HomeMy WebLinkAbout2018 CON Kimley Horn and Associates - Project Support Services CIP Program - El Toyon - Las Palmas Bicycle BouelvardLocal Assistance Procedures Manual
EXHIBIT 10-R
A&E Contract
City of National City and Kimley Horn & Associates, Inc.
AGREEMENT
BY AND BETWEEN
THE CITY OF NATIONAL CITY
AND
KIMLEY-HORN ANDASSOCIATES, INC.
FOR THE EL TOYON - LAS PALMAS'
BICYCLE BOULEVARD
THIS AGREEMENT is entered into on this 17th day of July, 2018, by and between the CITY OF
NATIONAL CITY, a municipal corporation (the "CITY"), and KIMLEY-HORN AND ASSOCIATES,
INC., a corporation (the "CONSULTANT").
RECITALS
WHEREAS, the CITY desires to employ a CONSULTANT to provide on -call project support
services for National City's Capital Improvement Program (CIP).
WHEREAS, on February 2, 2017, the Engineering & Public Works Department advertised a
Request for Qualifications (RFQ) for on -call project support services for National City's CIP;
WHEREAS, on March 6, 2017, the CONSULTANT submitted a Statement of Qualifications
(SOQ) in response to the RFQ, consistent with the requirements of the RFQ;
WHEREAS, the CITY has determined that the CONSULTANT is an engineering firm; and
WHEREAS, based on evaluation of the CONSULTANT'S SOQ and interview, the CITY has
determined that the CONSULTANT is qualified by experience and ability to perform the services desired
by the CITY, and the CONSULTANT is willing to perform such services.
WHEREAS, the CITY and the CONSULTANT entered into an agreement on June 6, 2017, ("the
Agreement") through the adoption of City of National City Council Resolution No. 2017-92, wherein the
CONSULTANT agreed to provide on -call project support services for the CITY'S CIP, including, but not
limited to, project management, engineering and contract management, architecture, land surveying,
environmental compliance, assessment and remediation, geotechnical, soils and materials testing, plan
reviews, constructability reviews, and community outreach.
WHEREAS, the City Council authorized the City Manager to execute any project specific -
supplemental agreements as may be required for grant funded projects.
WHEREAS, the CITY has determined that the following Caltrans Exhibit 10-R A&E Contract
must be executed to satisfy Federal Highway Administration grant requirements.
NOW, THEREFORE, THE PARTIES HERETO DO MUTUALLY AGREE AS FOLLOWS:
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A&E Contract
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EXHIBIT 10-R
A &E CONTRACT
TABLE OF CONTENTS
Article Subject Page
Article I Introduction 3
Article II Statement of Work 3
Article III Consultant's Reports or Meetings 5
Article IV Performance Period; Term 5
Article V Allowable Costs and Payments 5
Article VI Termination 6
Article VII Cost Principles and Administrative Requirements 7
Article VIII Retention of Records/Audit 7
Article IX Audit Review Procedures 8
Article X Subcontracting 8
Article XI Equipment Purchase 8
Article XII State Prevailing Wage Rates 9
Article XIII Conflict of Interest 9
Article XIV Rebates, Kickbacks or other Unlawful Consideration 10
Article XV Prohibition of Expending CITY State or Federal Funds for Lobbying 10
Article XVI Statement of Compliance 10
Article XVII Debarment and Suspension Certification 11
Miscellaneous provisions:
Article XVIII Funding Requirements 11
Article XIX Change in Terms 12
Article XX Disadvantaged Business Enterprises (DBE) Participation 12
Article XXI Contingent Fee 13
Article XXII Disputes 13
Article XXIII Inspection of Work 14
Article XXIV Workers' Compensation; Safety 14
Article XXV Insurance 14
Article XXVI Ownership of Data 15
Article XXVII Claims Filed by CITY'S Construction Contractor 16
Article XXVIII Confidentiality of Data 17
Article XXIX National Labor Relations Board Certification 17
Article XXX Evaluation of Consultant 17
Article XXXI Retention of Funds 18
Article XXXII Notification 18
Article XXXIII Administrative Provisions 19
Article XXXIV Contract 20
Article XXXV Signatures 21
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ARTICLE I INTRODUCTION
A. This Architecture and Engineering contract ("A&E Contract" or "Contract") is between the following named,
hereinafter referred to as, CONSULTANT and the following named, hereinafter referred to as, CITY:
The name of the "CONSULTANT" is as follows: Kimley Horn & Associates, Inc.
Incorporated in the State of California
The Project Manager for the "CONSULTANT" will be Jennifer Koopman, P.E.
The name of the "CITY" is as follows:
The CITY of National CITY, a municipal corporation.
The Contract Administrator for CITY will be Stephen Manganiello, Director of Public Works/City Engineer.
B. The work to be performed under this Contract is described in Article II entitled Statement of Work and the
approved CONSULTANT's Cost Proposal dated July 16, 2018. The approved CONSULTANT's Cost
Proposal is attached hereto (Exhibit A) and incorporated by reference. If there is any conflict between the
approved Cost Proposal and this Contract, this Contract shall take precedence.
C. CONSULTANT agrees to indemnify and hold harmless CITY, its officers, agents, employees, and volunteers
from any and all claims, demands, suits, actions, proceedings, costs, or liability, including workers'
compensation claims, of or by anyone whomsoever, arising from or connected with the services provided
hereunder due to negligent acts, errors, or omissions of CONSULTANT. CONSULTANT will reimburse
CITY for any expenditure, including reasonable attorney fees, incurred by CITY in defending against claims
ultimately determined to be due to negligent acts, errors, or omissions of CONSULTANT. The indemnity,
defense and hold harmless obligations contained herein shall survive the termination of this Contract for any
alleged or actual omission, act, or negligence under this Contract that occurred during the term of this
Contract.
D. CONSULTANT and the agents and employees of CONSULTANT, in the performance of this Contract, shall
act in an independent capacity and not as officers or employees or agents of CITY.
E. Without the written consent of CITY, this Contract is not assignable by CONSULTANT either in whole or in
part.
F. No alteration or variation of the terms of this Contract shall be valid, unless made in writing and signed by the
parties hereto; and no oral understanding or agreement not incorporated herein, shall be binding on any of the
parties hereto.
G. The consideration to be paid to CONSULTANT as provided herein, shall be in compensation for all of
CONSULTANT's expenses incurred in the performance hereof, including travel and per diem, unless
otherwise expressly so provided.
ARTICLE II STATEMENT OF WORK
A. Consultant Services
The CONSULTANT will be expected to submit proposals for individual task orders in a timely manner,
consistent with the general scope of services in Exhibit "A". Task order proposals shall include a detailed scope
of work, schedule of deliverables and "not -to -exceed" cost estimate. The Project Coordinator will issue a Notice
to Proceed upon approval of each individual task order. After issuance of a Notice to Proceed for each individual
task order, the CONSULTANT will only receive compensation for actual work performed, on a time and
materials basis, consistent with the detailed scope of work and within the limits of the "not -to -exceed" cost
estimate.
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The CONSULTANT shall be responsible for all research and reviews related to the work and shall not rely on
personnel of the CITY for such services, except as authorized in advance by the CITY. The CONSULTANT shall
appear at meetings specified in Exhibit "A" to keep staff and City Council advised of the progress on the Project.
The CITY may unilaterally, or upon request from the CONSULTANT, from time to time reduce or increase the
Scope of Services to be performed by the CONSULTANT under this Contract. Upon doing so, the CITY and the
CONSULTANT agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction
or increase in the compensation associated with said change in services, not to exceed a factor of 15% from the
base amount.
B. Right of Way
Right -of -Way Engineering services include but are not limited to: determination of ownership, parcel, and
subparcel information, boundary determination, right-of-way requirements, preparing appraisal maps,
preparing final right-of-way maps, preparing acquisition and relinquishment documents, and performing
right-of-way certification.
C. Surveys
These services include but are not limited to: control, engineering, and construction surveys, conducting field
investigation, developing topographical mapping, establishing property boundaries, construction staking, and
records searches.
D. Subsurface Investigations
Geotechnical and geology services include but are not limited to: performing field drilling and borings,
preparing foundation reports, pavement recommendations, soils reports, log of test borings, evaluating and
making recommendations for design parameters based on the conditions encountered.
E. CITY Obligations
All data applicable to the project and in possession of CITY or another agency, or government that are to be
made available to CONSULTANT are referred to in the Contract.
F. Conferences, Visits to Site, Inspection of Work
The Contract provides for conferences as needed, visits to the site, and inspection of the work by
representatives of the state, or FHWA. Costs incurred by CONSULTANT for meetings, subsequent to the
initial meeting shall be included in invoices to be paid by the CITY.
G. Checking Shop Drawings
Payment for checking shop drawings by CONSULTANT may be included in the invoices to be paid by the
City, or provision may be made for separate payment.
H. Consultant Services During Construction
Design support during construction services include but are not limited to: developing design changes to
plans, specification, and cost estimated during construction, reviewing shop drawings and submittals, field
reviews, site condition verification, and developing as -built plans.
I. Documentation and Schedules
The CITY shall decide any and all questions which may arise as to the quality or acceptability of the services
performed and the manner of performance, the acceptable completion of this Contract, and the amount of
compensation due. In the event the CONSULTANT and the CITY cannot agree to the quality or acceptability
of the work, the manner of performance and/or the compensation payable to the CONSULTANT in this
Contract, the CITY or the CONSULTANT shall give to the other written notice. Within ten (10) business
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days, the CONSULTANT and the CITY shall each prepare a report which supports their position and file the
same with the other party. The CITY shall, with reasonable diligence, determine the quality or acceptability of
the work, the manner of performance and/or the compensation payable to the CONSULTANT.
J. Deliverables and Number of Copies
The number of copies of papers or documents to be furnished, such as reports, brochures, sets of plans,
specifications, or Right of Way plots shall be specified in each task order.
ARTICLE III CONSULTANT'S REPORTS OR MEETINGS
A. CONSULTANT shall submit progress reports on each specific project in accordance with the Task Order.
These reports shall be submitted at least once a month. The report should be sufficiently detailed for CITY's
Contract Administrator to determine if CONSULTANT is performing to expectations, or is on schedule; to
provide communication of interim findings, and to sufficiently address any difficulties or special problems
encountered, so remedies can be developed.
B. CONSULTANT's Project Manager shall meet with CITY's Contract Administrator, as needed, to discuss
progress on the project(s).
ARTICLE IV PERFORMANCE PERIOD; TERM
A. This Contract shall go into effect on July 17, 2018, contingent upon approval by CITY, and CONSULTANT
shall commence work after issuance of a notice to proceed by CITY'S Contract Administrator. The Contract
shall end on June 5, 2019, unless extended by Contract amendment. This Contract may be extended by mutual
agreement upon the same terms and conditions for an additional one (1) year term.
B. CONSULTANT is advised that any recommendation for an award of this Contract is not binding on CITY
until the Contract is fully executed and approved by CITY.
C. CONSULTANT shall commence work after a notice to proceed is issued by CITY'S Contract Administrator.
The period of performance for each specific project shall be in accordance with the Task Order for that
project. If work on a Task Order is in progress on the expiration date of this Contract, the terms of the
Contract shall be extended by Contract amendment until that Task Order is completed to the satisfaction of
the CITY.
ARTICLE V ALLOWABLE COSTS AND PAYMENTS
A. CONSULTANT will be reimbursed for hours worked at the hourly rates specified in CONSULTANTs Cost
Proposal (Exhibit A). The specified hourly rates shall include direct salary costs, employee benefits,
overhead, and fee. These rates are not adjustable for the performance period set forth in this Contract.
B. In addition, CONSULTANT will be reimbursed for incurred (actual) direct costs other than salary costs that
are in the cost proposal and identified in the cost proposal and in the executed Task Order.
C. Specific projects will be assigned to CONSULTANT through issuance of Task Orders.
E. Task Orders may be negotiated for a lump sum (Firm Fixed Price) or for specific rates of compensation, both
of which must be based on the labor and other rates set forth in CONSULTANT's Cost Proposal.
F. Reimbursement for transportation and subsistence costs shall not exceed the rates as specified in the approved
Cost Proposal.
