352.
24. TERMINATION OF HAP CONTRACT FOR WRONGFUL SELECTION
OF CONTRACT UNITS
The HAP contract may be terminated upon at least 30 days notice to the owner by the
PHA or HUD if the PHA or HUD determines that the contract units were not eligible for
selection in conformity with HUD requirements.
25. NOTICES AND OWNER CERTIFICATIONS
a. Where the owner is required to give any notice to the PHA pursuant to the HAP
contract or any other provision of law, such notice must be in writing and must be
given in the form and manner required by the PHA.
b. Any certification or warranty by the owner pursuant to the HAP contract shall be
deemed a material representation of fact upon which reliance was placed when
this transaction was made or entered into.
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26. ENTIRE AGREEMENT; INTERPRETATION
a. The HAP contract, including the exhibits, is the entire agreement between the
PHA and the owner.
b. The HAP contract must be interpreted and implemented in accordance with all
statutory requirements, and with all HUD requirements, including amendments or
changes in HUD requirements during the term of the HAP contract. The owner
agrees to comply with all such laws and HUD requirements.
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Exhibit A
Total Number of Units in the Project Covered by this Section 8 PBV Contract: Initial Rent to
Owner and the Number and Description of the Contracted Units
Total Number of Units Receiving Project Based Assistance: 149
Unit Type
Total Number
of Units under
PBV Contract
Approx.
NSF
Gross
Rent
Utility
Allowance
Net Contract
Rent to Owner
1BR/IBA
149
555 Sq Ft
$1,209
$34
$1,175
2BR/IBA
0
n/a
n/a
n/a
n/a
3BR/1BA
0
n/a
n/a
n/a
n/a
Exhibit A
Listing of units to be included under this PBV Contract:
Kimball
Unit No.
Postal Address
BR Type
102
1315 D Avenue, National City,
CA 91950
1
103
1315 D Avenue, National City,
CA 91950
1
104
1315 D Avenue, National City,
CA 91950
1
105
1315 D Avenue, National City,
CA 91950
1
106
1315 D Avenue, National City,
CA 91950
1
107
1315 D Avenue, National City,
CA 91950
1
108
1315 D Avenue, National City,
CA 91950
1
109
1315 D Avenue, National City,
CA 91950
1
110
1315 D Avenue, National City,
CA 91950
1
111
1315 D Avenue, National City,
CA 91950
1
112
1315 D Avenue, National City,
CA 91950
1
113
1315 D Avenue, National City,
CA 91950
1
114
1315 D Avenue, National City,
CA 91950
1
115
1315 D Avenue, National City,
CA 91950
1
201
1315 D Avenue, National City,
CA 91950
1
202
1315 D Avenue, National City,
CA 91950
1
203
1315 D Avenue, National City,
CA 91950
1
Exhibit A
204
1315 D Avenue, National City,
CA 91950
1
205
1315 D Avenue, National City,
CA 91950
1
206
1315 D Avenue, National City,
CA 91950
1
207
1315 D Avenue, National City,
CA 91950
1
208
1315 D Avenue, National City,
CA 91950
1
209
1315 D Avenue, National City,
CA 91950
1
210
1315 D Avenue, National City,
CA 91950
1
211
1315 D Avenue, National City,
CA 91950
1
212
1315 D Avenue, National City,
CA 91950
1
213
1315 D Avenue, National City,
CA 91950
1
214
1315 D Avenue, National City,
CA 91950
1
215
1315 D Avenue, National City,
CA 91950
1
216
1315 D Avenue, National City,
CA 91950
1
217
1315 D Avenue, National City,
CA 91950
1
301
1315 D Avenue, National City,
CA 91950
1
302
1315 D Avenue, National City,
CA 91950
1
303
1315 D Avenue, National City,
CA 91950
1
304
1315 D Avenue, National City,
CA 91950
1
Exhibit A
305
1315 D Avenue, National City,
CA 91950
1
306
1315 D Avenue, National City,
CA 91950
1
307
1315 D Avenue, National City,
CA 91950
1
308
1315 D Avenue, National City,
CA 91950
1
309
1315 D Avenue, National City,
CA 91950
1
310
1315 D Avenue, National City,
CA 91950
1
311
1315 D Avenue, National City,
CA 91950
1
312
1315 D Avenue, National City,
CA 91950
1
313
1315 D Avenue, National City,
CA 91950
1
314
1315 D Avenue, National City,
CA 91950
1
315
1315 D Avenue, National City,
CA 91950
1
316
1315 D Avenue, National City,
CA 91950
1
317
1315 D Avenue, National City,
CA 91950
1
401
1315 D Avenue, National City,
CA 91950
1
402
1315 D Avenue, National City,
CA 91950
1
403
1315 D Avenue, National City,
CA 91950
1
404
1315 D Avenue, National City,
CA 91950
1
405
1315 D Avenue, National City,
CA 91950
1
Exhibit A
406
1315 D Avenue, National City,
CA 91950
1
407
1315 D Avenue, National City,
CA 91950
1
408
1315 D Avenue, National City,
CA 91950
1
409
1315 D Avenue, National City,
CA 91950
1
410
1315 D Avenue, National City,
CA 91950
1
411
1315 D Avenue, National City,
CA 91950
1
412
1315 D Avenue, National City,
CA 91950
1
413
1315 D Avenue, National City,
CA 91950
1
414
1315 D Avenue, National City,
CA 91950
1
415
1315 D Avenue, National City,
CA 91950
1
416
1315 D Avenue, National City,
CA 91950
1
417
1315 D Avenue, National City,
CA 91950
1
501
1315 D Avenue, National City,
CA 91950
1
502
1315 D Avenue, National City,
CA 91950
1
503
1315 D Avenue, National City,
CA 91950
1
504
1315 D Avenue, National City,
CA 91950
1
505
1315 D Avenue, National City,
CA 91950
1
506
1315 D Avenue, National City,
CA 91950
1
Exhibit A
507
1315 D Avenue, National City,
CA 91950
1
508
1315 D Avenue, National City,
CA 91950
1
509
1315 D Avenue, National City,
CA 91950
1
510
1315 D Avenue, National City,
CA 91950
1
511
1315 D Avenue, National City,
CA 91950
1
512
1315 D Avenue, National City,
CA 91950
1
513
1315 D Avenue, National City,
CA 91950
1
514
1315 D Avenue, National City,
CA 91950
1
515
1315 D Avenue, National City,
CA 91950
1
516
1315 D Avenue, National City,
CA 91950
1
517
1315 D Avenue, National City,
CA 91950
1
601
1315 D Avenue, National City,
CA 91950
1
602
1315 D Avenue, National City,
CA 91950
1
603
1315 D Avenue, National City,
CA 91950
1
604
1315 D Avenue, National City,
CA 91950
1
605
1315 D Avenue, National City,
CA 91950
1
606
1315 D Avenue, National City,
CA 91950
1
607
1315 D Avenue, National City,
CA 91950
1
Exhibit A
608
1315 D Avenue, National City,
CA 91950
1
609
1315 D Avenue, National City,
CA 91950
1
610
1315 D Avenue, National City,
CA 91950
1
611
1315 D Avenue, National City,
CA 91950
1
612
1315 D Avenue, National City,
CA 91950
1
613
1315 D Avenue, National City,
CA 91950
1
614
1315 D Avenue, National City,
CA 91950
1
615
1315 D Avenue, National City,
CA 91950
1
616
1315 D Avenue, National City,
CA 91950
1
617
1315 D Avenue, National City,
CA 91950
1
701
1315 D Avenue, National City,
CA 91950
1
702
1315 D Avenue, National City,
CA 91950
1
703
1315 D Avenue, National City,
CA 91950
1
704
1315 D Avenue, National City,
CA 91950
1
705
1315 D Avenue, National City,
CA 91950
1
706
1315 D Avenue, National City,
CA 91950
1
707
1315 D Avenue, National City,
CA 91950
1
708
1315 D Avenue, National City,
CA 91950
1
Exhibit A
709
1315 D Avenue, National City,
CA 91950
1
710
1315 D Avenue, National City,
CA 91950
1
711
1315 D Avenue, National City,
CA 91950
1
712
1315 D Avenue, National City,
CA 91950
1
713
1315 D Avenue, National City,
CA 91950
1
714
1315 D Avenue, National City,
CA 91950
1
715
1315 D Avenue, National City,
CA 91950
1
716
1315 D Avenue, National City,
CA 91950
1
717
1315 D Avenue, National City,
CA 91950
1
801
1315 D Avenue, National City,
CA 91950
1
802
1315 D Avenue, National City,
CA 91950
1
803
1315 D Avenue, National City,
CA 91950
1
804
1315 D Avenue, National City,
CA 91950
1
804
1315 D Avenue, National City,
CA 91950
1
806
1315 D Avenue, National City,
CA 91950
1
807
1315 D Avenue, National City,
CA 91950
1
808
1315 D Avenue, National City,
CA 91950
1
809
1315 D Avenue, National City,
CA 91950
1
Exhibit A
810
1315 D Avenue, National City,
CA 91950
1
811
1315 D Avenue, National City,
CA 91950
1
812
1315 D Avenue, National City,
CA 91950
1
813
1315 D Avenue, National City,
CA 91950
1
814
1315 D Avenue, National City,
CA 91950
1
815
1315 D Avenue, National City,
CA 91950
1
816
1315 D Avenue, National City,
CA 91950
1
817
1315 D Avenue, National City,
CA 91950
1
902
1315 D Avenue, National City,
CA 91950
1
903
1315 D Avenue, National City,
CA 91950
1
904
1315 D Avenue, National City,
CA 91950
1
905
1315 D Avenue, National City,
CA 91950
1
906
1315 D Avenue, National City,
CA 91950
1
907
1315 D Avenue, National City,
CA 91950
1
908
1315 D Avenue, National City,
CA 91950
1
909
1315 D Avenue, National City,
CA 91950
1
910
1315 D Avenue, National City,
CA 91950
1
911
1315 D Avenue, National City,
CA 91950
1
Exhibit A
912
1315 D Avenue, National City,
CA 91950
1
913
1315 D Avenue, National City,
CA 91950
1
914
1315 D Avenue, National City,
CA 91950
1
915
1315 D Avenue, National City,
CA 91950
1
916
1315 D Avenue, National City,
CA 91950
1
917
1315 D Avenue, National City,
CA 91950
1
Exhibit A
Exhibit B
Services, maintenance and equipment to be provided by the Owner without charges in addition
to rent to owner:
Kimball Tower Housing Associates, L.P., will provided the following services, maintenance
and/or equipment to the residence without additional charge:
Services
Mercy Housing California, as service provider, will oversee outcome -based, result -oriented
services and programs for residents in the community building, starting no later than six (6)
months after the completion of rehabilitation of the Kimball Tower until expiration of the Term.
The services will be administered by on -site staff. Programs will be tailored to the needs of the
community and age -appropriate for the entire family. The services will include, but not be
limited to:
■ Health and Wellness —The program focuses on and evaluation of the inextricable linkage
between healthcare and housing. Services include basic health & needs assessments,
ADL support & screening, health benefit acquisition, health education & risk reduction,
physical activities, access to food, wellbeing checks, transition planning, and linkages to
preventative and behavioral health care. In addition to annual assessments, periodically
monitor residents for change in risk factors and service needs, formalized screenings, and
on -site health risk reduction activities such as disease management groups, fall
prevention, and social support opportunities.
■ Economic Development/Housing Stability — This program creates households with safe
and stable housing and where renters are in good standing. Services include eviction
prevention coaching, lease education, housing options, housing inspection, linkages with
financial resources, and referrals.
■ Education/Community Participation — This program ties closely to health and wellness
and economic development/housing stability. Services include nutrition and exercise
resources, financial stability seminars, financial benefit acquisition, employment and job
readiness support, and technology literacy. Community participation activities for
residents such as, community projects & events, volunteer opportunities, voter
registration, leaderships programming, community safety initiatives, and family
reconciliation
Maintenance
Mercy Housing Property Management will oversee upkeep and maintenance of the property, at
no cost to residents. Onsite management, repairs, landscaping, etc., are all paid for by the
partnership.
Equipment/Furnishings
As part of the development scope, the partnership will provide indoor and outdoor common area
furnishings and mechanical equipment will be either replaced or repaired at no additional cost to
residents.
Exhibit C
Utilities available in the contract units including a listing of utility services to be paid by the owner
(without charges in addition to rent to owner) and utilities to be paid by the tenants.
Item
Heating
Fuel Type
Electric
Provided by
SDG&E
Paid by
Tenant
Cooking
Electric
SDG&E
Tenant
Hot Water
Gas
SDG&E
Owner
Other Electric
Electric
SDG&E
Tenant
Water
N/A
Sweetwater Authority
Owner
Sewer
N/A
City of National City
Owner
Trash Collection
N/A
EDCO
Owner
Air Conditioning
N/A
N/A
N/A
Refrigerator/Microwave
Electric
Owner (Refrigerator
only)
Owner (Refrigerator
only
Range
Electric
Owner
N/A
Utility Allowance: $34/unit.
Exhibit E
This exhibit contains the following:
• Davis Bacon Labor Standards Addendum [Attached]
Addendum to the HAP Contract —Labor Standards
This addendum is used for both the Project -Based Voucher HAP Contract ("PBV") and the Project -Based
Rental Assistance ("PBRA") HAP Contract under the Rental Assistance Demonstration and is applicable
for all construction or repair work on projects that are initiated within eighteen (18) months after the
effective date of the HAP contract. For PBRA HAP Contracts, it is "Exhibit 4" to the HAP Contract.
1. HUD -FEDERAL LABOR STANDARDS PROVISIONS
The owner is responsible for inserting the entire text of section 1 of this Addendum in all construction
contracts for construction or repair work on the project that is initiated within eighteen (18) months of the
effective date of the HAP contract and, if the owner performs any rehabilitation work on the project, the
owner must comply with all provisions of section 1. (Note: Sections 1(b) and (c) apply only when the
amount of the prime contract exceeds $ 100,000.)
(a)(1)(i) Minimum Wages. All laborers and mechanics employed or working upon the site of the work (or
under the United States Housing Act of 1937 or under the Housing Act of 1949 in the construction or
development of the project) will be paid unconditionally and not less often than once a week, and without
subsequent deduction or rebate on any account (except such payroll deductions as are permitted by
regulations issued by the Secretary of Labor under the Copeland Act (29 CFR part 3)), the full amount of
wages and bona fide fringe benefits (or cash equivalents thereof) due at time of payment computed at
rates not less than those contained in the wage determination of the Secretary of Labor which is attached
hereto and made part hereof regardless of any contractual relationship which may be alleged to exist
between the contractor and such laborers and mechanics. Contributions made or costs reasonably
anticipated for bona fide fringe benefits under section 1(b)(2) of the Davis -Bacon Act on behalf of
laborers or mechanics are considered wages paid to such laborers or mechanics, subject to the provisions
of 29 CFR 5.5(a)(1)(iv); also, regular contributions made or costs incurred for more than a weekly period
(but not less often than quarterly) under plans, funds, or programs, which cover the particular weekly
period, are deemed to be constructively made or incurred during such weekly period. Such laborers and
mechanics shall be paid the appropriate wage rate and fringe benefits on the wage determination for the
classification of work actually performed, without regard to skill, except as provided in 29 CFR 5.5(a)(4).
Laborers or mechanics performing work in more than one classification may be compensated at the rate
specified for each classification for the time actually worked therein: Provided, That the employer's
[12514] payroll records accurately set forth the time spent in each classification in which work is
performed. The wage determination (including any additional classification and wage rates conformed
under 29 CFR 5.5(a)(1)(ii) and the Davis -Bacon poster (WH-1321)) shall be posted at all times by the
contractor and its subcontractors at the site of the work in a prominent and accessible place where it can
be easily seen by the workers.
(ii)(A) Any class of laborers or mechanics which is not listed in the wage determination and which is to
be employed under the contract shall be classified in conformance with the wage determination. HUD
shall approve an additional classification and wage rate and fringe benefits therefor only when the
following criteria have been met: (1) The work to be performed by the
classification requested is not performed by a classification in the wage determination; (2) The
classification is utilized in the area by the construction industry; and (3) The proposed wage rate,
including any bona fide fringe benefits, bears a reasonable relationship to the wage rates contained in the
wage determination.
(B) If the contractor and the laborers and mechanics to be employed in the classification (if known), or
their representatives, and HUD or its designee agree on the classification and wage rate (including the
amount designated for fringe benefits where appropriate), a report of the action taken shall be sent by
HUD or its designee to the Administrator of the Wage and Hour Division, Employment Standards
Administration, U.S. Department of Labor, Washington, DC 20210. The Administrator, or an authorized
representative, will approve, modify, or disapprove every additional classification action within 30 days
of receipt and so advise HUD or its designee or will notify HUD or its designee within the 30-day period
that additional time is necessary.