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G. When milestone cost estimates are included in the approved Cost Proposal, CONSULTANT shall obtain prior
written approval for a revised milestone cost estimate from the Contract Administrator before exceeding such
estimate.
H. Progress payments for each Task Order will be made monthly in arrears based on services provided and actual
costs incurred.
I. CONSULTANT shall not commence performance of work or services until this Contract has been approved
by CITY, and notification to proceed has been issued by CITY'S Contract Administrator. No payment will
be made prior to approval or for any work performed prior to approval of this Contract.
J. A Task Order is of no force or effect until returned to CITY and signed by an authorized representative of
CITY. No expenditures are authorized on a project and work shall not commence until a Task Order for that
project has been executed by CITY.
K. CONSULTANT will be reimbursed, as promptly as fiscal procedures will permit upon receipt by CITY'S
Contract Administrator of itemized invoices in triplicate. Separate invoices itemizing all costs are required
for all work performed under each Task Order. Invoices shall be submitted no later than 45 calendar days
after the performance of work for which CONSULTANT is billing, or upon completion of the Task Order.
Invoices shall detail the work performed on each milestone, on each project as applicable. Invoices shall
follow the format stipulated for the approved Cost Proposal and shall reference this Contract number, project
title and Task Order number. Credits due CITY that include any equipment purchased under the provisions of
Article XI Equipment Purchase of this Contract, must be reimbursed by CONSULTANT prior to the
expiration or termination of this Contract. Invoices shall be mailed to CITY's Contract Administrator at the
following address:
Stephen Manganiello
Director of Public Works/City Engineer
Engineering & Public Works Department
City of National City
1243 National City Boulevard
National City, California 91950-4301
L. The period of performance for Task Orders shall be in accordance with dates specified in the Task Order. No
Task Order will be written which extends beyond the expiration date of this Contract.
M. The total amount payable by CITY for an individual Task Order shall not exceed the amount agreed to in the
Task Order, unless authorized by Contract amendment.
N. If the Consultant fails to satisfactorily complete a deliverable according to the schedule set forth in a Task
Order, no payment will be made until the deliverable has been satisfactorily completed.
O. Task Orders may not be used to amend this Contract and may not exceed the statement of work under this
Contract.
P. The total amount payable by CITY for all Task Orders resulting from this Contract shall not exceed $260,227.
It is understood and agreed that there is no guarantee, either expressed or implied that this dollar amount will
be authorized under this Contract through Task Orders.
ARTICLE VI TERMINATION
A. This Contract may be terminated with or without cause by the CITY. Termination without cause shall be
effective only upon 60-day's written notice to the CONSULTANT. During said 60-day period the
CONSULTANT shall perform all services in accordance with this Contract.
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B. This Contract may also be terminated immediately by the CITY for cause in the event of a material breach of
this Contract, misrepresentation by the CONSULTANT in connection with the formation of this Contract or
the performance of services, or the failure to perform services as directed by the CITY. In the event of such
termination, CITY may proceed with the work in any manner deemed proper by CITY.
C. Termination with or without cause shall be effected by delivery of written Notice of Termination to the
CONSULTANT with the reasons for termination stated in the notice as provided for herein.
D. In the event of termination, all finished or unfinished Memoranda Reports, Maps, Drawings, Plans,
Specifications and other documents prepared by the CONSULTANT, whether paper or electronic, shall
immediately become the property of and be delivered to the CITY, and the CONSULTANT shall be entitled
to receive just and equitable compensation for any work satisfactorily completed on such documents and other
materials up to the effective date of the Notice of Termination, not to exceed the amounts payable hereunder,
and less any damages caused the CITY by the CONSULTANT'S breach, if any. In which case the damages
(or overage) shall be deducted from any sum due CONSULTANT under this Contract and the balance, if any,
shall be paid to CONSULTANT upon demand. Thereafter, ownership of said written material shall vest in the
CITY all rights set forth in ARTICLE XXVI.
E. The CITY further reserves the right to immediately terminate this Contract upon: (1) the filing of a petition in
bankruptcy affecting the CONSULTANT; (2) a reorganization of the CONSULTANT for the benefit of
creditors; or (3) a business reorganization, change in business name or change in business status of the
CONSULTANT.
ARTICLE VII COST PRINCIPLES AND ADMINISTRATIVE REQUIREMENTS
A. CONSULTANT agrees that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition
Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of
individual items.
B. CONSULTANT also agrees to comply with federal procedures in accordance with 49 CFR, Part 18, Uniform
Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments.
C. Any costs for which payment has been made to CONSULTANT that are determined by subsequent audit to
be unallowable under 49 CFR, Part 18 and 48 CFR, Federal Acquisition Regulations System, Chapter 1,
Part 31.000 et seq., are subject to repayment by CONSULTANT to CITY.
ARTICLE VIII RETENTION OF RECORDS/AUDIT
For the purpose of determining compliance with Public Contract Code 10115, et seq. and Title 21, California
Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters connected with the
performance of the Contract pursuant to Government Code 8546.7; CONSULTANT, subconsultants, and CITY
shall maintain and make available for inspection all books, documents, papers, accounting records, and other
evidence pertaining to the performance of the Contract, including but not limited to, the costs of administering the
Contract. All parties shall make such materials available at their respective offices at all reasonable times during
the Contract period and for three years from the date of final payment under the Contract. The state, State
Auditor, CITY, FHWA, or any duly authorized representative of the Federal Government shall have access to any
books, records, and documents of CONSULTANT and it's certified public accountants (CPA) work papers that
are pertinent to the Contract and indirect cost rates (ICR) for audit, examinations, excerpts, and transactions, and
copies thereof shall be furnished if requested.
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ARTICLE IX AUDIT REVIEW PROCEDURES
A. Any dispute concerning a question of fact arising under an interim or post audit of this Contract that is not
disposed of by agreement, shall be reviewed by CITY'S Director of Finance.
B. Not later than 30 days after issuance of the final audit report, CONSULTANT may request a review by
CITY'S Director of Finance of unresolved audit issues. The request for review will be submitted in writing.
C. Neither the pendency of a dispute nor its consideration by CITY will excuse CONSULTANT from full and
timely performance, in accordance with the terms of this Contract.
D. CONSULTANT and subconsultant contracts, including cost proposals and ICR, are subject to audits or
reviews such as, but not limited to, a Contract audit, an incurred cost audit, an ICR Audit, or a CPA ICR audit
work paper review. If selected for audit or review, the Contract, cost proposal and ICR and related work
papers, if applicable, will be reviewed to verify compliance with 48 CFR, Part 31 and other related laws and
regulations. In the instances of a CPA ICR audit work paper review it is CONSULTANT's responsibility to
ensure federal, state, or local government officials are allowed full access to the CPA's work papers including
making copies as necessary. The Contract, cost proposal, and ICR shall be adjusted by CONSULTANT and
approved by CITY Contract Administrator to conform to the audit or review recommendations.
CONSULTANT agrees that individual terms of costs identified in the audit report shall be incorporated into
the Contract by this reference if directed by CITY at its sole discretion. Refusal by CONSULTANT to
incorporate audit or review recommendations, or to ensure that the federal, state or local governments have
access to CPA work papers, will be considered a breach of Contract terms and cause for termination of the
Contract and disallowance of prior reimbursed costs.
ARTICLE X SUBCONTRACTING
A. Nothing contained in this Contract or otherwise, shall create any contractual relation between CITY and any
subconsultant(s), and no subcontract shall relieve CONSULTANT of its responsibilities and obligations
hereunder. CONSULTANT agrees to be as fully responsible to CITY for the acts and omissions of its
subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and
omissions of persons directly employed by CONSULTANT. CONSULTANT's obligation to pay its
subconsultant(s) is an independent obligation from CITY'S obligation to make payments to the
CONSULTANT.
B. CONSULTANT shall perform the work contemplated with resources available within its own organization
and no portion of the work pertinent to this Contract shall be subcontracted without written authorization by
CITY's Contract Administrator, except that, which is expressly identified in the approved Cost Proposal.
C. CONSULTANT shall pay its subconsultants within ten (10) calendar days from receipt of each payment
made to CONSULTANT by CITY.
D. All subcontracts entered into as a result of this Contract shall contain all the provisions stipulated in this
contract to be applicable to subconsultants.
E. Any substitution of subconsultant(s) must be approved in writing by CITY's Contract Administrator prior to
the start of work by the subconsultant(s).
ARTICLE XI EQUIPMENT PURCHASE
A. Prior authorization in writing, by CITY's Contract Administrator shall be required before CONSULTANT
enters into any unbudgeted purchase order, or subcontract exceeding $5,000 for supplies, equipment, or
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CONSULTANT services. CONSULTANT shall provide an evaluation of the necessity or desirability of
incurring such costs.
B. For purchase of any item, service or consulting work not covered in CONSULTANT's Cost Proposal and
exceeding $5,000 prior authorization by CITY's Contract Administrator; three competitive quotations must
be submitted with the request, or the absence of bidding must be adequately justified.
C. Any equipment purchased as a result of this Contract is subject to the following: "CONSULTANT shall
maintain an inventory of all nonexpendable property. Nonexpendable property is defined as having a useful
life of at least two years and an acquisition cost of $5,000 or more. If the purchased equipment needs
replacement and is sold or traded in, CITY shall receive a proper refund or credit at the conclusion of the
contract, or if the Contract is terminated, CONSULTANT may either keep the equipment and credit CITY in
an amount equal to its fair market value, or sell such equipment at the best price obtainable at a public or
private sale, in accordance with established CITY procedures; and credit CITY in an amount equal to the
sales price. If CONSULTANT elects to keep the equipment, fair market value shall be determined at
CONSULTANT's expense, on the basis of a competent independent appraisal of such equipment. Appraisals
shall be obtained from an appraiser mutually agreeable to by CITY and CONSULTANT, if it is determined to
sell the equipment, the terms and conditions of such sale must be approved in advance by CITY." 49 CFR,
Part 18 requires a credit to Federal funds when participating equipment with a fair market value greater than
$5,000 is credited to the project.
ARTICLE XII STATE PREVAILING WAGE RATES
A. CONSULTANT shall comply with the State of California's General Prevailing Wage Rate requirements in
accordance with California Labor Code, Sections 1720,1720.2, 1720.3, 1720.4, and 1770, 1771, and all
Federal, State, and local laws and ordinances applicable to the work.
B. Any subcontract entered into as a result of this Contract, if for more than $25,000 for public works
construction or more than $15,000 for the alteration, demolition, repair, or maintenance of public works, shall
contain all of the provisions of this Article, unless the awarding agency has an approved labor compliance
program by the Director of Industrial Relations.
C. When prevailing wages apply to the services described in the statement of work, transportation and
subsistence costs shall be reimbursed at the minimum rates set by the Department of Industrial Relations
(DIR) as outlined in the applicable Prevailing Wage Determination. See htlp://www.dir.ca.gov.
ARTICLE XIII CONFLICT OF INTEREST
A. CONSULTANT shall disclose any financial, business, or other relationship with CITY that may have an
impact upon the outcome of this Contract, or any ensuing CITY construction project. CONSULTANT shall
also list current clients who may have a financial interest in the outcome of this Contract, or any ensuing
CITY construction project, which will follow.
B. CONSULTANT hereby certifies that it does not now have, nor shall it acquire any financial or business
interest that would conflict with the performance of services under this Contract.
C. CONSULTANT hereby certifies that neither CONSULTANT, nor any firm affiliated with CONSULTANT
will bid on any construction Contract, or on any Contract to provide construction inspection for any
construction project resulting from this Contract. An affiliated firm is one, which is subject to the control of
the same persons through joint -ownership, or otherwise.
D. Except for subconsultants whose services are limited to providing surveying or materials testing information,
no subconsultant who has provided design services in connection with this Contract shall be eligible to bid on
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any construction Contract, or on any Contract to provide construction inspection for any construction project
resulting from this Contract.
ARTICLE XIV REBATES, KICKBACKS OR OTHER UNLAWFUL CONSIDERATION
CONSULTANT warrants that this Contract was not obtained or secured through rebates kickbacks or other
unlawful consideration, either promised or paid to any CITY employee. For breach or violation of this warranty,
CITY shall have the right in its discretion; to terminate the Contract without liability; to pay only for the value of
the work actually performed; or to deduct from the Contract price; or otherwise recover the full amount of such
rebate, kickback or other unlawful consideration.
ARTICLE XV PROHIBITION OF EXPENDING CITY STATE OR FEDERAL FUNDS FOR
LOBBYING
A. CONSULTANT certifies to the best of his or her knowledge and belief that:
1. No state, federal or CITY appropriated funds have been paid, or will be paid by -or -on behalf of
CONSULTANT to any person for influencing or attempting to influence an officer or employee of
any state or federal agency; a Member of the State Legislature or United States Congress; an officer
or employee of the Legislature or Congress; or any employee of a Member of the Legislature or
Congress, in connection with the awarding of any state or federal Contract; the making of any state or
federal grant; the making of any state or federal loan; the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification of any state or federal
Contract, grant, loan, or cooperative agreement.
2. If any funds other than federal appropriated funds have been paid, or will be paid to any person for
influencing or attempting to influence an officer or employee of any federal agency; a Member of
Congress; an officer or employee of Congress, or an employee of a Member of Congress; in
connection with this federal Contract, grant, loan, or cooperative agreement; CONSULTANT shall
complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance
with its instructions.
B. This certification is a material representation of fact upon which reliance was placed when this transaction
was made or entered into. Submission of this certification is a prerequisite for making or entering into this
transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required
certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each
such failure.
C. CONSULTANT also agrees by signing this Contract that he or she shall require that the language of this
certification be included in all lower -tier subcontracts, which exceed $100,000 and that all such sub recipients
shall certify and disclose accordingly.
ARTICLE XVI STATEMENT OF COMPLIANCE
A. During the performance of this Contract, Consultant and its subconsultants shall not unlawfully discriminate,
harass, or allow harassment against any employee or applicant for employment because of sex, race, color,
ancestry, religious creed, national origin, physical disability (including HIV and AIDS), mental disability,
medical condition (e.g., cancer), age (over 40), marital status, and denial of family care leave. Consultant and
subconsultants shall insure that the evaluation and treatment of their employees and applicants for
employment are free from such discrimination and harassment. Consultant and subconsultants shall comply
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with the provisions of the Fair Employment and Housing Act (Gov. Code § 12990 (a-f) et seq.) and the
applicable regulations promulgated thereunder (California Code of Regulations, Title 2, Section 10000 et
seq.). The applicable regulations of the Fair Employment and Housing Commission implementing
Government Code Section 12990 (a-f), set forth in Chapter 5 of Division 4.1 of Title 2 of the California Code
of Regulations, are incorporated into this Contract by reference and made a part hereof as if set forth in full.
Consultant and its subconsultants shall give written notice of their obligations under this clause to labor
organizations with which they have a collective bargaining or other Contract.
B. The Consultant shall comply with regulations relative to Title VI (nondiscrimination in federally -assisted
programs of the Department of Transportation — Title 49 Code of Federal Regulations, Part 21 - Effectuation
of Title VI of the 1964 Civil Rights Act). Title VI provides that the recipients of federal assistance will
implement and maintain a policy of nondiscrimination in which no person in the state of California shall, on
the basis of race, color, national origin, religion, sex, age, disability, be excluded from participation in, denied
the benefits of or subject to discrimination under any program or activity by the recipients of federal
assistance or their assignees and successors in interest.
C. The Consultant, with regard to the work performed by it during the Contract shall act in accordance with Title
VI. Specifically, the Consultant shall not discriminate on the basis of race, color, national origin, religion,
sex, age, or disability in the selection and retention of Subconsultants, including procurement of materials and
leases of equipment. The Consultant shall not participate either directly or indirectly in the discrimination
prohibited by Section 21.5 of the U.S. DOT's Regulations, including employment practices when the Contract
covers a program whose goal is employment.
ARTICLE XVII DEBARMENT AND SUSPENSION CERTIFICATION
A. CONSULTANT's signature affixed herein, shall constitute a certification under penalty of perjury under the
laws of the State of California, that CONSULTANT has complied with Title 2 CFR, Part 180, "OMB
Guidelines to Agencies on Government wide Debarment and Suspension (nonprocurement)", which certifies
that he/she or any person associated therewith in the capacity of owner, partner, director, officer, or manager,
is not currently under suspension, debarment, voluntary exclusion, or determination of ineligibility by any
federal agency; has not been suspended, debarred, voluntarily excluded, or determined ineligible by any
federal agency within the past three (3) years; does not have a proposed debarment pending; and has not been
indicted, convicted, or had a civil judgment rendered against it by a court of competent jurisdiction in any
matter involving fraud or official misconduct within the past three (3) years. Any exceptions to this
certification must be disclosed to CITY.
B. Exceptions will not necessarily result in denial of recommendation for award, but will be considered in
determining CONSULTANT responsibility. Disclosures must indicate to whom exceptions apply, initiating
agency, and dates of action.
C. Exceptions to the Federal Government Excluded Parties List System maintained by the General Services
Administration are to be determined by the Federal Highway Administration.
ARTICLE XVIII FUNDING REQUIREMENTS
A. It is mutually understood between the parties that this Contract may have been written before ascertaining the
availability of funds or appropriation of funds, for the mutual benefit of both parties, in order to avoid
program and fiscal delays that would occur if the Contract were executed after that determination was made.
B. This Contract is valid and enforceable only, if sufficient funds are made available to CITY for the purpose of
this Contract. In addition, this Contract is subject to any additional restrictions, limitations, conditions, or any
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statute enacted by the Congress, State Legislature, or the CITY Council that may affect the provisions, terms,
or funding of this Contract in any manner.
C. It is mutually agreed that if sufficient funds are not appropriated, this Contract may be amended to reflect any
reduction in funds.
D. CITY has the option to void the Contract under the 30-day termination clause pursuant to Article VI, or by
mutual agreement to amend the Contract to reflect any reduction of funds.
ARTICLE XIX CHANGE IN TERMS
A. This Contract may be amended or modified only by mutual written agreement of the parties.
B. CONSULTANT shall only commence work covered by an amendment after the amendment is executed and
notification to proceed has been provided by CITY's Contract Administrator.
C. There shall be no change in CONSULTANT's Project Manager or members of the project team, as listed in
the approved Cost Proposal, which is a part of this Contract without prior written approval by CITY's
Contract Administrator.
ARTICLE XX DISADVANTAGED BUSINESS ENTERPRISES (DBE) PARTICIPATION
A. This Contract is subject to 49 CFR, Part 26 entitled "Participation by Disadvantaged Business Enterprises in
Department of Transportation Financial Assistance Programs". Consultants who obtain DBE participation on
this Contract will assist Caltrans in meeting its federally mandated statewide overall DBE goal.
B. The goal for DBE participation for this Contract is 2%. Participation by DBE consultant or subconsultants
shall be in accordance with information contained in the Consultant Proposal DBE Commitment (Exhibit 10-
01), or in the Consultant Contract DBE Information (Exhibit 10-02) attached hereto and incorporated as part
of the Contract. If a DBE subconsultant is unable to perform, CONSULTANT must make a good faith effort
to replace him/her with another DBE subconsultant, if the goal is not otherwise met.
C. DBEs and other small businesses, as defined in 49 CFR, Part 26 are encouraged to participate in the
performance of Contracts financed in whole or in part with federal funds. CONSULTANT or subconsultant
shall not discriminate on the basis of race, color, national origin, or sex in the performance of this Contract.
CONSULTANT shall carry out applicable requirements of 49 CFR, Part 26 in the award and administration
of US DOT -assisted agreements. Failure by CONSULTANT to carry out these requirements is a material
breach of this Contract, which may result in the termination of this Contract or such other remedy as CITY
deems appropriate.
D. Any subcontract entered into as a result of this Contract shall contain all of the provisions of this Article .
E. A DBE firm may be terminated only with prior written approval from CITY and only for the reasons
specified in 49 CFR 26.53(0. Prior to requesting CITY consent for the termination, CONSULTANT must
meet the procedural requirements specified in 49 CFR 26.53(0.
F. A DBE performs a Commercially Useful Function (CUF) when it is responsible for execution of the work of
the Contract and is carrying out its responsibilities by actually performing, managing, and supervising the
work involved. To perform a CUF, the DBE must also be responsible with respect to materials and supplies
used on the Contract, for negotiating price, determining quality and quantity, ordering the material, and
installing (where applicable) and paying for the material itself. To determine whether a DBE is performing a
CUF, the CITY will evaluate the amount of work subcontracted, industry practices, whether the amount the
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firm is to be paid under the Contract is commensurate with the work it is actually performing, and other
relevant factors.
G. A DBE does not perform a CUF if its role is limited to that of an extra participant in a transaction, contract, or
project through which funds are passed in order to obtain the appearance of DBE participation. In
determining whether a DBE is such an extra participant, the CITY will examine similar transactions,
particularly those in which DBEs do not participate.
H. If a DBE does not perform or exercise responsibility for at least thirty percent (30%) of the total cost of its
Contract with its own work force, or the DBE subcontracts a greater portion of the work of the Contract than
would be expected on the basis of normal industry practice for the type of work involved, it will be presumed
that it is not performing a CUF.
I. CONSULTANT shall maintain records of materials purchased or supplied from all subcontracts entered into
with certified DBEs. The records shall show the name and business address of each DBE or vendor and the
total dollar amount actually paid each DBE or vendor, regardless of tier. The records shall show the date of
payment and the total dollar figure paid to all firms. DBE prime consultants shall also show the date of work
performed by their own forces along with the corresponding dollar value of the work.
J. Upon completion of the Contract, a summary of these records shall be prepared and submitted on the form
entitled, "Final Report -Utilization of Disadvantaged Business Enterprise (DBE), First -Tier Subconsultants"
CEM-2402F [Exhibit 17-F, of the LAPM], certified correct by CONSULTANT or CONSULTANT's
authorized representative and shall be furnished to the Contract Administrator with the final invoice. Failure
to provide the summary of DBE payments with the final invoice will result in twenty-five percent (25%) of
the dollar value of the invoice being withheld from payment until the form is submitted. The amount will be
returned to CONSULTANT when a satisfactory "Final Report -Utilization of Disadvantaged Business
Enterprises (DBE), First -Tier Subconsultants" is submitted to the Contract Administrator.
K. If a DBE subconsultant is decertified during the life of the Contract, the decertified subconsultant shall notify
CONSULTANT in writing with the date of decertification. If a subconsultant becomes a certified DBE
during the life of the Contract, the subconsultant shall notify CONSULTANT in writing with the date of
certification. Any changes should be reported to CITY's Contract Administrator within 30 days.
ARTICLE XXI CONTINGENT FEE
CONSULTANT warrants, by execution of this Contract that no person or selling agency has been employed, or
retained, to solicit or secure this Contract upon an agreement or understanding, for a commission, percentage,
brokerage, or contingent fee, excepting bona fide employees, or bona fide established commercial or selling
agencies maintained by CONSULTANT for the purpose of securing business. For breach or violation of this
warranty, CITY has the right to annul this Contract without liability; pay only for the value of the work actually
performed, or in its discretion to deduct from the Contract price or consideration, or otherwise recover the full
amount of such commission, percentage, brokerage, or contingent fee.
ARTICLE XXII DISPUTES
A. Any dispute, other than an audit, concerning a question of fact arising under this Contract that is not disposed
of by agreement shall be decided by a committee consisting of CITY's Contract Administrator and (Insert
Department Head or Official), who may consider written or verbal information submitted by
CONSULTANT.
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B. Not later than 30 days after completion of all deliverables necessary to complete the plans, specifications and
estimate, CONSULTANT may request review by the CITY Council of unresolved claims or disputes, other
than an audit. The request for review will be submitted in writing.
C. Neither the pendency of a dispute, nor its consideration by the committee will excuse CONSULTANT from
full and timely performance in accordance with the terms of this Contract.
ARTICLE XXIII INSPECTION OF WORK
CONSULTANT and any subconsultant shall permit CITY, the state, and the FHWA to review and inspect the
project activities and files at all reasonable times during the performance period of this Contract including review
and inspection on a daily basis.