(C) In the event the contractor, the laborers or mechanics to be employed in the classification or their
representatives, and HUD or its designee do not agree on the proposed classification and wage rate
(including the amount designated for fringe benefits, where appropriate), HUD or its designee shall refer
the questions, including the views of all interested parties and the recommendation of HUD or its
designee, to the Administrator for determination. The Administrator, or an authorized representative, will
issue a determination within 30 days of receipt and so advise HUD or its designee or will notify HUD or
its designee within the 30-day period that additional time is necessary.
(D) The wage rate (including fringe benefits where appropriate) determined pursuant to subparagraphs
(a)(1)(ii)(B) or (C) of this paragraph, shall be paid to all workers performing work in the classification
under this contract from the first day on which work is performed in the classification.
(iii) Whenever the minimum wage rate prescribed in the contract for a class of laborers or mechanics
includes a fringe benefit which is not expressed as an hourly rate, the contractor shall either pay the
benefit as stated in the wage determinations or shall pay another bona fide fringe benefit or an hourly cash
equivalent thereof.
(iv) If the contractor does not make payments to a trustee or other third person, the contractor may
consider as part of the wages of any laborer or mechanic the amount of any costs reasonably anticipated
in providing bona fide fringe benefits under a plan or program: Provided, That the Secretary of Labor has
found, upon the written request of the contractor, that the applicable standards of the Davis -Bacon Act
have been met. The Secretary of Labor may require the contractor to set aside in a separate account assets
for the meeting of obligations under the plan or program.
(2) Withholding. HUD or its designee shall upon its own action or upon written request of an authorized
representative of the Department of Labor withhold or cause to be withheld from the
contractors under this contract or any other Federal contract with the same prime contractor, or any other
Federally -assisted contract subject to Davis -Bacon prevailing wage requirements, which is held by the
same prime contractor, so much of the accrued payments or advances as may be considered necessary to
pay laborers and mechanics, including apprentices, trainees and helpers, employed by the contractor or
any subcontractor the full amount of wages required by the contract. In the event of failure to pay any
laborer or mechanic, including any apprentice, trainee or helper, employed or working on the site of the
work (or under the United States Housing Act of 1937 or under the Housing Act of 1949 in the
construction or development of the project), all or part of the wages required by the contract, HUD or its
designee may, after written notice to the contractor, sponsor, applicant, or owner, take such action as may
be necessary to cause the suspension of any further payment, advance, or guarantee of funds until such
violations have ceased. HUD or its designee may, after written notice to the contractor, disburse such
amounts withheld for and on account of the contractor or subcontractor to the respective employees to
whom they are due.
(3)(i) Payrolls and Basic Records. Payrolls and basic records relating thereto shall be maintained by the
contractor during the course of the work and preserved for a period of three years thereafter for all
laborers and mechanics working at the site of the work (or under the United States Housing Act of 1937,
or under the Housing Act of 1949, in the construction or development of the project). Such records shall
contain the name, address, and social security number of each such worker, his or her correct
classification, hourly rates of wages paid (including rates of contributions or costs anticipated for bona
fide fringe benefits or cash equivalents thereof of the types described in section 1(b)(2)(B) of the Davis -
Bacon Act), daily and weekly number of hours worked, deductions made and actual wages paid.
Whenever the Secretary of Labor has found under 29 CFR 5.5 (a)(1)(iv) that the wages of any laborer or
mechanic include the amount of any costs reasonably anticipated in providing benefits under a plan or
program described in section 1(b)(2)(B) of the Davis -Bacon Act, the contractor shall maintain records
which show that the commitment to provide such benefits is enforceable, that the plan or program is
financially responsible, and that the plan or program has been communicated in writing to the laborers or
mechanics affected, and records which show the costs anticipated or the actual cost incurred in providing
such benefits. Contractors employing apprentices or trainees under approved programs shall maintain
written evidence of the registration of apprenticeship programs and certification of trainee programs, the
registration of the apprentices and trainees, and the ratios and wage rates prescribed in the applicable
programs.
(ii)(A) The contractor shall submit weekly for each week in which any contract work is performed a copy
of all payrolls to HUD or its designee if the agency is a party to the contract, but if the agency is not such
a party, the contractor will submit the payrolls to the applicant, sponsor, or owner, as the case may be, for
transmission to HUD or its designee. The payrolls submitted shall set out accurately and completely all of
the information required to be maintained under 29 CFR 5.5(a)(3)(i), except that full social security
numbers and home addresses shall not
be included on weekly transmittals. Instead the payrolls shall only need to include an individually
identifying number for each employee (e.g., the last four digits of the employee's social security number).
The required weekly payroll information may be submitted in any form desired. Optional Form WH-347
is available for this purpose from the Wage and Hour Division Web site at
http://www.dol.gov/esa/whd/forms/wh347instr.htm or its successor site. The prime contractor is
responsible for the submission of copies of payrolls by all subcontractors. Contractors and subcontractors
shall maintain the full social security number and current address of each covered worker, and shall
provide them upon request to HUD or its designee if the agency is a party to the contract, but if the
agency is not such a party, the contractor will submit them to the applicant, sponsor, or owner, as the case
may be, for transmission to HUD or its designee, the contractor, or the Wage and Hour Division of the
Department of Labor for purposes of an investigation or audit of compliance with prevailing wage
requirements. It is not a violation of this section for a prime contractor to require a subcontractor to
provide addresses and social security numbers to the prime contractor for its own records, without weekly
submission to the sponsoring government agency (or the applicant, sponsor, or owner).
(B) Each payroll submitted shall be accompanied by a "Statement of compliance," signed by the
contractor or subcontractor or his or her agent who pays or supervises the payment of the persons
employed under the contract and shall certify the following: (1) That the payroll for the payroll period
contains the information required to be provided under 29 CFR 5.5(a)(3)(ii), the appropriate information
is being maintained under 29 CFR 5.5 (a)(3)(i), and that such information is correct and complete; (2)
That each laborer or mechanic (including each helper, apprentice, and trainee) employed on the contract
during the [12515] payroll period has been paid the full weekly wages earned, without rebate, either
directly or indirectly, and that no deductions have been made either directly or indirectly from the full
wages earned, other than permissible deductions as set forth in 29 CFR part 3; (3) That each laborer or
mechanic has been paid not less than the applicable wage rates and fringe benefits or cash equivalents for
the classification of work performed, as specified in the applicable wage determination incorporated into
the contract.
(C) The weekly submission of a properly executed certification set forth on the reverse side of Optional
Form WH-347 shall satisfy the requirement for submission of the "Statement of Compliance" required by
paragraph (a)(3)(ii)(B) of this section.
(D) The falsification of any of the above certifications may subject the contractor or subcontractor to civil
or criminal prosecution under section 1001 of Title 18 and section 3801 et seq. of Title 31 of the United
States Code.
(iii) The contractor or subcontractor shall make the records required under paragraph (a)(3)(i) of this
section available for inspection, copying, or transcription by authorized representatives of HUD or its
designee or the Department of Labor, and shall permit such representatives to interview employees during
working hours on the job. If the contractor or subcontractor fails to
submit the required records or to make them available, HUD or its designee may, after written notice to
the contractor, sponsor, applicant, or owner, take such action as may be necessary to cause the suspension
of any further payment, advance, or guarantee of funds. Furthermore, failure to submit the required
records upon request or to make such records available may be grounds for debarment action pursuant to
29,CFR 5.12.
(4)(i) Apprentices and Trainees. Apprentices. Apprentices will be permitted to work at less than the
predetermined rate for the work they performed when they are employed pursuant to and individually
registered in a bona fide apprenticeship program registered with the U.S. Department of Labor,
Employment and Training Administration, Office of Apprenticeship Training, Employer and Labor
Services or with a State Apprenticeship Agency recognized by the Office, or if a person is employed in
his or her first 90 days of probationary employment as an apprentice in such an apprenticeship program,
who is not individually registered in the program, but who has been certified by the Office of
Apprenticeship Training, Employer and Labor Services or a State Apprenticeship Agency (where
appropriate) to be eligible for probationary employment as an apprentice. The allowable ratio of
apprentices to journeymen on the job site in any craft classification shall not be greater than the ratio
permitted to the contractor as to the entire work force under the registered program. Any worker listed on
a payroll at an apprentice wage rate, who is not registered or otherwise employed as stated above, shall be
paid not less than the applicable wage rate on the wage determination for the classification of work
actually performed. In addition, any apprentice performing work on the job site in excess of the ratio
permitted under the registered program shall be paid not less than the applicable wage rate on the wage
determination for the work actually performed. Where a contractor is performing construction on a
project in a locality other than that in which its program is registered, the ratios and wage rates (expressed
in percentages of the journeyman's hourly rate) specified in the contractor's or subcontractor's registered
program shall be observed. Every apprentice must be paid at not less than the rate specified in the
registered program for the apprentice's level of progress, expressed as a percentage of the journeymen
hourly rate specified in the applicable wage determination. Apprentices shall be paid fringe benefits in
accordance with the provisions of the apprenticeship program. If the apprenticeship program does not
specify fringe benefits, apprentices must be paid the full amount of fringe benefits listed on the wage
determination for the applicable classification. If the Administrator determines that a different practice
prevails for the applicable apprentice classification, fringes shall be paid in accordance with that
determination. In the event the Office of Apprenticeship Training, Employer and Labor Services, or a
State Apprenticeship Agency recognized by the Office, withdraws approval of an apprenticeship program,
the contractor will no longer be permitted to utilize apprentices at less than the applicable predetermined
rate for the work performed until an acceptable program is approved.
(ii) Trainees. Except as provided in 29 CFR 5.16, trainees will not be permitted to work at less than the
predetermined rate for the work performed unless they are employed pursuant to and
individually registered in a program which has received prior approval, evidenced by formal certification
by the U.S. Department of Labor, Employment and Training Administration. The ratio of trainees to
journeymen on the job site shall not be greater than permitted under the plan approved by the
Employment and Training Administration. Every trainee must be paid at not less than the rate specified in
the approved program for the trainee's level of progress, expressed as a percentage of the journeyman
hourly rate specified in the applicable wage determination. Trainees shall be paid fringe benefits in
accordance with the provisions of the trainee program. If the trainee program does not mention fringe
benefits, trainees shall be paid the full amount of fringe benefits listed on the wage determination unless
the Administrator of the Wage and Hour Division determines that there is an apprenticeship program
associated with the corresponding journeyman wage rate on the wage determination which provides for
less than full fringe benefits for apprentices. Any employee listed on the payroll at a trainee rate who is
not registered and participating in a training plan approved by the Employment and Training
Administration shall be paid not less than the applicable wage rate on the wage determination for the
classification of work actually performed. In addition, any trainee performing work on the job site in
excess of the ratio permitted under the registered program shall be paid not less than the applicable wage
rate on the wage determination for the work actually performed. In the event the Employment and
Training Administration withdraws approval of a program, the contractor will no longer be permitted to
utilize trainees at less than the applicable predetermined rate for the work performed until an acceptable
program is approved.
(iii) Equal Employment Opportunity. The utilization of apprentices, trainees and journeymen under this
part shall be in conformity with the equal employment opportunity requirements of Executive Order
11246, as amended, and 29 CFR part 30.
(5) Compliance with Copeland Act Requirements. The contractor shall comply with the requirements of
29 CFR part 3 which are incorporated by reference in this Addendum.
(6) Subcontracts. The contractor or subcontractor will insert in any subcontracts the clauses contained in
section 1(a)(1) through (11) and such other clauses as HUD or its designee may by appropriate
instructions require, and also a clause requiring the subcontractors to include these clauses in any lower
tier subcontracts. The prime contractor shall be responsible for the compliance by any subcontractor or
lower tier subcontractor with all the contract clauses in this section 1(a).
(7) Contract Terminations; Debarment. A breach of the contract clauses in 29 CFR 5.5 may be grounds
for termination of the contract, and for debarment as a contractor and a subcontractor as provided in 29
CFR 5.12.
(8) Compliance with Davis -Bacon and Related Act Requirements. All rulings and interpretations of the
Davis -Bacon and related Acts contained in 29 CFR parts 1, 3, and 5 are herein incorporated by reference
in this contract.
(9) Disputes Concerning Labor Standards. Disputes arising out of the labor standards provisions of this
contract shall not be subject to the general disputes clause of this contract. Such disputes shall be resolved
in accordance with the procedures of the Department of Labor set forth in 29 CFR parts 5, 6, and 7.
Disputes within the meaning of this clause include disputes between the contractor (or any of its
subcontractors) and HUD or its designee, the U.S. Department of Labor, or the employees or their
representatives.
(10)(i) Certification of Eligibility. By entering into this Addendum, the contractor certifies that neither it
(nor he or she) nor any person or firm who has an interest in the contractor's firm is a person or firm
ineligible to be awarded Government contracts by virtue of section 3(a) of the Davis -Bacon Act or 29
CFR 5.12(a)(1) or to be awarded HUD contracts or participate in HUD programs pursuant to 24 CFR part
24.
(ii) No part of this Contract shall be subcontracted to any person or firm ineligible for award of a
Government contract by virtue of section 3(a) of the Davis -Bacon Act or 29 CFR 5.12(a)(1) or to be
awarded HUD contracts or participate in HUD programs pursuant to 24 CFR part 24. [12516]
(iii) The penalty for making false statements is prescribed in the U.S. Criminal Code, 18 U.S.C. 1001.
11. Complaints, Proceedings, or Testimony by Employees. No laborer or mechanic to whom the wage,
salary, or other labor standards provisions of this Addendum are applicable shall be discharged or in any
other manner discriminated against by the Contractor or any subcontractor because such employee has
filed any complaint or instituted or caused to be instituted any proceeding or has testified or is about to
testify in any proceeding under or relating to the labor standards applicable under this Addendum to his
employer.
(b) Contract Work Hours and Safety Standards Act. The provisions of this paragraph (b) are applicable
only where the amount of the prime contract exceeds $ 100,000. As used in this paragraph, the terms
"laborers" and "mechanics" include watchmen and guards.
(1) Overtime Requirements. No contractor or subcontractor contracting for any part of the contract work
which may require or involve the employment of laborers or mechanics shall require or permit any such
laborer or mechanic in any workweek in which he or she is employed on such work to work in excess of
forty hours in such workweek unless such laborer or mechanic receives compensation at a rate not less
than one and one-half times the basic rate of pay for all hours worked in excess of forty hours in such
workweek.
(2) Violation; Liability for Unpaid Wages; Liquidated Damages. In the event of any violation of the
clause set forth in subparagraph (1) of this paragraph, the contractor and any subcontractor responsible
therefor shall be liable for the unpaid wages. In addition, such contractor and subcontractor shall be liable
to the United States (in the case of work done under contract for the District of Columbia or a territory, to
such District or to such territory), for liquidated damages.
Such liquidated damages shall be computed with respect to each individual laborer or mechanic,
including watchmen and guards, employed in violation of the clause set forth in subparagraph (1) of this
paragraph, in the sum of $ 10 for each calendar day on which such individual was required or permitted to
work in excess of the standard workweek of forty hours without payment of the overtime wages required
by the clause set forth in subparagraph (1) of this paragraph.
(3) Withholding for Unpaid Wages and Liquidated Damages. HUD or its designee shall upon its own
action or upon written request of an authorized representative of the Department of Labor withhold or
cause to be withheld, from any monies payable on account of work performed by the contractor or
subcontractor under any such contract or any other Federal contract with the same prime contractor, or
any other Federally -assisted contract subject to the Contract Work Hours and Safety Standards Act, which
is held by the same prime contractor, such sums as may be determined to be necessary to satisfy any
liabilities of such contractor or subcontractor for unpaid wages and liquidated damages as provided in the
clause set forth in subparagraph (2) of this paragraph.
(4) Subcontracts. The contractor or subcontractor shall insert in any subcontracts the clauses set forth in
subparagraphs (1) through (4) of this paragraph and also a clause requiring the subcontractors to include
these clauses in any lower tier subcontracts. The prime contractor shall be responsible for compliance by
any subcontractor or lower tier subcontractor with the clauses set forth in subparagraphs (1) through (4) of
this paragraph.
(c) Health and Safety. The provisions of this paragraph (c) are applicable only where the amount of the
prime contract exceeds $ 100,000.
(1) No laborer or mechanic shall be required to work in surroundings or under working conditions which
are unsanitary, hazardous or dangerous to his or her health and safety as determined under construction
safety and health standards promulgated by the Secretary of Labor by regulation.
(2) The contractor shall comply with all regulations issued by the Secretary of Labor pursuant to 29 CFR
part 1926, and failure to comply may result in imposition of sanctions pursuant to the Contract Work
Hours and Safety Standards Act, 40 U.S.C. 3701 et seq.
(3) The contractor shall include the provisions of this paragraph in every subcontract so that such
provisions will be binding on each subcontractor. The contractor shall take such action with respect to any
subcontract as the Secretary of Housing and Urban Development or the Secretary of Labor shall direct as
a means of enforcing such provisions.