ARTICLE XXIV WORKERS' COMPENSATION; SAFETY
A. The CONSULTANT shall comply with all of the provisions of the Workers' Compensation Insurance and
Safety Acts of the State of California, the applicable provisions of Division 4 and 5 of the California Labor
Code and all amendments thereto; and all similar State or federal acts or laws applicable; and shall indemnify,
and hold harmless the CITY and its officers, employees, and volunteers from and against all claims, demands,
payments, suits, actions, proceedings, and judgments of every nature and description, including reasonable
attorney's fees and defense costs presented, brought or recovered against the CITY or its officers, employees,
or volunteers, for or on account of any liability under any of said acts which may be incurred by reason of any
work to be performed by the CONSULTANT under this Agreement.
B. CONSULTANT shall comply with OSHA regulations applicable to CONSULTANT regarding necessary
safety equipment or procedures. CONSULTANT shall comply with safety instructions issued by CITY
Safety Officer and other CITY representatives. CONSULTANT personnel shall wear hard hats and safety
vests at all times while working on the construction project site.
C. Pursuant to the authority contained in Section 591 of the Vehicle Code, CITY has determined that such areas
are within the limits of the project and are open to public traffic. CONSULTANT shall comply with all of the
requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. CONSULTANT shall take all
reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public
from injury and damage from such vehicles.
D. Any subcontract entered into as a result of this Contract, shall contain all of the provisions of this Article.
ARTICLE XXV INSURANCE
The CONSULTANT, at its sole cost and expense, shall purchase and maintain, and shall require its
SUBCONSULTANT(S), when applicable, to purchase and maintain throughout the term of this Contract, the
following insurance policies:
A. ® If checked, Professional Liability Insurance (errors and omissions) with minimum limits of $1,000,000
per occurrence, $2,000,000 aggregate, on a "claims made" basis. The CONSULTANT shall maintain such
insurance coverage for three years after expiration of the term (and any extensions) of this Contract. In
addition, the "retro" date must be shown and must be before the date of this Contract.
B. Automobile Insurance covering all bodily injury and property damage incurred during the performance of this
Contract, with a minimum coverage of $1,000,000 combined single limit per accident. Such automobile
insurance shall include owned, non -owned, and hired vehicles ("any auto"). The policy shall name the CITY
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and its officers, agents, employees, and volunteers as additional insureds, and a separate additional insured
endorsement shall be provided.
C. Commercial General Liability Insurance, with minimum limits of either $2,000,000 per occurrence and
$4,000,000 aggregate, or $1,000,000 per occurrence and $2,000,000 aggregate with a $2,000,000 umbrella
policy, covering all bodily injury and property damage arising out of its operations, work, or performance
under this Contract. The policy shall name the CITY and its officers, agents, employees, and volunteers as
additional insureds, and a separate additional insured endorsement shall be provided. The general aggregate
limit must apply solely to this "project" or "location". The "project" or "location" should be noted with
specificity on an endorsement that shall be incorporated into the policy.
D. Workers' Compensation Insurance in an amount sufficient to meet statutory requirements covering all of
CONSULTANT'S employees and employers' liability insurance with limits of at least $1,000,000 per
accident. In addition, the policy shall be endorsed with a waiver of subrogation in favor of the CITY. Said
endorsement shall be provided prior to commencement of work under this Contract.
If CONSULTANT has no employees subject to the California Workers' Compensation and Labor laws,
CONSULTANT shall execute a Declaration to that effect. Said Declaration shall be provided to
CONSULTANT by CITY.
E. The aforesaid policies shall constitute primary insurance as to the CITY, its officers, officials, employees, and
volunteers, so that any other policies held by the CITY shall not contribute to any loss under said insurance.
Said policies shall provide for thirty (30) days prior written notice to the CITY's Risk Manager, at the address
listed in subsection G below, of cancellation or material change.
F. Insurance shall be written with only California admitted companies that hold a current policy holder's
alphabetic and financial size category rating of not less than A:VII according to the current Best's Key Rating
Guide, or a company equal financial stability that is approved by the CITY'S Risk Manager. In the event
coverage is provided by non -admitted "surplus lines" carriers, they must be included on the most recent
California List of Eligible Surplus Lines Insurers (LESLI list) and otherwise meet rating requirements.
G. The Certificate Holder for all policies of insurance required by this Article shall be "CITY of National CITY,
c/o Risk Manager, 1243 National CITY Boulevard, National CITY, CA 91950-4397.
H. This Contract shall not take effect until certificate(s) or other sufficient proof that these insurance provisions
have been complied with, are filed with and approved by the CITY'S Risk Manager. If the CONSULTANT
does not keep all of such insurance policies in full force and effect at all times during the terms of this
Contract, the CITY may elect to treat the failure to maintain the requisite insurance as a breach of this
Contract and terminate the Contract as provided herein.
I. All deductibles and self -insured retentions in excess of $10,000 must be disclosed to and approved by the
CITY.
J. If the CONSULTANT maintains broader coverage or higher limits (or both) than the minimum limits shown
above, the CITY requires and shall be entitled to the broader coverage or higher limits (or both) maintained
by the CONSULTANT. Any available insurance proceeds in excess of the specified minimum limits of
insurance and coverage shall be available to the CITY.
ARTICLE XXVI OWNERSHIP OF DATA
A. The Memoranda, Reports, Maps, Drawings, Plans, Specifications, and other documents prepared by the
CONSULTANT for this Project, whether paper or electronic, shall become the property of the CITY for use
with respect to this Project, and shall be turned over to the CITY upon completion of the Project, or any phase
thereof, as contemplated by this Contract.
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B. Contemporaneously with the transfer of documents, the CONSULTANT hereby assigns to the CITY, and
CONSULTANT thereby expressly waives and disclaims any copyright in, and the right to reproduce, all
written material, drawings, plans, specifications, or other work prepared under this Contract, except upon the
CITY'S prior authorization regarding reproduction, which authorization shall not be unreasonably withheld.
The CONSULTANT shall, upon request of the CITY, execute any further document(s) necessary to further
effectuate this waiver and disclaimer.
C. The CONSULTANT agrees that the CITY may use, reuse, alter, reproduce, modify, assign, transfer, or in any
other way, medium, or method utilize the CONSULTANT'S written work product for the CITY'S purposes,
and the CONSULTANT expressly waives and disclaims any residual rights granted to it by Civil Code
Sections 980 through 989 relating to intellectual property and artistic works.
D. Any modification or reuse by the CITY of documents, drawings, or specifications prepared by the
CONSULTANT shall relieve the CONSULTANT from liability under Article XXVIII, but only with respect
to the effect of the modification or reuse by the CITY, or for any liability to the CITY should the documents
be used by the CITY for some project other than what was expressly agreed upon within the Scope of this
project, unless otherwise mutually agreed.
E. CITY may permit copyrighting reports or other agreement products. If copyrights are permitted, the
agreement shall provide that the FHWA shall have the royalty -free, nonexclusive and irrevocable right to
reproduce, publish, or otherwise use, and to authorize others to use, the work for government purposes.
ARTICLE XXVII CLAIMS FILED BY CITY's CONSTRUCTION CONTRACTOR
A. The CONSULTANT agrees to defend, indemnify, and hold harmless the CITY of National City, its officers,
officials, agents, employees, and volunteers against and from any and all liability, loss, damages to property,
injuries to, or death of any person or persons, and all claims, demands, suits, actions, proceedings, reasonable
attorneys' fees, and defense costs, of any kind or nature, including workers' compensation claims, of or by
anyone whomsoever, resulting from or arising out of the CONSULTANT'S negligent performance of this
Contract. CITY will cooperate reasonably in the defense of any action, and CONSULTANT shall employ
competent counsel, reasonably acceptable to the City Attorney.
B. The indemnity, defense and hold harmless obligations contained herein shall survive the termination of this
Contract for any alleged or actual omission, act, or negligence under this Contract that occurred during the
term of this Contract.
C. If claims are filed by CITY's construction contractor relating to work performed by CONSULTANT's
personnel, and additional information or assistance from CONSULTANT's personnel is required in order to
evaluate or defend against such claims; CONSULTANT agrees to make its personnel available for
consultation with CITY' S construction contract administration and legal staff and for testimony, if necessary,
at depositions and at trial or arbitration proceedings.
D. CONSULTANT's personnel that CITY considers essential to assist in defending against construction
contractor claims will be made available on reasonable notice from CITY. Consultation or testimony will be
reimbursed at the same rates, including travel costs that are being paid for CONSULTANT's personnel
services under this Contract.
E. Services of CONSULTANT's personnel in connection with CITY's construction contractor claims will be
performed pursuant to a written contract amendment, if necessary, extending the termination date of this
Contract in order to resolve the construction claims.
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F. If the CITY's construction contractor files a claim with the CITY, the claims procedures of Public Contract
Code Article 9204 shall apply. A correct copy of Public Contract Code Article 9204 is attached to this
Contract as Exhibit B.
ARTICLE XXVIII CONFIDENTIALITY OF DATA
A. The CITY may from time to time communicate to the CONSULTANT certain confidential information to
enable the CONSULTANT to effectively perform the services to be provided herein. The CONSULTANT
shall treat all such information as confidential and shall not disclose any part thereof without the prior written
consent of the CITY. The CONSULTANT shall limit the use and circulation of such information, even within
its own organization, to the extent necessary to perform the services to be provided herein. The foregoing
obligation of this Article XXVIII, however, shall not apply to any part of the information that (i) has been
disclosed in publicly available sources of information; (ii) is, through no fault of the CONSULTANT,
hereafter disclosed in publicly available sources of information; (iii) is already in the possession of the
CONSULTANT without any obligation of confidentiality; or (iv) has been or is hereafter rightfully disclosed
to the CONSULTANT by a third party, but only to the extent that the use or disclosure thereof has been or is
rightfully authorized by that third party. Any subcontract entered into as a result of this Contract shall contain
the provisions of this Article XXVIII(A).
B. The CONSULTANT shall not disclose any reports, recommendations, conclusions or other results of the
services or the existence of the subject matter of this Contract without the prior written consent of the CITY.
Permission to disclose information on one occasion, or public hearing held by CITY, shall not authorize
CONSULTANT to further disclose such information, or disseminate the same on any other occasion. In its
performance hereunder, the CONSULTANT shall comply with all legal obligations it may now or hereafter
have respecting the information or other property of any other person, firm or corporation. CONSULTANT
shall be liable to CITY for any damages caused by breach of this condition, pursuant to the provisions of this
Article.
C. CONSULTANT shall not comment publicly to the press or any other media regarding the Contract or CITY's
actions on the same, except to CITY'S staff, CONSULTANT's own personnel involved in the performance of
this Contract, at public hearings or in response to questions from a Legislative committee.
D. CONSULTANT shall not issue any news release or public relations item of any nature, whatsoever, regarding
work performed or to be performed under this Contract without prior review of the contents thereof by CITY
and receipt of CITY'S written permission.
E. Any subcontract entered into as a result of this Contract shall contain all of the provisions of this Article.
ARTICLE XXIX NATIONAL LABOR RELATIONS BOARD CERTIFICATION
In accordance with Public Contract Code Section 10296, CONSULTANT hereby states under penalty of perjury
that no more than one final unappealable finding of contempt of court by a federal court has been issued against
CONSULTANT within the immediately preceding two-year period, because of CONSULTANT's failure to
comply with an order of a federal court that orders CONSULTANT to comply with an order of the National
Labor Relations Board.
ARTICLE XXX EVALUATION OF CONSULTANT
CONSULTANT's performance will be evaluated by CITY. A copy of the evaluation will be sent to
CONSULTANT for comments. The evaluation together with the comments shall be retained as part of the
Contract record.
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ARTICLE XXXI RETENTION OF FUNDS
A. Any subcontract entered into as a result of this Contract shall contain all of the provisions of this Article.
B. No retainage will be withheld by the Agency from progress payments due the prime consultant. Retainage by
the prime consultant or subconsultants is prohibited, and no retainage will be held by the prime consultant
from progress due subconsultants. Any violation of this provision shall subject the violating prime consultant
or subconsultants to the penalties, sanctions, and other remedies specified in Section 7108.5 of the California
Business and Professions Code. This requirement shall not be construed to limit or impair any contractual,
administrative, or judicial remedies, otherwise available to the prime consultant or subconsultant in the event
of a dispute involving late payment or nonpayment by the prime consultant or deficient subconsultant
performance, or noncompliance by a subconsultant. This provision applies to both DBE and non -DBE prime
consultants and subconsultants.
ARTICLE XXXII NOTIFICATION
All notices or other communications required or permitted hereunder shall be in writing, and shall be personally
delivered; or sent by overnight mail (Federal Express or the like); or sent by registered or certified mail, postage
prepaid, return receipt requested; or sent by ordinary mail, postage prepaid; or telegraphed or cabled; or delivered
or sent by telex, telecopy, facsimile or fax; and shall be deemed received upon the earlier of (i) if personally
delivered, the date of delivery to the address of the person to receive such notice, (ii) if sent by overnight mail, the
business day following its deposit in such overnight mail facility, (iii) if mailed by registered, certified or ordinary
mail, five (5) days (ten (10) days if the address is outside the State of California) after the date of deposit in a post
office, mailbox, mail chute, or other like facility regularly maintained by the United States Postal Service, (iv) if
given by telegraph or cable, when delivered to the telegraph company with charges prepaid, or (v) if given by
telex, telecopy, facsimile or fax, when sent. Any notice, request, demand, direction or other communication
delivered or sent as specified above shall be directed to the following persons:
To CITY: Stephen Manganiello
Director of Public Works/City Engineer
Engineering & Public Works Department
City of National City
1243 National City Boulevard
National City, California 91950-4301
SManganiello@nationalcityca.gov
To CONSULTANT:
Jennifer Koopman, P.E.
Project Manager
Kimley-Horn and Associates, Inc.
401 "B" Street, Suite 600
San Diego, CA 92101
Notice of change of address shall be given by written notice in the manner specified in this Article.
Rejection or other refusal to accept or the inability to deliver because of changed address of which no notice was
given shall be deemed to constitute receipt of the notice, demand, request or communication sent. Any notice,
request, demand, direction or other communication sent by cable, telex, telecopy, facsimile or fax must be confirmed
within forty-eight (48) hours by letter mailed or delivered as specified in this Article.
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ARTICLE XXXIII ADMINISTRATIVE PROVISIONS.
A. Computation of Time Periods. If any date or time period provided for in this Contract is or ends on a
Saturday, Sunday or federal, state or legal holiday, then such date shall automatically be extended until 5:00
p.m. Pacific Time of the next day which is not a Saturday, Sunday or federal, state, or legal holiday.
B. Counterparts. This Contract may be executed in multiple counterparts, each of which shall be deemed an
original, but all of which, together, shall constitute but one and the same instrument.
C. Captions. Any captions to, or headings of, the sections or subsections of this Contract are solely for the
convenience of the parties hereto, are not a part of this Contract, and shall not be used for the interpretation or
determination of the validity of this Contract or any provision hereof.
D. No Obligations to Third Parties. Except as otherwise expressly provided herein, the execution and delivery of
this Contract shall not be deemed to confer any rights upon, or obligate any of the parties hereto, to any
person or entity other than the parties hereto.
E. Exhibits and Schedules. The Exhibits and Schedules attached hereto are hereby incorporated herein by this
reference for all purposes. To the extent any exhibits, schedules, or provisions thereof conflict or are
inconsistent with the terms and conditions contained in this Contract, the terms and conditions of this
Contract shall control.
F. Waiver. The waiver or failure to enforce any provision of this Contract shall not operate as a waiver of any
future breach of any such provision or any other provision hereof.
G. Applicable Law. This Contract shall be governed by and construed in accordance with the laws of the State
of California.
H. Entire Contract. This Contract supersedes any prior agreements, negotiations and communications, oral or
written, and contains the entire agreement between the parties as to the subject matter hereof. No subsequent
agreement, representation, or promise made by either party hereto, or by or to an employee, officer, agent or
representative of any party hereto shall be of any effect unless it is in writing and executed by the party to be
bound thereby.
I. Successors and Assigns. This Contract shall be binding upon and shall inure to the benefit of the successors
and assigns of the parties hereto.
J. Subcontractors or Subconsultants. The CITY is engaging the services of the CONSULTANT identified in this
Contract. The CONSULTANT shall not subcontract any portion of the work, unless such subcontracting was
part of the original proposal or is allowed by the CITY in writing. In the event any portion of the work under
this Contract is subcontracted, the subconsultant(s) shall be required to comply with and agree to, for the
benefit of and in favor of the CITY, both the insurance provisions in ARTICLE XXV and the indemnification
and hold harmless provision of ARTICLE XXVII of this Contract.
K. Construction. The parties acknowledge and agree that (i) each party is of equal bargaining strength, (ii) each
party has actively participated in the drafting, preparation and negotiation of this Contract, (iii) each such
party has consulted with or has had the opportunity to consult with its own, independent counsel and such
other professional advisors as such party has deemed appropriate, relative to any and all matters contemplated
under this Contract, (iv) each party and such party's counsel and advisors have reviewed this Contract, (v)
each party has agreed to enter into this Contract following such review and the rendering of such advice, and
(vi) any rule or construction to the effect that ambiguities are to be resolved against the drafting party shall not
apply in the interpretation of this Contract, or any portions hereof, or any amendments hereto.
L. Licenses, Permits, Etc. The CONSULTANT represents and covenants that it has all licenses, permits,
qualifications, and approvals of whatever nature that are legally required to practice its profession. The
CONSULTANT represents and covenants that the CONSULTANT shall, at its sole cost and expense, keep in
effect at all times during the term of this Contract, any license, permit, or approval which is legally required
for the CONSULTANT to practice its profession.
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M. Legal Fees. If any party brings a suit or action against the other party arising from any breach of any of the
covenants or agreements or any inaccuracies in any of the representations and warranties on the part of the
other party arising out of this Contract, then in that event, the prevailing party in such action or dispute,
whether by final judgment or out -of -court settlement, shall be entitled to have and recover of and from the
other party all costs and expenses of suit, including attorneys' fees.
For purposes of determining who is to be considered the prevailing party, it is stipulated that attorney's fees
incurred in the prosecution or defense of the action or suit shall not be considered in determining the amount
of the judgment or award. Attorney's fees to the prevailing party if other than the CITY shall, in addition, be
limited to the amount of attorney's fees incurred by the CITY in its prosecution or defense of the action,
irrespective of the actual amount of attorney's fees incurred by the prevailing party.
ARTICLE XXXIV CONTRACT
The two parties to this Contract, who are the before named CONSULTANT and the before named CITY, hereby
agree that this Contract constitutes the entire agreement which is made and concluded in duplicate between the
two parties. Both of these parties for and in consideration of the payments to be made, conditions mentioned, and
work to be performed; each agree to diligently perform in accordance with the terms and conditions of this
Contract as evidenced by the signatures below.
Page 20 of 21
August 2016
Local Assistance Procedures Manual
EXHIBIT 10-R
A&E Contract
City of National City and Kimley Ilorn & Associates, Inc.
ARTICLE XXXV SIGNATURES
IN WITNESS WHEREOF, the parties hereto have executed this Contract on the date and year first above
written.
CITY OF NATIONAL CITY KIMLEY-HORN AND
ASSOCIATES, INC.
By. Leslie Deese, City Manager -
APPROVED AS TO FORM:
it P. Morris -Jones
City orney
By:
Ro ' erto M. Contreras
Deputy City Attorney
By: //(e-ti
Dennis Landaa , Sr. ice President
By:
Je fear Koo
eA
, Assistan Secretary
Page 21 of 21
August 2016
Kimley»>Horn
July 16, 2018
Mr. Stephen Manganiello
City of National City
1243 National City Boulevard
National City, CA 91950
Re: El Toyon — Las Palmas Bicycle Boulevard Project
Dear Mr. Manganiello:
Kimley-Horn and Associates, Inc. ("Kimley-Horn" or"Consultant") is pleased to submit this letter
agreement to the City of National City ("City") for providing professional services related to Right -of -
Way and PS&E for the El Toyon — Las Palmas Bicycle Boulevard Project.
Project Understanding
The City received a federally funded California Active Transportation Program Grant to design bicycle
improvements parallel and east of 1-805 between Division Street and 22nd Street (along T Avenue,
Paradise Avenue, and Grove Street). The 1.75 mile bicycle boulevard was identified as a Tier 1
priority project in the National City SMART Foundation Plan and is designated as a regional bicycle
corridor in the National City Bicycle Master Plan and SANDAG 2050 Regional Transportation Plan
(RTP). Improvements to these relatively low volume residential streets will ultimately link four
elementary schools, two major City parks, and serve the future South Bay BRT station at Plaza
Boulevard.
Kimley-Horn will contract with the following sub consultants:
• Sampo Engineering — Survey
• PCG — Dry Utility Research and Utility Potholes
• Leighton Consulting, Inc. — Geotechnical Investigations
The City has requested that Kimley-Horn provide professional services related to the project. The scope
of services below documents the anticipated scope of services.
Scope of Services
Task 1 — Project Coordination, Meetings, and Management
Kimley-Horn will provide project management and administration services for the project. Kimley-Horn
will spend time each month (up to 8 months) invoicing (with associated back up), monitoring progress
against budget and overall quality assurance (QA). Specific quality control (QC) efforts for each
deliverable document are included in the task covering that document. Kimley-Horn will create a
schedule for construction deliverables and will update it during the life of the project as necessary.
Kimley-Horn will prepare contracts and task orders for required Subconsultant services. Kimley-Horn
will also monitor Subconsultant progress against budget and schedule and review monthly
Subconsultant invoices and associated back up.
Kimley-Horn will spend time each month, up to eight months total, coordinating with City staff via email
and telephone. Kimley-Horn will also spend time coordinating with franchise utility representatives
throughout the design process.
Kimley-Horn will attend meetings as identified herein. Meetings in this scope of services are as follows:
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Page 2
• Monthly meeting with City Staff (up to 8 meetings)
• Utility Coordination Meetings (up to 4 meetings)
• San Diego Metropolitan Transit System (MTS) Coordination Meetings (up to 2 meetings)
Task 1 — Deliverables:
• Schedule (electronically, in PDF format) upon request
• A typed summary for each meeting will be provided (electronically, in PDF format, upon
request)
Task 2 — Data Collection and Review
Task 2.1 — Survey
The Kimley-Horn team will perform field survey at the following locations along the project corridor:
• Northwest corner of East 22nd Street and Grove Street
• Northeast and southeast corners of 18th Street and Grove Street
• 8th Street and T Avenue intersection
• T Avenue between East 7th Street and 4th Street
• Division Street and U Avenue
Survey for the shared path parallel to freeway 805 between 4th Street and Beta Street may also be
included if approved by the City. Design and survey will be included in the optional Task 5.
The field survey will be as follows:
• Roadway cross sections every 25' including back of walk, top of curb, flow line, lip of gutter,
grade breaks, and centerline
o For intersections spot elevations to generate a 20x20 grid
• Cross gutters (including joint locations and grade breaks), flow lines, and edges
• Curb ramps (including wings, landing pads, truncated domes, and joint locations)
• Locations of material change
• Walls (Top and bottom and material type)
• Above ground utilities, fences, driveways, light poles, power poles, landscaping (tree sizes),
site furniture, drainage structures, signage, mailboxes
• Dip gravity utilities (sewer cleanouts and manholes, storm drain manholes and inlets) to
determine rim invert(s), pipe inverts(s) (specify in and out of each structure), pipe size(s), pipe
orientation(s), and pipe material
• Identify water meter sizes and size of pipe entering and exiting the meter
• Right-of-way, well monument, intersection corner, and property monuments
• Lane lines and stop bars
Readily available record survey maps within the immediate vicinity of the projects will be researched to
verify the relative record positions of centerline and right-of-way monuments. APN numbers should be
provided on the survey.
Surveying will be performed in accordance with the Caltrans survey manual.