2. WAGE AND CLAIMS ADJUSTMENTS
The owner shall be responsible for the correction of all violations under section 1 of this Addendum,
including violations committed by other contractors. In cases where there is evidence of underpayment of
salaries or wages to any laborers or mechanics (including apprentices and trainees) by the owner or other
contractor or a failure by the owner or other contractor to submit payrolls and related reports, the owner
shall be required to place an amount in escrow, as determined by HUD sufficient to pay persons
employed on the work covered by the Addendum the difference between the salaries or wages actually
paid such employees for the total number of hours worked and the full amount of wages required under
this Addendum, as well as an amount determined by HUD to be sufficient to satisfy any liability of the
owner or other contractor for liquidated damages pursuant to section 1 of this Addendum. The amounts
withheld may be disbursed by HUD for and on account of the owner or other contractor to the respective
employees to whom they are due, and to the Federal Government in satisfaction of liquidated damages
under section 1.
3. EVIDENCE OF UNIT(S) COMPLETION; ESCROW
(a) The owner shall evidence the completion of the unit(s) by furnishing the Contract Administrator a
certification of compliance with the provisions of sections 1 and 2 of this Addendum, and that to the best
of the owner's knowledge and belief there are no claims of underpayment to laborers or mechanics in
alleged violation of these provisions of the Addendum. In the event there are any such pending claims to
the knowledge of the owner, the Contract Administrator, or HUD, the owner will place a sufficient
amount in escrow, as directed by the Contract Administrator or HUD, to assure such payments.
(b) The escrows required under this section and section 2 of this Addendum shall be paid to HUD, as
escrowee, or to an escrowee designated by HUD, and the conditions and manner of releasing and
approving such escrows shall be approved by HUD.
ESTOPPEL CERTIFICATE
MUFG UNION BANK, N.A.
Commercial Credit Loan Administration
3151 East Imperial Highway, 1St Floor
Brea, CA 92821
Attention: Manager
MUFG UNION BANK, N.A.
200 Pringle Ave., Suite 355
Walnut Creek, CA 94596
Attention: CDF Head
RE: Disposition and Development Agreement dated June 19, 2018 ("DDA") among the
Community Development Commission -Housing Authority of the City of National
City (the "Commission"), Morgan Tower Housing Associates, L.P., a California
limited partnership ("Developer") and Kimball Tower Housing Associates, L.P., a
California limited partnership ("Kimball"), and Ground Lease dated March 1, 2019
(the "Lease") between the Commission, as lessor, and Developer, as lessee, relating
to the real property located in the City of National City, County of San Diego, State
of California (the "Real Property"), and more particularly described on Exhibit "A"
attached hereto.
Terms not otherwise defined herein shall be given the meanings in the Lease.
The Commission has been advised by Developer that Developer has applied to the
California Statewide Communities Development Authority ("Governmental Lender") for a loan
in the amount of [$42,606,000] [CHECK] (the "Loan"), which shall be evidenced by that certain
Construction and Permanent Loan Agreement (Multifamily Housing Back to Back Loan Program)
dated of even date herewith by and among MUFG Union Bank, N.A. ("Bank"), Developer and
Governmental Lender (the "Loan Agreement"), and which shall be secured by, among other
things, a Deed of Trust, Assignment of Rents, Security Agreement and Fixture Filing in favor of
Governmental Lender and Bank encumbering Developer's leasehold interest under the Lease and
in and to the Real Property and all improvements now or hereafter situated on the Real Property
(the "Deed of Trust"). All right, title and interest of Governmental Lender with respect to the Loan
and the loan documents evidencing the Loan have been assigned to Bank. Lessor has been advised
that Governmental Lender and Bank are relying upon this Estoppel Certificate (this "Estoppel
Certificate") in making the Loan.
For purposes of this Estoppel Certificate, to the fullest extent the context so permits, (i) the
term "Transfer" shall mean any transfer of Developer's interest in the Real Property by judicial or
nonjudicial foreclosure, trustee's sale or any other action or proceeding for the enforcement of the
Deed of Trust, by Bank's exercise of its rights under the assignment of rents and leases contained
in the Deed of Trust or any of the other Loan documents, or by deed in lieu of foreclosure; and (ii)
the term "Bank" shall mean Bank, its successors and assigns and/or the purchaser through or
following a Transfer of the Real Property.
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With such understanding, the Commission hereby states, declares, represents, warrants and
certifies for the benefit of Governmental Lender and Bank, that as of the date hereof:
1. DDA and Ground Lease. Attached hereto as Exhibit "B" is a true, correct and
complete copy of the DDA and all amendments thereto (collectively, the "DDA") and attached
hereto as Exhibit "C" is a true and correct and complete copy of the Lease and all amendments
thereto (collectively, the "Lease"). The DDA and the Lease have been duly authorized, executed
and delivered by the Commission and are in full force and effect. The DDA, the Lease and the
documents attached as exhibits thereto, constitute the entire agreement between the Commission
and Developer pertaining to the Real Property (including, without limitation, all amendments,
assignments and subordination or nondisturbance agreements). Neither the DDA nor the Lease
shall be amended, supplemented or modified except as described above and attached hereto. There
are no other agreements, whether oral or written, between Developer and the Commission
concerning the Real Property.
2. Conditions Precedent. Each and every covenant, condition and obligation
contained in the DDA required to be performed or satisfied as of the date hereof, including, without
limitation, the conditions precedent specified in Sections 204.1 and 204.2 of the DDA have been
performed or satisfied by Developer or waived by the Commission.
3. Default under Kimball Property. Substantially concurrently with the execution of
the Lease with respect to the Real Property, the Commission shall enter into a separate ground
lease with Kimball with respect to the Kimball Property (as defined in the DDA). The Commission
acknowledges and agrees that from and after the date of this Estoppel Certificate, in the event of a
default or a failure of a condition precedent contained in the DDA related to the Kimball Property,
the Commission shall not terminate the DDA as to the Real Property and the Commission shall
not exercise any right or remedy under the DDA or any related agreement with respect to the Real
Property or the Developer of the Real Property.
4. Approvals of Commission. The Commission has approved of the Scope of
Rehabilitation (as defined in the DDA) pursuant to Section 301 of the DDA and the Initial Project
Budget (as defined in the DDA) pursuant to Section 307.1 of the DDA.
5. Priority of Ground Lease. The Commission currently holds all of the right, title
and interest of the "Commission" or "Landlord" under the Lease and has not assigned,
hypothecated, encumbered, mortgaged, pledged or subordinated any of its interest under the Lease
or any of its interest in the Real Property (or otherwise leased or encumbered any of the Real
Property except pursuant to the Lease) in whole or in part. The Commission agrees that any
mortgage, deed of trust or other encumbrance on the fee estate in the Real Property shall be junior
and subordinate to the Lease, the Deed of Trust, and any other leasehold mortgage, and the
Commission agrees to execute, acknowledge (if appropriate) and deliver any additional documents
reasonably requested by Bank to confirm the foregoing. The Commission recognizes Developer
identified above as the holder of the leasehold interest in the Real Property and the "Developer"
under the Lease.
6. Lease Term. The Lease term shall commence as of the date the memorandum of
the Lease records in the Official Records of the County of San Diego, State of California (the
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"Commencement Date") and the Lease term shall expire on the ninety-ninth (99th) anniversary of
the date on which a notice of completion with respect to the improvements constructed on the Real
Property records in the Official Records of the County of San Diego, State of California (the
"Termination Date") unless sooner terminated pursuant to the terms of the Lease.
7. Rent. Developer shall make all of its rent and other payments directly to
Commission under the Lease (and not to any receiver, assignee, property management company
or other person or entity). The annual rent under the Lease is $1.00 and is not subject to increase.
No additional rent or charge (including, without limitation, as applicable, taxes, maintenance,
operating expenses or otherwise) that has been billed to Developer by the Commission or, to
Commission's knowledge, by any other party, is overdue.
8. Security Deposit. No amounts have been paid by Developer to or for the account
of Commission by way of any deposit as security or for any other purpose, the return of which
Developer would be entitled.
9. No Defaults. No default, or any event or condition which, with the passing of time
or giving of notice or both, would constitute a default, on the part of the Commission, or, to the
Commission's knowledge, on the part of Developer, exists under the DDA or the Lease in the
performance of the terms, covenants and conditions of the DDA or the Lease required to be
performed on the part of Developer and Commission and no event has occurred which authorizes,
or with the lapse of time or with the giving of notice or both, will authorize either Commission or
Developer to terminate the DDA or the Lease. The Commission has no existing defenses as to its
obligations under the DDA or the Lease and claims no offsets against enforcement of the Lease by
Developer or counterclaim against Developer. To the Commission's actual knowledge, Developer
has no defense, set -offs, basis for withholding rent, claims or counterclaims against Commission
for any failure of performance of any of the terms of the DDA or the Lease.
10. Mortgagee Protections. The Commission agrees that Bank shall constitute a
"Mortgagee" and the Deed of Trust shall constitute a "Mortgage" within the meaning of the Lease,
including, without limitation, Section 18 of the Lease, such rights being incorporated herein by
reference for the benefit of Bank as if fully set forth, and, to the extent such consent is required
under the Lease and/or the DDA, the Commission hereby consents to the Deed of Trust and the
other security interests to be given to Bank, including, without limitation, an assignment of
Developer's interest in rents, issues and profits of the Real Property. The execution and delivery
by Developer of the Deed of Trust in favor of Bank, or any subsequent modification thereof, will
constitute neither a breach of Developer's obligations as Developer under the Lease and/or the
DDA nor an event of default thereunder. Foreclosure of the Deed of Trust or any sale thereunder,
whether by judicial proceedings or by virtue of any power of sale contained in the Deed of Trust,
or any conveyance of the leasehold interest under the Lease from Developer to Bank by virtue of
any deed in lieu of foreclosure or other appropriate proceedings in the nature thereof, or the
conveyance by Bank to a third -party purchaser following a foreclosure (or deed -in -lieu thereof),
shall not require the consent of the Commission or constitute of breach of any provision or of a
default under the Lease and/or the DDA. The Commission shall recognize Bank as Developer
under the Lease following any Transfer, subject to the obligations of Bank to comply with the
Lease and cure any defaults which are reasonably susceptible of cure by Bank as provided in
Section 18 of the Lease.
2773/014742-1192
13046856
-3-
11. Inconsistencies Between DDA and Lease. In the event of any inconsistency
between the terms and provisions of Sections 205, 315 and/or 603 of the DDA and Articles 17 and
18 of the Lease, the applicable terms and provisions of the Lease shall control.
12. No Merger. No merger of Developer's interest in the Real Property into the
Commission's interest in the Real Property shall result or be deemed to result by reason of
ownership of Developer's interest and the Commission's interest by the same party or by reason
of any other circumstances, without the prior written consent of Bank.
13. No Termination or Amendment. During the term of the Loan and until
reconveyance of the Deed of Trust, the Commission will not terminate or enter into any agreement
with any other party to terminate, cancel, surrender, amend, alter, modify or extend the Lease or
any interest of Developer thereunder without prior written consent of Bank and any such purported
agreement shall not be valid or effective without the prior written consent of Bank. Without
limiting the generality of the foregoing, Bank's prior written consent shall be required prior to
Developer being permitted to terminate the Lease following occurrence of damage, destruction, a
taking or abandonment of the Lease.
14. No Other Agreements. Except as otherwise provided in the Lease, the Commission
has no right or option to acquire any of Developer's right, title or interest in or to the Real Property
or any improvements or personal property located thereon. There are no provisions for, and the
Commission has no rights with respect to, terminating the Lease or increasing the rent payable
thereunder, except as expressly set forth in the Lease.
15. Bank to Act as Insurance Trustee. During the term of the Loan and until
reconveyance of the Deed of Trust, the Commission agrees that the Bank shall be designated as
the Insurance Trustee under the Lease.
16. No Liability. The Commission agrees that by acceptance of this Estoppel
Certificate or by acceptance of the Deed of Trust or other encumbrance of the Lease, Bank has not
become liable under the terms of the Lease. Developer and the Commission agree that Bank shall
be so liable only if Bank acquires ownership of the leasehold interest in the Real Property pursuant
to a Transfer, and then only for such period of time as Bank holds such leasehold interest. The
Commission further agrees that Bank's personal liability shall be limited to Bank's interest in the
Real Property, notwithstanding any assumption of the Lease or entering into a new lease by Bank.
17. No Litigation. There are no actions, whether voluntary or otherwise, pending
against the Commission under any insolvency, bankruptcy or other debtor relief laws of the United
States or any state. The Commission has not received written notice of any pending eminent
domain proceedings or other governmental actions or any judicial actions of any kind against the
Commission's interest in the Real Property. The Commission has not received written notice that
it or Developer is in violation of any governmental law or regulation applicable to the Real
Property, the interests therein or the operation thereon, including, without limitation, any
environmental laws or the Americans with Disabilities Act, and has no reason to believe that there
are grounds for any claim of any such violation.
2773/014742-1192
13046856
-4-
18. Notice of Termination. In the event of a foreclosure of the Deed of Trust or
assignment in lieu thereof, Bank elects to terminate the provisions of the Lease referenced in
Sections 8.21 and 17.2 of the Lease.
19. Insurance. Bank may be named as additional insured and loss payee under
insurance coverages carried by Developer and may participate in any settlement of proceeds
therefrom.
20. No Liability. The Commission agrees that Bank has not become liable under the
terms of the Lease by acceptance of this Certificate or by acceptance of the Deed of Trust or other
encumbrance of the Real Property.
21. Representations. The Commission represents and warrants that: (i) the
Commission is duly organized and existing; (ii) the persons executing this Estoppel Certificate are
duly authorized to execute and deliver the same on behalf of the Commission; (iii) the Commission
has taken such formal action of its governing body as may be required by law to bind Commission,
if any, and that the Commission is formally bound to the provisions of this Estoppel Certificate;
and (iv) entering into this Estoppel Certificate does not violate any provision of any other
agreement to which the Commission is bound.
22. Notices. The Commission agrees to deliver to Bank copies of all notices which the
Commission delivers to Developer substantially concurrently with the giving of such notice to
Developer and this Estoppel Certificate constitutes written request by Developer to the
Commission to deliver to Bank copies of all such notices at the following addresses for Bank:
MUFG UNION BANK, N.A.
Commercial Credit Loan Administration
3151 East Imperial Highway, 1st Floor
Brea, CA 92821
Facsimile: (949) 553-7123
Attn: Manager
Reference: Morgan Tower Apartments
With a Copy to:
MUFG UNION BANK, N.A.
1901 Avenue of the Stars, Suite 600
Los Angeles, CA 90067
Attn: CDF Manager
Reference: Morgan Tower Apartments
And:
MUFG UNION BANK, N.A.
200 Pringle Ave., Suite 355
Walnut Creek, CA 94596
Attention: CDF Head
2773/014742-1192
13046856
-5-
23. Successors. This Estoppel Certificate shall inure to the benefit of the successors
and assigns of Bank.
24. Reliance. The Commission has executed this Estoppel Certificate for the benefit
and protection of Governmental Lender and Bank with full knowledge that Governmental Lender
and Bank are relying on this Estoppel Certificate in making the Loan to Developer. Upon the
request of Bank, but no more often than twice in any calendar year, the Commission and Developer
agree to execute and deliver to Governmental Lender and Bank an estoppel certificate setting forth
the substance of the provisions set forth in this Estoppel Certificate. In addition, the Commission
hereby agrees to consent to the encumbrance of the Real Property and to execute estoppel
certificates substantially similar to this Estoppel Certificate in favor of any other lender whose loan
is secured by a mortgage or deed of trust encumbering the Real Property.
25. Estoppel. This Estoppel Certificate constitutes, as against the Commission and for
the benefit of Governmental Lender and Bank and their respective successors and assigns, an
estoppel as to the information contained herein and a waiver of any right of the Commission to
disaffirm or contest the accuracy of such information. To the extent inconsistent with the Lease,
this Estoppel Certificate shall constitute an amendment to the Lease.
2773/014742-1192
13046856
[Signature Page Follows]
-6-
IN WITNESS WHEREOF, the Commission has executed this Estoppel Certificate as of
March 1, 2019.
APPROVED AS TO FORM:
CHRISTENSEN & SPATH LLP,
Commiss'on Special Counsel
By:
W. ter F. S. h III, Esq.
2773/014742-1192
13046856
COMMISSION:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF
NATIONAL CITY, a public body, corporate and
politic
By:
Name: Leslie Deese
Title: Executive Director
-7-
EXHIBIT "A"
LEGAL DESCRIPTION
Real property in the City of National City, County of San Diego, State of California, described as
follows:
Lot 1 of Center City Project, in the City of National City, County of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego
County, February 24, 1978.
APN: 560-410-04-00
2773/014742-1192
13046856
EXHIBIT "B"
DDA
(See Attached)
2773/014742-1192
13046856
EXHIBIT "C"
GROUND LEASE
(See Attached)
2773/014742-1192
13046856
UNSECURED ENVIRONMENTAL INDEMNITY AGREEMENT
(Kimball Tower)
THIS UNSECURED ENVIRONMENTAL INDEMNITY AGREEMENT ("Indemnity")
is dated as of the 25th day of March, 2019, by and between Kimball Tower Housing Associates, L.P.,
a California limited partnership ("Indemnitor"), to and for the benefit of the Community
Development Commission -Housing Authority of the City of National City ("Lender"), its successors
and assigns and, to the extent not otherwise referenced, the Indemnified Parties (as hereinafter
defined).