Kimley-Horn will conduct one site -visit to become familiar with existing site conditions and verify survey.
Task 2.2 — Utility Research
Kimley-Horn will conduct utility research to obtain readily available records for sewer, water, and storm
drain, for the locations listed in Task 2.1. Kimley-Horn will coordinate with the City of National City and
Sweetwater Authority for as -built utility plans. The Kimley-Horn team will also obtain readily available
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Page 3
existing dry utility information. This will consist of sending out utility notification letters to each known
utility service provider within the project area.
Results of the investigations will be integrated into an existing utility CAD base map that will be used
by the project team to develop preliminary and final design plans.
Task 2.3 Geotechnical Investigation
Kimley-Horn will contract with Leighton Consulting who will provide geotechnical investigation services
as follows for the locations listed in Task 2.1:
• A geotechnical reconnaissance of the site, and coordination with Underground Service Alert
and City of National City staff.
• Prepare a Traffic Control Plan and submit to the City of National City. Obtain necessary City of
National City permits for drilling in public right of way. It is assumed permit fees will be waived
by the City.
• Coordination of traffic control, where necessary.
• Excavation of five (5) exploratory borings in the roadway of the proposed pavement
improvements; these borings will be excavated to measure existing pavement sections and
depths of underlying fills soils, and to collect soil samples for laboratory testing.
• Two (2) borings will be excavated to perform percolation testing for consideration of BMPs. The
boring depths are planned for depths approximately 5 to 20 feet bgs.
• Core pavement at the boring and percolation locations to measure existing pavement thickness
and minimize damage to existing asphalt.
• Geologic logging of the borings.
• Obtain representative soils samples during drilling to perform moisture/density (6), sieve
analysis (6), and R-Value (3) laboratory tests. We will substitute lab testing when appropriate.
• Geotechnical analysis of data obtained.
• Calculation of conventional and geosynthetic-reinforced pavement design recommendations
for street sections based upon appropriate R-value testing of the subgrade soils. Full depth
asphalt pavement sections can be provided upon request.
• Prepare a report presenting the findings and recommendations:
o Project description
o Project location map
o Summary of the exploration activities, including boring location map
o Laboratory test results
o Boring logs
o Discussion of Earthquake Ground Motions
• Soil profile type based on the 2013 California Building Code (CBC)
• Mapped Spectral Acceleration Parameters
• Site Coefficients
• Design Spectral Acceleration Parameters
o Percolation test results for consideration in design of improvements
o Pavement structural sections using Traffic Index
o Retaining wall design recommendations
o Recommendations for proposed subgrade preparation for treatment of unsuitable
materials, including estimated depths of over -excavation for both the pedestrian and
pavement area.
• Prior to the Final Design submittal, Leighton will perform a geotechnical review of the plans to
determine if the geotechnical recommendations have been properly incorporated into the
project design.
Task 2.4 — Utility Potholes (Optional)
Kimley-Horn will contract with PCG who will perform up to six (6) utility potholes at the five locations listed in
task 2.1 to locate horizontal and vertical locations of the utilities. The Consultant shall submit and receive
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approval of a pothole plan before proceeding with potholing.
Task 2 Deliverables
• 2013 CAD (.dwg) base map with survey and existing utilities (upon request)
• Geotechnical Report
• Pothole Report
Task 3 - Construction Plans, Specifications, and Estimate (PS&E)
Page =l
Task 3.1 — Construction Plans
Kimley-Horn will prepare 60%, 90%, Pre -Final, and Final construction plans for City review and
comment. The design will be based on the following standards: City of National City Design Standards,
San Diego County Regional Standards, Caltrans Highway Design Manual and the latest California
Manual on Uniform Traffic Control Devices (CA-MUTCD). Kimley-Horn's design will consist of the
following sheets:
• Title SheetNicinity Map (1 Sheet)
• General Notes Sheet (1 Sheet)
• Construction Details (3 Sheets)
• Key Map (1 Sheet)
• Horizontal Control Plans: 1" = 150' Scale (1 Sheet) and 1" = 20' Scale (2 Sheets)
• Demolition Plan: 1" = 20' Scale (2 Sheets)
• Improvement Plan: 1" = 20' Scale (2 Sheets)
• Staking Details and Profiles: 1" = 20' Scale (2 Sheets)
• Drainage and BMP Improvement Plan: 1" = 10' Scale (2 Sheets)
• Water Pollution Control Notes and Details (1 Sheet)
• Water Pollution Control Plan: 1" = 40' Scale (2 Sheets)
• Signing and Marking General Notes (1 Sheet)
• Signing and Marking Plans: 1" = 40' Scale (7 Sheets)
• Urban Design Plans: 1" = 20' Scale (2 Sheets)
• Lighting and Electrical Plan, Notes and Details: (3 Sheets)
o Notes and Details: (1 Sheet)
o 18th and Grove crossing: 1" = 20' (1 Sheet)
o Division and U crossing: 1" = 20' (1 Sheet)
Assumptions:
Kimley-Horn will attend up to three two-hour review meetings with the City, the project's construction
manager and up to two (2) Kimley-Horn staff for the 60%, 90% and Pre -Final submittal reviews. All
comments and revisions will be addressed as part of the 90%, Pre -Final and Final submittals,
respectively. A photometric evaluation will be conducted for the intersections of 18th/ Grove and
Division/U to determine the amount of lighting needed for pedestrian safety in these proposed
crossings.
Task 3.2 — Stormwater Applicability Checklist
Kimley Horn will complete the City of National City's NPDES Project Applicability Form.
Task 3.3 — Water Quality Technical Report
A Water Quality Technical Report per the City of National City Storm Water Best Management Practice
(BMP) Manual (dated February 2016). This task includes a site visit to observe and document existing
drainage conditions, define tributary areas to the project improvements, and quantify the water quality
flowrate. These calculations will be used to quantify how much flow the proposed LID features can
treat within the project limits. Additionally, downstream receiving water body impairments and potential
pollutants of concern will be identified.
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Page 5
Assumptions:
• It is assumed that two review cycles will be needed to process the document through the City
of National City.
• It is assumed that the hydrologic analysis will be limited to the area and blocks immediately
adjacent to the proposed project and that no off -site storm drain improvements will be required
as part of the project.
• It is also assumed that the project is PDP exempt and that hydromodification mitigations are
not required. No continuous hydromodification simulation will be required.
• Construction SWPPP to be done by others
Task 3.4 — Opinion of Probable Construction Cost (OPCC)
Kimley-Horn will prepare an OPCC for the 60%, 90%, Pre -Final, and Final PS&E submittals. The
OPCC will be presented to show the proposed bid items, unit prices, contingencies, and an overall cost.
Task 3.5 — Technical Specifications
Kimley-Horn will prepare Technical Specifications for the 90%, Pre -Final, and Final PS&E submittals.
Specifications for this project will be prepared in Greenbook special provisions format. Kimley-Horn
will also utilize City Specifications, as necessary, in preparation of the Greenbook special provisions.
Additional source documents may be used by Kimley-Horn to cover urban design, hardscape, and other
project features not covered by the City Specifications or Greenbook. Sidewalk and pavement
improvement exhibits will be submitted as part of the Technical Specifications
Task 3 Deliverables
• One set of construction plans (24" x 36") with the 60%, 90%, Pre -Final, and Final submittal.
• One electronic copy and one hard copy (as needed) of the construction plans to utility
companies with the 60%, 90% and Final submittals.
• One copy of the Stormwater Applicability Checklist (8.5"x11 ") submitted with the 90% submittal.
• One copy of the Water Quality Technical Report (8.5"x11 ") submitted with the 90%, Pre -Final,
and Final submittal.
• One electronic copy of the OPCC (PDF format) with the 60%, 90%, Pre -Final, and Final
submittal.
• One electronic copy of the Technical Specifications (Word format) with the 90%, Pre -Final, and
Final submittal.
Task 4 - Shared path design (Optional)
The Consultant will design the enhancements to the existing shared path located parallel to the
freeway 805 (east of the freeway), between 4th Street and Beta Street.
Kimley-Horn will:
• Coordinate with City Staff — up to two (2) site visits to path and/or specific path -design
meetings with City Staff and up to two (2) Kimley-Horn staff.
• Coordinate with Caltrans Staff — up to two (2) site visits to path and/or specific path -design
meetings with Caltrans Staff and up to two (2) Kimley-Horn staff.
• Survey cross sections along the path as described in 2.1. and the existing
sidewalk/driveways at the path's intersection with 4th Street, Division Street, Q Ave, and Beta
Street.
• Geotechnical investigation along the multi -use path consisting of seven (7) exploratory hand
augers and dynamic cone penetrometers along the alignment of the path, and four (4)
pavement cores at the intersections with 4th Street, Division Street, Q Ave, and Beta Street.
• Path enhancements design — Construction plans, specifications, and estimate will be updated
to include the shared path and the following sheets will be revised/added:
• Title SheetNicinity Map (1 Sheet)
• General Notes Sheet (1 Sheet)
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• Construction Details (3 Sheets)
• Key Map (1 Sheet)
• Horizontal Control Plans: 1" = 150' Scale (1 Sheet)
• Demolition Plan: 1" = 20' Scale (3 Sheets)
• Improvement Plan: 1" = 20' Scale (3 Sheets)
• Staking Details and Profiles: 1" = 20' Scale (3 Sheets)
• Drainage and BMP Improvement Plan: 1" = 10' Scale (3 Sheets)
• Water Pollution Control Plan: 1" = 40' Scale (3 Sheets)
• Signing and Marking Plans: 1" = 40' Scale (8 Sheets)
• Urban Design Plans: 1" = 20' Scale (3 Sheets)
• Lighting and Electrical Plan, Notes and Details: (4 Sheets)
o Notes and Details: (1 Sheet)
O 18th and Grove crossing: 1" = 20' (1 Sheet)
o Division and U crossing: 1" = 20' (1 Sheet)
o Multi -Use Path: 1" = 20' (1 Sheet)
Page 6
Additional Services:
Any services not specifically described in the above scope, as well as any changes in the scope the
Client requests, will be considered Additional Services and will be performed at our then -current hourly
rates. Prior to commencing the Additional Services, Consultant shall obtain prior written approval from
the Client. Additional services we can provide include, but are not limited to, the following:
• SWPPP, HMP
• Visual Renderings
• Utility Potholes
• Irrigation Plans
• Bid and Construction Services
• Record Drawings
• Mylar prints
• Hazardous and remediation services
• Environmental study preparation
• Meetings with the agencies beyond the effort scoped above
• Payment of any agency fees.
• Franchise utility studies and/or design
Information Provided By Client
We shall be entitled to rely on the completeness and accuracy of information provided by the Client.
The Client shall provide information requested by Kimley-Horn during the project, this shall include:
• As-builts
• Plans by other consultants
Schedule
We will provide our services as expeditiously as practicable to meet a mutually agreed upon schedule.
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Kimley»>Horn
Fee and Billing
Page 7
Kimley-Horn will perform the scope of services outlined above on a time and materials basis of
$208,728. The optional Task 5 will be completed once approved on a time and materials basis of
$51,499. The total fee to perform the above scope of services including the optional Task 4 is $260,227.
Direct expenses will be invoiced at cost.
Fees will be invoiced monthly based upon the percentage of services performed as of the invoice date.
Payment will be due within 30 days of the date of the invoice.
Very truly yours,
KIMLEY-HORN AND ASSOCIATES, INC.
Jennifer Koopman, P.E
Project Manager
Secretary
RCE 71532
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Quality Control
3.2 Stormwater Applicability Checklist
3.3 Water Quality Technical Report
3.4 Opinion of Probable Construction Cost (OPCC)
3.5 Technical Specifications
Task Description
Sub Cost
Subconsultant
Total
Cost
Task 1 - Project Coordination, Meetings, and Management
Project Management and Administration
162.04
15,162.04
Monthly meeting with City Staff (up to 8 meetings)
Utility Coordination and Meetings (up to 4 meetings)
Task 2 - Data Collection and Review
80.56
S 6.480.56
26.40
S 5,826.40
355.08
S 2,855.08
2.1 Survey
2.2 Utility Research
2.3 Geotechnical Investigation
21.76
S 49,145.00
S 61,066.76
310.76
$ 13,525.00
Sampo
S 15,835.76
387.96
2.4 Utility Potholes (Optional)
$ 6,320.00
PCG
S 12,707.96
728.76
S 19.500.00
Leighton
$ 21,228.76
194.28
Task 3 Construction Plans, Specifications, and Estimate (PS&E) 999.50
3.1 Construction Plans
Title Sheet/Vicinity Map (1 Sheet)
375.88
$ 9,800.00
PCG
S 11,294.28
S
S 130,999.50
S 97,375.88
General Notes Sheet (1 Sheet)
Construction Details
Key Map (1 sheet)
(3
Sheets)
Horizontal Control Plan: 1" = 20' Scale (2 Sheets)
Demolition Plan: 1" = 40' Scale (2 Sheets)
Improvement Plan: 1" = 20Scale (2 Sheets)
55.38
$ 1,155.38
155.38
$ 1,155.38
364.22
$ 6,364.22
)71.86
$ 1,971.86
t38.00
S 5,438.00
115.80
Staking Details and Profiles: 1' = 20' Scale (2 Sheets)
S 6,115.80
373.36
$ 8,673.36
)72.76
Drainage and BMP Improvement Plan: 1" = 10' Scale (2 Sheets),36.20
Water Pollution Control Notes and Details (1 Sheet) -
Water Pollution Control Plan: 1" = 40' Scale (2 Sheets)
Signing and Marking General Notes (1 Sheet)
Signing and Marking Plans: 1" = 40' Scale (7 Sheets)
$ 12,072.76
$ 9,236.20
766.44
$ 1,766.44
49.36
$ 4,349.36
27.54
$ 1,427.54
Urban Design Plans: 1" = 20' Scale (2 Sheets) 352.10
S
-793.60
Lighting and Electrical Plan, Notes and Details: 1" = 20' (3 Sheet
t05.88
$ 14,652.10
$ 6,793.60
$ 7,405.88
'98.00
$ 8,798.00
t56.60
S 1,456.60
331.98
$ 11,831.98
546.96
Task 4 - Shared Path Design (Optional)
S 11,546.96
788.08
Coordinate with City Staff
S 8,788.08
119.32
S 32,380.00
S 51,499.32
Coordinate with Caltrans Staff
Survey
44.24
S 2,444.24
144.24
Geotechnical Investigation
Construction Plans, Specifications, and Estimate (PS&E)
S 2,444.24
311.06
S 13,100.00
Sampo
$ 13,711.06
)49.96
Expenses
S 19,280.00
Leighton
S 20,229.96
369.82
S 12,669.82
Total (Rounded to the nearest S1)
$ 1,500.00
202.621 S 81,525.00
260,227.62
Local Assistance Procedures Manual
EXHIBIT 10-H2 COST PROPOSAL
SPECIFIC RATE OF COMPENSATION (USE FOR ON -CALL OR AS -NEEDED CONTRACTS)
(CONSTRUCTION ENGINEERING AND INSPECTION CONTRACTS)
Note: Mark-ups are Not Allowed
Consultant Kimley-Horn and Associates, Inc
Project No.
El Prime Consultant ❑Subconsultant ❑ 2nd Tier Subconsultant
Contract No. On -Call Project Support Services for CIP
EXHIBIT 10-H2
Cost Proposal
Participation Amount $ NTE $2,000,000 Date 07/17/18
For Combined Rate
0.51%
FCCM%
197.02%
+ General &Administrative %
197.53%
Combined ICR%
Fee
10.00%
BILLING INFORMATION
CALCULATION INFORMATION
Name/Job Title/Classification'
Hourly Billing Rates'
Straight3 OT(1.5x) OT(2x)
Effective Date of Hourly Rate
From To
Actual or Avg.
Hourly Rate'
% or $
Increase
Hourly Range -
for Classifications
Sr. Professional II
$290.45
7/1/2017
6/30/2018
$88.76
Not Applicable
$290.45
7/1/2018
6/30/2019
$88.76
0.00%
$290.45
7/1/2019
6/30/2020
$88.76
0.00%
$290.45
7/1/2020
5/31/2020
$88.76
0.00%
Sr. Environmental Planner
$233.93
7/1/2017
6/30/2018
$71.49
Not Applicable
$233.93
7/1/2018
6/30/2019
$71.49
0.00%
$233.93
7/1/2019
6/30/2020
$71.49
0.00%
•
$233.93
7/1/2020
5/31/2020
$71.49
0.00%
Sr. Professional I
$219.95
7/1/2017
6/30/2018
$67.22
Not Applicable
$219.95
7/1/2018
6/30/2019
$67.22
0.00%
$219.95
7/1/2019
6/30/2020
$67.22
0.00%
$219.95
7/1/2020
5/31/2020
$67.22
0.00%
I'roiessional It
$199.46
7/1/2017
6/30/2018
$60.95
Not Applicable
$199.46
7/1/2018
6/30/2019
$60.95
0.00%
$199.46
7/1/2019
6/30/2020
$60.95
0.00%
$199.46
7/1/2020
5/31/2020
$60.95
0.00%
Professional 1
$169.45
7/1/2017
6/30/2018
$51.78
Not Applicable
$169.45
7/1/2018
6/30/2019
$51.78
0.00%
$169.45
7/1/2019
6/30/2020
$51.78
0.00%
$169.45
7/1/2020
5/31/2020
$51.78
0.00%
Analyst
$136.08
7/1/2017
6/30/2018
$41.58
Not Applicable
$136.08
7/1/2018
6/30/2019
$41.58
0.00%
$136.08
7/1/2019
6/30/2020
$41.58
0.00%
$136.08
7/1/2020
5/31/2020
$41.58
0.00%
Support Staff
$106.37
7/1/2017
6/30/2018
$32.50
Not Applicable
$106.37
7/1/2018
6/30/2019
$32.50
0.00%
$106.37
7/1/2019
6/30/2020
$32.50
0.00%
$106.37
7/1/2020
5/31/2020
$32.50
0.00%
January 2018
Page 1 of 3
Local Assistance Procedures Manual
EXHIBIT 10-H2
Cost Proposal
EXHIBIT 10-H2 COST PROPOSAL
SPECIFIC RATE OF COMPENSATION (USE FOR ON -CALL OR AS -NEEDED CONTRACTS)
(CONSTRUCTION ENGINEERING AND INSPECTION CONTRACTS)
Consultant Kimley-Horn and Associates, Inc.
Project No.
0 Prime Consultant ❑ Subconsultant
Contract No. On -Call Project Support Services for CIP
Date 07/17/18
SCHEDULE OF OTHER DIRECT COST ITEMS (Add additional pages as necessary)
Description of Item
Quantity
Unit
Unit Cost
Total
Mileage Costs
per mile
Federal Rate
$ -
Travel (Airfare, Rental Car, Tolls, etc.)
Actual
$ -
Per Diem
per day
$60.00
$ -
Outside Printing and Reproduction
Actual
$ -
Courier / Fed Ex / USPS, etc.
Actual
$ -
Misc. Field Equipment / Supplies
Actual
$ -
NOTES:
1. List other direct cost items with estimated costs. These costs should be competitive in their respective industries and supported with appropriate
2. Proposed ODC items should be consistently billed regardless of client and contract type.
3. Items when incurred for the same purpose, in like circumstance, should not be included in any indirect cost pool or in the overhead rate.
4. Items such as special tooling, will be reimbursed at actual cost with supporting documentation (invoice).
5. Items listed above that would be considered "tools of the trade" are not reimbursable as other direct cost.
6. Travel related costs should be pre -approved by the contracting agency and shall not exceed current State Department of Personnel Administration
7. If mileage is claimed, the rate should be properly supported by the consultant's calculation of their actual costs for company vehicles. In addition,
the miles
8. If a consultant proposes rental costs for a vehicle, the company must demonstrate that this is its standard procedure for all of their contracts and
that they do
9. The cost proposal format shall not be amended. All costs must comply with the Federal cost principles.
10. Add additional pages if necessary.
1 I. Subconsultants must provide their own cost proposals.
January 2018 Page 2 of 3
Local Assistance Procedures Manual
EXHIBIT 10-H2 COST PROPOSAL
Certification of Direct Costs:
I, the undersigned, certify to the best of my knowledge and belief that all direct costs identified on the cost proposal(s) in this
contract are actual, reasonable, allowable, and allocable to the contract in accordance with the contract terms and the following
requirements:
EXHIBIT 10-H2
Cost Proposal
7. Generally Accepted Accounting Principles (GAAP)
8. Terms and conditions of the contract
9. Title 23 United States Code Section 112 - Letting of Contracts
10. 48 Code of Federal Regulations Part 31 - Contract Cost Principles and Procedures
11. 23 Code of Federal Regulations Part 172 - Procurement, Management, and Administration of Engineering and Design Related Service
12. 48 Code of Federal Regulations Part 9904 - Cost Accounting Standards Board (when applicable)
All costs must be applied consistently and fairly to all contracts. All documentation of compliance must be retained in the project
files and be in compliance with applicable federal and state requirements. Costs that are noncompliant with the federal and state
requirements are not eligible for reimbursement.
Prime Consultant or Subconsultant Certifying:
Name:
Signatur
Email:
Anthony Podegracz
anthony.podegracz@kimley-hom.com
Address: 401 B Street, Suite 600, San Diego CA 92101
Title *: Vice President
Date of Certification (mm/dd/yyyy): 07/17/18
Phone Number: 619-234-9411
* An individual executive or financial officer of the consultant's or subconsultant's organization at a level
no lower than a Vice President or a Chief Financial Officer, or equivalent, who has authority to represent
the financial information utilized to establish the cost proposal for the contract.
List services the consultant is providing under the proposed contract:
Engineering Services
January 2018
Page 3 of 3
Exhibit B
California Public Contract Code § 9204
§ 9204. Legislative findings and declarations regarding timely and complete payment of
contractors for public works projects; claims process
(a) The Legislature finds and declares that it is in the best interests of the state and its
citizens to ensure that all construction business performed on a public works project in
the state that is complete and not in dispute is paid in full and in a timely manner.
(b) Notwithstanding any other law, including, but not limited to, Article 7.1 (commencing
with Section 10240) of Chapter 1 of Part 2, Chapter 10 (commencing with Section
19100) of Part 2, and Article 1.5 (commencing with Section 20104) of Chapter 1 of Part
3, this section shall apply to any claim by a contractor in connection with a public works
project.
(c) For purposes of this section:
(1) "Claim" means a separate demand by a contractor sent by registered mail or
certified mail with return receipt requested, for one or more of the following:
(A) A time extension, including, without limitation, for relief from damages or penalties
for delay assessed by a public entity under a contract for a public works project.
(B) Payment by the public entity of money or damages arising from work done by, or on
behalf of, the contractor pursuant to the contract for a public works project and payment
for which is not otherwise expressly provided or to which the claimant is not otherwise
entitled.
(C) Payment of an amount that is disputed by the public entity.
(2) "Contractor" means any type of contractor within the meaning of Chapter 9
(commencing with Section 7000) of Division 3 of the Business and Professions Code
who has entered into a direct contract with a public entity for a public works project.
(3)(A) "Public entity" means, without limitation, except as provided in subparagraph (B),
a state agency, department, office, division, bureau, board, or commission, the
California State University, the University of California, a city, including a charter city,
county, including a charter county, city and county, including a charter city and county,
district, special district, public authority, political subdivision, public corporation, or
nonprofit transit corporation wholly owned by a public agency and formed to carry out
the purposes of the public agency.
(B) "Public entity" shall not include the following:
(i) The Department of Water Resources as to any project under the jurisdiction of that
department.
Page 1 of 4
(ii) The Department of Transportation as to any project under the jurisdiction of that
department.
(iii) The Department of Parks and Recreation as to any project under the jurisdiction of
that department.
(iv) The Department of Corrections and Rehabilitation with respect to any project under
its jurisdiction pursuant to Chapter 11 (commencing with Section 7000) of Title 7 of Part
3 of the Penal Code.
(v) The Military Department as to any project under the jurisdiction of that department.