RECITALS
A. Lender has agreed to make a loan in the original principal amount of $19,374,337.00
("Loan") to Indemnitor as described in: (i) that certain Disposition and Development Agreement
(Kimball and Morgan Towers) dated as of June 19, 2018 by and between the Indemnitor, Lender and
Kimball Tower Housing Associates, L.P.; and (ii) that certain Promissory Note (Kimball Tower) of
even date herewith made by Indemnitor in favor of the Lender. All capitalized terms used but not
defined herein have the definitions set forth in the aforementioned Disposition and Development
Agreement (Kimball and Morgan Towers). The Loan is secured by, among other things, a Deed of
Trust and a Security Agreement executed by Indemnitor in favor of Lender. The Deed of Trust
encumbers that certain real property described on Exhibit A attached hereto (such property along
with any other property encumbered by the Deed of Trust, now or at any time in the future, shall be
referred to herein as the "Property").
B. The execution and delivery of this Indemnity by the Indemnitor to the Lender is a
condition to Lender making the Loan. Lender is making the Loan in reliance upon this Indemnity.
C. This Indemnity is unsecured and is separate from the security and other collateral
being delivered by Indemnitor in connection with the making of the Loan.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing and of Lender making the Loan,
and other valuable consideration, the receipt of which is hereby acknowledged, Indemnitor agrees as
follows:
1. Indemnity.
(a) Subject to Sections 2, 3 and 4 below, Indemnitor hereby agrees to defend, protect,
indemnify and hold harmless Lender, Lender's affiliates, directors, officers, shareholders, agents and
employees, and Lender's participants, successors and assigns specified in Section 4 hereof
(hereinafter, collectively, the "Indemnified Parties"), from and against, and shall reimburse the
Indemnified Parties for, any and all actual out-of-pocket cost (including, without limitation,
attorneys' fees, expenses and court costs), expense or loss arising from any claim, liability, damage,
injunctive relief, injury to person, property or natural resources, fine, penalty, action, and cause of
1
action (collectively, "Costs and Liabilities"), incurred by or asserted against any Indemnified Party
and arising directly or indirectly, in whole or in part, out of the release, discharge, deposit or
presence, or alleged or suspected release, discharge, deposit or presence, of any Hazardous Materials
at, on, within, under, about or from the Property, or in or adjacent to any part of the Property, or in
the soil, groundwater or soil vapor on or under the Property, or elsewhere in connection with the
transportation of Hazardous Materials to or from the Property in violation of any Hazardous
Materials Laws, whether or not known to Indemnitor or Indemnified Parties, whether foreseeable or
unforeseeable, regardless of the source of such release, discharge, deposit or presence or, except as
expressly provided to the contrary in Sections 2 and 4 hereof, regardless of when such release,
discharge, deposit or presence occurred or is discovered. Without limiting the generality of the
foregoing indemnity, such Costs and Liabilities shall include, without limitation, all actual out-of-
pocket costs incurred by Indemnified Parties in connection with (i) determining whether the Property
is in compliance with this Indemnity and with all applicable Hazardous Materials Laws or the
amount of money required to remediate any environmental contamination, and causing the Property
to be or become in compliance, with all applicable Hazardous Materials Laws, (ii) any removal or
remediation of any kind and disposal of any Hazardous Materials present at, on, under or within the
Property or released from the Property to the extent required by applicable Hazardous Materials
Laws in effect at the time of such removal, remediation or disposal, and (iii) repair of any damage to
the Property or any other property caused by any removal, remediation or disposal.
(b) Upon demand by any Indemnified Party, Indemnitor shall defend any investigation,
action or proceeding in connection with any claim or liability, or alleged claim or liability, that
would, if determined adversely to such Indemnified Party, be covered by the foregoing
indemnification provisions, such defense to be at Indemnitor's sole cost and expense and by counsel
reasonably approved by such Indemnified Party, which counsel may, without limiting the rights of an
Indemnified Party pursuant to the next succeeding sentence of this Section 1(b), also represent
Indemnitor in such investigation, action or proceeding. If any Indemnified Party determines
reasonably and in good faith that its defense by Indemnitor is being conducted in a manner which is
prejudicial to its interests, such Indemnified Party may elect to conduct its own defense through
counsel of its own choosing and at the expense of Indemnitor.
(c) As used herein, the term "Hazardous Materials" means and includes any flammable,
explosive, or radioactive materials or hazardous, toxic or dangerous wastes, substances or related
materials or any other chemicals, materials or substances, exposure to which is prohibited, limited or
regulated by any federal, state, county, regional or local authority or which, even if not so regulated,
may or could pose a hazard to the health and safety of the occupants of the Property or of property
adjacent to the Property, including, but not limited to, asbestos, PCBs, petroleum products and
byproducts, substances defined or listed as "hazardous substances" or "toxic substances" or similarly
identified in, pursuant to, or for purposes of, the California Solid Waste Management, Resource
Recovery and Recycling Act (California Government Code §66700 et seq.), the Comprehensive
Environmental Response, Compensation, and Liability Act, as amended (42 U.S.C. §9601, et semc .),
the Hazardous Materials Transportation Act (49 U.S.C. § 1801, et sue.), the Resource Conservation
and Recovery act (42 U.S.C. §6901, et semc .), Section 25117 or Section 25316 of the California
Health & Safety Code; and any so-called "Superfund" or "Superlien" law, or any other federal, state
or local statute, law, ordinance, code, rule, regulation, order or decree regulating, relating to or
2
imposing liability or standards of conduct concerning any hazardous, toxic or dangerous waste,
substance or material; or any substances or mixture regulated under the Toxic Substance Control Act
of 1976, as now or hereafter amended (15 U.S.C. §2601 et seq.); and any "toxic pollutant" under the
Clean Water Act, as now or hereafter amended (33 U.S.C. §1251 et seq.); and any hazardous air
pollutant under the Clean Air Act, as now or hereafter amended (42 U.S.C. §7901 et sea.).
Notwithstanding the above, the term "Hazardous Materials" shall not include small amounts of
chemicals, cleaning agents and the like commonly employed in routine residential apartment uses in
a manner typical of occupants or owners in other similar residential properties, provided that such
substances are used in compliance with applicable laws. The term "Hazardous Materials Laws"
means any federal, state or local law, code, statute, ordinance, rule, regulation, rule of common law
or guideline relating to Hazardous Materials now or hereafter enacted or promulgated (collectively,
and including, without limitation, any such laws which require notice of the use, presence, storage,
generation, disposal or release of any Hazardous Materials to be provided to any party).
2. Time Limits on Claims. Notwithstanding the foregoing provisions:
(a) No claim shall be made hereunder by any Indemnified Party unless and until any one
of the following events shall have occurred: (i) repayment in full of the Loan (as evidenced by the
release and reconveyance of the Deed of Trust); or (ii) vesting of title to the Property in Lender or
any Indemnified Party through judicial or non judicial foreclosure or acceptance of a deed in lieu
thereof.
(b) Indemnitor shall not have any obligation under this Indemnity to an Indemnified Party
with respect to any Costs and Liabilities that, prior to the first to occur of the events described in
Section 2(a)(i) or (ii) above: (i) were actually known to Lender; (ii) were liquidated in amount, or
were otherwise readily determinable in amount without undue delay; and (iii) would have been
lawfully and properly includable as part of the secured indebtedness under the Deed of Trust in an
action for a deficiency judgment following a judicial foreclosure sale of the Property.
(c) If any Indemnified Party or any affiliate of any Indemnified Party has acquired
ownership of the Property through foreclosure or deed in lieu of foreclosure, the obligations of
Indemnitor hereunder shall apply, without limitation, to all Costs and Liabilities that arise out of or
are attributable to, whether directly or indirectly, ownership of the Property or any part thereof by any
Indemnified Party or any such affiliate, or to the position of such Indemnified Party or such affiliate
as an owner in the chain of title to the Property or any part thereof.
(d) If the Loan has been repaid in full, whether by voluntary payment or by foreclosure or
deed in lieu of foreclosure, the obligations of Indemnitor hereunder shall continue to apply, without
limitation, to all Costs and Liabilities that arise out of or are attributable to, whether directly or
indirectly, any claim or allegation against an Indemnified Party relating to any act or omission of
such Indemnified Party in respect of the Loan or the Property, or in connection with any exercise of
such Indemnified Party's rights under any of the Loan Documents.
3
3. Acts of Indemnified Parties.
(a) Notwithstanding anything to the contrary herein, Indemnitor shall not be liable
hereunder to an Indemnified Party to the extent of that portion of any Costs and Liabilities which
Indemnitor establishes is attributable to the gross negligence or affirmative act of such Indemnified
Party, its agent or any successor in interest of an Indemnified Party at the Property which causes (i)
the release, discharge, deposit or presence, or alleged or suspected release, discharge, deposit or
presence of a Hazardous Material at the Property, or (ii) material aggravation of a then existing
Hazardous Material condition or occurrence at the Property, if and only if, in either such case
referred to in (i) or (ii) above, such act was in violation of any Hazardous Materials Laws or was
carried out without reasonable care under the circumstances.
(b) In addition, Indemnitor shall not be liable hereunder for that portion of any Costs and
Liabilities which Indemnitor establishes is attributable to the introduction and initial release,
discharge or deposit, or alleged or suspected introduction, initial release, discharge or deposit of a
Hazardous Material at the Property by any party, other than Indemnitor or an affiliate of Indemnitor,
at any time after Indemnitor's ownership interest in the Property terminates. Notwithstanding the
foregoing, but subject to Sections 2 and 3(a) above and Section 4 below, the liability of Indemnitor
hereunder shall otherwise remain in full force and effect after Lender or such affiliate of Lender so
acquires title to the Property, including without limitation with respect to any Hazardous Materials
which are discovered at the Property after the date Lender or such affiliate of Lender acquires title
but which were actually introduced to the Property prior to the date of such acquisition.
4. Indemnified Parties. This Indemnity and Indemnitor's obligations hereunder shall inure to
the benefit of and be enforceable only by (a) Lender, Lender's directors, officers, agents and
employees, (b) any person or entities to which any Lender participates, assigns or sells all or any
portion of its interest in the Loan, or which otherwise succeeds to the interest of Lender under the
Deed of Trust, whether by purchase or otherwise, and (c) any affiliate of Lender which acquires title
to the Property at a foreclosure sale or by deed in lieu of foreclosure.
5. Unsecured Obligations. The obligations of Indemnitor hereunder are unsecured. This
Indemnity is not intended to be, nor shall it be, secured by the Deed of Trust or any other instrument
or agreement executed by Indemnitor or any other entity or person in favor of Lender or any Indem-
nified Party relating to the Loan (except for any guaranty) (such documents together with the Deed of
Trust being referred to collectively herein as the "Loan Documents"). The obligations of Indemnitor
under this Indemnity are independent of any indemnification or other obligations of Indemnitor
under the Loan Documents with respect to any Hazardous Materials. The rights and remedies of the
Indemnified Parties under this Indemnity shall be in addition to any other rights and remedies of such
Indemnified Parties under the Loan Documents. In no event shall any provision of this Indemnity be
deemed to be waiver of or to be in lieu of any right or claim, including without limitation any right of
contribution or other right of recovery, that any person entitled to enforce this Indemnity might
otherwise have against Indemnitor under any Hazardous Materials Laws. Any sums payable
hereunder shall not be deemed to be based upon any diminution in or other impairment of the value
of any collateral held by Lender to secure the Loan.
4
6. Interest on Unpaid Amounts. Any amount claimed hereunder by an Indemnified Party not
paid by Indemnitor within thirty (30) days after written demand made by such Indemnified Party and
accompanied by a reasonable summary of the amounts claimed, shall bear interest at the rate of ten
percent (10%) per annum.
7. Limitations on Liability. The liability of Indemnitor under this Indemnity shall in no way be
limited or impaired by (a) any amendment or modification of the provisions of any of the Loan
Documents; (b) except as set forth in Sections 2, 3 and 4, any participation in or sale or assignment
of the Loan Documents or any sale or transfer of all or part of the Property; (c) the release of
Indemnitor or any person or entity from performance or observance of any of the agreements,
covenants, terms, or conditions contained in any of the Loan Documents by operation of law; and, in
any such case, whether with or without notice to Indemnitor and with or without consideration.
Except as provided in Sections 2, 3 and 4, Indemnitor's obligations hereunder shall in no way be
impaired, reduced or released by reason of (i) an Indemnified Party's omission or delay in exercising
any right described herein or (ii) any act or omission of an Indemnified Party in connection with any
notice, demand, warning, or claim regarding violations of codes, laws or ordinances governing the
Property.
8. Recourse Obligations. Notwithstanding anything to the contrary in the Loan Documents,
Indemnitor shall be personally liable on a recourse basis for the obligations of Indemnitor set forth
herein.
9. Successors and Assigns. This Indemnity shall be continuing, irrevocable and binding upon
each of the persons and entities comprising Indemnitor and their respective heirs, successors, and
assigns.
10. Inconsistencies. In the event of any inconsistencies or conflicts between the terms of this
Indemnity and the terms of the other Loan Documents (including any exculpatory language
contained therein), the terms of this Indemnity shall control.
11. Separate Causes of Action. A separate right of action hereunder shall arise each time an
Indemnified Party acquires knowledge of any matter described herein. Separate and successive
actions may be brought hereunder to enforce any of the provisions hereof at any time and from time
to time. No action hereunder shall preclude any subsequent action.
12. Severability. If any provision of this Indemnity shall be determined to be unenforceable in
any circumstances by a court of competent jurisdiction, then the balance of this Indemnity never-
theless shall be enforceable, and the subject provision shall be enforceable in all other circumstances.
13. Attorneys' Fees. In any action or proceeding brought by the Indemnified parties to enforce
any rights under this Indemnity, the prevailing party shall be entitled to all reasonable attorneys' fees
and all costs, expenses and disbursements in connection with such action.
14. Notices. All notices under this Indemnity shall be in writing and sent by (a) certified or
registered mail, return receipt requested, (b) by a nationally recognized overnight courier such as
5
UPS or FedEx, or (c) by personal delivery. All notices shall be delivered to the following addresses
(which addresses may be changed by written notice):
Lender:
Indemnitor:
And to:
Copy to:
And to:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Blvd.
National City, CA 91950
Attn: Executive Director
Kimball Tower Housing Associates, L.P.
do Community HousingWorks
3111 Camino Del Rio North, Suite 800
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
Kimball Tower Housing Associates, L.P.
do Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103
USB Project No: 25983
Attn.: LIHTC Asset Management
15. Governing Law. This Indemnity shall be governed by and construed in accordance with the
laws of the State of California.
16. Counterparts. This Indemnity may be executed in any number of counterparts and, as so
executed, the counterparts shall constitute one and the same agreement. The parties agree that each
such counterpart is an original and shall be binding upon all the parties, even though all of the parties
are not signatories to the same counterpart.
17. Exhibits and Recitals Incorporated. All exhibits referred to in this Indemnity, if any, are
hereby incorporated in this Indemnity by this reference, regardless of whether or not the exhibits are
6
actually attached to this Indemnity. The Recitals to this Indemnity are hereby incorporated in this
Agreement by this reference.
18. Signature Authority. All individuals signing this Indemnity for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to the Lender
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
IN WITNESS WHEREOF, this Indemnity is executed as of the day and year above written.
INDEMNITOR:
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
B
M. Reynolds, President CEO
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
yr OLSLQ.4ectivc.o•
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
7
LENDER:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY,
a public body, corporate and politic
By:
Leslie Deese, Executive Director
APPROVED AS TO FORM:
PROVED AS TO FORM:
Christensen & Spath LLP
Lender Spec'a1 Counsel
Bv:
meter F. Seat 10
SECURITY AGREEMENT
(Kimball Tower)
THIS SECURITY AGREEMENT ("Agreement") is dated as of the 25th day of March, 2019, by
and between Kimball Tower Housing Associates, L.P., a California limited partnership ("Borrower")
and the Community Development Commission -Housing Authority of the City of National City
("Lender").
RECITALS
A. Lender has agreed to make a loan in the original principal amount of $19,374,337.00
("Loan") to Borrower as described in: (i) that certain Disposition and Development Agreement
(Kimball and Morgan Towers) ("DDA") dated as of June 19, 2018 by and between the Borrower,
Lender and Kimball Tower Housing Associates, L.P.; and (ii) that certain Promissory Note (Kimball
Tower) of even date herewith made by Borrower in favor of the Lender ("Note"). All capitalized
terms used but not defined herein have the definitions set forth in the DDA. The Loan is secured by,
among other things, a Deed of Trust executed by Borrower in favor of Lender. The DDA,
Promissory Note (Kimball Tower), Deed of Trust and this Agreement maybe referred to collectively
herein as the "Loan Documents."