(vi) The Department of General Services as to all other projects.
(vii) The High -Speed Rail Authority.
(4) "Public works project" means the erection, construction, alteration, repair, or
improvement of any public structure, building, road, or other public improvement of any
kind.
(5) "Subcontractor" means any type of contractor within the meaning of Chapter 9
(commencing with Section 7000) of Division 3 of the Business and Professions Code
who either is in direct contract with a contractor or is a lower tier subcontractor.
(d)(1)(A) Upon receipt of a claim pursuant to this section, the public entity to which the
claim applies shall conduct a reasonable review of the claim and, within a period not to
exceed 45 days, shall provide the claimant a written statement identifying what portion
of the claim is disputed and what portion is undisputed. Upon receipt of a claim, a public
entity and a contractor may, by mutual agreement, extend the time period provided in
this subdivision.
(B) The claimant shall furnish reasonable documentation to support the claim.
(C) If the public entity needs approval from its governing body to provide the claimant a
written statement identifying the disputed portion and the undisputed portion of the
claim, and the governing body does not meet within the 45 days or within the mutually
agreed to extension of time following receipt of a claim sent by registered mail or
certified mail, return receipt requested, the public entity shall have up to three days
following the next duly publicly noticed meeting of the governing body after the 45-day
period, or extension, expires to provide the claimant a written statement identifying the
disputed portion and the undisputed portion.
(D) Any payment due on an undisputed portion of the claim shall be processed and
made within 60 days after the public entity issues its written statement. If the public
entity fails to issue a written statement, paragraph (3) shall apply.
(2)(A) If the claimant disputes the public entity's written response, or if the public entity
fails to respond to a claim issued pursuant to this section within the time prescribed, the
claimant may demand in writing an informal conference to meet and confer for
Page 2 of 4
settlement of the issues in dispute. Upon receipt of a demand in writing sent by
registered mail or certified mail, return receipt requested, the public entity shall schedule
a meet and confer conference within 30 days for settlement of the dispute.
(B) Within 10 business days following the conclusion of the meet and confer
conference, if the claim or any portion of the claim remains in dispute, the public entity
shall provide the claimant a written statement identifying the portion of the claim that
remains in dispute and the portion that is undisputed. Any payment due on an
undisputed portion of the claim shall be processed and made within 60 days after the
public entity issues its written statement. Any disputed portion of the claim, as identified
by the contractor in writing, shall be submitted to nonbinding mediation, with the public
entity and the claimant sharing the associated costs equally. The public entity and
claimant shall mutually agree to a mediator within 10 business days after the disputed
portion of the claim has been identified in writing. If the parties cannot agree upon a
mediator, each party shall select a mediator and those mediators shall select a qualified
neutral third party to mediate with regard to the disputed portion of the claim. Each party
shall bear the fees and costs charged by its respective mediator in connection with the
selection of the neutral mediator. If mediation is unsuccessful, the parts of the claim
remaining in dispute shall be subject to applicable procedures outside this section.
(C) For purposes of this section, mediation includes any nonbinding process, including,
but not limited to, neutral evaluation or a dispute review board, in which an independent
third party or board assists the parties in dispute resolution through negotiation or by
issuance of an evaluation. Any mediation utilized shall conform to the timeframes in this
section.
(D) Unless otherwise agreed to by the public entity and the contractor in writing, the
mediation conducted pursuant to this section shall excuse any further obligation under
Section 20104.4 to mediate after litigation has been commenced.
(E) This section does not preclude a public entity from requiring arbitration of disputes
under private arbitration or the Public Works Contract Arbitration Program, if mediation
under this section does not resolve the parties' dispute.
(3) Failure by the public entity to respond to a claim from a contractor within the time
periods described in this subdivision or to otherwise meet the time requirements of this
section shall result in the claim being deemed rejected in its entirety. A claim that is
denied by reason of the public entity's failure to have responded to a claim, or its failure
to otherwise meet the time requirements of this section, shall not constitute an adverse
finding with regard to the merits of the claim or the responsibility or qualifications of the
claimant.
(4) Amounts not paid in a timely manner as required by this section shall bear interest at
7 percent per annum.
(5) If a subcontractor or a lower tier subcontractor lacks legal standing to assert a claim
against a public entity because privity of contract does not exist, the contractor may
Page 3 of 4
present to the public entity a claim on behalf of a subcontractor or lower tier
subcontractor. A subcontractor may request in writing, either on his or her own behalf or
on behalf of a lower tier subcontractor, that the contractor present a claim for work
which was performed by the subcontractor or by a lower tier subcontractor on behalf of
the subcontractor. The subcontractor requesting that the claim be presented to the
public entity shall furnish reasonable documentation to support the claim. Within 45
days of receipt of this written request, the contractor shall notify the subcontractor in
writing as to whether the contractor presented the claim to the public entity and, if the
original contractor did not present the claim, provide the subcontractor with a statement
of the reasons for not having done so.
(e) The text of this section or a summary of it shall be set forth in the plans or
specifications for any public works project that may give rise to a claim under this
section.
(f) A waiver of the rights granted by this section is void and contrary to public policy,
provided, however, that (1) upon receipt of a claim, the parties may mutually agree to
waive, in writing, mediation and proceed directly to the commencement of a civil action
or binding arbitration, as applicable; and (2) a public entity may prescribe reasonable
change order, claim, and dispute resolution procedures and requirements in addition to
the provisions of this section, so long as the contractual provisions do not conflict with or
otherwise impair the timeframes and procedures set forth in this section.
(g) This section applies to contracts entered into on or after January 1, 2017.
(h) Nothing in this section shall impose liability upon a public entity that makes loans or
grants available through a competitive application process, for the failure of an awardee
to meet its contractual obligations.
(i) This section shall remain in effect only until January 1, 2020, and as of that date is
repealed, unless a later enacted statute, that is enacted before January 1, 2020, deletes
or extends that date.
Page 4 of 4
Local Assistance Procedures Manual
Exhibit 10-02
Consultant Contract DBE Commitment
EXHIBIT 10-02 CONSULTANT CONTRACT DBE COMMITMENT
1. Local Agency: City of National City
2. Contract DBE Goal:
2%
3. Project Description: Install 1.75 miles of bicycle facilities between Division St. and 22'd St. (along T Ave, Paradise Ave, and Grove St.)
4. Project Location: National City betweem Division St. and 22'd St (along T Ave, Paradise Ave, and Grove St.)
5. Consultant's Name: Kimley Horn
8. Total Dollar Amount for ALL Subconsultants:
6. Prime Certified DBE: 0 7. Total Contract Award Amount: $260,227
9. Total Number of ALL Subconsultants:
10. Description of Work, Service, or Materials
Supplied
11. DBE
Certification
Number
12. DBE Contact Information
13. DBE
Dollar
Amount
Local Agency to Complete this Section
14. TOTAL CLAIMED DBE PARTICIPATION
$
20. Local Agency Contract
Ni imhor•
21. Federal -Aid Project Number:
22. Contract Execution
natp•
Local Agency certifies that all DBE certifications are valid and information on
this form is complete and accurate.
IMPORTANT: Identify all DBE firms being claimed for credit,
regardless of tier. Written confirmation of each listed DBE is
required.
23. Local Agency Representative's Signature 24. Date
15. Preparers Signature 16. Date
25. Local Agency Representative's Name 26.
Phone
17. Preparer's Name 18. Phone
27. Local Agency Representative's Title
19. Preparer's Title
DISTRIBUTION: 1. Original - Local Agency
2. Copy - Caltrans District Local Assistance Engineer (DLAE). Failure to submit to DLAE within 30 days of contract
execution may result in de -obligation of federal funds on contract.
ADA Notice: For individuals with sensory disabilities, this document is available in alternate formats. For information call (916) 654-6410 or TDD (916) 654-
3880 or write Records and Forms Management, 1120 N Street, MS-89, Sacramento, CA 95814.
Page 1 of 2
July 23, 2015
Local Assistance Procedures Manual Exhibit 10-02
Consultant Contract DBE Commitment
INSTRUCTIONS — CONSULTANT CONTRACT DBE COMMITMENT
CONSULTANT SECTION
1. Local Agency - Enter the name of the local or regional agency that is funding the contract.
2. Contract DBE Goal - Enter the contract DBE goal percentage as it appears on the project advertisement.
3. Project Description - Enter the project description as it appears on the project advertisement (Bridge Rehab, Seismic
Rehab, Overlay, Widening, etc).
4. Project Location - Enter the project location as it appears on the project advertisement.
5. Consultant's Name - Enter the consultant's firm name.
6. Prime Certified DBE - Check box if prime contractor is a certified DBE.
7. Total Contract Award Amount - Enter the total contract award dollar amount for the prime consultant.
8. Total Dollar Amount for ALL Subconsultants — Enter the total dollar amount for all subcontracted consultants.
SUM = (DBEs + all Non -DBEs). Do not include the prime consultant information in this count.
9. Total number of ALL subconsultants — Enter the total number of all subcontracted consultants. SUM = (DBEs + all
Non -DBEs). Do not include the prime consultant information in this count.
10. Description of Work, Services, or Materials Supplied - Enter description of work, services, or materials to be
provided. Indicate all work to be performed by DBEs including work performed by the prime consultant's own forces, if
the prime is a DBE. If 100% of the item is not to be performed or furnished by the DBE, describe the exact portion to be
performed or furnished by the DBE. See LAPM Chapter 9 to determine how to count the participation of DBE firms.
11. DBE Certification Number - Enter the DBE's Certification Identification Number. All DBEs must be certified on
the date bids are opened.
12. DBE Contact Information - Enter the name, address, and phone number of all DBE subcontracted consultants.
Also, enter the prime consultant's name and phone number, if the prime is a DBE.
13. DBE Dollar Amount - Enter the subcontracted dollar amount of the work to be performed or service to be
provided. Include the prime consultant if the prime is a DBE. See LAPM Chapter 9 for how to count full/partial
participation.
14. Total Claimed DBE Participation - $: Enter the total dollar amounts entered in the "DBE Dollar Amount" column.
%: Enter the total DBE participation claimed ("Total Participation Dollars Claimed" divided by item "Total Contract
Award Amount"). If the total % claimed is less than item "Contract DBE Goal," an adequately documented Good Faith
Effort (GFE) is required (see Exhibit 15-H DBE Information - Good Faith Efforts of the LAPM).
15. Preparer's Signature - The person completing the DBE commitment form on behalf of the consultant's firm must
sign their name.
16. Date - Enter the date the DBE commitment form is signed by the consultant's preparer.
17. Preparer's Name - Enter the name of the person preparing and signing the consultant's DBE commitment form.
18. Phone - Enter the area code and phone number of the person signing the consultant's DBE commitment form.
19. Preparer's Title - Enter the position/title of the person signing the consultant's DBE commitment form.
LOCAL AGENCY SECTION
20. Local Agency Contract Number - Enter the Local Agency contract number or identifier.
21. Federal -Aid Project Number - Enter the Federal -Aid Project Number.
22. Contract Execution Date - Enter the date the contract was executed.
23. Local Agency Representative's Signature - The person completing this section of the form for the Local Agency
must sign their name to certify that the information in this and the Consultant Section of this form is complete and
accurate.
24. Date - Enter the date the DBE commitment form is signed by the Local Agency Representative.
25. Local Agency Representative's Name - Enter the name of the Local Agency Representative certifying the
consultant's DBE commitment form.
26. Phone - Enter the area code and phone number of the person signing the consultant's DBE commitment form.
27. Local Agency Representative Title - Enter the position/title of the Local Agency Representative certifying the
consultant's DBE commitment form.
Page 2 of 2
July 23, 2015
CITY OF NATIONAL CITY
Office of the City Clerk
1243 National City Blvd., National City, California 91950-4397
619-336-4228
Michael R. Dalla, CMC - City Clerk
KIMLEY-HORN AND ASSOCIATES, INC.
EL TOYON — LAS PALMS BICYCLE BOULEVARD
ON -CALL PROJECT SUPPORT SERVICES
CIP PROGRAM
Tirza Gonzales (Engineering/Public Works) forwarded a duplicate original
Agreement to Kimley-Horn and Associates, Inc.