B. Borrower and the Lender desire that the Loan and the Note should be further secured
by certain personal property owned by Borrower and the Property.
AGREEMENT
NOW, THEREFORE, for valid consideration, Borrower and the Lender agree, pledge and covenant
as follows:
1. Grant of Security Interest. Borrower hereby grants to the Lender a security interest, in the
following described personal property ("Collateral"):
SEE EXHIBIT "1" ATTACHED HERETO FOR DESCRIPTION OF COLLATERAL
2. Attachment of Security Interest. The security interest hereby created shall attach immediately
upon execution of this Agreement by Borrower and shall secure the payment of the Loan according
to the terms of the Promissory Note.
3. Proceeds Included. Borrower also hereby grants to the Lender a security interest in and to
any and all additions and modifications to, replacements and substitutions for, and products,
proceeds, and interest from the Collateral on any sale, transfer, exchange or other disposition thereof.
However, nothing in this Section 3 shall be deemed to constitute a grant of authority to Borrower to
sell, transfer, exchange or otherwise dispose of the Collateral without the prior written consent of the
Lender.
1
4. Warranties of Borrower. Borrower represents and warrants to Lender that:
(a) Borrower is or will be the full legal owner of the Collateral and except for any senior
lenders (including, without limitation, Senior Lender [as defined in the Note]), no other person or
entity has or will have any right, title, interest or claim in or to the Collateral or any part thereof,
except for the security interest created herein, or created pursuant to those certain deeds of trust and
security agreements securing loans to Borrower that are senior to the Loan and that were duly
approved by the Lender, and/or security interests in the Collateral granted by Borrower with the
knowledge and approval of Lender, in its reasonable discretion.
(b) Some or all of the Collateral is or will be located at the Property, and once so located,
it will not, during the continuance of this Agreement, be removed from the Property without the prior
written consent of Lender, except obsolete items. If the Collateral is moved or upon any default,
which continues beyond any applicable notice and cure periods, of this Agreement by Borrower, at
Lender's written request, at its own cost and expense, shall assemble the Collateral wherever in San
Diego County the Lender requests the Collateral to be assembled.
5. Duty to Maintain. Borrower shall maintain the Collateral, and each part or item thereof, in
good order and repair, ordinary wear and tear excepted, at Borrower's own cost and expense, and
shall not use the Collateral or allow the Collateral to be used in a manner which is likely to result in
deterioration of the Collateral to a degree beyond that associated with normal usage and ordinary
"wear and tear."
6. Insurance. Borrower shall keep the Collateral, and all parts and items thereof, insured, at
Borrower's own cost and expense, in an amount equal to the full replacement cost value of the
Collateral. Such insurance policy shall cover all insurable risks to which the Collateral might
foreseeably be exposed, and shall be issued by an insurance carrier acceptable to Lender, and shall
provide that the loss payable thereunder shall be paid to Borrower, Lender and to any senior secured
party, as their respective interests may appear. Notwithstanding the foregoing, this Section 6 shall
not be deemed to require a separate insurance policy covering the Collateral, if equivalent coverage
first satisfactory to Lender is provided as part of the insurance maintained by Borrower with respect
to the Kimball Property (as defined in the DDA).
7. Taxes. Borrower shall be solely liable for any taxes or assessments which are levied or
assessed against the Collateral and shall ensure the prompt payment of same.
8. Disposition of Collateral. Except for personal property in the ordinary course of business or
as otherwise allowed by the Loan Documents, the Borrower shall not (without the prior written
consent of Lender), sell, transfer, encumber, hypothecate, exchange or otherwise dispose of the
Collateral until the Loan secured hereby is fully and finally paid, except Borrower may replace items
of collateral in the ordinary course of business with items of equal or greater value.
9. Right to Inspect. Lender, through its agents or employees, shall have the right to enter the
Kimball Tower (as defined in the DDA) at normal business hours upon reasonable advance notice
2
and intervals to inspect and take inventory of the Collateral, provided the same does not
unnecessarily infringe upon the operation of the Kimball Tower.
10. Right to Make Payments. Lender shall be entitled, but not obligated, to pay, on behalf of
Borrower, after giving written notice to Borrower and ten (10) days from receipt of the notice in
which to make payment, any costs or expenses reasonably necessary to keep the Collateral fully
insured, properly repaired or maintained, and lien free, which costs or expenses Borrower should
have paid pursuant to this Agreement but failed to do so. The Lender shall have the right to enter the
Kimball Tower at normal business hours upon reasonable advance notice and intervals, to perform
such acts as it may deem necessary for the maintenance or protection of the Collateral. Any monies
expended or expenses incurred under this Section 10 shall be secured by the security interest created
by this Agreement, and shall be due and payable to Lender by Borrower, together with interest
thereon at the lesser of ten percent (10%) per annum or the maximum rate permitted by law, on
demand.
11. Assignment by Lender. With prior notice to the Borrower, the Lender may assign its rights
hereunder and its security interest created herein. In the event of such an assignment, Lender's
assignee shall be entitled, upon written notice to Borrower of such assignment, to all performance
required of Borrower under this Agreement, and to all payments and monies secured by this
Agreement.
12. Default. If Borrower fails to perform any obligation provided for in this Agreement or to pay
any obligation secured by this Agreement as such obligation comes due, after any notice or cure
periods provided herein or in any unexpired Loan Documents, then Borrower shall be in default of
this Agreement, and Lender shall be entitled to all of the rights and remedies afforded secured parties
under applicable provisions of Division 9 of the California Commercial Code on the date of this
Agreement, excluding the right to any deficiency judgment against Borrower. Further, Lender may
also:
(a) Enter the Kimball Tower to take possession of the Collateral, provided that the
Collateral shall not be removed from the Kimball Tower unless such removal is reasonably necessary
to protect the Collateral from destruction or unauthorized removal by Borrower or some third party;
or
(b) Enter the Kimball Tower and dispose of the Collateral, in the manner provided by the
California Commercial Code; and
(c) Apply the proceeds of any such disposition of the Collateral, in addition to the items
specified in Division 9 of the California Commercial Code, to the payment of reasonable attorneys'
fees and legal expenses incurred by Lender as a result of Borrower's default.
Before exercising any of the foregoing rights, Lender shall first give written notice of such
default to Borrower and its limited partner and Borrower shall have thirty (30) days from receipt of
the notice to cure any such default before Lender exercises its rights. Notwithstanding anything to
the contrary contained herein, the Lender hereby agrees that any cure of any default made or tender
3
by the Borrower's limited partner shall be deemed to be a cure by the Borrower and shall be accepted
or rejected on the same basis as if made or tendered by the Borrower.
13. Financing Statement. Borrower authorizes the Lender to file any Financing Statement(s)
necessary to perfect the security interest created by this Agreement. Such Financing Statement(s)
shall be on a form or forms approved by the California Secretary of State, and Lender shall pay the
fees associated with filing such documents.
14. No Waiver. Neither the acceptance of any partial or delinquent payment by Lender nor
Lender's failure to exercise any of its rights or remedies upon the occurrence of a default by
Borrower shall constitute a waiver of such default, a modification of this Agreement or of
Borrower's obligations under this Agreement, or a waiver of any subsequent default by Borrower.
15. Term. This Agreement shall continue in effect until each and every obligation of Borrower
under the Loan Documents has been satisfied (except any obligations that survive repayment of the
Loan, foreclosure of the Property or termination of the Loan Documents), or until the Deed of Trust
has terminated by virtue of a foreclosure of a senior lienholder.
16. Time of Essence. Time is hereby expressly declared to be of the essence of this Agreement.
17. Notices. All notices under this Agreement shall be in writing and sent (a) by certified or
registered U.S. mail, return receipt requested, (b) overnight by a nationally recognized overnight
courier such as UPS Overnight or FedEx, or (c) by personal delivery. All notices shall be effective
upon receipt (or refusal to accept delivery). All notices shall be delivered to the following addresses
(which addresses may be changed by written notice):
Lender:
Borrower:
And to:
Community Development Commission -
Housing Authority of the City of National City
1243 National City Blvd.
National City, CA 91950
Attn: Executive Director
Kimball Tower Housing Associates, L.P.
c/o Community HousingWorks
2815 Camino Del Rio South, Suite 350
San Diego, CA 92108
Attention: Susan M. Reynolds, President & CEO
Kimball Tower Housing Associates, L.P.
do Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
4
Copy to:
Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
And to:
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103
USB Project No: 25983
Attn.: LIHTC Asset Management
18. Certain Requirements Superior. All provisions of this Agreement shall be subject and
subordinate to:
(a) The rights of Senior Lender under the documents evidencing the Construction Loan
(as defined in the Note).
(b) Any and all federal, state and local statutes and regulations applicable to the Kimball
Tower, the Collateral or the Loan; and
(c) The provisions of the Note secured by this Agreement, to the extent of any inconsis-
tency between it and this Agreement.
19. Attorneys' Fees. If Borrower or the Lender initiates legal proceedings for the enforcement or
interpretation of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees
and costs of suit, in addition to any other relief to which the prevailing party may be entitled.
20. Severability. If any provision of this Agreement is held to be invalid or unenforceable by a
court of competent jurisdiction, then such provision shall be severed from the rest of this Agreement
and the remaining provisions shall remain in full force and effect.
21. Construction of Agreement. The provisions contained in this Agreement shall not be
construed in favor of or against either Borrower or the Lender, but shall be construed as if both
parties prepared this Agreement. This Agreement shall be construed in accordance with the laws of
the State of California.
22. Counterparts. This Agreement may be executed in any number of counterparts and, as so
executed, the counterparts shall constitute one and the same Agreement. Borrower and the Lender
agree that each such counterpart is an original and shall be binding upon all of the parties, even
though all of the parties are not signatories to the same counterpart.
5
23. Exhibits and Recitals Incorporated. All exhibits referred to in this Agreement are hereby
incorporated in this Agreement by this reference, regardless of whether or not the exhibits are
actually attached to this Agreement. The Recitals to this Agreement are hereby incorporated in this
Agreement by this reference.
24. Signature Authority. All individuals signing this Agreement for a party which is a
corporation, limited liability company, partnership or other legal entity, or signing under a power of
attorney, or as a trustee, guardian, conservator, or in any other legal capacity, covenant to one another
that they have the necessary capacity and authority to act for, sign and bind the respective entity or
principal on whose behalf they are signing.
BORROWER:
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: ,.sole member and manag
By:
TL
. Reynolds, President & T 0
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
Erika Villablanca, Vice President
[SIGNATURES CONTINUED ON FOLLOWING PAGE]
6
LENDER:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF NATIONAL CITY,
a public body, corporate and politic
Byr 4 _k.L
Leslie Deese, Executive Director
APPROVED AS TO FORM:
B
orris -Jones, ity At orney,
APVED AS TO FORM:
Christensen & Spath LLP
Lender Special Counsel
By:
EXHIBIT "1"
TO SECURITY AGREEMENT
BORROWER: Kimball Tower Housing Associates, L.P.
LENDER: Community Development Commission -Housing Authority of the City of
National City
The following described property and any and all proceeds thereof, whether Borrower now or
hereafter has any right, title or interest in, on, about or concerning the real property (the "Property")
described in the Security Agreement.
(a) Tangible Property. All existing and future goods and tangible personal property
located on the Property or whenever located and used or useable in connection with the use,
operation or occupancy of the Property or in construction of any improvements now or hereafter
located on the Property ("Improvements"), including, but not limited to, all appliances, furniture and
furnishings, fittings, materials, supplies, equipment and fixtures, and all building material, supplies,
and equipment now or hereafter delivered to the Property and installed or used or intended to be
installed or used therein whether stored on the Property or elsewhere; and all renewals or
replacements thereof or articles in substitution thereof, but excluding equipment owner by third
parties and located on the property, such as cable television equipment, laundry equipment and solar
power equipment.
(b) General Intangibles. All general intangibles relating to design, development,
operation, management and use of the Property and construction of the improvements, including, but
not limited to, (i) all names under which or by which the Property of the improvements may at any
time be operated or known, all rights to carry on business under any such names or any variant
thereof, and all goodwill in any way relating to the Property, (ii) all permits, licenses, authorizations,
variances, land use entitlement, approvals and consents issued or obtained in connection with the
construction of the Improvements, (iii) all permits, licenses, approvals, consents, authorizations,
franchises and agreements issued or obtained in connection with the use, occupancy or operation of
the Property, (iv) all rights as a declarant (or its equivalent) under any covenants, conditions and
restrictions or other matters now or hereafter of record affecting the Property, (v) all materials
prepared for filing or filed with any governmental agency, (vi) all rights under any contract in
connection with the development, design, use, operation, management and construction of the
Property, and (vii) all books and records prepared and kept in connection with the acquisition,
construction, operation and occupancy of the Property and the Improvements.
(c) Contracts. All construction, service, engineering, consulting, leasing, architectural,
design and other similar contracts of any nature (including, without limitation, those of any general
contractors, subcontractors and materialmen), as such may be modified, amended or supplemented
from time to time, concerning the design, construction, management, operation, occupancy, use,
and/or disposition of any portion of or all of the Property.
8
(d) Plans and Reports. All architectural, design and engineering drawings, plans,
specifications, working drawings, shop drawings, general conditions, addenda, soil tests and reports
feasibility studies, appraisals, engineering reports, building permits, grading permits, and other
permits to rehabilitate the Kimball Tower, as defined in the DDA, environmental reports and similar
materials relating to any portion of or all of the Property and all modifications, supplements and
amendments thereto.
(e) Sureties. All payment and performance bonds or guarantees and any and all
modifications and extensions thereof relating to the Property.
(f) Payments. All reserves, deferred payments, deposits, refunds, cost savings, letters of
credit and payments of any kind relating to the construction, design, development, operation,
occupancy, use and disposition of all or any portion of the Property, including, without limitation,
any property tax rebates now owing or hereafter payable to Borrower, or reimbursement or other
payments now or hereafter payable to Borrower on account of prepayments or overpayments of fees
or payment of costs of infrastructure improvements that benefit real property other than the Property.
(g) Financing Commitments. All proceeds of the loan made by the Lender to the
Borrower and any commitment by any lender to extend permanent or additional construction
financing to the Borrower relating to the Property and all tax credits for the Kimball Property.
(h) Claims. All proceeds and claims arising on account of any damage to or taking of the
Property or any part thereof, and all causes of action and recoveries for any loss of diminution in the
value of the Property.
(i) Insurance. All policies of, and proceeds resulting from, insurance relating to the
Property or any of the above collateral, and any and all riders, amendments, extensions, renewals,
supplements, or extensions thereof, and all proceeds thereof, whether or not the proceeds are from
policies of insurance required by the Lender.
(j) Deposits. All deposits made with or other security given to utility companies by
Borrower with respect to the Property and the improvements, and all advance payments of insurance
premiums made by Borrower with respect thereto and claims or demands relating to insurance and
all deposit accounts whenever located.
(k) Stock. All shares of stock or other evidence of ownership of any part of the Property
that is owned by Borrower in common with others, including all water stock relating to the Property,
if any, and all documents or rights of membership in any owners' or members' association or similar
group having responsibility for managing or operating any part of the Property, and all the general
partnership interests in Borrower.
(1) Proceeds. All proceeds, whether cash, promissory notes, contract rights or otherwise,
of the sale or other disposition of all or any part of the estate of Borrower in the Property now or
hereafter existing thereon.
9
(m) Sale Contracts. All sales contracts, escrow agreements and broker's agreements
concerning the sale of any or all of the Property, and all amendments thereto and all amounts
deposited into escrow for payment to Borrower.
(n) Leases and Rents. All the leases, income, rents, issues, deposits, receipts, profits and
proceeds, and accounts receivable generated from the leasing, use and operation, of the Property and
the Collateral to which Borrower may be entitled, whether now due, past due, or to become due.
(o) Other. Without limiting the above items, all Goods, Accounts, Documents,
Instruments, Money, Financial Assets, Investment Properties, Chattel Paper and General Intangibles,
as those terms are defined in the Uniform Commercial Code from time to time in effect in the State
of California.
10
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480842A
AND WHEN RECORDED
MAIL TO:
Community Development Commission
of the City of National City
Records Management Dept
1243 National City Blvd
National City, CA 91950
DOC# 2019-0113613
11111111111111111111111111111111111111111111111111111111
Mar 29, 2019 03:17 PM
OFFICIAL RECORDS
Ernest J. Dronenburg, Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $52.00 (SB2 Atkins: $0.00)
PCOR: AFNF
PAGES: 7
Memorandum of Ground Lease
(Please fill in document title(s) on this line)
1 Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 ❑ Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
(date*) as document number of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recordingfeeapplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and Is subject to review
RECORDING REQUESTED B`t
STEWART TITLE GUARANTY COMPANY
Prt Pa re.1
R BY:
COMMUNITY DEVELOPMENT
COMMISSION -HOUSING AUTHORITY OF THE
CITY OF NATIONAL CITY
AND WHEN RECORDED RETURN TO:
COMMUNITY DEVELOPMENT COMMISSION -
HOUSING AUTHORITY OF THE CITY OF
NATIONAL CITY
Records Management Department
1243 National City Blvd.
National City, California 91950
MEMORANDUM OF GROUND LEASE
(Kimball Tower)
Transfer Tax $0
-value under $100
THIS MEMORANDUM OF GROUND LEASE is executed in connection with that certain
GROUND LEASE [Kimball Tower], dated as of March 25, 2019 ("Ground Lease"), between the
Community Development Commission -Housing Authority of the City of National City ("Housing
Authority"), and Kimball Tower Housing Associates, L.P., a California limited partnership
("Tenant"), relating to the real property ("Property") located in the City of National City, California,
more particularly described in the attached Exhibit "A," which is incorporated herein by this
reference.
Pursuant to the Ground Lease, the Housing Authority has leased the Property to the Tenant
for a period commencing on the date this Memorandum of Ground Lease is recorded, and continuing
thereafter until the ninety-ninth (99th) anniversary of the date on which a notice of completion for the
construction of the project described in the Ground Lease is recorded in the Official Records.
This Memorandum of Ground Lease is being recorded in order to give notice of the Ground
Lease. This Memorandum of Ground Lease is not a complete summary of the terms and conditions
of the Ground Lease and is subject to, and shall not be used to interpret or modify, the Ground Lease.
Landlord:
Community Development Commission -Housing Authority of the City of National City
Byc—o2 �C
Leslie Deese, Executive Director
APPROVED AS TO FORM: — APPROVED AS TO FORM:
Christense & Spath LLP
B
o s- on
ter `'..th III
Housing ority Special Counsel
[SIGN TU' . : ONTINUED ON FOLLOWING PAGE]
1
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the
individual who signed the document to which this
certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of San Diego
On a✓d1» 019, before me, D. Pi)T11 `e W , notarypublic,
personally appeared, L P (i -e �-Pwho proved to me
on the basis of satisfactory evidence to be the person(s) whose name(s) is/are—subscribed to the
within instrument and acknowledged to me that -lam/she/they executed the same in his/her/their
authorized capacity(ies), and that bylris/her/thhi r-signature(s) on the instrument the person(s), or the
entity on behalf of which the person(s) acted, executed the instrument.
I certify under penalty of perjury under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
3
(Seal)
D. PITCHER
Commission # 2146777
Notary Public - California
San Diego County
My Comm. Expires A r 15, 2020
TENANT:
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
S . Reynolds, Presiden EO
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By: Co•. U`
Erika Villablanca, Vice President
2
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Susan
M. Reynolds, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature (Seal)
A. MCLEAN
i •: _ i�i` Notary Public — California 5
Orange County
Commission # 2227349
My Comm. Expires Jan 30.2022
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Erika
Villablanca, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
A. MCLEAN
public - California t
4
Notary Orange County
z -J ' Commission t? 222734g
My ExpiresJan
Comm.. Expires
EXHIBIT A
Lot 2 of Center City Project, in the City of National City, County of San Diego, State of California,
according to Map thereof No. 8807, filed in the Office of the County Recorder of San Diego County,
February 24, 1978.
Reserving from the lease of the property a non-exclusive easement for vehicular and pedestrian ingress
and egress over that portion of the property more fully described as follows:
PORTION OF LOT 2 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY, COUNTY OF
SAN DIEGO, STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF NO. 8807, RECORDED
JANUARY 4, 1978, AS FILE NO. 78-075321, FILED IN THE OFFICE OF THE COUNTY RECORDER OF
SAN DIEGO COUNTY.
BEGINNING AT THE EASTERLY CORNER SAID LOT 2 AND ALSO BEING ON THE WESTERLY 30
FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE SOUTHERLY ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST, RECORD PER MAP 8807) A DISTANCE OF 66.48
FEET; THENCE LEAVING SAID EASTERLY LINE, NORTH 72°18'17" EAST A DISTANCE OF 38.83
FEET TO THE BEGINNING OF A 780.00 FOOT RADIUS CURVE CONCAVE NORTHEASTERLY, A
RADIAL TO SAID CURVE BEING SOUTH 39°07'04" WEST AND ALSO BEING ON SAID WESTERLY
30 FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE NORTHWESTERLY ALONG THE ARC OF
SAID CURVE THROUGH A CENTRAL ANGLE OF 05°39'41", AN ARC LENGTH OF 77.07 FEET TO
THE POINT OF BEGINNING.
CONTAINING 0.03 ACRES OR 1241.62 SQUARE FEET MORE OR LESS.
Together with:
An easement for pedestrian and vehicular access for ingress and egress and vehicular parking as
disclosed by the unrecorded ground lease, more fully described as follows:
PORTION OF LOT 6 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY, COUNTY OF
SAN DIEGO, STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF NO. 8807, RECORDED
JANUARY 4, 1978, AS FILE NO. 78-075321, FILED IN THE OFFICE OF THE COUNTY RECORDER OF
SAN DIEGO COUNTY.
COMMENCING AT THE EASTERLY CORNER SAID LOT 6 AND ALSO BEING ON THE WESTERLY 30
FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE SOUTHERLY ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST, RECORD PER MAP 8807) A DISTANCE OF 66.48
FEET TO THE TRUE POINT OF BEGINNING; THENCE CONTINUING ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST) A DISTANCE OF 52.66 FEET TO THE SOUTHERLY
LINE OF SAID LOT 6; THENCE WESTERLY ALONG SAID SOUTHERLY LINE, SOUTH 72°04'42"
WEST (SOUTH 72°04'09" WEST) A DISTANCE OF 290.53 (290.70) FEET TO THE WESTERLY LINE
OF SAID LOT 6 AND ALSO BEING ON THE EASTERLY 40 FOOT RIGHT-OF-WAY OF D AVENUE;
THENCE NORTHERLY ALONG SAID WESTERLY LINE NORTH 17°46'21" WEST (NORTH 17°46'54"
WEST) A DISTANCE OF 50.22 FEET; THENCE LEAVING SAID WESTERLY LINE NORTH 72°45'57"
EAST A DISTANCE OF 175.92 FEET; THENCE NORTH 17°12'20" WEST A DISTANCE OF 5.01 FEET;
THENCE NORTH 72°18'17" EAST A DISTANCE OF 114.56 FEET TO THE TRUE POINT OF
BEGINNING.
CONTAINING 0.34 ACRES OR 14709.33 SQUARE FEET MORE OR LESS.
Assessor Parcel Number 560-410-05-00
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480842A
AND WHEN RECORDED
MAIL TO:
Community Development Commission
of the City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
DOC# 2019-0114522
11111111111111111111111111111111111111111113111111111
Apr 02, 2019 08:00 AM
OFFICIAL RECORDS
Ernest J. Dronenburg, Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $82.00 (SB2 Atkins: $0.00)
PCOR: N/A
PAGES: 18
DEED OF TRUST WITH ASSIGNMENT OF RENTS
(Please fill in document title(s) on this line)
1 r- Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 [ "Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
2 9 - (date*) as document numberL0l 9 - 0/131519
Records, or,
of Official
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑
6 ❑
Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recordingfeeapplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480842A
AND WHEN RECORDED
MAIL TO:
Community Development Commission
of the City of National City
Records Management Department
1243 National City Blvd
National City, CA 91950
DEED OF TRUST WITH ASSIGNMENT OF RENTS
(Please fill in document title(s) on this line)
1 Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 [{Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
-2 Q ' /9 (date*) as document number) 9 - a//3to)y of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ❑ Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recordingfeeapplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
COMMUNITY DEVELOPMENT
COMMISSION OF THE CITY OF
NATIONAL CITY
AND WHEN RECORDED RETURN TO:
COMMUNITY DEVELOPMENT
COMMISSION OF THE CITY OF
NATIONAL CITY
Records Management Department
1243 National City Blvd.
National City, California 91950
[Free Recording Requested
Government Code § 6103]
DEED OF TRUST
WITH ASSIGNMENT OF RENTS
[Kimball Tower]
This DEED OF TRUST is made as of March 25th, 2019, by and between KIMBALL
TOWER HOUSING ASSOCIATES, L.P., a California limited partnership ("Trustor"),
STEWART TITLE GUARANTY COMPANY ("Trustee"), and COMMUNITY
DEVELOPMENT COMMISSION -HOUSING AUTHORITY OF THE CITY OF
NATIONAL CITY, a public body, corporate and politic ("Beneficiary").
Trustor grants, transfers and assigns to Trustee in trust, upon the trusts, covenants,
conditions and agreements and for the uses and purposes hereinafter contained, with power of
sale, and right of entry and possession, all of its ground leasehold title and interest in that real
property (the "Property") in the City of National City, County of San Diego, State of California,
described in Exhibit A attached hereto and incorporated herein by this reference.
Together with Beneficiary's interest in all buildings, structures and improvements of
every nature whatsoever now or hereafter situated on the Property; and
Together with the rents, issues and profits thereof; and together with all buildings and
improvements of every kind and description now or hereafter erected or placed thereon, and all
fixtures, including but not limited to all gas and electric fixtures, engines and machinery,
radiators, heaters, furnaces, heating equipment, laundry equipment, steam and hot-water boilers,
stoves, ranges, elevators and motors, bathtubs, sinks, water closets, basins, pipes, faucets and
other plumbing and heating fixtures, mantles, cabinets, refrigerating plant and refrigerators,
whether mechanical or otherwise, cooking apparatus and appurtenances, and all shades, awnings,
screens, blinds and other furnishings, it being hereby agreed that all such fixtures and furnishings
shall to the extent permitted by law be deemed to be permanently affixed to and a part of the
realty; and
Page 1
Together with all building materials and equipment now or hereafter delivered to said
premises and intended to be installed therein; and
Together with all plans, drawings, specifications, and articles of personal property now or
hereafter attached to or used in and about the building or buildings now erected or hereafter to be
erected on the Property which are necessary to the completion and comfortable use and
occupancy of such building or buildings for the purposes for which they were or are to be
erected, including all other goods and chattels and personal property as are ever used or
furnished in operating a building, or the activities conducted therein, similar to the one herein
described and referred to, and all renewals or replacements thereof or articles in substitution
therefor, whether or not the same are, or shall be attached to said building or buildings in any
manner.
To have and to hold the property hereinbefore described (including the Property and all
appurtenances), all such property being referred to collectively herein as the "Property," to
Trustee, its successors and assigns forever.
FOR THE PURPOSE of securing (1) payment of indebtedness of Trustor to the
Beneficiary in the principal sum of $19,374,337.00 (the "Commission Loan"), evidenced by a
promissory note of even date herewith between Trustor and Beneficiary (the "Commission Loan
Note"), together with all sums due thereunder including interest and other charges; and (2) the
performance of each agreement of Trustor in this Deed of Trust and the Commission Loan Note.
Said Commission Loan Note and all of its terms are incorporated herein by reference and this
conveyance shall secure any and all extensions, amendments, modifications or renewals thereof
however evidenced, and additional advances of the Commission Loan evidenced by any note
reciting that it is secured hereby.
AND TO PROTECT THE SECURITY OF THIS DEED OF TRUST, TRUSTOR
COVENANTS AND AGREES:
1. That it will pay the Commission Loan Note at the time and in the manner
provided therein;
2. That it will not permit or suffer the use of any of the Property for any purpose
other than the use for which the same was intended at the time this Deed of Trust was executed,
namely, as affordable rental housing;
3. That the Commission Loan Note is incorporated herein and made a part of this
Deed of Trust. Upon default under the Commission Loan Note or this Deed of Trust (after
expiration of any applicable cure rights), Beneficiary, at its option, may declare the whole of the
indebtedness secured hereby to be due and payable;
4. That all rents, profits and income from the Property covered by this Deed of Trust
are hereby assigned to Beneficiary for the purpose of discharging the debt hereby secured.
Permission is hereby given to Trustor so long as no default exists hereunder, to collect such
rents, profits and income;
Page 2
5. That upon default hereunder (after expiration of any applicable cure rights),
Beneficiary shall be entitled to the appointment of a receiver by any court having jurisdiction,
without notice, to take possession and protect the Property described herein and operate same
and collect the rents, profits and income therefrom;
6. That Trustor will keep the improvements now existing or hereafter erected on the
Property insured against loss by fire and such other hazards, casualties and contingencies as may
be required in writing from time to time by Beneficiary, and all such insurance shall be
evidenced by standard fire and extended coverage insurance policy or policies, in the amount of
the replacement value of the improvements. Such policies shall be endorsed with a standard
mortgage clause with loss payable to Beneficiary subordinate to the rights and interest of the
beneficiary of the Senior Loan Deed of Trust described in paragraph 31, below) and certificates
thereof together with copies of original policies shall be deposited with Beneficiary;
7. To pay, before delinquency, any taxes and assessments affecting said Property
when due, all encumbrances, charges and liens, with interest, on said Property or any part thereof
which appear to be prior or superior hereto, all costs, fees and expenses of this Trust;
8. To keep said Property in good condition and repair, not to remove or demolish
any buildings thereon; to complete or restore promptly and in good and workmanlike manner any
building which may be constructed, damaged, or destroyed thereon and to pay when due all
claims for labor performed and materials furnished therefor (unless contested in good faith if
Trustor provides security satisfactory to Beneficiary that any amounts found to be due will be
paid and no sale of the Property or other impairment of the security hereunder will occur); to
comply with all laws affecting said Property or requiring any alterations or improvements to be
made thereon; not to commit or permit waste thereof; not to commit, suffer or permit any act
upon said Property in violation of law and/or covenants, conditions and/or restrictions affecting
said Property; not to permit or suffer any alteration of or addition to the buildings or
improvements hereafter constructed in or upon said Property without the consent of Beneficiary;
9. To appear in and defend any action or proceeding purporting to affect the security
hereof or the rights or powers of Beneficiary or Trustee, and to pay all costs and expenses,
including cost of evidence of title and attorneys' fees in a reasonable sum, in any such action or
proceeding in which Beneficiary or Trustee may appear;
10. Should Trustor fail to make any payment or do any act as herein provided, then
Beneficiary or Trustee, but without obligation so to do and without notice to or demand upon
Trustor and without releasing Trustor from any obligation hereof, may make or do the same in
such manner and to such extent as either may deem necessary to protect the security hereof.
Beneficiary or Trustee, being authorized to enter upon said Property for such purposes, may
commence, appear in and/or defend any action or proceeding purporting to affect the security
hereof or the rights or powers of Beneficiary or Trustee; may pay, purchase, contest or
compromise any encumbrance, charge, or lien which in the judgment of either appears to be
prior or superior hereto; and, in exercising any such powers, may pay necessary expenses,
employ counsel, and pay counsel's reasonable fees;
Page 3
11. Beneficiary shall have the right to pay fire and other property insurance premiums
when due should Trustor fail to make any required premium payments. All such payments made
by Beneficiary shall be added to the principal sum secured hereby;
12. To pay immediately and without demand all sums so expended by Beneficiary or
Trustee, under permission given under this Deed of Trust, with interest from date of expenditure
at the rate specified in the Commission Loan Note;
13. That the Commission Loan advanced hereunder is to be used in the development
of the Property; and upon the failure of Trustor to keep and perform such covenants, the
principal sum and all arrears of interest, and other charges provided for in the Commission Loan
Note shall, at the option of Beneficiary, become due and payable, anything contained herein to
the contrary notwithstanding;
14. Trustor further covenants that it will not voluntarily create, suffer or permit to be
created against the Property, subject to this Deed of Trust, any lien or liens except as authorized
by Beneficiary and further that it will keep and maintain the Property free from the claims of all
persons supplying labor or materials which will enter into the construction of any and all
buildings now being erected or to be erected on the Property;
15. That any and all improvements made or about to be made upon the Property, and
all plans and specifications, comply with all applicable municipal ordinances and regulations and
all other regulations made or promulgated, now or hereafter, by lawful authority, and that the
same will upon completion comply with all such municipal ordinances and regulations and with
the rules of the applicable fire rating or inspection organization, bureau, association or office;
16. Trustor herein agrees to pay to Beneficiary or to the authorized loan servicing
representative of Beneficiary a charge not to exceed that permitted by law for providing a
statement regarding the obligation secured by this Deed of Trust as provided by Section 2954,
Article 2, Chapter 2, Title 14, Division 3 of the California Civil Code.
IT IS MUTUALLY AGREED THAT:
17. Subject to the additional cure rights in Section 17 of the Commission Loan Note,
if the construction of any improvements as herein referred to shall not be carried on with
reasonable diligence, or shall be discontinued at any time for any reason other than events of
Force Majeure pursuant to Paragraph 36 hereof, Beneficiary, after due notice to Trustor or any
subsequent owner and the failure by same to exercise any cure rights, is hereby invested with full
and complete authority to enter upon the Property, employ watchmen to protect such
improvements from depredation or injury and to preserve and protect the personal property
therein, and to continue any and all outstanding contracts for the erection and completion of said
building or buildings, to make and enter into any contracts and obligations wherever necessary,
either in its own name or in the name of Trustor, and to pay and discharge all debts, obligations
and liabilities incurred thereby. All such sums so advanced by Beneficiary (exclusive of
advances of the principal of the indebtedness secured hereby) shall be added to the principal of
the indebtedness secured hereby and shall be secured by this Deed of Trust and shall be due and
payable on demand;
Page 4
18. In the event of any fire or other casualty to the Project or eminent domain
proceedings resulting in condemnation of the Project or any part thereof, Trustor shall have the
right to rebuild the Project, and to use all available insurance or condemnation proceeds therefor,
provided that (a) such proceeds are sufficient to rebuild the Project in a manner that provides
adequate security to Beneficiary for repayment of the Commission Loan or if such proceeds are
insufficient then Trustor shall have funded any deficiency, (b) Beneficiary shall have the right to
approve plans and specifications for any major rebuilding and the right to approve disbursements
of insurance or condemnation proceeds for rebuilding under a construction escrow or similar
arrangement, and (c) no uncured material default then exists under the Commission Loan Note or
this Deed of Trust. If the casualty or condemnation affects only part of the Project and total
rebuilding is infeasible, then proceeds may be used for partial rebuilding and partial repayment
of the Commission Loan in a manner that provides adequate security for repayment of the
remaining balance of the Commission Loan. The rights of the Beneficiary to any insurance
proceeds or condemnation awards pursuant to this paragraph 18 are and shall be subject to the
prior right to any insurance proceeds or condemnation awards of the beneficiary of the Senior
Loan Deed of Trust described in paragraph 31;
19. Upon default by Trustor in making any payments provided for herein or in the
Commission Loan Note secured hereby, and if such default is not made good within fifteen (15)
days after notice from Beneficiary, or if Trustor shall fail to perform any covenant or agreement
in this Deed of Trust within thirty (30) days after written demand therefor by Beneficiary (or, in
the event that more than thirty (30) days is reasonably required to cure such default, should
Trustor fail to promptly commence such cure, and diligently prosecute same to completion),
Beneficiary may declare all sums secured hereby immediately due and payable by delivery to
Trustee of written declaration of default and demand for sale, and of written notice of default and
of election to cause the Property to be sold, which notice Trustee shall cause to be duly filed for
record and Beneficiary may foreclose this Deed of Trust. Beneficiary shall also deposit with
Trustee this Deed of Trust, the Commission Loan Note and all documents evidencing
expenditures secured hereby;
20. After the lapse of such time as may then be required by law following the
recordation of said notice of default, and notice of sale having been given as then required by
law, Trustee, without demand on Trustor, shall sell said Property at the time and place fixed by it
in said notice of sale, either as a whole or in separate parcels, and in such order as it may
determine at public auction to the highest bidder for cash in lawful money of the United States,
payable at time of sale. Trustee may postpone sale of all or any portion of said Property by
public announcement at the time and place of sale, and from time to time thereafter may
postpone the sale by public announcement at the time fixed by the preceding postponement.
Trustee shall deliver to the purchaser its deed conveying the property so sold, but without any
covenant or warranty, express or implied. The recitals in the deed of any matters or facts shall be
conclusive proof of the truthfulness thereof. Any person, including Trustor, Trustee or
Beneficiary, may purchase at the sale. Trustee shall apply the proceeds of sale to payment of (1)
the expenses of such sale, together with the reasonable expenses of this trust including therein
reasonable Trustee's fees or attorneys' fees for conducting the sale, and the actual cost of
publishing, recording, mailing and posting notice of the sale; (2) the cost of any search and/or
other evidence of title procured in connection with such sale and revenue stamps on Trustee's
deed; (3) all sums expended under the terms hereof, not then repaid, with accrued interest at the
Page 5
rate specified in the Commission Loan Note; (4) all other sums then secured hereby; and (5) the
remainder, if any, to the person or persons legally entitled thereto;
21. Beneficiary may from time to time substitute a successor or successors to any
Trustee named herein or acting hereunder to execute this Deed of Trust. Upon such appointment,
and without conveyance to the successor trustee, the latter shall be vested with all title, powers,
and duties conferred upon any Trustee herein named or acting hereunder. Each such appointment
and substitution shall be made by written instrument executed by Beneficiary, containing
reference to this Deed of Trust and its place of record, which, when duly recorded in the proper
office of the county or counties in which the property is situated, shall be conclusive proof of
proper appointment of the successor trustee;
22. The pleading of any statute of limitations as a defense to any and all obligations
secured by this Deed of Trust is hereby waived to the full extent permissible by law;
23. Upon written request of Beneficiary stating that all sums secured hereby have
been paid, and upon surrender of this Deed of Trust and the Commission Loan Note to Trustee
for cancellation and retention and upon payment of its fees, Trustee shall reconvey, without
warranty, the property then held hereunder. The recitals in such reconveyance of any matters of
fact shall be conclusive proof of the truthfulness thereof. The grantee in such reconveyance may
be described as "the person or persons legally entitled thereto";
24. • The trust created hereby is irrevocable by Trustor;
25. This Deed of Trust applies to, inures to the benefit of, and binds all parties hereto,
their heirs, legatees, devisees, administrators, executors, successors, and assigns. The term
`Beneficiary" shall include not only the original Beneficiary hereunder but also any future owner
and holder including pledgees, of the Commission Loan Note secured hereby. In this Deed of
Trust, whenever the context so requires, the masculine gender includes the feminine and/or
neuter, and the singular number includes the plural. All obligations of each Trustor hereunder are
joint and several;
26. Trustee accepts this trust when this Deed of Trust, duly executed and
acknowledged, is made public record as provided by law. Except as otherwise provided by law,
Trustee is not obligated to notify any party hereto of pending sale under this Deed of Trust or of
any action or proceeding in which Trustor, Beneficiary, or Trustee shall be a party unless
brought by Trustee;
27. The undersigned Trustor requests that copies of any notice of default and of any
notice of sale hereunder be mailed to it at:
Kimball Tower Housing Associates, L.P.
Community HousingWorks
3111 Camino Del Rio North, Suite 800
San Diego, California 92108
Attn. Susan M. Reynolds
Page 6
And to:
Kimball Tower Housing Associates, L.P.
c/o Mercy Housing California
1500 South Grand Avenue, Suite 100
Los Angeles, CA 90015
Attention: Ed Holder, Regional Vice President of Real Estate
Development
With a copy to: Gubb & Barshay, LLP
505 14th Street, Suite 450
Oakland, CA 94612
Attention: Evan Gross
With a copy to:
U.S. Bancorp Community Development Corporation
1307 Washington Avenue, Suite 300
Mail Code: SL MO RMCD
St. Louis, MO 63103
USB Project No: 25983
Attn.: LIHTC Asset Management
28. Trustor agrees at any time and from time to time upon receipt of a written request
from Beneficiary, to furnish to Beneficiary a detailed statement in writing of income, rents,
profits, and operating expenses of the premises, and the names of the occupants and tenants in
possession, together with the expiration dates of their leases and full information regarding all
rental and occupancy agreements, and the rents provided for by such leases and rental and
occupancy agreements, and such other information regarding the Property and their use as may
be requested by Beneficiary.
29. The full principal amount outstanding plus accrued but unpaid interest thereon,
shall be due and payable on the earlier to occur of the following:
(a) As more particularly provided in the Commission Loan Note, sale,
transfer, assignment or refinancing of the Property as provided further in this paragraph 29;
unless: (i) in the case of a sale in which the sale proceeds are insufficient to repay in full the
Commission Loan, the Beneficiary approves such sale and the purchaser assumes the balance of
the Commission Loan in accordance with the terms of the Commission Loan Note; or (ii) in the
case of a refinancing in which the refinancing proceeds are insufficient to repay in full the
Commission Loan, the Beneficiary approves such refinancing and the Borrower remains
obligated pursuant to the terms of the Note. Notwithstanding anything to the contrary contained
in the Loan Documents, (i) Trustor may refmance the Senior Loan without the prior consent of
the Beneficiary (the "Refinanced Indebtedness"), and the Beneficiary hereby agrees to
subordinate the Commission Loan and all documents securing or evidencing the Commission
Loan, including, but not limited to, this Deed of Trust, to the Refinanced Indebtedness and the
lien of any deed of trust or mortgage securing the Refinanced Indebtedness, provided that the
principal balance of the Refinanced Indebtedness does not exceed the then outstanding principal
balance of the Senior Loan plus the costs of refinancing the Senior Loan, and (ii) the foregoing
refinance shall not constitute a "refinance" for purposes of this Section 29.
Page 7
(b) In order to induce Beneficiary to make the loan evidenced hereby, Trustor
agrees that in the event of any transfer of the Property without the prior written consent of
Beneficiary (other than a transfer resulting from a foreclosure, or conveyance by deed in lieu of
foreclosure, by the holder of the Senior Loan Deed of Trust), Beneficiary shall have the absolute
right at its option, without prior demand or notice, to declare all sums secured hereby
immediately due and payable. Consent to one such transaction shall not be deemed to be a
waiver of the right to require consent to future or successive transactions. Beneficiary may grant
or deny such consent in its sole discretion and, if consent should be given, any such transfer shall
be subject to this paragraph 29, and any such transferee shall assume all obligations hereunder
and agree to be bound by all provisions contained herein. Such assumption shall not, however,
release Trustor from any liability thereunder without the prior written consent of Beneficiary.
(c) As used herein, "transfer" includes the sale, agreement to sell, transfer or
conveyance of the Property, or any portion thereof or interest therein, whether voluntary,
involuntary, by operation of law or otherwise, the execution of any installment land sale contract
or similar instrument affecting all or a portion of the Property, or the lease of all or substantially
all of the Property. "Transfer" shall not include the leasing of individual residential units or the
commercial space on the Property.
(d) The term "Sale" means any transfer, assignment, conveyance or lease
(other than to a tenant for occupancy) of the Property and/or the improvements thereon, or any
portion thereof, or any interest therein by the Trustor, and (if Trustor is a partnership) includes
any transfer, assignment or sale of any partnership interest in the Trustor (other than the removal
of the general partner by a limited partner in Trustor in accordance with Trustor's partnership
agreement) by an individual or entity which is a general partner in the Trustor, or any interest by
any individual or entity which holds an interest in any such general or limited partner in the
Trustor, which brings the cumulative total of all such direct and indirect transfers, assignments
and sales during the term of this Deed of Trust to more than thirty-five percent (35%) of the
ownership interests in the Trustor, and any such transfer, assignment or sale of a direct or
indirect partnership interest thereafter. Sale includes a sale in condemnation or under threat
thereof other than by Beneficiary. Sale does not include dedications and grants of easements to
public and private utility companies of the kind customary in real estate development.
Notwithstanding anything to the contrary contained in this Deed of Trust,
Trustor, prior to any action to enforce this Deed of Trust, shall give U.S. Bancorp Community
Development Corporation, and its successors and assigns (the "Tax Credit Partner") notice and
opportunity to cure for a period of not less than (a) fifteen (15) days to cure a monetary default,
and (b) thirty (30) days to cure a nonmonetary default; provided, however, if in order to cure
such a default Tax Credit Partner reasonably determines that it must remove the general partner
of Borrower, Tax Credit Partner shall so notify Trustor and so long as Tax Credit Partner is
diligently and continuously attempting to so remove such general partner, Tax Credit Partner
shall have until the date thirty (30) days after the effective date of the removal of the general
partner or general partners to cure such default but in no event more than one (1) year.
Notwithstanding the foregoing, the following shall not constitute a "Sale"
under this Deed of Trust: (a) a Sale made pursuant to an option granted to a general partner of
Trustor on or before the date of recordation of this Deed of Trust in the Official Records of San
Page 8
Diego County, California, or (b) (i) prior to the payment in full of all required capital
contributions to Trustor, any assignment of an interest as limited partner of Trustor by the Tax
Credit Partner to an entity whose general partner or managing member is controlled by the Tax
Credit Partner or is under common control with the Tax Credit Partner, (ii) after the payment in
full of all required capital contributions to Trustor, any assignment or transfer of an interest as
limited partner of Trustor by its Tax Credit Partner to any person or entity, which assignments
shall not require the consent of Beneficiary, provided that the Tax Credit Partner, shall give
written notice to Beneficiary of such assignment; or (c) the Tax Credit Partner's removal of the
general partner of Trustor as general partner, and substitution of the Tax Credit Partner or an
affiliate of the Tax Credit Partner as a general partner of Trustor, which removal shall not require
Beneficiary approval, provided that the Tax Credit Partner shall give notice to Beneficiary of its
intent to so remove such general partner not less than ten (10) days prior to such removal. Any
proposed replacement of the general partner with an entity other than the Tax Credit Partner or
an affiliate of the Tax Credit Partner will be subject to Beneficiary's prior reasonable approval.
30. Trustor shall permit Beneficiary and its agents or representatives, to inspect the
Property at any and all reasonable times, with or without advance notice. Inspections shall be
conducted so as not to interfere with the tenants' use and enjoyment of the Property.
31. It is hereby expressly agreed and acknowledged by Trustor and Beneficiary that
this Deed of Trust is a second and subordinate deed of trust, and that the Commission Loan
secured hereby, and the Commission Loan Note are subject and subordinate only to the deed of
trust securing a loan to Trustor in which MUFG Union Bank, N.A., a national banking
association ("Senior Lender") is the Beneficiary, including any loan that refinances the balance
of the Senior Loan or an assignment of the Senior Loan (collectively referred to as the "Senior
Loan").
32. For purposes of this Deed of Trust, "Hazardous Materials" mean and include any
hazardous, toxic or dangerous waste, substance or material including, without limitation,
flammable explosives, radioactive materials, asbestos, hazardous wastes, toxic substances and
any materials or substances' defined as hazardous materials, hazardous substances or toxic
substances in (or for purposes of) the Comprehensive Environmental Response, Compensation
and Liability Act of 1380 ("CERCLA"), as amended (42 U.S.C. §9601, et seq.), the Hazardous
Materials Transportation Act (49 U.S.C. §1801 et seq.), the Resource Conservation and
Recovery Act (42 U.S.C. §6901 et seq.) and those substances defined as hazardous wastes in
§25117 of the California Health and Safety Code or as hazardous substances in §25316 of the
California Health and Safety Code or in any regulations promulgated under either such law, any
so-called "Superfund" or "Superlien" law, or any other federal, state or local statute, law,
ordinance, code, rule, regulation, order or decree regulating, relating to, or imposing liability or
standards of conduct concerning any hazardous, toxic or dangerous waste, substance or material,
as now or at any time hereafter in effect. Hazardous Materials expressly exclude substances
typically used in the construction, development, operation and maintenance of an apartment
complex provided such substances are used in accordance with all applicable laws.
33. In addition to the general and specific representations, covenants and warranties
set forth in the Deed of Trust or otherwise, Trustor represents, covenants and warrants, with
respect to Hazardous Materials, as follows:
Page 9
(a) Other than as expressly disclosed to Trustor by Beneficiary, neither
Trustor nor, to the best knowledge of Trustor, any other person, has ever caused or permitted any
Hazardous Materials to be manufactured, placed, held, located or disposed of on, under or at the
Property or any part thereof, and neither the Property nor any part thereof, or any property
adjacent thereto, has ever been used (whether by the Trustor or, to the best knowledge of the
Trustor, by any other person) as a manufacturing site, dump site or storage site (whether
permanent or temporary) for any Hazardous Materials;
(b) Trustor hereby agrees to indemnify Beneficiary, its officers, employees,
contractors and agents, and hold Beneficiary, its officers, employees, contractors and agents
harmless from and against any and all losses, liabilities, damages, injuries, costs, expenses and
claims of any and every kind whatsoever paid, incurred or suffered by, or asserted against
Beneficiary, its officers, employees, contractors or agents for, with respect to, or as a direct or
indirect result of, the presence or use, generation, storage, release, threatened release or disposal
of Hazardous Materials on or under the Property or the escape, seepage, leakage, spillage,
discharge, emission or release of any Hazardous Materials from the Property (including, without
limitation, any losses, liabilities, damages, injuries, costs, expenses or claims asserted or arising
under CERCLA, any so-called "Superfund" or "Superlien" law, or any other federal, state or
local statute, law, ordinance, code, rule, regulation, order or decree regulating, relating to or
imposing liability or standards of conduct concerning any Hazardous Materials), caused by
Trustor.
(c) Trustor has not received any notice of (i) the happening of any event
involving the use, spillage, discharge or cleanup of any Hazardous Materials ("Hazardous
Discharge") affecting Trustor or the Property or (ii) any complaint, order, citation or notice with
regard to air emissions, water discharges, noise emissions or any other environmental, health or
safety matter affecting Trustor or the Property ("Environmental Complaint") from any person or
entity, including, without limitation, the United States Environmental Protection Agency
("EPA"). If Trustor receives any such notice after the date hereof, then Trustor will give, within
seven (7) business days thereafter, oral and written notice of same to Beneficiary.
(d) Without limitation of Beneficiary's rights under this Deed of Trust, but
only to the extent Trustor is not effectuating a remediation of the Property, Beneficiary shall
have the right, but not the obligation, to enter onto the Property or to take such other actions as it
deems necessary or advisable to clean up, remove, resolve or minimize the impact of, or
otherwise deal with, any such Hazardous Materials or Environmental Complaint upon its receipt
of any notice from any person or entity, including without limitation, the EPA, asserting the
existence of any Hazardous Materials or an Environmental Complaint on or pertaining to the
Property which, if true, could result in an order, suit or other action against Trustor affecting any
part of the Property by any governmental agency or otherwise which, in the sole opinion of
Beneficiary, could jeopardize its security under this Deed of Trust. All reasonable costs and
expenses incurred by Beneficiary in the exercise of any such rights shall be secured by this Deed
of Trust and shall be payable by Trustor upon demand together with interest thereon at a rate
equal to the highest rate payable under the Commission Loan Note secured hereby.
Page 10
34. The following shall be an Event of Default:
(a) Failure of Trustor to pay, when due, principal and interest and any other
sums or charges on the Commission Loan Note, in accordance with the provisions set forth in the
Commission Loan Note;
(b) A violation of the terms, conditions or covenants of the Commission Loan
Note or this Deed of Trust; or
(c) A default (after expiration of any cure period provided therein) under the
Senior Loan Deed of Trust to which the lien of this Deed of Trust is subordinate.
35. Subject to the extensions of time set forth in paragraph 36, and subject to the
further provisions of this paragraph 35 and of paragraph 37, failure or delay by the Trustor to
perform any term or provision of this Deed of Trust constitutes a default under this Deed of
Trust. The Trustor must immediately commence to cure, correct, or remedy such failure or delay
and shall complete such cure, correction or remedy with reasonable diligence.
(a) The Beneficiary shall give written notice of default to the Trustor,
specifying the default complained of by the Beneficiary. Delay in giving such notice shall not
constitute a waiver of any default nor shall it change the time of default.
(b) The Trustor shall not be in default so long as it endeavors to complete
such cure, correction or remedy with reasonable diligence, provided such cure, correction or
remedy is completed within thirty (30) days after receipt of written notice (or such additional
time as may be deemed by the Beneficiary to be reasonably necessary to correct the cause).
(c) Any failures or delays by the Beneficiary in asserting any of its rights and
remedies as to any default shall not operate as a waiver of any default or of any such rights or
remedies. Delays by the Beneficiary in asserting any of its rights and remedies shall not deprive
the Beneficiary of its right to institute and maintain any actions or proceedings which it may
deem necessary to protect, assert, or enforce any such rights or remedies.
36. Notwithstanding specific provisions of this Deed of Trust, performance hereunder
shall not be deemed to be in default where delays or defaults are due to: war; insurrection;
strikes; lock -outs; riots; floods; earthquakes; fires; casualties; acts of God or other deities; acts of
the public enemy; epidemics; quarantine restrictions; freight embargoes; lack of transportation;
governmental restrictions or priority; litigation; unusually severe weather; inability to secure
necessary labor, materials or tools; delays of any contractor or supplier; acts of the other party;
acts or failure to act of the Beneficiary, or any other public or governmental agency or entity
(except that any act or failure to act of Beneficiary shall not excuse performance by Beneficiary);
or any other causes beyond the reasonable control or without the fault of the party claiming an
extension of time to perform. An extension of time for any such cause shall be for the period of
the enforced delay and shall commence to run from the time the party claiming such extension
gives notice to the other party, provided notice by the party claiming such extension is given
Page 11
within thirty (30) days after the commencement of the cause. Times of performance under this
Deed of Trust may also be extended in writing by the Beneficiary and Trustor.
37. If a monetary event of default occurs under the terms of the Commission Loan
Note or this Deed of Trust, prior to exercising any remedies thereunder Beneficiary shall give
Trustor written notice of such default. Trustor shall have a period of fifteen (15) days after such
notice is given within which to cure the default prior to exercise of remedies by Beneficiary
under the Commission Loan Note and this Deed of Trust.
38. If a non -monetary event of default occurs under the terms of the Commission
Loan Note or this Deed of Trust, prior to exercising any remedies thereunder, Beneficiary shall
give Trustor notice of such default. If the default is reasonably capable of being cured within
thirty (30) days, Trustor shall have such period to effect a cure prior to exercise of remedies by
the Beneficiary under the Commission Loan Note and this Deed of Trust. If the default is such
that it is not reasonably capable of being cured within thirty (30) days, and Trustor (a) initiates
corrective action within said period, and (b) diligently, continually, and in good faith works to
effect a cure as soon as possible, then Trustor shall have such additional time as is reasonably
necessary to cure the default prior to exercise of any remedies by Beneficiary. In no event shall
Beneficiary be precluded from exercising remedies if its security becomes or is about to become
materially jeopardized by any failure to cure a default or the default is not cured within one
hundred eighty (180) days after the first notice of default is given.
39. Upon the occurrence of an Event of Default as described in paragraph 34, Trustor
shall be obligated to repay the Commission Loan and, subject to the nonrecourse provision of
the Commission Loan Note, Beneficiary may seek to enforce payment of any and all amounts
due by Trustor pursuant to the terms of the Commission Loan Note.
40. All expenses (including reasonable attorneys' fees and costs and allowances)
incurred in connection with an action to foreclose, or the exercise of any other remedy provided
by this Deed of Trust, including the curing of any Event of Default, shall be the responsibility of
Trustor.
41. Notwithstanding anything to the contrary contained herein or in any documents
secured by this Deed of Trust or contained in any subordination agreement, the Beneficiary
acknowledges and agrees that in the event of a foreclosure or deed -in -lieu of foreclosure
(collectively, "Foreclosure") with respect to the Property encumbered by this Deed of Trust, the
following rule contained in Section 42(h)(6)(E)(ii) of the Internal Revenue Code of 1986 (26
U.S.C. Section 42 (h)(6)(E)(ii)), as amended, shall apply:
For a period of three (3) years from the date of Foreclosure, with respect to any
unit that had been regulated by the Regulatory Agreement with the California Tax
Credit Allocation Committee, (i) none of the tenants occupying those units at the
time of Foreclosure may be evicted or their tenancy terminated (other than for
good cause), (ii) nor may any rent be increased except as otherwise permitted
under Section 42 of the Code.
Page 12
Except as provided in paragraph 31, each successor owner of an interest in the Property, other
than through foreclosure, deed in lieu of foreclosure or an owner who takes an interest in the
Property after a foreclosure has occurred, shall take its interest subject to this Deed of Trust.
"Trustor"
KIMBALL TOWER HOUSING ASSOCIATES, L.P.,
a California limited partnership
By: CHW Kimball Development LLC,
Its: managing general partner
By: Community HousingWorks
Its: sole member and manager
By:
S ' . Reynolds, President & C 0
By: Mercy Kimball Development LLC
Its administrative general partner
By: Mercy Housing Calwest
Its: sole member and manager
By:
&.lJc.► VL12.4624A440%
Erika Villablanca, Vice President
Page 13
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Susan
M. Reynolds, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature��fl ; C Q
(Seal)
A. MCLEAN
Notary Public — California
Orange County
Commission # 2227349
My Comm. Expires Jan 30.2022
A Notary Public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of Orange
On March 25, 2019, before me, A. McLean, Notary Public, personally appeared Erika
Villablanca, who proved to me on the basis of satisfactory evidence to be the person(s) whose
name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that
the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
A. MCLEAN
Notary Public - California
Orange County
Commission >?2227349
My Comm. Expires Jan 30.2022
EXHIBIT A
DESCRIPTION OF REAL PROPERTY
PARCEL A:
LOT 2 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY, COUNTY OF SAN DIEGO,
STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF NO. 8807, FILED IN THE OFFICE OF THE
COUNTY RECORDER OF SAN DIEGO COUNTY, FEBRUARY 24, 1978.
RESERVING FROM THE LEASE OF THE PROPERTY A NON-EXCLUSIVE EASEMENT FOR
VEHICULAR AND PEDESTRIAN INGRESS AND EGRESS OVER THAT PORTION OF THE
PROPERTY MORE FULLY DESCRIBED AS FOLLOWS.
PORTION OF LOT 2 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY, COUNTY OF
SAN DIEGO, STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF NO. 8807, RECORDED
JANUARY 4, 1978, AS FILE NO. 78-075321, FILED IN THE OFFICE OF THE COUNTY RECORDER OF
SAN DIEGO COUNTY.
BEGINNING AT THE EASTERLY CORNER SAID LOT 2 AND ALSO BEING ON THE WESTERLY 30
FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE SOUTHERLY ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST, RECORD PER MAP 8807) A DISTANCE OF 66.48
FEET; THENCE LEAVING SAID EASTERLY LINE, NORTH 72°18'17" EAST A DISTANCE OF 38.83
FEET TO THE BEGINNING OF A 780.00 FOOT RADIUS CURVE CONCAVE NORTHEASTERLY, A
RADIAL TO SAID CURVE BEING SOUTH 39°07'04" WEST AND ALSO BEING ON SAID WESTERLY
30 FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE NORTHWESTERLY ALONG THE ARC OF
SAID CURVE THROUGH A CENTRAL ANGLE OF 05°39'41", AN ARC LENGTH OF 77.07 FEET TO
THE POINT OF BEGINNING.
CONTAINING 0.03 ACRES OR 1241.62 SQUARE FEET MORE OR LESS.
PARCEL B:
EASEMENT FOR PEDESTRIAN AND VEHICULAR ACCESS FOR INGRESS AND EGRESS AS
CONVEYED BY THE RECIPROCAL EASEMENT AGREEMENT DATED MARCH 29, 2019 RECORDED
AS INSTRUMENT NO. 2019-0114010 OF OFFICIAL RECORDS.
PARCEL C.
AN EASEMENT FOR PEDESTRIAN AND VEHICULAR ACCESS FOR INGRESS AND EGRESS AND
VEHICULAR PARKING AS CONVEYED BY THE GROUND LEASE DISCLOSED BY THE
MEMORANDUM OF GROUND LEASE RECORDED MARCH 29, 2019 AS INSTRUMENT NO. 2019-
0113613 OF OFFICIAL RECORDS, MORE FULLY DESCRIBED AS FOLLOWS:
PORTION OF LOT 6 OF CENTER CITY PROJECT, IN THE CITY OF NATIONAL CITY, COUNTY OF
SAN DIEGO, STATE OF CALIFORNIA, ACCORDING TO MAP THEREOF NO. 8807, RECORDED
JANUARY 4, 1978, AS FILE NO. 78-075321, FILED IN THE OFFICE OF THE COUNTY RECORDER OF
SAN DIEGO COUNTY.
COMMENCING AT THE EASTERLY CORNER SAID LOT 6 AND ALSO BEING ON THE WESTERLY 30
FOOT RIGHT-OF-WAY OF KIMBALL WAY; THENCE SOUTHERLY ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST, RECORD PER MAP 8807) A DISTANCE OF 66.48
FEET TO THE TRUE POINT OF BEGINNING; THENCE CONTINUING ALONG SAID EASTERLY LINE
SOUTH 17°47'19" EAST (SOUTH 17°47'52" EAST) A DISTANCE OF 52.66 FEET TO THE SOUTHERLY
LINE OF SAID LOT 6; THENCE WESTERLY ALONG SAID SOUTHERLY LINE, SOUTH 72°04'42"
WEST (SOUTH 72°04'09" WEST) A DISTANCE OF 290.53 (290.70) FEET TO THE WESTERLY LINE
OF SAID LOT 6 AND ALSO BEING ON THE EASTERLY 40 FOOT RIGHT-OF-WAY OF D AVENUE;
THENCE NORTHERLY ALONG SAID WESTERLY LINE NORTH 17°46'21" WEST (NORTH 17°46'54"
WEST) A DISTANCE OF 50.22 FEET; THENCE LEAVING SAID WESTERLY LINE NORTH 72°45'57"
EAST A DISTANCE OF 175.92 FEET; THENCE NORTH 17°12'20" WEST A DISTANCE OF 5.01 FEET;
THENCE NORTH 72°18'17" EAST A DISTANCE OF 114.56 FEET TO THE TRUE POINT OF
BEGINNING.
CONTAINING 0.34 ACRES OR 14709.33 SQUARE FEET MORE OR LESS.
Assessor Parcel Number 560-410-05-00
•
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480842A
AND WHEN RECORDED
MAIL TO:
City of National City
Records Management Dept
1243 National City Blvd
National City, CA 91950
DOC# 2019-0114527
III (111111 II IIII II I III 11I11 III IIII fill I I 1111 III
Apr 02, 2019 08:00 AM
OFFICIAL RECORDS
Ernest J. Dronenburg, Jr.,
SAN DIEGO COUNTY RECORDER
FEES: $40.00 (SB2 Atkins: $0.00)
PCOR: N/A
PAGES: 3
Substitution of Trustee and Full Reconveyance of Deed of Trust
(Please fill in document title(s) on this line)
1 ❑ Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 ❑ Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
(date*) as document number of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
.1 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑
6 ❑
Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipalityor other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE A DD E D TO PROVIDE SENATE BILL2 EXEMPTION INFORMATION
(Additional recordingfee applies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
Stewart Title Guaranty Co.
#18000480842A
AND WHEN RECORDED
MAIL TO:
City of National City
Records Management Dept
1243 National City Blvd
National City, CA 91950
Substitution of Trustee and Full Reconveyance of Deed of Trust
(Please fill in document title(s) on this line)
1 ❑ Exempt from fee per GC27388.1 due to being recorded in connection with concurrent transfer that
is subject to the imposition of documentary transfer tax, or,
2 D Exempt from fee per GC27388.1 due to being recorded in connection with a transfer that was
subject to documentary transfer tax which was paid on document recorded previously on
(date*) as document number of Official
Records, or,
3 ❑ Exempt from fee per GC27388.1 due to the maximum fees being paid on documents in this
transaction, or,
4 ❑ Exempt from fee per GC27388.1 due to the maximum fees having been paid on documents in the
transaction(s) recorded previously on (date*) as document number(s)
of Official Records, or,
5 ❑ Exempt from fee per GC27388.1, document transfers real property that is a residential dwelling to
an owner -occupier, or, document is recorded in connection with concurrent transfer that is a
residential dwelling to an owner -occupier, or,
6 ❑ Exempt from fee per GC27388.1 due to it being recorded in connection with a transfer of real
property that is a residential dwelling to an owner -occupier. The recorded document transferring
the dwelling to the owner -occupier was recorded on (date*) as
document number(s)
7 ® Exempt from fee per GC27388.1 due to being executed or recorded by the federal government in
accordance with the Uniform Federal Lien Registration Act, by the state, or any county,
municipality or other political subdivision of the state, or,
8 ❑ Exempt from the fee per GC 27388.1 (a) (1); Not related to real property, or,
9 ❑ Exempt from fee under GC27388.1 for the following reasons:
THIS PAGE ADDED TO PROVIDE SENATE BILL 2 EXEMPTION INFORMATION
(Additional recordingfeeapplies)
Rev 5/18 *The Prior Recording Reference must have been recorded within the last 60 days and is subject to review
RECORDING REQUESTED BY:
CITY OF NATIONAL CITY
AND WHEN RECORDED RETURN TO:
CITY OF NATIONAL CITY
Records Management Department
1243 National City Blvd.
National City, California 91950
This document is exempt from payment of a recording fee pursuant to Government Code Section 6103.
SUBSTITUTION OF TRUSTEE AND FULL RECONVEYANCE OF DEED OF TRUST
(Kimball Tower)
Community Development Commission of the City of National City is the trustor, Stewart Title
Company is the original trustee, and the City of National City ("Beneficiary") is the beneficiary
under the that certain Deed of Trust, Security Agreement and Fixture Filing (With Assignment of
Rents), recorded against the property described therein, in the Office of the Recorder of the
County of San Diego on March 10, 2011, as Document 2011-0130706 ("Deed of Trust").
1. Substitution of Trustee. The undersigned, as the sole present Beneficiary under the Deed
of Trust, hereby substitutes the City of National City, whose address is 1243 National City Blvd.
National City, CA 91950, as trustee in the place of said original trustee.
2. Full Reconveyance of Deed of Trust. The City of National City, as Trustee, hereby
reconveys to the person(s) legally entitled thereto, without warranty, all of the estate, title and
interest acquired by the Trustee under the Deed of Trust in and to that real property described in
the Deed of Trust.
CITY OF NATIONAL CITY
Leslie Deese, City Manager
APPROVED AS TO FORM:
By:
Morris -Jones, ity At
AP ' ' OVED AS TO FORM:
Christensen & Spath LLP
City and CDC -HA Special Counsel
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the
individual who signed the document to which this
certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
State of California
County of San Diego
OnW 6. V i 2'J'
l., 2019, before me D pl-1---ckey- ,1notary
public, personally appeared )t J I �`P. C who proved to
me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to
the within instrument and acknowledged to me that he/she/they- executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
D. PITCHER
Commission # 2146777
a Notary Public - California Z
San Diego County
""` ' My Comm. Expires Apr 15, 2020